James Gilbert v. Upton Family Inc. D/B/A Mario's Pizza ( 2023 )

RENDERED: AUGUST 18, 2023; 10:00 A.M.
NOT TO BE PUBLISHED
Commonwealth of Kentucky
Court of Appeals
NO. 2022-CA-0006-MR
JAMES GILBERT APPELLANT
APPEAL FROM MADISON CIRCUIT COURT
v. HONORABLE COLE ADAMS MAIER, JUDGE
ACTION NO. 20-CI-00030
UPTON FAMILY INC. D/B/A
MARIO’S PIZZA APPELLEE
OPINION
AFFIRMING
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BEFORE: ACREE, CETRULO, AND GOODWINE, JUDGES.
ACREE, JUDGE: James Gilbert appeals the Madison Circuit Court’s November
29, 2021 summary judgment in favor of Upton Family, Inc. He argues both that
the grant of summary judgment was premature and that genuine issues of material
fact remain. We find no error and affirm.
BACKGROUND
In 2018, Kentucky was grappling with a statewide outbreak of
Hepatitis A. The Madison County Health Department (MCHD) declared an
outbreak of the virus on October 24, 2018, and subsequently recommended that
everybody receive a Hepatitis A vaccination.
At that time, Upton Family, Inc. owned and operated Mario’s Pizza, a
restaurant in Berea, Kentucky. James Upton was president of the corporation. On
January 8, 2019, the MCHD informed Upton Family, Inc. that a former employee
tested positive for Hepatitis A. The employee worked at Mario’s as a delivery
driver from September 2018 until December 31, 2018.
On January 9, 2019, every Mario’s employee received a Hepatitis A
vaccination from MCHD. That same day, Mario’s received a score of ninety-five
following an unannounced health inspection, and the inspection report indicated
Mario’s complied with all foodborne illness prevention and hygiene practices –
indeed, Mario’s has always passed its health inspections. The restaurant also
implemented a policy requiring all new hires to receive the Hepatitis A vaccine.
As far as Upton Family, Inc. representatives know, no other Mario’s employees
tested positive for Hepatitis A, and MCHD has not linked any cases of Hepatitis A
to the restaurant. MCHD released a public statement declaring the risk of Hepatitis
A infection for those who ate at Mario’s to be “very low.”
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On February 3, 2019, Gilbert and his family ordered two pizzas from
Mario’s. Rather than having the pizzas delivered, Gilbert’s stepfather picked them
up. Gilbert’s family ate the pizzas while watching the Super Bowl; Gilbert and his
stepfather shared one, while Gilbert’s son and mother shared the other. According
to his deposition testimony, Gilbert began to feel sick shortly after eating the pizza.
Other than Gilbert, no one who ate the pizza became sick.
Gilbert went to the Saint Joseph emergency room in Berea on the
morning of February 17, 2019 – two weeks after eating the pizza. There, he tested
positive for Hepatitis A. Though Gilbert testified he began experiencing
symptoms mere hours after eating the pizza, both Saint Joseph’s medical records
and a Madison County Health Department investigation report indicate he began
experiencing Hepatitis A symptoms February 10. Saint Joseph transferred Gilbert
to the University of Kentucky Hospital, where he was discharged on February 19,
2019. Gilbert received no follow up treatment after his discharge.
Gilbert filed suit against Upton Family, Inc., alleging Mario’s
negligently prepared and sold him food contaminated with Hepatitis A. Gilbert
testified in his deposition that he did not go to any other store from November 1,
2018 to April 1, 2019, and that his mother does the grocery shopping for the whole
family. He also testified he never left the town of Berea. He believes because
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Mario’s was the only source of his food consumption around the time he became
sick, Mario’s is the only possible source of his contracting Hepatitis A.
A year and a half after Gilbert brought suit but prior to the close of
discovery, Upton Family, Inc. filed a motion for summary judgment, Gilbert
responded, and the circuit court granted Upton Family, Inc.’s motion on November
29, 2021. Gilbert now appeals.
ANALYSIS
The standard of review on appeal from a summary judgment is
“whether the trial court correctly found that there were no genuine issues as to any
material fact and that the moving party was entitled to judgment as a matter of
law.” Scifres v. Kraft, 916 S.W.2d 779, 781 (Ky. App. 1996); CR1 56.03. “The
trial court must view the evidence in the light most favorable to the nonmoving
party, and summary judgment should be granted only if it appears impossible that
the nonmoving party will be able to produce evidence at trial warranting a
judgment in his favor.” Lewis v. B & R Corp., 56 S.W.3d 432, 436 (Ky. App.
2001) (citing Steelvest v. Scansteel Serv. Ctr., Inc., 807 S.W.2d 476, 480-82 (Ky.
1991)). However, “impossible,” in the context of a motion for summary judgment,
is “used in a practical sense, not in an absolute sense.” Perkins v. Hausladen, 828
S.W.2d 652, 654 (Ky. 1992). “Because summary judgment involves only legal
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Kentucky Rules of Civil Procedure.
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questions and the existence of any disputed material issues of fact, an appellate
court need not defer to the trial court’s decision and will review the issue de novo.”
Lewis, 56 S.W.3d at 436 (citing Scifres, 916 S.W.2d at 781).
First, Gilbert challenges the summary judgment on the basis that the
circuit court granted it prior to the close of discovery, arguing trial judges must
wait until discovery is finished before deciding whether to grant summary
judgment. His belief is incorrect. Rather, “[i]t is not necessary to show that the
respondent has actually completed discovery, but only that respondent has had an
opportunity to do so.” Hartford Ins. Grp. v. Citizens Fid. Bank & Tr. Co., 579
S.W.2d 628, 630 (Ky. App. 1979). In Hartford, this Court determined six months
between filing of the complaint and summary judgment to be a sufficient
opportunity to either engage in discovery or inform the trial court why a ruling on
summary judgment ought to be continued pursuant to CR 56.06. Id.In this case, Gilbert filed his complaint on January 15, 2020, and
Upton Family, Inc. timely filed its answer on February 4, 2020. On July 13, 2021,
more than one year and five months after filing its answer, Upton Family, Inc. filed
its motion for summary judgment. Between pleadings and the summary judgment
motion, as Gilbert himself notes, the parties completed depositions of Gilbert, his
father, and Mr. Upton, and the parties exchanged interrogatories and requests for
production.
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Furthermore, Gilbert was given until September 17, 2021, to file a
response to Upton Family, Inc.’s July 13, 2021 motion and the motion was not
scheduled to be heard until October 29, 2021. Gilbert had ample opportunity to
conduct further discovery even after knowing exactly the basis of Upton Family,
Inc.’s motion. The circuit court did not err in entering its judgment after twenty-
one months of discovery.
Gilbert next challenges the judgment because, as he alleges, the circuit
court failed to construe facts in a light most favorable to him. More specifically,
he argues the MCHD’s public declaration that there was a “low risk” of Hepatitis
A infection for those who ate at Mario’s means there was at least some risk of
infection to those who ate there. He argues the circuit court was required to infer
the possibility Mario’s pizza caused his illness from his deposition testimony that
Mario’s was the only restaurant from which he consumed food around the time he
became sick and that he never entered a gas station, convenience store, or grocery
store during that period. We disagree that such an inference is required.
It need not be literally impossible for Gilbert to prevail at trial for
summary judgment to be granted. Rather, it must only be practically impossible
based on the evidence gathered after an adequate opportunity to do so. See
Perkins, 828 S.W.2d at 654. “It is beyond dispute that causation is a necessary
element of proof in any negligence case.” Baylis v. Lourdes Hosp., Inc., 805
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S.W.2d 122, 124 (Ky. 1991). Gilbert’s evidence of causation is little if anything
more than evidence he became ill after eating Mario’s pizza. Unsupported by
evidence, that is mere fallacious post hoc, ergo propter hoc logic – that because
effect A happened after alleged cause B, B caused A. Such logic is never enough
to establish causation. See, e.g., Abbott v. Federal Forge, 912 F.2d 867, 875 (6th
Cir. 1990) (“[P]ost hoc, ergo propter hoc is not a rule of legal causation.”).
In its motion, Upton Family, Inc. cited several publications from the
Centers for Disease Control and Prevention (CDC) explaining the nature of
Hepatitis A infection and incubation, which the circuit judge relied upon when
granting summary judgment. These materials say the Hepatitis A incubation
period can range from a minimum of fifteen days to fifty days at the longest,
though the incubation period is twenty-eight days on average. It is highly
improbable that his contamination occurred on February 3, 2019, because the
minimum incubation period for the disease would have necessarily begun a week
before that Super Bowl Sunday, based on the onset of his symptoms.
Further, the Mario’s delivery driver who tested positive for the virus
left his job on December 31, 2018. Mr. Upton learned on January 8, 2019, that the
former employee had Hepatitis A. Immediately thereafter, all Mario’s employees
received the Hepatitis A vaccine, and all new hires were required to obtain it as a
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condition of their employment. The next day, employees thoroughly cleaned the
restaurant and passed a surprise health inspection.
Conversely, Gilbert produced no evidence, other than his testimony
that Mario’s was the only restaurant that prepared food he consumed around that
time, which demonstrated any alleged negligently prepared or handled food from
Mario’s caused his Hepatitis A infection. We find no error in the circuit court’s
grant of summary judgment, as Gilbert failed to demonstrate a causal link between
his consumption of Mario’s Pizza on Super Bowl Sunday and symptoms of his
illness a mere one week later.
Gilbert contests the circuit court’s reliance on the CDC materials
attached to Upton Family, Inc.’s motion for summary judgment. He argues these
materials were not of record and therefore were an improper factual basis for the
circuit court’s decision. He argues that a trial court is limited to “pleadings,
depositions, answers to interrogatories, stipulations, and admissions on file,
together with the affidavits, if any” when evaluating motions for summary
judgment. See CR 56.03. However, “on a motion for summary judgment the court
is entitled to consider any evidentiary matter that has been presented to the court at
any stage of the proceedings in the case.” Collins v. Duff, 283 S.W.2d 179, 183
(Ky. 1955). This includes “exhibit[s] which [are] evidentiary in character[.]”
Daniel v. Turner, 320 S.W.2d 135, 137 (Ky. 1959).
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Gilbert does not argue directly that such publicly available
information, even if equal to the quality of a medical treatise, is inadmissible
hearsay; however, that is the import of his argument. But it is unavailing. In an
early Kentucky opinion reviewing a summary judgment in favor of defendants, the
concern was that the evidence of record “was in several respects hearsay.” Conley
v. Hall, 395 S.W.2d 575, 578 (Ky. 1965). The former Court of Appeals said,
“Assuming that is true, we are not concerned with the competency of evidence”
because the court was “examining [the] record for the sole purpose of determining
whether an issue of material fact exists.” Id. But see Miskin v. Baxter Healthcare
Corp., 107 F. Supp. 2d 669, 674 (D. Md. 1999), aff’d, 213 F.3d 632 (4th Cir. 2000)
(unauthenticated medical treatises were inadmissible hearsay, and thus insufficient
to preclude summary judgment).
Responding to Upton Family, Inc.’s evidence of the incubation period
for Hepatitis A, Gilbert could have created a genuine issue of material fact by
similar but countervailing publicly available evidence or, better yet, the affidavit of
a physician supporting his position it was possible he contracted Hepatitis A just
seven days before the onset of his symptoms, assuming such evidence exists. In
the sixty days the circuit court allowed him to conduct additional discovery and
respond to the motion, Gilbert failed to create that genuine issue. We find no error
on the part of the Madison Circuit Court in granting summary judgment.
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CONCLUSION
For the foregoing reasons, we affirm.
ALL CONCUR.
BRIEF FOR APPELLANT: BRIEF FOR APPELLEE:
Jud Patterson J. Stan Lee
Richmond, Kentucky Katie Bouvier
Lexington, Kentucky
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