MC ARTHUR, LEVAUGHN, PEOPLE v ( 2014 )

SUPREME COURT OF THE STATE OF NEW YORK
Appellate Division, Fourth Judicial Department
1249
KA 12-01364
PRESENT: SMITH, J.P., FAHEY, CARNI, VALENTINO, AND WHALEN, JJ.
THE PEOPLE OF THE STATE OF NEW YORK, RESPONDENT,
V MEMORANDUM AND ORDER
LEVAUGHN MCARTHUR, DEFENDANT-APPELLANT.
LINDA M. CAMPBELL, SYRACUSE (SHIRLEY A. GORMAN OF COUNSEL), FOR
DEFENDANT-APPELLANT.
WILLIAM J. FITZPATRICK, DISTRICT ATTORNEY, SYRACUSE (VICTORIA M. WHITE
OF COUNSEL), FOR RESPONDENT.
Appeal from a judgment of the Onondaga County Court (William D.
Walsh, J.), rendered October 12, 2011. The judgment convicted
defendant, upon a jury verdict, of burglary in the first degree (two
counts), assault in the first degree and criminal possession of a
weapon in the third degree.
It is hereby ORDERED that the judgment so appealed from is
affirmed.
Memorandum: Defendant appeals from a judgment convicting him,
upon a jury verdict, of two counts of burglary in the first degree
(Penal Law § 140.30 [2], [3]) and one count each of assault in the
first degree (§ 120.10 [4]) and criminal possession of a weapon in the
third degree (§ 265.02 [1]). Defendant contends that he was denied
his right to be present at all material stages of the trial inasmuch
as he was not present for a bench conference that occurred during his
testimony (see People v Antommarchi, 80 NY2d 247, 250, rearg denied 81
NY2d 759). Even assuming, arguendo, that the bench conference
“ ‘involved factual matters about which defendant might have [had]
peculiar knowledge that would [have] be[en] useful in advancing [his]
or countering the People’s position’ ” (People v Spotford, 85 NY2d
593, 596, quoting People v Dokes, 79 NY2d 656, 660; cf. People v
Horne, 97 NY2d 404, 416), we conclude that defendant voluntarily,
knowingly and intelligently waived that right (see People v Vargas, 88
NY2d 363, 375-376; see also People v Velasquez, 1 NY3d 44, 49).
Defendant’s contention that County Court erred in modifying its
Sandoval ruling during trial is not properly before us (see CPL 470.05
[2]), and we decline to exercise our power to address it as a matter
of discretion in the interest of justice (see CPL 470.15 [6] [a]).
Defendant further contends that the court erred in determining
that his request for a missing witness charge was untimely because it
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was made after both parties had rested, “rather than at the close of
the People’s proof, when defendant became ‘aware that the witness[es]
would not testify’ ” (People v Williams, 94 AD3d 1555, 1556; see
People v Lopez, 96 AD3d 1621, 1622, lv denied 19 NY3d 998).
Defendant’s contention that the court failed to respond meaningfully
to a jury note seeking clarification of the definition of intent is
not preserved for our review (see People v Santiago, 101 AD3d 1715,
1717, lv denied 21 NY3d 946) and, in any event, it lacks merit because
“the court’s rereading of the [intent] instruction constituted a
meaningful response” to the note (id.).
We further conclude that defendant’s challenge to the legal
sufficiency of the evidence supporting the conviction of burglary and
assault is not preserved for our review (see People v Gray, 86 NY2d
10, 19), and in any event lacks merit (see generally People v
Bleakley, 69 NY2d 490, 495). Even assuming, arguendo, that
defendant’s challenge to the legal sufficiency of the evidence
supporting the conviction of criminal possession of a weapon in the
third degree is preserved for our review (cf. Gray, 86 NY2d at 19), we
conclude that defendant’s challenge lacks merit (see Bleakley, 69 NY2d
at 495). Viewing the evidence in light of the crimes as charged to
the jury (see People v Danielson, 9 NY3d 342, 349), we also conclude
that the verdict is not against the weight of the evidence (see
generally Bleakley, 69 NY2d at 495). “[R]esolution of issues of
credibility, as well as the weight to be accorded to the evidence
presented, are primarily questions to be determined by the jury”
(People v Witherspoon, 66 AD3d 1456, 1457, lv denied 13 NY3d 942
[internal quotation marks omitted]), and we see no basis for
disturbing the jury’s resolution of those issues.
Viewing the evidence, the law and the circumstances of this case,
in totality and as of the time of the representation, we conclude that
defendant received meaningful representation (see generally People v
Baldi, 54 NY2d 137, 147). Defendant further contends that his right
to present a defense was violated when the court precluded him from
presenting hearsay evidence in which defendant’s accomplice attempted
to exonerate defendant. We reject that contention. “[A] defendant
has a constitutional right to present a defense” (People v Hayes, 17
NY3d 46, 53), and a “defendant’s constitutional right to due process
requires admission of hearsay evidence when [the] declarant has become
unavailable to testify and ‘the hearsay testimony is material,
exculpatory and has sufficient indicia of reliability’ ” (People v
Burns, 6 NY3d 793, 795, quoting People v Robinson, 89 NY2d 648, 650
[emphasis omitted]). Here, there is no dispute that the accomplice
was unavailable to testify (see People v Stultz, 2 NY3d 277, 286,
rearg denied 3 NY3d 702), and we agree with the parties that our
analysis turns on the issue whether the accomplice’s statements were
declarations against penal interest, and thus admissible as an
exception to the hearsay rule (see People v Shabazz, 22 NY3d 896,
898). The hearsay evidence at issue consists of statements made by
the accomplice during his plea colloquy and in a letter in which he
took “full responsibility for what occurred.” We agree with the
People that the court properly concluded that those statements were
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KA 12-01364
unreliable, and thus did not err in refusing to admit them in evidence
(cf. id.; People v McFarland, 108 AD3d 1121, 1122-1123). The court
expressly noted that, during the plea colloquy, the accomplice sought
to alter his account of the incident out of a desire to avoid entering
the prison system as a “snitch,” and the court outlined the
accomplice’s contradictory statements during the plea colloquy. The
accomplice initially stated that defendant entered the home in which
the assault occurred only to “get” the accomplice, thus implying that
defendant had entered the home after the accomplice was there. The
court then advised the accomplice that untruthful testimony during the
plea colloquy could result in the accomplice receiving a sentence
greater than that promised to him during plea negotiations, and noted
that the People had witnesses “who were there” at the subject home and
“saw what happened.” When the plea colloquy resumed, the accomplice
changed his account, stating that defendant had entered the home with
the accomplice. That change leads us to conclude that the court
properly found the accomplice’s testimony at the plea colloquy to be
unreliable. Even assuming, arguendo, that the letter is contrary to
the accomplice’s penal interest, we further conclude that the court
properly found that the statements therein were also unreliable. We
note that the letter was signed one week after the accomplice’s plea
colloquy, and that the accomplice attempted to establish therein that
defendant had no knowledge of the accomplice’s plans when the
accomplice took him to the home. We further note that the Court of
Appeals has recently reiterated that there are four components to the
declaration against penal interest exception to the hearsay rule:
“(1) the declarant must be unavailable to testify by reason of death,
absence from the jurisdiction or refusal to testify on constitutional
grounds; (2) the declarant must be aware at the time the statement is
made that it is contrary to penal interest; (3) the declarant must
have competent knowledge of the underlying facts; and (4) there must
be sufficient proof independent of the utterance to assure its
reliability” (Shabazz, 22 NY3d at 898). Jerome Prince, Richardson on
Evidence sets forth a fifth component, i.e., that the declarant “had
no probable motive to misrepresent the facts” (Jerome Prince,
Richardson on Evidence § 8-403 [Farrell 11th Ed 2008]). To the extent
that component should be part of our calculus here, we conclude that
it weights our determination even more heavily in the People’s favor.
Finally, we conclude that the sentence is not unduly harsh or severe.
All concur except CARNI, J., who dissents and votes to reverse
and grant a new trial in accordance with the following Memorandum: I
respectfully dissent and would reverse the judgment and grant a new
trial. I agree with defendant that County Court erred in failing to
admit in evidence the transcript of the plea colloquy of defendant’s
accomplice and a letter written by that accomplice, both of which
contained statements exonerating defendant for the crimes herein.
Inasmuch as those items are exculpatory, they “are subject to a more
lenient standard, and will be found ‘sufficient if [the supportive
evidence] establish[es] a reasonable possibility that the statement[s
therein] might be true’ ” (People v Deacon, 96 AD3d 965, 968, appeal
dismissed 20 NY3d 1046, quoting People v Settles, 46 NY2d 154,
169-170). In my view, the accomplice’s declarations against his penal
interest were supported by evidence establishing a reasonable
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KA 12-01364
possibility that they might be true, and the court therefore erred in
refusing to admit them in evidence (see People v McFarland, 108 AD3d
1121, 1122). Further, the exclusion of those statements infringed on
defendant’s weighty interest in presenting exculpatory evidence, thus
depriving him of a fair trial (see Chambers v Mississippi, 410 US 284,
302-303; People v Oxley, 64 AD3d 1078, 1084, lv denied 13 NY3d 941).
Because the evidence of third-party culpability was improperly
excluded, I conclude that defendant is entitled to a new trial (see
Oxley, 64 AD3d at 1084).
Entered: January 3, 2014 Frances E. Cafarell
Clerk of the Court