Brady v. State Ballot Law Commission ( 2020 )


Menu:
  • NOTICE: All slip opinions and orders are subject to formal
    revision and are superseded by the advance sheets and bound
    volumes of the Official Reports. If you find a typographical
    error or other formal error, please notify the Reporter of
    Decisions, Supreme Judicial Court, John Adams Courthouse, 1
    Pemberton Square, Suite 2500, Boston, MA, 02108-1750; (617) 557-
    1030; SJCReporter@sjc.state.ma.us
    SJC-12979
    HELEN BRADY    vs.   STATE BALLOT LAW COMMISSION & others.1
    Suffolk.     July 10, 2020. - August 3, 2020.
    Present:   Gants, C.J., Lenk, Gaziano, Lowy, Cypher,
    & Kafker, JJ.
    Election, Ballot, Validity of nomination papers. Secretary of
    the Commonwealth. Constitutional Law, Elections.
    Civil action commenced in the Supreme Judicial Court for
    the county of Suffolk on May 5, 2020.
    The case was reported by Kafker, J.
    Christopher A. Kenney for the petitioner.
    Elizabeth Kaplan, Assistant Attorney General, for the
    respondents.
    Gerald A. McDonough for the interveners.
    KAFKER, J.     This appeal concerns a decision of the State
    Ballot Law Commission (SBLC) preventing Helen Brady from
    appearing on the September 1, 2020, State primary election
    1  Secretary of the Commonwealth; and Massachusetts
    Democratic Party and Leon Arthur Brathwaite, II, interveners.
    2
    ballot for the Republican nomination for the office of United
    States representative for the Ninth Congressional District in
    Massachusetts.    The SBLC, acting upon the objection of Leon
    Arthur Braithwaite, II, a registered voter in the Ninth
    Congressional District and the vice-chair of the Massachusetts
    Democratic State Committee, struck all of the certified
    signatures that Brady had secured from voters in an effort to
    appear on the ballot.
    Following this court's allowance of the electronic
    collection of signatures on nomination papers in Goldstein v.
    Secretary of the Commonwealth, 
    484 Mass. 516
    , 531-532 (2020),
    Brady, with the aid of a software application provided by a
    third-party vendor, had gathered all of her voter signatures
    electronically.    There is no question that she had collected the
    required minimum number of signatures.    Nor is there a question
    that the signatures were legitimate.     Nonetheless, according to
    the SBLC, the process Brady utilized failed to comply with
    formal electronic signature requirements outlined by the court
    in the Goldstein decision (Goldstein process), as well as with
    an "advisory" issued by the Secretary of the Commonwealth
    (Secretary) in response to the Goldstein decision.     In brief,
    the SBLC ruled that Brady departed from the Goldstein process by
    failing to submit the "native" electronic document signed by the
    voter to local election officials for certification.    Instead,
    3
    she submitted a document that differed from the native
    electronic document, albeit in form only, not substance.      Also,
    the SBLC concluded that Brady failed to abide by the Secretary's
    advisory when she had voters sign her nomination papers
    electronically by applying a computer mouse, stylus, or finger
    to a separate box provided for that purpose, rather than
    directly on the signature line itself.
    Brady challenged the SBLC's ruling in the Superior Court,
    but then moved to consolidate that action with an existing
    petition that she, along with three other candidates seeking to
    appear on the State primary ballot, had filed in the county
    court.   Given the time sensitive nature of the appeal, with the
    Secretary needing to finalize the State primary ballot by July
    14, 2020, to meet a federally mandated deadline,2 the single
    justice consolidated the matters and reserved and reported them
    to the full court.3   On July 13, 2020, following expedited
    2 By Federal law, ballots must be transmitted to military
    and overseas voters no later than forty-five days in advance of
    the election. See 
    52 U.S.C. § 20302
    (a)(8)(A).
    3 Notwithstanding the consolidation of the two matters, the
    only issue before the court concerns Brady's appeal from the
    SBLC's decision. The three other candidates to the underlying
    petition -- Caroline Colarusso, Julie Hall, and Rayla Campbell
    -- are not parties to this appeal. The petition was dismissed
    as moot by the single justice as to Colarusso and Hall after
    they qualified for and were placed on the primary ballot.
    Campbell pursued a separate appeal before the full court, which
    is pending.
    4
    briefing and oral argument, we vacated the SBLC decision and
    ordered the Secretary to place Brady's name on the ballot,
    concluding that the electronic filing process utilized by Brady
    complied with the substance of the material requirements of the
    Goldstein decision.    We now issue this opinion to explain fully
    the court's reasoning.
    Background.   1.     The Goldstein decision.   On April 17,
    2020, the court issued the decision in Goldstein, granting
    several forms of equitable relief to candidates seeking to
    collect voter signatures on nomination papers as required to
    appear on the State primary election ballot.       In recognition of
    the extraordinary restrictions on in-person contact during the
    COVID-19 pandemic, the court (1) reduced the number of required
    certified signatures by fifty percent (50%), (2) extended the
    deadlines for certain candidates to submit signed nomination
    papers to local election officials for certification and then
    file certified signatures with the Secretary, and (3) ordered
    the Secretary to allow for the submission of nomination papers
    with electronic signatures, not just wet-ink original signatures
    ("wet" signatures).    Goldstein, 484 Mass. at 529-532.
    Regarding the last item, the court adopted and outlined an
    electronic signature collection process that had been
    recommended as a compromise solution by the Secretary and viewed
    with favor by the candidates in that case:
    5
    "[C]andidates seeking to be on the ballot for the September
    1 primary election [are] allowed to scan and post or
    otherwise distribute their nomination papers online.
    Voters may then download the image of the nomination papers
    and either apply an electronic signature with a computer
    mouse or stylus, or print out a hard copy and sign it by
    hand. The signed nomination paper can then be returned to
    the candidate, or a person working on the candidate's
    behalf, either in electronic form (by transmitting the
    'native' electronic document or a scanned paper document)
    or in paper form (by hand or mail). The candidates will
    still have to submit the nomination papers to local
    election officials in hard copy paper format, but the
    proposed process will alleviate the need for, and the risk
    associated with, obtaining 'wet' signatures. The Secretary
    is ordered forthwith to provide clear guidance to
    prospective candidates as to how this electronic signature
    collection process may be accomplished effectively,
    although candidates need not await that guidance to get
    started." (Emphasis added.)
    Goldstein, 484 Mass. at 531-532.
    Four days later, on April 21, 2020, the Secretary issued an
    "advisory" concerning the collection of signatures in light of
    the Goldstein decision, which provided, in relevant part:
    "The voter can sign by either a) using a computer mouse or
    stylus applied to the signature line of the nomination
    paper screen image to sign their actual original signature
    in person and in real time or b) printing out the
    transmitted nomination paper and affixing their original
    signature by hand ('wet signature')" (emphasis added).
    2.   Brady's nomination papers.   Following the issuance of
    Goldstein, Brady retained the services of a third-party vendor,
    VenueX Media, LLC (VenueX), to assist her in collecting
    electronic signatures from registered voters in the Ninth
    Congressional District.   Having anticipated the potential
    benefit to collecting signatures electronically during the
    6
    COVID-19 pandemic, VenueX had been working to develop a software
    application for that purpose.   Once the court allowed for that
    possibility, VenueX finalized the application, with some
    modifications to comply with the Goldstein process, and made it
    available to candidates.   All told, forty candidates in
    Massachusetts utilized VenueX's application, including
    Democrats, Republicans, and Independents.4   Brady, for her part,
    used it to collect all of her signatures; she did not collect
    any wet signatures.
    The application worked as follows.   VenueX created a unique
    webpage for Brady ("www.nominationpapers.com/helenbrady"), which
    consisted of an image of the back and front of her nomination
    papers.   Brady solicited voters to visit the webpage by sending
    them a link via Facebook, Twitter, e-mail, or other means.
    Voters could access the webpage by "clicking" on that link using
    any device connected to the Internet, such as a cell phone,
    tablet, desktop computer, or laptop.   Once on the webpage,
    voters could see an image of Brady's nomination papers,
    containing her name and address, as well as the elected office
    4 While it is undisputed that forty candidates utilized
    VenueX's application, it is not evident from the record how many
    of them actually submitted signatures for certification that
    were collected using the application or, if they did, how many
    such signatures they submitted. At least three candidates who
    used the application qualified to appear on the ballot. No
    objections were filed to their nomination papers with the SBLC.
    7
    she was seeking, her party affiliation, and the date of the
    State primary election.   There was also a green-colored block
    over the first voter signature line on the image of the
    nomination papers, which read "SIGN HERE."    When voters clicked
    on that block, they were directed to a box elsewhere on the
    webpage, where they could use a stylus, mouse, or finger to sign
    their name.   There were also boxes on the webpage where voters
    typed in their name, e-mail address, telephone number, street
    address, city or town, State, and ZIP code.   Upon signing and
    entering the other data, voters would then click on another
    green-colored block on the webpage, which read "Submit," and the
    process would be complete.   Voters could then download a copy of
    the nomination papers they submitted, which came in the form of
    a Portable Document Format, or .pdf5 (first nomination papers).
    On the face of the first nomination papers, the voter's
    signature was visible on the line where the green "SIGN HERE"
    block had previously appeared, along with the date and time of
    the submission and the voter's address.   A .pdf copy of the
    5 As described by the company that purports to have invented
    the Portable Document Format, or .pdf, it "is now an open
    standard, maintained by the International Organization for
    Standardization (ISO). PDF documents can contain links and
    buttons, form fields, audio, video, and business logic. They
    can be signed electronically, and you can easily view PDF files
    on Windows or Mac OS using the free Acrobat Reader DC software."
    See Adobe Acrobat, What is PDF?, https://acrobat.adobe.com/us/en
    /acrobat/about-adobe-pdf.html [https://perma.cc/QX28-6Y2X].
    8
    first nomination papers was also automatically sent by e-mail
    message to the voter, as a form of "receipt."6
    When voters clicked "Submit," however, the first nomination
    papers were not, in fact, submitted to Brady or her campaign.
    Instead, the data entered on the webpage by each voter was
    transmitted to a database maintained by VenueX.   The captured
    data included the submission date and time; the voter's name, e-
    mail address, telephone number, street address, city or town,
    State, and ZIP code; a link to an image of the voter's
    signature, which was stored in the "cloud"7; the unique Internet
    protocol (IP) address of the device the voter used to submit the
    nomination paper; and a unique identification number for each
    submission.   Brady and her campaign had access to the database
    for purposes of tracking the submissions as they were collected,
    but they could not alter or download the content.   Nor could
    6 Voters could have downloaded the first nomination papers
    from the webpage, printed them out, signed them with a wet
    signature, and returned them to Brady's campaign. Presumably,
    they also could have printed out the .pdf of the first
    nomination papers bearing their electronic signature, and
    returned it to Brady's campaign. However, no voters submitted
    nomination papers to Brady's campaign in either of those ways.
    Nor does it appear that there was any direction provided on the
    webpage that would have prompted voters to do so.
    7 The "cloud" refers to cloud computing, a type of remote
    electronic data storage. See Commonwealth v. Gelfgatt, 
    468 Mass. 512
    , 536 (2014) (Lenk, J., dissenting).
    9
    they access the stored images of the voter signatures.    Only
    VenueX had that level of access.
    The final step in the process occurred when VenueX provided
    Brady's campaign with a second version of the signed nomination
    papers, which were created by importing the data from the
    database, including the stored image of the voter's signature
    (second nomination papers).   The second nomination papers, which
    were also in .pdf form, would then be electronically transferred
    to Brady's campaign in a folder, whereupon they could be printed
    out en masse and submitted to location election officials for
    certification.   The second nomination papers were not identical
    to the first nomination papers.    As with the first nomination
    papers, the second contained Brady's name and address, her
    Republican party affiliation, and the elected office she was
    seeking, but this information now appeared in a different font
    in all upper case letters, whereas it appeared in upper and
    lower case letters in the first.   The second nomination papers,
    like the first, also included the voter's signature on the line
    where the green "SIGN HERE" block had previously appeared, but,
    unlike the first, did not include the date and time of
    submission.   The typewritten name of the voter also was inserted
    on the second nomination papers on the line next to the voter's
    signature, which was not the case on the first.   Otherwise, the
    10
    first nomination papers and second nomination papers were the
    same.8
    As a result of the Goldstein decision, Brady needed at
    least 1,000 certified voter signatures to appear on the
    Republican State primary ballot -- fifty percent (50%) of the
    amount required by statute.     See G. L. c. 53, § 44.   Ultimately,
    local election officials in towns and cities in the Ninth
    Congressional District certified 1,066 of her signatures, which
    Brady then filed with the Secretary by the applicable June 2,
    2020, deadline.
    3.     Objection before the SBLC.   By law, registered voters
    from the district in which a candidate is seeking nomination
    have three days from the filing deadline with the Secretary to
    file objections to nomination papers with the SBLC.      See G. L.
    c. 55B, § 5.    On June 5, 2020, Braithwaite filed an objection,
    claiming that Brady failed to comply with the Goldstein process
    because the voters who signed her nomination papers did not
    return, and she did not submit, the "native" electronic
    document.    In addition, he claimed that Brady failed to comply
    with the Secretary's advisory because the voters had not signed
    by applying a computer mouse or stylus to the signature line on
    8 The placement and size of the voter's signature was also
    slightly different on the second nomination papers, but the
    signature nonetheless appeared on the signature line in both
    versions of the nomination papers.
    11
    the image of Brady's nomination papers.   Braithwaite maintained
    that, on either ground, all 1,066 of Brady's certified
    signatures had to be declared invalid.9
    On June 16, 2020, the SBLC held a hearing on Braithwaite's
    objections, at which only one witness, the founder of VenueX,
    testified.   Subsequently, on June 26, 2020, the SBLC issued a
    decision and written statement of reasons, striking all 1,066 of
    Brady's signatures on the grounds advanced by Braithwaite.     In
    addition, the SBLC ruled that the process utilized by Brady
    violated public policy by storing images of voter signatures
    without their consent and without adequate measures to protect
    against the fraudulent application of those signatures to other
    documents (i.e., documents other than the nomination papers).
    At the same time, the SBLC acknowledged that there was no
    evidence that any voter's signature was applied to any document
    other than Brady's nomination papers, and credited the testimony
    of VenueX's founder that no such misapplication had occurred.
    The SBLC also credited the testimony of VenueX's founder, and
    acknowledged that there was no evidence to contradict, that all
    1,066 voters had, in fact, signed, or at least made some mark,
    with a computer mouse, stylus, or finger in the signature box on
    9 Braithwaite also raised various other objections to
    approximately 117 of Brady's certified signatures. The SBLC,
    however, chose not to adjudicate those objections, and
    Braithwaite has waived them on appeal.
    12
    Brady's webpage before clicking "Submit."    But see note 8,
    supra.
    Discussion.    1.    Compliance with the Goldstein process.
    The relevant facts concerning the electronic signature gathering
    process utilized by Brady are not in dispute.    The only
    question, therefore, is one of law:     whether the electronic
    signature process Brady utilized complied with the requirements
    set out in Goldstein.    In making such determination, we owe no
    deference to the SBLC.    The court defined the emergency
    electronic signature procedures for the September primary
    election itself.   We are therefore interpreting our own
    decision, not the general election laws within the special
    expertise of the SBLC.    Compare Swift v. AutoZone, Inc., 
    441 Mass. 443
    , 450 (2004) ("In general, we grant substantial
    deference to an interpretation of a statute by the
    administrative agency charged with its administration" [citation
    omitted]).   Our review of the question is thus de novo.    See
    Capezzuto v. State Ballot Law Comm'n, 
    407 Mass. 949
    , 952 (1990)
    ("conclusions of law to be drawn from [the] facts are subject to
    independent judicial review").
    As we undertake our review, we remain mindful of several
    important principles.    First and foremost, the constitutional
    rights to run for office and to vote for a candidate who has
    satisfied the requirements to stand for office are fundamental.
    13
    See Goldstein, 484 Mass. at 524 (for "240 years since the
    adoption of our Declaration of Rights in 1780, art. 9 [of the
    Massachusetts Declaration of Rights] has served to protect the
    'fundamental' and 'intertwine[d]' rights of candidates to gain
    access to the ballot and of voters to cast their ballots as they
    see fit" [citation omitted]).   They are essential to the proper
    functioning of our democracy.   As we recognized in Goldstein,
    the pandemic posed a unique threat to the exercise of these
    fundamental rights and required us to apply strict scrutiny to
    the existing statutory signature gathering requirements.    See
    id. at 524-525.   In the end, we declared the existing signature
    requirements unconstitutional during the pandemic and granted
    extraordinary equitable relief to preserve and protect art. 9
    rights, cutting in half the minimum number of signatures
    required and allowing some form of electronic signature
    gathering.   See id. at 526 (existing "signature requirements
    . . . in this time of pandemic are unconstitutional as applied
    to the plaintiffs, and other similarly situated candidates").
    In so doing, we recognized that some technological adaptation
    was required to address the emergency, and a certain amount of
    flexibility was required to avoid constitutional difficulties.
    See id. (existing "signature requirements, which may only impose
    a modest burden on candidates in ordinary times, now impose a
    severe burden on, or significant interference with, a
    14
    candidate's right to gain access to the September 1 primary
    ballot").   See also id. at 533 (Kafker, J., concurring) ("it is
    the in-person aspect of the [existing] signature requirement
    that renders it unduly burdensome in light of the current
    pandemic and quarantine, as this requirement presents public
    safety risks for both the campaign and individual signatories"
    [emphasis in original]).
    A second principle underlying our Goldstein decision was
    the temporally limited, emergency nature of its relief.
    Recognizing the unpredictable force and duration of the
    emergency, the equitable relief granted in Goldstein, including
    the particular electronic signature gathering process it
    authorized, only applied during a finite period of time and to a
    finite group of candidates.    See id. at 518 ("We emphasize that
    the declaration we make and the equitable relief we provide is
    limited to the [September 1, 2020] primary election in these
    extraordinary circumstances . . .").    It was emergency relief
    tailored to the emergency itself.
    It was also the product of a necessarily expedited
    proceeding.    The petition was filed on April 8, 2020, and
    decided nine days later, without the benefit of any lower court
    proceedings.   While the court asked the parties to address the
    logistics of, and potential problems with, collecting and
    verifying electronic signatures, with an eye toward adopting a
    15
    more comprehensive process, it quickly became clear that it
    would not be possible to do so in such short order.     Id. at 531
    ("submissions have convinced us that there are too many issues
    and unanswered questions to allow us confidently to impose a
    remedy that would transform a nomination system that required
    'wet' signatures into one that permitted a broad range of
    electronic signatures").    Instead, the court adopted a "modest
    means" of electronic signature gathering put forward as a last-
    minute compromise by the Secretary, id., despite the "awkward,
    multistep process" it involved, id. at 535 (Kafker, J.,
    concurring).    In an effort to avoid the type of dispute we are
    now forced to resolve here, we also asked and expected the
    Secretary to provide further follow-up guidance to candidates
    regarding the implementation of the electronic signature
    gathering process that his office had proposed.   The guidance
    that was provided, however, was quite limited, indeed
    unnecessarily so.
    Finally, as discussed at length in the concurrence in
    Goldstein, see id. at 532-538, we remain convinced that the
    legislative and executive branches, not the courts, are best
    suited for enacting a comprehensive electronic signature
    collection process, a process that was long overdue even before
    the pandemic.   With all that said, we now turn to the challenge
    to Brady's signature gathering process.
    16
    We start by noting what is not being challenged.     At the
    heart of our Goldstein decision were certain essential
    requirements.   First, we cut in half the number of certified
    signatures that a candidate was required to gather, with that
    number being reduced to 1,000 for those seeking Congressional
    office, like Brady.    It is undisputed here that over 1,000
    registered voters in the Ninth Congressional District signed, or
    at least made some mark, in the signature box on Brady's webpage
    and then clicked on the box that read "Submit," thereby
    conveying support for Brady's appearance on the September
    primary ballot.
    We also sought in Goldstein to ensure that the signature
    gathering process produced legitimate signatures.    There is no
    dispute that all of the signatures gathered by Brady are
    legitimate.10   There is no evidence or suggestion of fraud or
    impropriety.    Moreover, not one of the 1,066 registered voters
    who purportedly signed Brady's nomination papers came forward
    and denied having done so.    Nor was there even a suggestion that
    any voter had made such a claim.    In short, there is no dispute
    that Brady satisfied the essential substantive requirements of
    the Goldstein decision.
    10As previously noted, see note 9, supra, Braithwaite had
    asserted objections to certain specific signatures gathered by
    Brady, but the SBLC did not adjudicate those objections, and
    Braithwaite has waived them on appeal.
    17
    Instead, the dispute concerns specific issues of form,
    particularly the language in Goldstein providing that the
    "signed nomination paper [could] be returned [by the voter] to
    the candidate, or a person working on the candidate's behalf,
    . . . in electronic form (by transmitting the 'native'
    electronic document or a scanned paper document)" (emphasis
    added).   Goldstein, 484 Mass. at 531.   According to the court's
    ruling, the candidate, or someone acting on the candidate's
    behalf, was then authorized to print the native electronic
    document out and submit it in "hard copy paper format" to local
    election officials for certification.    Id.
    According to Braithwaite and the SBLC, the native
    electronic documents in the process utilized by Brady were the
    first nomination papers:   the .pdf the voter could download, and
    also received as an attachment to an e-mail message, after
    electronically signing and submitting the nomination papers.      As
    Braithwaite and the SBLC point out, however, voters did not
    return the first nomination papers to Brady.   Nor did Brady, or
    anyone acting on her behalf, print them out and submit them to
    local election officials in hard copy paper format.    Instead,
    Brady utilized VenueX's application to collect the data and
    signature entered by the voter in the process of creating the
    first nomination papers, imported them to another version of the
    nomination papers (what we have referred to as the second
    18
    nomination papers), and then printed that version out in hard
    copy paper format and submitted it to local election officials.
    This, according to Braithwaite and the SBLC, violates the
    Goldstein process and necessitates striking all of Brady's
    certified signatures.
    We begin our analysis with the language of the Goldstein
    process itself.   The phrase "'native' electronic document" was
    regrettably not defined in the decision or in the Secretary's
    advisory.11   Yet, as utilized in Goldstein, it seems reasonably
    clear that the court was referring to the original electronic
    document signed and electronically transmitted by the voter.     In
    the process utilized by Brady, that would seem to refer to the
    first nomination papers, as Braithwaite and the SBLC suggest.
    No doubt, had the version of the nomination papers downloaded by
    the voter after clicking "Submit," or the version that was
    automatically sent to the voter as a form of receipt, been sent
    to the candidate or someone acting on her behalf, and then
    submitted to the local election officials, this requirement of
    11The phrase "native file format" is common and refers to
    "a method used by the computer operating system or file
    management to arrange data. For example, when you save a
    Microsoft Word document, the data in the file is customized and
    optimized to be read in Microsoft Word. These files have the
    .doc or .docx file extension." See Computer Hope, Native file
    format, https://www.computerhope.com/jargon/n/natifile.htm
    [https://perma.cc/94WK-DDEJ].
    19
    Goldstein would have been satisfied in form as well as
    substance.
    According to Braithwaite and the SBLC, the only way a voter
    could legally return the nomination papers electronically under
    Goldstein would be to transmit the native electronic document or
    a scanned paper document.   Although we disagree with this
    contention, we recognize that our decision could have been
    clearer.   Our reference to the "one modest means" of electronic
    signature gathering proposed by the Secretary was not intended
    to be exclusive.   The decision does not state that the voter
    "must" or "shall only" return the nominations papers
    electronically by transmitting either the native electronic
    document or a scanned paper document.   The use of the word "can"
    was intentional, and the words "'native' electronic document"
    and "scanned paper document" were intended as obvious
    permissible examples of the ways in which the nomination papers
    could be transmitted electronically by voters.   Again, however,
    we recognize that this point could have been made more clearly
    by prefacing the parenthetical with the express words, "for
    example," or even the Latin abbreviation, "e.g."   Of course, the
    court's recognition of some limited variation on what was
    permissible does not mean that the nomination papers can be
    transmitted any which way, or that the particular process Brady
    used was proper.   For further guidance on resolving this
    20
    question, we are again informed by the fundamental principles of
    election law.
    "Election laws are framed to afford opportunity for the
    orderly expression by duly qualified voters of their preferences
    among candidates for office, not to frustrate such expression."
    Swift v. Registrars of Voters of Quincy, 
    281 Mass. 271
    , 277
    (1932).   See McCarthy v. Secretary of the Commonwealth, 
    371 Mass. 667
    , 683 (1977) ("The principal objective of election laws
    is to ensure that the public will may be expressed through the
    electoral process").   As we have previously explained, access to
    the ballot is a fundamental right, essential to the success of
    our democracy.   In cases like the present one, where someone
    seeks to enforce restrictions on that fundamental right, courts
    have been careful to distinguish between violations of form and
    violations of substance.    See, e.g., Robinson v. State Ballot
    Law Comm'n, 
    432 Mass. 145
    , 149-152 (2000) (no public purpose
    served by construing statute to prevent access to ballot merely
    because back of candidate's nomination paper was photocopied
    upside down); Garrison v. Merced, 
    33 Mass. App. Ct. 116
    , 117
    (1992) ("exceedingly technical arguments should not block access
    to the ballot").   The alleged violation here falls decidedly
    into the former category.
    To be clear, the process utilized by Brady was not ideal,
    and it would have been preferable had she simply collected and
    21
    submitted the first nomination papers.   At the end of the day,
    however, there was no substantive difference between the first
    nomination papers and the second.   As already noted, there were
    essentially three differences:   (1) on the second nomination
    papers, some words were printed in all upper case letters that
    had been printed in upper and lower case letters in a different
    font on the first nomination papers; (2) the date and time of
    submission appeared on the line next to the voter's signature on
    the first nomination papers, but not on the second; and (3) the
    voter's typewritten name, which had been entered by the voter
    prior to submission, appeared on the line next to the voter's
    signature on the second nomination papers, but not on the first.
    The differences are insubstantial, and they cannot justify
    removing a candidate from the ballot and frustrating the right
    of voters to have a choice of candidates for elected office.
    Both sets of nomination papers identified Brady's name and
    address, the office she was seeking to be elected to, the party
    whose nomination she was seeking, and the date of the election.
    There is no evidence here of a "bait and switch" scheme.     Cf.
    Arkuss vs. Galvin, Mass. Super. Ct., No. 02-1318A (Suffolk
    County Apr. 12, 2002) (complaint alleging that initiative
    petition signature collectors misled voters by placing cover
    page from one petition over signature page from different
    petition).   Nor is there any evidence of voter confusion.   Cf.
    22
    Garrison, 33 Mass. App. Ct. at 117 (failure to designate
    political party whose nomination was sought on nomination papers
    had potential to mislead voters and did not amount to "mere
    technical[]" omission).   To the contrary, as noted, it is
    undisputed that all 1,066 of the voters signed, or at least made
    some mark, in the signature box on Brady's webpage and then
    clicked on the box that read "Submit," thereby expressing their
    support for Brady's appearance on the September Republican
    primary ballot for the office of United States representative
    for the Ninth Congressional District.
    For these reasons, we conclude, as we did in our order of
    July 13, 2020, that the electronic signature gathering process
    utilized by Brady complied in substance with the material
    requirements of Goldstein.
    2.   Compliance with the Secretary's advisory.   We turn now
    to Braithwaite's alternative objection, and the SBLC's ruling,
    that all of Brady's certified signatures were invalid because
    the voters did not sign by applying a computer mouse or stylus
    to the signature line on the image of her nomination papers, as
    required by the Secretary's advisory.   This need not detain us
    long.
    The court in Goldstein directed the Secretary to "provide
    clear guidance to prospective candidates as to how [the]
    electronic signature collection process [outlined in the
    23
    decision] may be accomplished effectively, although candidates
    need not await that guidance to get started" (emphasis added).
    Goldstein, 484 Mass. at 532.    In so doing, the court was not
    somehow authorizing the Secretary to establish "regulations" or
    impose additional restrictions on candidates.     If that were the
    court's intent, it would have required candidates to await such
    guidance before proceeding.    Our hope was that the Secretary
    would provide helpful information to candidates as they pivoted,
    in the middle of a pandemic, from traditional wet signature
    collection to the new world of electronic signature collection.
    The guidance that was provided was quite limited, largely
    focusing on how the electronic signature could be applied.
    Regardless, the Secretary's advisory does not have the force of
    law, and any failure to comply with it on Brady's part does not
    invalidate her signatures.
    Even if that were not the case, the fact is that the
    process Brady utilized materially complied with the Secretary's
    advisory.     As described above, when voters visited Brady's
    webpage, they saw a green-colored block over the first voter
    signature line, which read "SIGN HERE."     When they clicked on
    that block, they were directed to a box elsewhere on the
    webpage, where they could use a stylus, mouse, or finger to sign
    their name.     This is the functional, if not literal, equivalent
    of signing by applying a computer mouse or stylus to the
    24
    signature line on the image of the nomination papers.
    Certainly, reasonable voters could not have been misled as to
    where their signatures were going to end up (i.e., on the
    signature line).   Moreover, that is where their signatures ended
    up, on both the first and second nomination papers.12
    3.   Public policy considerations.   Finally, we turn to the
    SBLC's conclusion that the process utilized by Brady violated
    public policy by allowing for the storage of images of voter
    signatures without their consent and without adequate measures
    to prevent those images from being applied to documents other
    than Brady's nomination papers.   As the SBLC noted in reaching
    this conclusion, unanswered questions regarding "cybersecurity
    related concerns" were one of the reasons cited by the court in
    Goldstein for not adopting a more comprehensive electronic
    12We note that, following the Goldstein decision, the
    Secretary entered into three separate agreements for judgment in
    the county court, which provided, under materially similar
    circumstances, that voters signing electronically would be
    deemed to have applied their signature directly on the
    applicable document if, among other things, "the voter engages
    in the physical act of signing their name . . . in a separate
    signature box that is made available by an act of the voter,
    such as a mouse click." See Christian vs. Galvin, Supreme
    Judicial Ct., No. SJ-2020-0444 (Suffolk County June 29, 2020)
    (extending, and expanding upon, Goldstein process for nonparty
    candidates for Federal office); Better Future Project, Inc. vs.
    Galvin, Supreme Judicial Ct., No. SJ-2020-0483 (Suffolk County
    June 19, 2020) (same as to proponents of public policy ballot
    questions); Dennis vs. Galvin, Supreme Judicial Ct., No. SJ-
    2020-0278 (Suffolk County Apr. 29, 2020) (same as to proponents
    of initiative petitions).
    25
    signature collection model.   See Goldstein, 484 Mass. at 531.
    The court continues to have those concerns.    There is no
    evidence, however, that any personal information (e.g., e-mail
    address or telephone number) or voter signatures have been
    misapplied or improperly disclosed.    In fact, the founder of
    VenueX testified without contradiction that no such thing has
    occurred.   Accordingly, we do not view our concerns as
    sufficient grounds for denying Brady access to the ballot.13
    As a precaution, however, we do hereby order Brady, VenueX,
    and all other persons and entities having possession of the data
    entered by voters in the process of signing Brady's nomination
    papers, including e-mail addresses, telephone numbers, and the
    images of signatures, to destroy the same forthwith.14     This
    order does not apply to the nomination papers that were filed by
    Brady or certified by local election officials, or any copies
    thereof.    Brady shall provide written certification of
    compliance with this order to the court within thirty days of
    the date of this decision.    The written certification shall
    13We note that in the three agreements for judgment into
    which the Secretary entered in the county court following the
    Goldstein decision, see note 12, supra, there were provisions to
    protect voters' personal information and signatures obtained
    during the electronic signature collection process.
    14The SBLC and Secretary notified the court in a letter
    filed pursuant to Mass. R. A. P. 16 (l), as amended, 
    386 Mass. 1247
     (1982), that they are not aware of any reason why the court
    cannot enter an order requiring the destruction of said data.
    26
    include the name of each person and entity known to have
    possession of the data and the steps Brady took to make sure
    that they destroyed it.
    Conclusion.   For the reasons stated, on July 13, 2020, we
    vacated the SBLC decision and ordered the Secretary to place
    Brady's name on the ballot for the State primary election.     As
    set forth more fully above, we further order the destruction,
    forthwith, of the data entered by voters in the process of
    signing Brady's nomination papers, and order Brady to file a
    written certification of compliance therewith with the court
    within thirty days of the date of this decision.
    So ordered.
    

Document Info

Docket Number: SJC 12979

Filed Date: 8/3/2020

Precedential Status: Precedential

Modified Date: 8/4/2020