Commonwealth v. Breon L. Stroup. ( 2023 )


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  • NOTICE: Summary decisions issued by the Appeals Court pursuant to M.A.C. Rule
    23.0, as appearing in 
    97 Mass. App. Ct. 1017
     (2020) (formerly known as rule 1:28,
    as amended by 
    73 Mass. App. Ct. 1001
     [2009]), are primarily directed to the parties
    and, therefore, may not fully address the facts of the case or the panel's
    decisional rationale. Moreover, such decisions are not circulated to the entire
    court and, therefore, represent only the views of the panel that decided the case.
    A summary decision pursuant to rule 23.0 or rule 1:28 issued after February 25,
    2008, may be cited for its persuasive value but, because of the limitations noted
    above, not as binding precedent. See Chace v. Curran, 
    71 Mass. App. Ct. 258
    , 260
    n.4 (2008).
    COMMONWEALTH OF MASSACHUSETTS
    APPEALS COURT
    22-P-168
    COMMONWEALTH
    vs.
    BREON L. STROUP.
    MEMORANDUM AND ORDER PURSUANT TO RULE 23.0
    The defendant, Breon L. Stroup, appeals from a District
    Court order revoking his probation based in part on evidence
    that he committed five new offenses, including unarmed burglary
    and possession of cocaine with intent to distribute.               His
    principal claim is that the hearing judge erred by considering
    unreliable hearsay evidence during the revocation hearing,
    including statements from the burglary victim and the State
    trooper who arrested Stroup for possessing cocaine.              Because
    Stroup later pleaded guilty to the possession charge, see Fall
    River Dist. Ct. Dock. # 1932CR001561 (MassCourts), we need not
    address his claim that the judge erred in considering the State
    trooper's arrest report.        See Commonwealth v. Milot, 
    462 Mass. 197
    , 201–202 (2012) ("subsequent pleas of guilty to the offenses
    that formed the basis of the judge's factual finding of a
    violation of probation render[] moot the claim that the hearsay
    was unreliable").     Accordingly, we examine only whether the
    consideration of the burglary victim's hearsay statements and
    other evidence related to the burglary violated Stroup's due
    process rights.    Seeing no violation, we affirm the order
    revoking probation.
    Background.    In April 2019, while Stroup was on probation
    based on previous drug and assault charges, Dartmouth police
    obtained a warrant for his arrest in connection with a break-in
    at a local motel.     Separately, the following week, State police
    arrested Stroup on drug charges.       Two complaints issued -- one
    for burglary and other charges stemming from the break-in,1 and
    another for possession of a class B substance with intent to
    distribute and a related conspiracy charge.       Based on these new
    charges, Stroup was issued a notice of probation violation and
    of a hearing.     The notice also alleged two technical violations:
    failure to pay probation supervision fees and failure to attend
    a visit with his probation officer.
    During the hearing, the probation department called
    Dartmouth police Officer Mark Vachon to testify about the motel
    1 The charges arising from the burglary were later dismissed for
    lack of prosecution. See New Bedford Dist. Ct. # 1933CR001722
    (MassCourts). Nevertheless, "the fact that the charges against
    the defendant . . . were later dismissed for failure to
    prosecute is immaterial to the validity of the revocation."
    Commonwealth v. Mejias, 
    44 Mass. App. Ct. 948
    , 949 (1998).
    2
    break-in.   We summarize that testimony.    Vachon and a colleague
    were dispatched to the motel early in the morning of April 3,
    2019, and learned from the motel owner of a reported break-in in
    room 145.   The room was rented to one Angelica Estrela, who was
    not present when the officers arrived.     Vachon inspected the
    room and found the front window broken and the door ajar.     The
    officers recovered a cellphone from the ground in front of the
    broken window.
    Vachon watched a surveillance video recording of that
    night, provided to him by the motel owner but no longer
    available by the time of the hearing.      The video showed three
    men in a dark sedan enter the motel parking lot at approximately
    3:30 A.M. and approach the door to Estrela's room three times
    over the course of about an hour.    On the third occasion, the
    men ran from the room carrying several objects, including what
    appeared to be some clothing and a box, and then drove away.
    Though Vachon could not identify the men, he could discern from
    the black-and-white video that one of them was wearing light-
    colored clothing.
    Vachon further testified that, when Estrela arrived back at
    the motel, she reported to the officers that her belongings,
    including her clothes and $10,000 in cash, were missing from her
    room.   The officers showed her the video, and she positively
    identified two of the men as Stroup and his friend, Isaiah
    3
    Toure.   She told the officers that she had met Stroup that day
    and had allowed him into her room earlier that night while she
    was packing her belongings.   She recognized Stroup's and Toure's
    clothing in the video as matching what they had worn earlier
    that day.   In the video, she could see Stroup carrying her
    clothes away from her room.   She also showed Vachon a recent
    video from Stroup's Snapchat social media account in which
    Stroup wore clothing that, in Vachon's opinion, appeared similar
    to the light-colored clothes worn by one of the men in the
    surveillance video.    Estrela confirmed the identities of the two
    men based on registry of motor vehicles (RMV) photos the
    officers showed her, and she identified the cellphone as
    Stroup's, based on a picture of his child appearing on the
    phone's lock screen.
    In addition to Vachon's live testimony, the probation
    department introduced, over Stroup's hearsay objections,
    Vachon's police report, Estrela's written statement, and the
    State police arrest report detailing the events that led to
    Stroup's drug charges.   The judge found that Stroup violated the
    terms of his probation by committing the crimes alleged in the
    complaints as well as the technical violations.    The judge
    revoked Stroup's probation and sentenced him to serve the
    balance of his two-and-one-half year house of correction
    sentence for the assault charge.
    4
    Discussion.    On appeal, Stroup primarily challenges the
    judge's consideration of Estrela's statements, both to Vachon
    and in writing, identifying Stroup as the burglary suspect.     He
    argues that the statements were unreliable hearsay and,
    accordingly, that the judge's consideration of them to find that
    Stroup committed the burglary violated his due process rights,
    including his right to confront adverse witnesses.    We are not
    persuaded.
    "Even though standard evidentiary rules do not apply to
    probation revocation hearings," due process still requires that
    a finding of a probation violation be based on reliable
    evidence.    Commonwealth v. Durling, 
    407 Mass. 108
    , 117-118
    (1990).   To determine whether proffered evidence is sufficiently
    reliable, a hearing judge may consider:
    "(1) whether the evidence is based on personal knowledge or
    direct observation; (2) whether the evidence, if based on
    direct observation, was recorded close in time to the
    events in question; (3) the level of factual detail; (4)
    whether the statements are internally consistent; (5)
    whether the evidence is corroborated by information from
    other sources; (6) whether the declarant was disinterested
    when the statements were made; and (7) whether the
    statements were made under circumstances that support their
    veracity."
    Commonwealth v. Hartfield, 
    474 Mass. 474
    , 484 (2016).     A hearsay
    statement need not satisfy all of these criteria to be
    considered "trustworthy and reliable" evidence sufficient to
    5
    support a finding of a probation violation.   Commonwealth v.
    Patton, 
    458 Mass. 119
    , 133 (2010).
    Due process also guarantees a probationer "the right to
    confront and cross-examine adverse witnesses (unless the hearing
    officer specifically finds good cause for not allowing
    confrontation)" (quotation omitted).   Durling, 
    407 Mass. at 113
    .
    But "a showing that the proffered [hearsay] evidence bears
    substantial indicia of reliability and is substantially
    trustworthy is a showing of good cause obviating the need for
    confrontation."   
    Id. at 118
    .
    Here, Estrela's statements were based on her personal
    knowledge and direct observation of Stroup's appearance and the
    clothes he wore that day.   Her oral and written statements were
    made close in time to the events in question, were factually
    detailed, and were consistent with each other.   They were in
    part corroborated by Vachon's testimony that a burglary had
    occurred in Estrela's room and that he witnessed Estrela
    identifying Stroup and Toure in the surveillance video and the
    RMV photos.2   Although Stroup complains that he had no
    2 The statements were also confirmed in Vachon's police report.
    Because that report stated essentially the same facts as
    Vachon's testimony, the judge had no need to rely on the report
    for any of his findings. Nevertheless, the report bore many
    indicia of reliability: it was based on Vachon's direct
    observations, was written on the same day as the events it
    reported, was factually detailed and consistent with his live
    testimony, and was submitted to support an application for an
    6
    opportunity to see the surveillance video, he cites no authority
    suggesting that the video itself had to be offered in evidence
    in order to corroborate Estrela's statements.    Nor does Stroup
    challenge either the authenticity of the video or the
    reliability of Vachon's testimony about his direct observation
    of its contents.3
    Finally, Estrela made her statements under circumstances
    indicating their veracity, in that it is a crime to make a false
    report of a crime to a police officer.   See Commonwealth v.
    Nunez, 
    446 Mass. 54
    , 59 (2006); Commonwealth v. Negron, 
    441 Mass. 685
    , 691 (2004).   In addition, Estrela sought to
    corroborate her identification of Stroup by showing Vachon the
    Snapchat video of the man she said was Stroup.   Vachon then
    confirmed that the man in that video wore light-colored clothing
    similar to that worn by the suspect in the surveillance video.
    Based upon the foregoing, the judge did not err in
    determining that Estrela's statements as a whole were
    arrest warrant. The report was thus substantially reliable.
    See Hartfield, 
    474 Mass. at 484
    . Moreover, Vachon was available
    to be cross-examined about it.
    3 We do not understand Stroup to be arguing that anything
    depicted in that video was itself hearsay, so as to require that
    it be evaluated for reliability. Nothing in the video, at least
    as Vachon described its contents, made any "statement," as that
    word is defined for hearsay purposes. See Mass. G. Evid.
    § 801 (a) (2022) ("'Statement' means a person’s oral assertion,
    written assertion, or nonverbal conduct, if the person intended
    it as an assertion").
    7
    substantially reliable.    Her ability to accurately perceive and
    truthfully report what she perceived was sufficiently
    established.    The judge could thus treat her identification of
    Stroup in the surveillance video, and of Stroup's phone,4 as
    substantially reliable.    As numerous cases demonstrate, there is
    no requirement that each one of a declarant's statements be
    individually corroborated before it may be treated as reliable.
    See, e.g., Patton, 
    458 Mass. at 133
    ; Nunez, 
    446 Mass. at 59
    ;
    Commonwealth v. Henderson, 
    82 Mass. App. Ct. 674
    , 679 (2012);
    Commonwealth v. Cates, 
    57 Mass. App. Ct. 759
    , 763 (2003).
    Corroboration is merely one of the criteria for reliability, and
    not all of those criteria need be satisfied.    See Patton, 
    458 Mass. at 133
    .
    In sum, the judge's finding of a probation violation based
    largely on Estrela's statements did not violate Stroup's due
    process rights.   Also, as noted at the outset, whether the
    hearsay report of the drug offenses was substantially reliable
    is moot, under Milot, 
    462 Mass. at
    201–202; the finding of a
    probation violation based on the possession charge was proper.
    We therefore need not consider Stroup's claim that the judge
    4 Although the record included no affirmative explanation of how
    Estrela, having met Stroup for the first time that day, was able
    to identify Stroup's child from the phone's lock screen, we do
    not view this gap as fatal, given the other circumstances
    showing the reliability of her statements.
    8
    would not have been warranted in revoking probation based only
    on Stroup's technical violations.
    Order revoking probation and
    imposing sentence affirmed.
    By the Court (Massing,
    Sacks & Walsh, JJ.5),
    Clerk
    Entered:    February 21, 2023.
    5   The panelists are listed in order of seniority.
    9