Irwin Industrial Tool v. Pifer ( 2022 )

Irwin Industrial Tool Company v. Christine Pifer, et al., No. 49, September Term, 2021
AUTHENTICATION THROUGH CIRCUMSTANTIAL EVIDENCE UNDER
MARYLAND RULE 5-901(b)(4) – “REASONABLE JUROR” TEST –
ALTERNATIVE GROUNDS FOR SUMMARY JUDGMENT – Court of Appeals held
that items purchased on eBay that purportedly contained defendant’s product contaminated
with asbestos were authenticated as exemplars of product, as there was sufficient
circumstantial evidence for reasonable juror to find by preponderance of evidence that
substance within containers was defendant’s product. Court of Appeals concluded that in
granting motion in limine on ground that plaintiffs could not establish chain of custody
with respect to samples, trial court required greater degree of proof of authentication than
Maryland Rule 5-901 and relevant case law entails.
Court of Appeals held that record did not demonstrate that circuit court granted summary
judgment on grounds other than plaintiffs’ concession that summary judgment was
warranted due to grant of motion in limine and exclusion of sample evidence. Court of
Appeals declined to address alternative grounds for affirming trial court’s grant of
summary judgment, as trial court did not explicitly rely on other grounds.
Circuit Court for Baltimore City
Case Nos. 24-X-18-000208 & 24-X-18-000217
Argued: April 5, 2022
IN THE COURT OF APPEALS
OF MARYLAND
No. 49
September Term, 2021
______________________________________
IRWIN INDUSTRIAL TOOL COMPANY
v.
CHRISTINE PIFER, ET AL.
______________________________________
*Getty, C.J.
Watts
Hotten
Booth
Harrell, Glenn T., Jr. (Senior
Judge, Specially Assigned)
Raker, Irma S. (Senior Judge,
Specially Assigned)
McDonald, Robert N. (Senior
Judge, Specially Assigned),
JJ.
______________________________________
Opinion by Watts, J.
______________________________________
Filed: May 31, 2022
*Getty, C.J., now a Senior Judge, participated in
Pursuant to Maryland Uniform Electronic Legal the hearing and conference of this case while an
Materials Act
(§§ 10-1601 et seq. of the State Government Article) this document is authentic. active member of this Court. After being
2022-08-15 recalled pursuant to Md. Const., Art. IV, § 3A,
10:45-04:00 he also participated in the decision and adoption
of this opinion.
Suzanne C. Johnson, Clerk
In a civil action, when it is difficult or impossible to obtain the exact product that
allegedly caused an injury or disease, a plaintiff may seek to introduce into evidence an
allegedly comparable version of the product as an exemplar—that is, “[a] typical example”
or “a standard specimen[.]” Exemplar, Black’s Law Dictionary (11th ed. 2019). In this
case, the plaintiffs sought to authenticate under Maryland Rule 5-901 items purchased on
eBay as exemplars of a product, made by the defendant, that was used from the late 1960s
through the 1980s and that allegedly contained asbestos. We must address the defendant’s
request that we affirm the trial court’s grant of a motion in limine and summary judgment
on the grounds that the plaintiffs were unable to sufficiently authenticate exemplars of the
product at issue and were therefore unable to establish their claims. We must also address
the defendant’s contention that the trial court considered and granted summary judgment
on alternative grounds, and, if we conclude that the trial court did so, address whether the
trial court’s determination should be affirmed.
From the 1960s through the 1980s, while working for a carpet installation company,
in the performance of his job, Richard Pifer used Strait-Line marking chalk, which was
manufactured and sold by Irwin Industrial Tool Company (“Irwin”), Petitioner. In 2016,
Mr. Pifer died of mesothelioma, the primary cause of which is exposure to asbestos. In the
Circuit Court for Baltimore City, Christine Pifer, his surviving spouse and the executor of
his estate, and Wanda Mounts, his child (together, “the Estate”),1 instituted a wrongful
death and product liability action against Irwin. The Estate alleged that Irwin sold Strait-
1
For consistency, like the Court of Special Appeals, we refer to the plaintiffs as “the
Estate.”
Line marking chalk from 1960 to 1982 that contained asbestos and caused Mr. Pifer’s death
from mesothelioma.
The Estate purchased on eBay several Strait-Line marking chalk containers and the
powder within them, which it contended were products originally sold by Irwin as Strait-
Line marking chalk and that, according to its expert, tested positive for the presence of
asbestos. In addition, the Estate located in Mr. Pifer’s garage a bottle of Strait-Line chalk
that its expert also determined tested positive for asbestos. Irwin filed a pretrial motion in
limine to exclude any testimony or evidence regarding the analysis of Strait-Line chalk by
the Estate’s expert that had resulted in a finding of asbestos in the chalk. Irwin contended
that the eBay purchases, i.e., the powder in the containers, could not be authenticated as
the product that it manufactured and sold as Strait-Line marking chalk.
Irwin moved for summary judgment on multiple grounds, including that, if the
circuit court granted the motion in limine, there would be no factual predicate for the
Estate’s claim that Mr. Pifer had been exposed to asbestos from Strait-Line marking chalk.
In addition, Irwin moved for summary judgment on the ground that the Estate could not
demonstrate that it owed a duty to Mr. Pifer and on the basis that it was entitled to summary
judgment on the strict liability and breach of warranty claims.
The circuit court conducted a motions hearing and granted Irwin’s motion in limine
as to the containers purchased on eBay, but not as to the bottle that had been found in Mr.
Pifer’s garage. At the conclusion of the hearing, the circuit court took under advisement
the grounds raised by Irwin for summary judgment. The next morning, the circuit court
and counsel for both parties participated in a teleconference, during which the Estate’s
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counsel conceded that summary judgment was warranted, reasoning that without evidence
of the containers purchased on eBay the Estate could not establish a prima facie case, i.e.,
there was insufficient admissible evidence on which to establish that Mr. Pifer had been
frequently and regularly exposed to asbestos through contact with Irwin’s product.2
Thereafter, the circuit court issued an order granting Irwin’s motion in limine and
an order granting, without explanation, the motion for summary judgment and dismissing
all of the Estate’s claims. The Estate appealed, and the Court of Special Appeals reversed
and remanded the case to the circuit court, concluding that the containers purchased on
eBay were sufficiently authenticated and that the grant of summary judgment based on the
determination that there was not admissible evidence on which to challenge Irwin’s request
for summary judgment was erroneous. See Pifer v. Irwin Indus. Tool Co., 252 Md. App.
57, 60, 258 A.3d 879, 881 (2021). The Court of Special Appeals declined Irwin’s request
to affirm the grant of summary judgment on alternative grounds, concluding that the record
demonstrated that the circuit court granted summary judgment because the Estate conceded
that it needed the eBay samples to defeat the motion, but not on the other grounds advanced
by Irwin which the circuit court had taken under advisement. See id. at 60, 258 A.3d at
881. Irwin filed a petition for a writ of certiorari, which we granted. See Irwin Indus.
Tool Co. v. Pifer, 476 Md. 584, 264 A.3d 1283 (2021).
Below, in Part I, we hold that the containers purchased on eBay were authenticated
2
The Estate was required to meet the “frequency, proximity and regularity” standard
applicable in asbestos cases regarding Mr. Pifer’s exposure to Irwin’s chalk product, which
allegedly contained asbestos. See Eagle-Picher Indus. v. Balbos, 326 Md. 179, 210, 604
A.2d 445, 460 (1992).
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under Maryland Rule 5-901(a) because there was sufficient circumstantial evidence for a
reasonable juror to find by a preponderance of the evidence that the powder within the
containers was Strait-Line marking chalk. As such, we affirm the judgment of the Court
of Special Appeals, which reversed the trial court’s grant of the motion in limine and
summary judgment. In Part II, we decline to address alternate grounds for affirming the
grant of summary judgment, i.e., grounds other than the Estate’s concession that it could
not establish its case without the excluded evidence, because it is not clear that in granting
summary judgment the circuit court reached a conclusion with respect to any alternative
ground.
BACKGROUND
Strait-Line Marking Chalk
Given that there is no material dispute between the parties concerning Mr. Pifer’s
employment as a carpet installer, his use of Strait-Line marking chalk as part of his job,
and the Estate’s purchase and testing of the contents of containers purportedly containing
such chalk—although the parties certainly dispute whether the powder within the
containers was sufficiently authenticated as Strait-Line marking chalk—we set forth the
facts as described by the Court of Special Appeals. The Court of Special Appeals
summarized the circumstances surrounding Mr. Pifer’s use of Strait-Line marking chalk,
the testing of the contents of containers that purportedly contained such chalk, and the
parties’ allegations concerning whether the chalk contained asbestos as follows:
Irwin Auger Bit Company was founded in 1885 and claimed to be
“the largest producer of wood-boring tools.” In 1960, Irwin bought Strait-
Line Products Company. After merging, Irwin redesigned all of the Strait-
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Line products and developed new packaging for them. All of Irwin’s Strait-
Line products were made and packaged in Wilmington, Ohio. Among the
products was a chalk, Strait-Line Marking Chalk, that was used, as its name
suggests, for marking.
Mr. Pifer was an employee of Clyde W. Dent Carpet Installation
(“Dent”) in College Park, Maryland from 1960 to 2002. Initially, Mr. Pifer
worked as a mechanic, installing carpet, from 1960 until the mid-1970s. He
transitioned to working in the Dent warehouse, where he cut carpet to size.
As a mechanic, Mr. Pifer used Strait-Line marking chalk every day to
mark on carpet where it needed to be cut or placed. Mr. Pifer also refilled
his marking chalk squeeze bottle when it became empty. The marking chalk
created a lot of dust, which Mr. Pifer encountered on average fifty times per
day.
Strait-Line marking chalk was the only brand of chalk that Dent
stocked in its warehouse from 1960 to the 1980s. . . . In the 1980s, Dent
started using a cutting machine, which greatly reduced Mr. Pifer’s chalk
exposure. In 1989 or 1990, Mr. Pifer transitioned to working in the office,
and his exposure to Strait-Line marking chalk ended.
Doctors diagnosed Mr. Pifer with malignant mesothelioma on
October 27, 2016. He died from the disease two months later, on December
30, 2016. The primary cause of mesothelioma is exposure to asbestos. 1A
Arthur L. Frank, Sourcebook on Asbestos Diseases Medical Aspects 65
(2004).
***
The investigation into Irwin’s Strait-Line chalk began after Mr.
Pifer’s death. The Estate noticed a bottle of Strait-Line chalk in Mr. Pifer’s
garage among the tools he used when working for Dent. The Estate gave the
chalk bottle and the tools to counsel, who sent it to a laboratory for analysis.
The chalk bottle was the only item that had positive results for asbestos.
The parties do not dispute, as the Estate explains in its brief, that to
test the proposition that Strait-Line Chalk—beyond the one bottle located in
Mr. Pifer’s garage—was contaminated with asbestos the Estate’s counsel
acquired vintage samples of Strait-Line chalk from around the country,
primarily through eBay.
Dr. William Longo, the Estate’s expert, analyzed all of the samples at
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Materials Analytical Services, LLC (“MAS”). Dr. Longo analyzed the
samples using three well-recognized methods: polarized light microscopy,
analytical transmission electron microscopy, and automated field emission
scanning electron microscopy. Thirty-six samples were tested in total:
• Twenty samples were labeled as Irwin Auger Bit Co. Of
these, three were not sealed when received for testing. One of
the three, however, was the sample from Mr. Pifer’s garage.
• One sample was labeled as American Tool Co. This sample
was open when it was received for testing.
• One sample was labeled as Irwin Tools. This sample was
open when it was received for testing.
• Fourteen samples were labeled as The Irwin Co., none of
which was sealed when received for testing.
Of the thirty-six samples, the expert found the following:
• Nineteen samples (53%) tested positive for regulated
amphibole asbestos. Of the nineteen that tested positive, three
samples were opened when received for testing, one of which
was the bottle found in Mr. Pifer’s garage.
• The primary source of the regulated asbestos in the nineteen
positive samples was from either dolomite/calcium carbonate
or talc used in these marking chalk products.
• The analysis and results of the nineteen sealed Irwin
containers removes the possibility that the samples were
tampered with or contaminated prior to their arrival at MAS.
• Eighteen of twenty (90%) of the samples manufactured by
The Irwin Auger Bit Company from 1960 to 1982 tested
positive for asbestos.
• Fourteen of fourteen (100%) of the samples manufactured by
The Irwin Company from 1982 to 1993 tested negative for
regulated asbestos.
The samples tested positive for noncommercial amphibole asbestos,
more specifically “[a]ll of the amphibole fibers and bundles found using
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either [method of analysis] were either regulated tremolite/actinolite or
anthophyllite asbestos.” “Asbestos fibers belong to one of two mineral
groups: amphibole or serpentine.” Frank, supra, at 4-5. Both anthophyllite
and tremolite are amphiboles. Id. “Anthophyllite, a natural contaminant of
talc and other forms of asbestos, no longer occurs in quantities sufficient for
commercial use.” Id. Tremolite is also a natural “contaminant of talc” and
“does not occur in any commercially useful quantities.” Id. at 5-6.
The Estate asserts that asbestos is a naturally occurring contaminant
of calcium carbonate. Calcium carbonate is a mineral mined from the earth,
like talc, and was used to manufacture chalk products, including Irwin Strait-
Line. The Estate claims that “[c]ontamination occurs [] when calcium
carbonate cohabits the same geological mining location as asbestos.” In his
affidavit, Dr. Longo states, as an example, that “calcium carbonate/limestone
as well as talc and asbestos are often located in the same geological areas in
Georgia.”
Irwin contends that the Irwin marking chalks alleged to have been
used by Mr. Pifer were formulated to contain only calcium carbonate.
Further, Irwin argues that the Estate has “not identified any published
scientific literature or government guidance ... that establishes or even
postulates that calcium carbonate can be contaminated with asbestos fibers.”
Pifer, 252 Md. App. at 60-63, 258 A.3d at 881-82 (alterations and last ellipsis in original).
For use at trial, the Estate sought to authenticate as exemplars of Strait-Line marking
chalk nineteen containers that were purchased on eBay and the container from Mr. Pifer’s
garage, which contained powder that tested positive for asbestos. The container from Mr.
Pifer’s garage was described by the parties as a “ketchup bottle”—that is, an eight-ounce
squeeze bottle with a nozzle on top, much like a bottle of ketchup that one would see at a
restaurant. Four of the containers bought on eBay that the Estate sought to authenticate
were half-pound cans with pour spouts, much like a can of salt. Eleven of the containers
purchased on eBay were one-ounce cardboard box containers and four were one-ounce
containers with metal bottoms and plastic pour spouts. The Estate demonstrated that the
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containers purchased on eBay had chalk in them that corresponded with the color
designated on their label. The Estate established that the samples purchased on eBay that
tested positive for asbestos were purchased from sellers located in various different cities
across various different states.
Nineteen samples that were tested by the Estate’s expert, Dr. Longo, tested positive
for regulated amphibole asbestos. Seventeen of the nineteen containers were sealed when
received by the Estate’s counsel. Of twenty samples that bore the name Irwin Augur Bit
Company, which had been Irwin’s name from 1960 to 1982, eighteen tested positive for
asbestos. Of the eighteen Irwin Augur Bit Company containers that tested positive,
according to Dr. Longo, sixteen were sealed. The containers purchased on eBay that bore
the name Irwin Augur Bit Company that contained powder that tested positive for asbestos
were obtained from sellers in the following nine different cities: Farmersville, Ohio;
Enfield, Connecticut; Winchester, Kentucky; Wyandotte, Michigan; St. Cloud, Minnesota;
Granville, Illinois; and Alexandria, Lexington, and New Castle, Indiana.
Motions and Rulings of the Circuit Court
Prior to trial, Irwin filed a motion in limine accompanied by a memorandum seeking
to exclude the materials that Dr. Longo tested and all testimony and exhibits referencing
the testing. Irwin contended that the Estate could not authenticate the powder in the
containers as Strait-Line marking chalk of the type to which Mr. Pifer had been exposed.
Irwin asserted that in a products liability case, for evidence to be admissible, a plaintiff
must show that the evidence was “in the same condition at the time it left the defendant’s
possession” and that a reliable chain of custody is necessary where a substance is
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“susceptible to ‘tampering or commingling.’” In making this argument, Irwin relied on
criminal cases in which, in having evidence admitted at trial, the State was required to
establish a chain of custody: Amos v. State, 42 Md. App. 365, 400 A.2d 468 (1979), Best
v. State, 79 Md. App. 241, 556 A.2d 701, cert. denied, 317 Md. 70, 562 A.2d 718 (1989),
and Jones v. State, 172 Md. App. 444, 915 A.2d 1010, cert. denied, 399 Md. 33, 922 A.2d
574 (2007).
In addition, Irwin argued that the circuit court had previously, in other cases,
excluded exemplar evidence under similar circumstances. Irwin asserted that in other cases
the circuit court had excluded such evidence because of gaps in the chain of custody from
the time of manufacture and sale or distribution of a purported sample to the time of
collection by the plaintiff. Irwin maintained that without establishing a chain of custody,
the Estate could not prove that the containers purchased on eBay contained Strait-Line
marking chalk in its original condition.
Irwin contended that the Estate could not eliminate to any degree of certainty the
possibility that the contents of the containers purchased on eBay had been adulterated or
replaced with a material that it did not manufacture. Irwin argued that with the containers
being decades old and there being no information concerning their whereabouts before the
purchases on eBay, the containers could have been opened and the contents could have
been tainted or replaced with a material that it did not manufacture. Irwin asserted that
Strait-Line marking chalk is especially vulnerable to commingling with other substances
because its containers are manufactured so that they may be refilled, and that as such, the
Estate could not demonstrate that the powder within the containers was powder from the
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time period in which the container was manufactured.
Irwin filed a motion for summary judgment in which it sought judgment on multiple
grounds. Irwin argued that if the circuit court granted the motion in limine, it would be
entitled to summary judgment because there would be no factual predicate for the claim
that its product contained asbestos and therefore the circuit court would be required to grant
summary judgment as to all of the Estate’s claims. Specifically, Irwin maintained that if
the motion in limine were granted, the Estate could not demonstrate that Mr. Pifer’s
exposure to asbestos was frequent, regular, and proximate, as required under Eagle-Picher
Indus., Inc. v. Balbos, 326 Md. 179, 210, 604 A.2d 445, 460 (1992).
In addition, Irwin contended that it was entitled to summary judgment on the
Estate’s negligence claim because the Estate could not establish that Irwin had a duty to
warn Mr. Pifer of the alleged dangers of its products and could not show that it knew or
should have known that its products were contaminated with asbestos. Irwin argued that
it was entitled to summary judgment on the claim for strict liability because, among other
things, Virginia law does not recognize strict liability as a cause of action in product
liability cases, and that it was entitled to summary judgment on the breach of warranty
claim because under Virginia law, the Estate could not prove that Strait-Line marking chalk
was unreasonably dangerous and the claim was time barred under Maryland law.3 Irwin
3
In the motion for summary judgment, Irwin contended that because Mr. Pifer was
diagnosed with mesothelioma in Virginia, Virginia was the place of the injury and that
“under Maryland’s ‘place of the injury’ choice of law analysis,” Virginia law applied to
the action but that Maryland’s standard for summary judgment was unaffected by the
application of Virginia case law on substantive issues.
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also argued that it was entitled to summary judgment on the loss of consortium and
wrongful death claims.4
On October 15, 2019, the circuit court held a hearing on the motions. At the hearing,
Irwin’s counsel contended that the motion in limine was dispositive and that the Estate had
acknowledged that, if the circuit court granted the motion, it should also grant the motion
for summary judgment. The Estate’s counsel agreed that the motion in limine was
dispositive and that, if the circuit court granted it, the Estate’s case would be over.
After hearing argument on the motion in limine, the circuit court determined that
the Estate had failed “to make the requisite showing under [Maryland Rule] 5-901” with
respect to the containers purchased on eBay. In other words, the circuit court determined
that the Estate had failed to meet its burden to authenticate the contents of the containers.
The circuit court reasoned that the containers were not authenticated because the Estate
failed to provide a chain of custody as to the containers by not accounting for the
circumstance that at a minimum there was “a 36-year gap between when the samples were
manufactured and when they were purchased on eBay.” The circuit court found that the
Estate had not proven that the containers were in substantially the same condition as they
were when they left Irwin’s control or demonstrated that the chalk in the containers was
the same kind that Mr. Pifer used in the warehouse.
The circuit court relied on criminal case law for the proposition that in a products
liability case a plaintiff must demonstrate a reliable chain of custody for authentication of
4
The Estate filed an opposition to the motion in limine and the motion for summary
judgment. Irwin filed replies in support of the motions and the Estate filed surreplies.
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evidence where the evidence is susceptible to tampering or alteration. In support of this
theory, the circuit court cited Best, 79 Md. App. 241, 556 A.2d 701. In addition, citing
Jones, 172 Md. App. 444, 915 A.2d 1010, the circuit court stated that the burden falls on
the proponent of the evidence to negate the possibility of tampering, thereby precluding
the likelihood that the condition of the evidence has changed.
Applying these principles to the case, the circuit court concluded that the Estate had
failed to establish a chain of custody for the decades-long period from when Irwin
manufactured the containers to when they were purchased on eBay. The circuit court stated
that the Estate’s counsel did not know where the containers had been before buying them
on eBay and that there was no information about the eBay sellers or other previous owners
of the containers. The circuit court stated that there was no evidence that the containers
were sealed by Irwin and not by other unknown parties in the “chain of commerce” before
their sale on eBay. The circuit court reasoned that the evidence merely supported the
possibility, not the probability, that the containers were what they appeared to be.
At the motions hearing, the circuit court also heard arguments on the motion for
summary judgment. Irwin’s counsel began by stating that, in light of the circuit court’s
ruling as to authentication, he could substantially curtail the argument in support of
summary judgment. Nevertheless, Irwin’s counsel argued that with the Estate’s evidence
having been limited to potentially the one sample found in Mr. Pifer’s garage, that even if
that sample could be properly authenticated, the Estate was unable to establish Mr. Pifer’s
regular and frequent exposure to asbestos through alleged contact with its product.
In addition, Irwin’s counsel argued other grounds for the grant of summary
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judgment. Irwin’s counsel contended that the negligence and strict liability duty to warn
claims require that the defendant owe a duty to the plaintiff and that the existence of a duty
is a “legal question” for the court, not a jury. Irwin’s counsel asserted, among other things,
that Maryland law holds that “a manufacturer has a duty to warn only if the manufacturer
knew or should have known that its products were dangerous[,]” that the Estate had failed
to offer evidence showing that Irwin knew or should have known that asbestos could
contaminate calcium carbonate, and that no such evidence could be produced. Irwin’s
counsel also argued that the Estate could not prove its strict liability manufacturing defect
claim because it could not satisfy factors set forth in Phipps v. General Motors Corp., 278
Md. 337 (1976).
After hearing argument on the motion for summary judgment, the circuit court
denied the motion “in pertinent part” stating that the ruling was due to the likely
admissibility of the container from the Mr. Pifer’s garage. The circuit court concluded that
because of the likely admissibility of the container from Mr. Pifer’s garage there was a
genuine dispute of material fact and that the issue of whether there was an inference that
Mr. Pifer had been exposed to asbestos with the proximity, frequency, and regularity
required under Balbos, 326 Md. at 210, 604 A.2d at 460, had not been “addressed directly
or targeted directly in the motion for summary judgment[.]”
Irwin’s counsel asked whether the circuit court would rule on the legal issues it
raised as to the negligence and strict liability claims. Specifically, Irwin’s counsel asked
whether the circuit court would address the duty issue for the negligence claim and the
Phipps standard for the strict liability claim. The circuit court responded that it would take
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the issues under advisement but reiterated that the motion for summary judgment was
denied due to the likely admissibility of the container from Mr. Pifer’s garage. The circuit
court advised that it would not be able to address the remaining issues before October 22,
2019.
On brief in this Court, the Estate advised that on the morning of October 16, 2019,
the day after the motions hearing, during a teleconference with the circuit court and counsel
for both parties, the Estate’s counsel conceded that summary judgment was warranted
because, without the containers bought on eBay, the Estate could not establish a prima
facie case. At oral argument, the Estate’s counsel advised that, the morning after the
motions hearing, he and Irwin’s counsel reached out to the circuit court, and he advised
that the circuit court could enter summary judgment and that the Estate would appeal. Irwin
has not disputed these accounts of the teleconference.
On October 17, 2019, the day after the teleconference, the circuit court issued an
order, granting the motion in limine on the basis that the testimony of Dr. Longo as to the
eBay samples of Strait-Line marking chalk was inadmissible and the samples themselves
were inadmissible due to a lack of established authenticity. In the order, the circuit court
denied Irwin’s motion to strike Dr. Longo’s testimony as moot.
In a separate order issued on the same day, the circuit court granted the motion for
summary judgment and dismissed all pending claims against Irwin. Specifically, the
circuit court stated in the order in one sentence that after “determining Defendant Irwin’s
contemporaneous Motion in limine with relevant motion papers, for reasons stated and
otherwise appearing in the record upon the parties’ oral arguments on October 15, 2019,”
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the motion for summary judgment was granted and all pending claims against Irwin were
dismissed.
On November 12, 2019, the Estate filed a notice of appeal.
Opinion of the Court of Special Appeals5
On September 1, 2021, the Court of Special Appeals reversed the grant of the motion
in limine, vacated the grant of the motion for summary judgment, and remanded the case
to the circuit court for further proceedings. See Pifer, 252 Md. App. at 82, 258 A.3d at
893-94. The Court of Special Appeals held that the Estate had demonstrated that there was
a reasonable probability that the chalk in the containers bought on eBay was representative
of the chalk that Mr. Pifer used. See id. at 78, 258 A.3d at 891. The Court of Special
Appeals determined that the appropriate legal standard for determining the authenticity of
the samples bought on eBay was set forth in Maryland Rule 5-901(a) as follows: “The
requirement of authentication or identification as a condition precedent to the admissibility
is satisfied by evidence sufficient to support a finding that the matter in question is what
its proponent claims.” Id. at 67, 258 A.3d at 885. The Court of Special Appeals pointed
out that under the Rule, “[c]ircumstantial evidence, such as appearance, contents,
substance, internal patterns, location, or other distinctive characteristics, that the offered
evidence is what it claims to be[,]” “is an illustration of authentication or identification
5
On July 21, 2021, the Court of Special Appeals issued an unreported opinion. See
Christine Pifer, et al. v. Irwin Indus. Tool Co., No. 1849, Sept. Term, 2019, 2021 WL
3076855 (Md. Ct. Spec. App. July 21, 2021). On August 9, 2021, the Estate filed a Motion
to Designate Opinion for Reporting. On August 13, 2021, Irwin filed an opposition. On
September 1, 2021, the Court of Special Appeals issued an order granting the motion,
withdrawing the unreported opinion, and refiling it as a reported opinion.
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conforming with the requirements of the Rule.” Id. at 67, 258 A.3d at 885. The Court of
Special Appeals resolved the dispute between the parties as to the amount of proof required
to satisfy the standard by reiterating that the proponent of the evidence must show that
there is a “reasonable probability” that the evidence is what the proponent claims it to be.
Id. at 72, 258 A.3d at 888.
The Court of Special Appeals concluded that the circuit court erred in reasoning
that, for the containers to be admissible, the Estate needed to establish an unbroken chain
of custody. See id. at 78, 258 A.3d at 891. The Court of Special Appeals stated that “[t]here
is no doubt that the law requires a party to establish a chain of custody when offering certain
items of evidence, in order to assure that the particular item is in substantially the same
condition as it was when it was seized.” Id. at 74, 258 A.3d at 889 (cleaned up).
Recognizing that “the stakes are very different here than in a criminal case[,]” the Court
of Special Appeals determined that where evidence may be subject to tampering, a chain
of custody may be used to establish sameness, i.e., a reasonable probability that the
evidence is what it purports be, but where there is no evidence of a motive to alter or tamper
with evidence, any gaps in a chain of custody “can go to the weight rather than
admissibility.” Id. at 74-75, 258 A.3d at 889.
The Court of Special Appeals concluded that the Estate had established a reasonable
probability that the exemplars bought on eBay are what the Estate claims them to be. See
id. at 75, 258 A.3d at 889-90. The Court of Special Appeals observed that, among other
things, it was undisputed that the containers at issue were Irwin’s, that noncommercial
amphibole asbestos is regulated and not easily found, that the overwhelming majority of
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the containers arrived sealed and with no sign of tampering, that each container had chalk
matching the color on the label, that most of the chalk tested positive for asbestos, and that
the containers with such chalk came from nine sellers in seven states, who, to tamper with
them as Irwin claimed, would have needed to intentionally mix the chalk with asbestos,
which is regulated and not easy to find. See id. at 75, 258 A.3d at 889-90. The Court of
Special Appeals stated that there was no evidence that the Estate, the eBay sellers, or
anyone else had a motive to tamper with the containers. See id. at 75, 258 A.3d at 889.
The Court of Special Appeals observed that Irwin would be free to make arguments
concerning its views about the containers to the jury. See id. at 75, 258 A.3d at 890.
The Court of Special Appeals was unpersuaded by Irwin’s contention that the grant
of summary judgment was based on grounds other than the grant of the motion in limine.
See id. at 60, 258 A.3d at 881. The Court of Special Appeals explained that at the
conclusion of the motions hearing, the circuit court denied the motion for summary
judgment based on the likely admissibility of the container from Mr. Pifer’s garage and
took under advisement issues such as whether Irwin owed a duty to Mr. Pifer. See id. at
82, 258 A.3d at 893. The Court of Special Appeals stated that a plain reading of the record
indicated that the Estate conceded, and the circuit court accepted, that if the motion in
limine were granted, the Estate would have no admissible evidence on which to establish
that summary judgment was unwarranted. See id. at 82, 258 A.3d at 893. The Court of
Special Appeals concluded that it would not be inclined to infer from the record that the
circuit court had ruled in Irwin’s favor on “specific theories” of summary judgment and
remanded the case to the circuit court for further proceedings. Id. at 82, 258 A.3d at 893.
- 17 -
Petition for a Writ of Certiorari
On October 15, 2021, Irwin petitioned for a writ of certiorari, raising the following
two issues:
1. Whether it was reversible error for the [Court of Special Appeals] to
reverse the authenticity threshold applied by the Circuit Court for the
admissibility of items purchased from the internet.
2. Whether it was reversible error for the [Court of Special Appeals] to ignore
the alternative grounds for summary judgment encompassed in the Circuit
Court’s Order.
On December 8, 2021, we granted the petition. See Pifer, 476 Md. 584, 264 A.3d 1283.
DISCUSSION
I. Authentication
A. The Parties’ Contentions
Before this Court, Irwin contends that the circuit court thoughtfully handled the
question of what is required under Maryland Rule 5-901 for the authentication of items
purchased on the internet for use as exemplar evidence. According to Irwin, the circuit
court recognized that determining whether such evidence is sufficiently authenticated
requires a “totality of the circumstances analysis” and that in ruling that the Estate had
failed to sufficiently establish the authenticity of the samples, the circuit court weighed a
variety of factors including, among other things, the nature of the product at issue and the
circumstances of the internet purchases. Irwin argues that, in reversing, the Court of
Special Appeals substituted its judgment for the circuit court’s, usurped the circuit court’s
discretion to determine the authenticity of goods purchased on the internet, and lowered
the bar for authenticating online purchases. Irwin argues that, under the Court of Special
- 18 -
Appeals’s holding, items purchased online are authenticated as long as they “look like what
the sellers say they are.” Irwin asserts that as a result, trial courts no longer have discretion
in determining the authenticity of such evidence and that the Court of Special Appeals’s
decision must be reversed to keep unregulated materials purchased on the internet out of
evidence in civil and criminal cases.
Irwin acknowledges that for authentication under Maryland Rule 5-901, the
quantum of required evidence is lower than that necessary for a determination of fact by a
jury. Irwin contends, though, that where the evidence at issue is subject to the possibility
of tampering or commingling, the bar for authentication is higher, and there must be
evidence to negate the risk that tampering has occurred. Citing Griffin v. State, 419 Md.
343, 19 A.3d 415 (2011), Irwin asserts that “[d]ue to the susceptibility of social media
evidence to tampering, this Court determined that ‘a greater degree of authentication’ was
required” and indicated that the most obvious way to authenticate evidence susceptible to
tampering is through the testimony of a witness with knowledge that the evidence is what
it purports to be.
In addition, Irwin contends that the way to negate the possibility of tampering or
alteration of evidence is to establish a detailed chain of custody and that the concept of
establishing a chain of custody is not limited to criminal cases. Irwin asserts that the circuit
court properly relied on Best, 79 Md. App. 241, 556 A.2d 701, in finding that the Estate
was required to establish a chain of custody. Irwin argues that the circuit court’s ruling is
warranted not only by Best and other cases concerning the need to establish a chain of
custody, but also by cases involving authentication of social media evidence, which,
- 19 -
according to Irwin, demonstrate that evidence obtained from the internet is particularly
vulnerable to tampering. Irwin asserts that in this case there was insufficient circumstantial
evidence to establish the authenticity of the items purchased on eBay and that the circuit
court’s determination was entitled to deference under the abuse of discretion standard.
The Estate responds that the Court of Special Appeals properly held that the circuit
court erred in failing to consider whether a reasonable juror could find that the
circumstantial evidence proffered was sufficient to authenticate the items purchased on
eBay and by requiring the Estate to establish a chain of custody dating back to when the
items left the factory. The Estate contends that regardless of whether the evidence at issue
is a document, information from social media, items purchased on eBay, or any other type
of evidence, it is authenticated where a reasonable juror could find by a preponderance of
the evidence that the evidence is what it purports to be. The Estate argues that establishing
a chain of custody from the time of manufacture was not required to authenticate the
containers and that the containers were sufficiently authenticated through “a body of
circumstantial evidence from which a reasonable jury could have concluded, more likely
than not, that the marking chalk procured from eBay and analyzed by Dr. Longo was, in
fact, Irwin Strait-Line marking chalk.” The Estate maintains that Irwin’s authenticity
challenges go to the weight to be given the evidence rather than its admissibility.
B. Standard of Review
Generally, an appellate court reviews for abuse of discretion a trial court’s
determination as to whether evidence is admissible. See Brown v. Daniel Realty Co., 409
Md. 565, 601, 976 A.2d 300, 321 (2009); Dehn v. Edgecombe, 384 Md. 606, 628, 865
- 20 -
A.2d 603, 616 (2005); Farley v. Allstate Ins. Co., 355 Md. 34, 42, 733 A.2d 1014, 1018
(1999). More specifically, an appellate court reviews for abuse of discretion a trial court’s
determination as to whether evidence was sufficiently authenticated. See State v. Sample,
468 Md. 560, 588, 228 A.3d 171, 189 (2020); Sublet v. State, 442 Md. 632, 676, 113 A.3d
695, 721 (2015); Griffin, 419 Md. at 357, 19 A.3d at 423; Dep’t of Pub. Safety & Corr.
Servs. v. Cole, 342 Md. 12, 26, 672 A.2d 1115, 1122 (1996).
C. Maryland Rule 5-901 and
Case Law on Authentication of Social Media Evidence
Maryland Rule 5-901(a) provides that “[t]he requirement of authentication or
identification as a condition precedent to admissibility is satisfied by evidence sufficient to
support a finding that the matter in question is what its proponent claims.” Maryland Rule
5-901(b) includes a nonexclusive list of ways to authenticate evidence. Under Maryland
Rule 5-901(b)(4), evidence can be authenticated through “[c]ircumstantial evidence, such
as appearance, contents, substance, internal patterns, location, or other distinctive
characteristics, that the offered evidence is what it is claimed to be.”
In three criminal cases, we have addressed whether social media evidence was
sufficiently authenticated under Maryland Rule 5-901(b)(4) using circumstantial evidence.
See Griffin, 419 Md. at 357, 19 A.3d at 423-24; Sublet, 442 Md. at 672, 113 A.3d at 719;
Sample, 468 Md. at 565, 228 A.3d at 174. In Griffin, 419 Md. at 357, 19 A.3d at 423-24,
we concluded that a trial court abused its discretion in admitting printouts that were
purportedly of the defendant’s girlfriend’s MySpace profile, as the printouts had not been
sufficiently authenticated as the girlfriend’s through circumstantial evidence under
- 21 -
Maryland Rule 5-901(b)(4). In Griffin, 419 Md. at 363, 19 A.3d at 427, we refrained from
establishing a bright-line test for the authentication of social media evidence. Instead, we
identified ways in which social media evidence could be authenticated, such as through
testimony of a person with knowledge (for example, the purported author of a post or
message), searching the device of the person who allegedly made the post or profile at issue
to determine whether the device was used to create the profile or posting, or obtaining
information directly from the social media company that would link the profile or posting
to the person who created it. See id. at 364, 19 A.3d at 428.
At trial, the State had attempted to introduce printouts of the defendant’s girlfriend’s
MySpace page to establish that the girlfriend had threatened a State’s witness. See id. at
348, 19 A.3d at 418. The State did not question the defendant’s girlfriend about the
printouts but rather attempted to authenticate the printouts with testimony of its
investigator. See id. at 348, 19 A.3d at 418. We noted that the State did not try to
authenticate the documents through testimony from a witness with knowledge, i.e., the
girlfriend, and concluded that there was insufficient circumstantial evidence to authenticate
the printouts.6 See Griffin, 419 Md. at 357, 19 A.3d at 423-24. We expressly stated that
our holding did not mean that social media websites would never be admissible and
suggested various methods for authenticating such evidence. See id. at 364, 19 A.3d at
6
We determined that the State failed to sufficiently authenticate the printouts at issue
through circumstantial evidence under Maryland Rule 5-901(b)(4), as the printouts’
inclusion of the defendant’s girlfriend’s date of birth, the town in which she lived, and a
photograph of her did not sufficiently indicate that the girlfriend created the profile or wrote
the post that the State sought to introduce into evidence. See Griffin, 419 Md. at 357, 19
A.3d at 423-24.
- 22 -
428.
In Sublet, 442 Md. at 678, 113 A.3d at 722, in an opinion that consolidated three
cases, we adopted the “reasonable juror” test used by most United States Courts of Appeal
for authentication of social media evidence. In doing so, we focused on United States v.
Vayner, 769 F.3d 125 (2d Cir. 2014), in which the Second Circuit, quoting Federal Rule
of Evidence 901, observed that, “to satisfy the requirement of authenticating or identifying
an item of evidence, the proponent must produce evidence sufficient to support a finding
that the item is what the proponent claims it is.” Sublet, 442 Md. at 664, 666, 113 A.3d at
714-15. We explained that in Vayner, the Second Circuit determined that “this requirement
is satisfied if sufficient proof has been introduced so that a reasonable juror could find in
favor of authenticity or identification.” Sublet, 442 Md. at 666, 113 A.3d at 715 (quoting
Vayner, 769 F.3d at 129-30) (cleaned up). In Sublet, we put into effect the reasonable juror
test and held that social media evidence is authenticated where a trial court determines that
a reasonable juror could find that the evidence is what the proponent claims it to be.
Completing the trilogy, in Sample, 468 Md. at 567-68, 228 A.3d at 176, we
concluded that the standard of proof that applies to the “reasonable juror” test is the
preponderance of the evidence, i.e., the more likely than not standard, and we reiterated
that under Maryland Rule 5-901(b)(4), social media evidence may be authenticated through
the use of circumstantial evidence. We explained that, as to the authentication of posts on
social media through circumstantial evidence under Maryland Rule 5-901(b)(4), “‘the
inquiry is context-specific,’” and the presence or absence of particular information is not
necessarily dispositive. Id. at 599, 228 A.3d at 195 (quoting Sublet, 442 Md. at 676-77,
- 23 -
113 A.3d at 721) (brackets omitted). We stated that when attempting to authenticate social
media evidence, the proponent “‘need not rule out all possibilities that are inconsistent with
authenticity, or prove beyond any doubt that the social media evidence is what it purports
to be.’” Sample, 468 Md. at 599, 228 A.3d at 195 (quoting Sublet, 442 Md. at 666, 113
A.3d at 715) (brackets omitted).
D. The Applicable Standard in This Case
Upon consideration of Maryland Rule 5-901 and relevant authorities, we conclude
that the “reasonable juror” test applies to authentication of the eBay samples, i.e., items
purchased on the internet, and we hold that the samples purchased on eBay were
authenticated under Maryland Rule 5-901(a) because there was sufficient circumstantial
evidence for a reasonable juror to find by a preponderance of the evidence that the powder
within the containers was Strait-Line marking chalk. Just as we have previously applied
the “reasonable juror” test to the authentication of social media evidence, our case law
leads to the conclusion that the test applies with equal force to the authentication of
exemplar or sample evidence purchased on the internet on websites such as eBay.
Evidence is authenticated where a reasonable juror could find, by a preponderance of the
evidence, that the evidence is what the proponent claims. See Sample, 468 Md. at 597-98,
228 A.3d at 194-95. Further, circumstantial evidence that the offered evidence is what it
is claimed to be may be sufficient for authentication, including authentication of sample or
exemplar evidence. See Maryland Rule 5-901(b)(4).
As explained above, in Sublet, we joined other state and federal courts that have
utilized the reasonable juror standard for authentication of social media evidence as set
- 24 -
forth by the Second Circuit in Vayner. See Sublet, 442 Md. at 671, 113 A.3d at 718. In
Sublet, we noted that, in Vayner, the Second Circuit stated that the requirement to
authenticate evidence “is satisfied if sufficient proof has been introduced so that a
reasonable juror could find in favor of authenticity or identification.” Id. at 666, 113 A.3d
at 715 (quoting Vayner, 769 F.3d at 129-30) (internal quotation marks omitted). In Vayner,
in making this statement, the Second Circuit quoted United States v. Pluta, 176 F.3d 43,
49 (2d Cir. 1999). See Sublet, 442 Md. at 666, 113 A.3d at 715. In Pluta, 176 F.3d at 49,
in 1999, the authentication of passports was at issue, not social media evidence. The use
of the “reasonable juror” test in Pluta predated the widespread use of social media and
indicates that the test was not developed to apply solely to evidence derived from social
media.7 We see no valid reason to cabin the application of the “reasonable juror” test to
social media evidence and to require a heightened or different standard of authentication
7
Although Six Degrees, which “is widely considered to be the very first social
networking site[,]” was launched in 1997, social networks were limited at the time and “[i]t
would be a few years before the Internet’s infrastructure could catch up with the concept
of social networks.” Chenda Ngak, Then and now: a history of social networking sites,
CBS News (July 6, 2011), https://www.cbsnews.com/pictures/then-and-now-a-history-of-
social-networking-sites/ [https://perma.cc/JVV8-B5RS]. It was not until the early 2000s
that many social media sites began springing up, including LinkedIn in May 2003,
MySpace in August 2003, and Facebook in February 2004. See id. According to Merriam-
Webster, the first known use of the term “social media” occurred in 2004. See Social
Media, Merriam-Webster, https://www.merriam-webster.com/dictionary/social%20media
[https://perma.cc/K7GT-GYGH]. According to the Pew Research Center, the Center
“began systematically tracking social media usage in 2005.” Andrew Perrin, Social Media
Usage: 2005-2015, Pew Research Center (Oct. 8, 2015),
https://www.pewresearch.org/internet/2015/10/08/social-networking-usage-2005-2015/
[https://perma.cc/36UJ-UEAK]. In 2005, only 7% of American adults reported using
social networking sites. See id. By October 2015, that percentage drastically rose, with
65% of American adults surveyed reporting that they used social networking sites. See id.- 25 -
for goods purchased over the internet.8
As to the method or amount of proof required to satisfy the standard for
authentication if evidence is susceptible to tampering, contrary to Irwin’s contention, in
Griffin, this Court did not require direct testimony of a witness with knowledge for
authentication of social media evidence where there was an allegation that the evidence
was susceptible to tampering. In Griffin, 419 Md. at 363-64, 19 A.3d at 427-28, where the
State’s attempt to authenticate social media evidence through circumstantial evidence
failed, we explained that social media evidence could be authenticated in different ways,
including through the testimony of a witness with knowledge, but we in no way imposed
such a requirement. Similarly, direct testimony is not a prerequisite for authentication of
sample evidence purchased on the internet. Indeed, imposing such a requirement would
be inconsistent with the plain language of Maryland Rule 5-901(b)(4), which provides that
evidence may be authenticated through the use of circumstantial evidence.
Further, our holding in Sample demonstrates that there is no basis for applying a
heightened standard of proof where a party seeks to authenticate social media evidence
8
This conclusion is consistent with our discussion of authentication in Jackson v.
State, 460 Md. 107, 110, 188 A.3d 975, 977 (2018), in which we held that bank statements
and a compact disc with recordings from surveillance cameras were authenticated. In
summarizing relevant law, we stated that, “[a]lthough ‘any authenticity determination is
context-specific,’ a trial judge need only ‘determine that there is proof from which a
reasonable juror could find that the evidence is what the proponent claims it to be.’” Id. at
122, 188 A.3d at 984 (quoting Sublet, 442 Md. at 678, 113 A.3d at 722) (brackets omitted).
Although we were not called upon to apply the “reasonable juror” test in Jackson, our
observation concerning the applicability of the standard, made in a case not involving
social media evidence, is yet another indication that the “reasonable juror” test is not
limited to authentication of social media evidence.
- 26 -
through circumstantial evidence under Maryland Rule 5-901(b)(4). In Sample, 468 Md. at
567-68, 228 A.3d at 176, we held that the preponderance of the evidence is the applicable
standard of proof for authenticating social media evidence. Just as a heightened standard
of proof does not apply to authentication of social media evidence, a heightened standard
is not applicable to authenticating goods bought online.9
Irwin raises a red herring in contending that a heightened standard of authentication
is warranted because the samples purchased were susceptible to the risk of alteration or
tampering. Irwin alleges that it is possible that the containers could have been opened and
the contents altered at some point after the containers left its factory and makes much of
the circumstance that there is no information about the eBay sellers. Irwin argues that it is
possible that the eBay sellers, knowingly or not, provided goods that had been altered or
tampered with.
From our perspective, although eBay is a relatively new potential source of
evidence, buying products secondhand from unknown individuals to offer in court as
exemplars is not novel. Apart from the use of the internet, a plaintiff in a case similar to
this one could seek to purchase products by placing advertisements in newspapers, putting
up posters in neighborhoods, or otherwise soliciting members of the general public to sell
products. Under such circumstances, although the plaintiff would not necessarily be able
9
We do not wish, of course, to discourage litigants in future cases from gathering
information about online sellers and their products. Information from online sellers
concerning where or how a product was acquired, what was known about the product
before it came into the seller’s possession, and how a product was stored or maintained
could be considered by a trial court in making a determination as to authentication. That
said, such information is not an indispensable prerequisite to authentication.
- 27 -
to vouch for the sellers of the product or identify the origin of the item prior to it coming
into the seller’s possession, Maryland Rule 5-901 and the reasonable juror test would
nonetheless apply for authentication. See Jackson v. State, 460 Md. 107, 122, 188 A.3d
975, 984 (2018) (“Although any authenticity determination is context-specific, a trial judge
need only determine that there is proof from which a reasonable juror could find that the
evidence is what the proponent claims it to be.” (Cleaned up)).
E. The Circuit Court’s Ruling: Chain of Custody
The circuit court’s determination that the containers were not authenticated because
the Estate failed to establish a chain of custody constituted an abuse of discretion, as the
ruling was grounded on the premise that establishing a chain of custody was a requirement
for authentication of the samples. At the conclusion of the motions hearing, in ruling on
the motion in limine, among other things, the circuit court stated:
In product liability cases, such as the one that we have here, it is the
plaintiff who bears the burden of establishing, among other things, that first
the product was in defective condition at the time it left the possession or
control of the seller. And next pertinent to this case the product was expected
to and did reach the consumer without substantial change in its condition.
That’s a paraphrase certain of the elements that inform us in Phipps v. GM.
The cite for Phipps which was the critical case drawing in the application of
Restatement Second Tort Section 402(a) is 278 Maryland 337. That was
back in 1976. A reliable chain of custody is of the utmost importance for
authentication purposes where evidence is susceptible to tampering or
commingling or alteration of some sort. That’s a paraphrase out of Best v.
State, 79 Md App 241 at page 250 in 1989.
***
The defendant has identified a number of ways in which plaintiff has
failed to meet the authentication burden. And I agree with just about every
one of those circumstances. The chain of custody spanning several decades
is unestablished. The absence of any affidavits, any hint of previous owners
- 28 -
using chalk or possessing the chalk for any purpose, or selling the chalk in
any condition, it’s just not existent.
***
Finding that the samples are authentic would require that I take nothing short
of, quote/unquote, leap of faith. I hearken back to Best v. State case for that.
The plaintiff is providing me with incomplete chains of custody. Plaintiff
cannot account for the fact that at a minimum it’s a 36-year gap between
when the samples were manufactured and when they were purchased on
eBay. I find that the plaintiffs have failed to make the requisite showing
under 5-901. And I’ve gone one step further and find that I can’t let the
samples in.
(Underlining added) (some paragraph breaks omitted).
Instead of applying the “reasonable juror” test, the circuit court reasoned that the
samples were not authenticated because the Estate had not established a chain of custody
starting from when Irwin manufactured the containers decades ago. The circuit court cited
Best, 79 Md. App. 241, 556 A.2d 701, in support of the proposition that the Estate was
required to establish such a chain of custody. On brief in this Court, in addition to citing
Best, Irwin relies on the cases of Amos, 42 Md. App. 365, 400 A.2d 468, and Jones, 172
Md. App. 444, 915 A.2d 1010, for the proposition that, to authenticate the items purchased
on eBay, the Estate was required to establish a chain of custody dating back to when Irwin
manufactured the containers.
We disagree. The Estate was not required to establish a chain of custody dating
back to Irwin’s manufacturing of the samples to establish that a reasonable juror could find
by a preponderance of evidence that the samples purchased on eBay were what they
purported to be. In Best, 79 Md. App. at 248, 556 A.2d at 704, a criminal case involving
a controlled dangerous substances prosecution, the defendant alleged that the State failed
- 29 -
to prove a sufficient chain of custody as to both marijuana and cocaine. In rejecting the
defendant’s claim, the Court of Special Appeals stated that “[t]he basic rule with respect to
the reception of physical or ‘real’ evidence” was described in Amos, 42 Md. App. at 370,
400 A.2d at 471, stating:
To be admissible ‘real evidence’ must be in substantially the same condition
that it was in at the time of the crime and must be properly identified.
Although there is a natural inference or presumption of continuance in the
same condition, that inference varies in each case with the nature of the
subject matter and the time element.
Best, 79 Md. App. at 250, 556 A.2d at 705 (quoting Amos, 42 Md. App. at 370, 400 A.2d
at 471) (ellipses omitted). In Best, 79 Md. App. at 250, 556 A.2d at 705, the Court of
Special Appeals explained that whether “real evidence” is in the same condition as at the
time of the crime need only be proven as a reasonable probability and that proof negating
the probability of changed conditions is described as proving the chain of custody.
(Citation omitted). The Court of Special Appeals stated that “what is necessary to negate
the likelihood of tampering or of change of condition will vary from case to case and from
one type of evidence to the next.” Id. at 250, 556 A.2d at 706. The Court of Special
Appeals explained that controlled substances would possibly be more vulnerable to
tampering or commingling than other types of evidence and that with respect to controlled
dangerous substances, the General Assembly had enacted a statute to assist with proof of
chain of custody. See id. at 250-51, 556 A.2d at 706.
The principle that the State must establish a chain of custody as to its possession of
controlled dangerous substances is governed by Md. Code Ann., Cts. & Jud. Proc. (1974,
2020 Repl. Vol.) (“CJ”) § 10-1002. The statute sets forth a method of establishing a chain
- 30 -
of custody as to controlled dangerous substances “in a criminal or civil proceeding[.]” CJ
§ 10-1002(b)(1). For purposes of CJ § 10-1002, the term “‘[c]hain of custody’ means: (i)
The seizing officer; (ii) The packaging officer, if the packaging officer is not also the
seizing officer; and (iii) The chemist or other person who actually touched the substance[.]”
CJ § 10-1002(a)(1) (paragraph breaks omitted). CJ § 10-1003(a)(1) provides: “In a
criminal proceeding, the prosecution shall, upon written demand of a defendant filed in the
proceedings at least 5 days prior to a trial in the proceeding, require the presence of the
chemist, analyst, or any person in the chain of custody as a prosecution witness.” CJ § 10-
1003(a)(2) provides: “The provisions of [CJ] §§ 10-1001 and 10-1002 [] concerning prima
facie evidence do not apply to the testimony of that witness.”
In Amos, 42 Md. App. at 369-70, 400 A.2d at 471, where the State sought to
substantiate testimony that the sale of drugs to an undercover trooper took place, the State
attempted to corroborate the testimony of the trooper by introducing into evidence the
drugs that were allegedly sold, i.e., “the real evidence” of the crime. The Court of Special
Appeals explained that “[t]o be admissible, however, this ‘real evidence’ must be in
substantially the same condition that it was in at the time of the crime and must be properly
identified.” Id. at 370, 400 A.2d at 471 (citation omitted). The Court explained that:
Obviously, the identifying guarantee that the hard evidence seized is
unchanged between the time of seizure and the trial is not as important as
establishing that the thing seized is the same analyzed and introduced at the
trial as a proscribed drug. When drugs are submitted to police laboratories
for analysis and held in drug lockers with “say two hundred (other
specimens) to be tested,” there is far greater risk of misidentification than
there is of changed conditions.
Id. at 370-71, 400 A.2d at 471-72.
- 31 -
In Jones, 172 Md. App. at 463, 915 A.2d at 1021, in a sexual assault case, the Court
of Special Appeals held that the State’s evidence regarding the chain of custody of DNA
evidence obtained from the victim indicated there was a reasonable probability that the
evidence had not been tampered with and was substantially the same as when it had been
collected. In Jones, id. at 462, 915 A.2d at 1021, the defendant alleged that the State’s
chain of custody evidence did not establish by a reasonable probability that a DNA swab
of the victim was in substantially the same condition when it was tested as when the crime
occurred because, among other things, according to the defendant, the DNA evidence was
not timely collected. In resolving the issue, the Court of Special Appeals explained that
the proponent of a particular piece of evidence must account for its handling from the time
that it was seized until the time it is offered into evidence. See id. at 463, 915 A.2d at 1021.
In Wheeler v. State, 459 Md. 555, 557-58, 569, 187 A.3d 641, 643, 650 (2018), in
a controlled dangerous substances case, where the defendant had invoked the right to have
all witnesses in the chain of custody produced pursuant to CJ § 10-1003 and argued that
the absence of the packaging officer should have resulted in exclusion of the controlled
dangerous substance at trial, we held that the trial court did not abuse its discretion in
admitting the evidence and that Maryland Rule 5-901 requires only that there be sufficient
authentication to satisfy a finding that the evidence is what it purports to be. In Wheeler,
id. at 569-70, 187 A.3d at 649-50, we concluded that the State established a chain of
custody as to controlled dangerous substances through the officer who seized the drugs and
the chemist who tested them, without the presence of the packaging officer. We explained
- 32 -
that for purposes of Maryland Rule 5-901, demonstrating that an item was in substantially
the same condition as when seized need only be proven as a reasonable probability. See
id. at 567, 187 A.3d at 648.
Our case law demonstrates that a chain of custody as to controlled dangerous
substances or a DNA sample in a criminal case starts with the seizing officer, not with the
individuals who made or manufactured the drugs or anyone who may have handled the
evidence before it came into the possession of the officer who collected it. Although the
proof negating the probability of changed conditions between the crime and the trial is
described as proof of the chain of custody, the State is required to establish a chain of
custody from the point at which evidence is collected or seized, not from the precise
moment of the crime. In neither Wheeler nor Cooper was the State required to prove, as a
condition precedent to authentication, what occurred with the evidence before an officer
took possession of it. Any alleged variance in the condition of the evidence between the
time of the crime and the State having collected it would go to the weight to be accorded
the evidence by the trier of fact, not admissibility.
Insofar as negating the possibility of tampering is concerned, there is no hard and
fast requirement that in a civil case where the issue of tampering is raised or where a
substance may be susceptible to tampering, the proponent of the offered evidence is
required to establish a chain of custody for the evidence to be admissible. To be sure,
demonstrating a chain of custody for evidence that a party seeks to have admitted is one
way to demonstrate that the offered evidence is what it claims to be or is in the same
condition that it was at the time that it came into the party’s possession or at an earlier
- 33 -
relevant point. But, in the end, authentication of evidence under Maryland Rule 5-901
depends on a showing that a reasonable juror could find by a preponderance of the evidence
that the item at issue is what it is claimed to be, i.e., that there was sufficient evidence of a
reasonable probability to establish that the item is what it purports to be.
F. The Estate Met its Burden to Prove that the Containers were Authentic
In this case, the Estate met its burden to establish that the containers purchased on
eBay were authenticated as there was sufficient circumstantial evidence for a reasonable
juror to find that it was more likely than not that the powder in the containers was Strait-
Line marking chalk. Indeed, much like Sample, 468 Md. at 567, 228 A.3d at 176, this case
serves as an example of authentication through circumstantial evidence under Maryland
Rule 5-901(b)(4). The Estate sought to have admitted as exemplars of Strait-Line marking
chalk nineteen containers purchased on eBay and the powder within the containers.
Viewed as a whole, the evidence was sufficient for a reasonable juror to conclude that it
was more likely than not that the powder within the containers was chalk manufactured by
Irwin. It is undisputed that Irwin made the containers, i.e., that the containers were Irwin’s.
It is also undisputed that the contents or powder within each container matched the color
designated on the label of the container.
It is equally undisputed that the samples that tested positive for asbestos were
purchased from eBay sellers in various different cities in different states. And, the contents
of the containers tested positive for noncommercial amphibole asbestos, which is regulated
and not readily available. The significance of this circumstance was aptly described by the
Court of Special Appeals. The Court of Special Appeals stated that to have tampered with
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the contents of the containers, as Irwin alleges, the owners “would have had to lace the
Irwin chalk exemplars with asbestos intentionally[.]” Pifer, 252 Md. App. at 75, 258 A.3d
at 889. The Court of Special Appeals observed that “[t]he Estate argued, and Irwin didn’t
counter, that it is unlikely that the previous owners of the exemplars would have
intentionally found and laced the samples with noncommercial amphibole asbestos[.]”
Pifer, 252 Md. App. at 76-77, 258 A.3d at 890.
Irwin does not dispute that the powder within the containers tested positive for
noncommercial amphibole asbestos but contends that the Estate offered no evidence to
support a finding that calcium carbonate can be contaminated with asbestos fibers. Irwin
contends that its chalk contained calcium carbonate but not asbestos. Irwin’s contention
about whether calcium carbonate can become contaminated with asbestos would be a
determination to be made by the trier of fact. The circumstance that multiple containers,
obtained from sellers in cities in different states, had powder that tested positive for
noncommercial amphibole asbestos is, as the Court of Special Appeals determined,
circumstantial evidence to be considered for purposes of authenticity.
An additional circumstance that supports a finding of authentication is that
seventeen of the nineteen containers at issue were sealed when received by the Estate’s
counsel and sixteen of eighteen containers that bore the label Irwin Augur Bit Company
were sealed. Irwin argued that the containers were susceptible to tampering and were
designed to be refilled and that, as a result, the contents of the containers could have been
altered. The Estate addressed this point, though, by contending that only the ketchup bottle
(the container found in Mr. Pifer’s garage) was intended to be refilled. Of the nineteen
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containers at issue, fifteen were one-ounce containers and the remaining four were half-
pound cans, which the Estate contended were not intended to be refilled. The Estate
showed that a metal spatula or razorblade was required to pry or cut off the cap of fourteen
of the fifteen one-ounce containers. Similarly, with regard to three of the four half-pound
cans, tape needed to be removed and a metal spatula or razorblade was required to pry open
the pour spout.
The Court of Special Appeals noted that it was possible that, in the abstract, the
containers could be susceptible to tampering, but observed that there was no evidence of
tampering beyond Irwin’s hypothesis. See id. at 75, 258 A.3d at 889. We recognize that
Irwin contends that Dr. Longo’s testimony fell short of establishing that the containers were
factory sealed and that they had never been opened or refilled. It would strain credulity,
though, to accept the notion that, in seventeen separate instances occurring across the
country, a factory-sealed container of Strait-Line marking chalk was opened, emptied,
refilled with a different kind of chalk contaminated with noncommercial amphibole
asbestos, and resealed.
Together, all of the above circumstances provide more than sufficient circumstantial
evidence for a reasonable juror to find by a preponderance of the evidence that the powder
within the containers was Strait-Line marking chalk. We agree with the Court of Special
Appeals that “[b]y requiring the Estate to prove the negative, i.e., an unbroken chain of
custody from the factory and the absence of tampering, the trial court required more than
a reasonable probability that the samples are exemplars of the chalk Mr. Pifer used[.]”
Pifer, 252 Md. App. at 78, 258 A.3d at 891. Far from usurping the role of the circuit court
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as the gatekeeper of evidence (as alleged by Irwin), the Court of Special Appeals correctly
recognized that, by excluding the evidence in this case, the circuit court exceeded the
requirements for authentication of Maryland Rule 5-901 and our case law. See Pifer, 252
Md. App. at 60, 258 A.3d at 880-81.
II. Summary Judgment
Irwin contends that the circuit court’s grant of summary judgment was based on
grounds other than the exclusion of the containers bought on eBay and that the Court of
Special Appeals erred in not considering the additional grounds. Irwin argues that, where
the scope of an order granting summary judgment is unclear, the Court of Special Appeals
must review all possible grounds on the assumption that the trial court considered all of the
grounds. Irwin asserts that this principle promotes finality and judicial economy and is
particularly important here, given that the alternative grounds for summary judgment did
not involve factual disputes and the circuit court did not have the discretion to deny
summary judgment. As to the alternative grounds for summary judgment, Irwin maintains
that it did not owe Mr. Pifer a duty to warn and that the Estate cannot establish causation
or its strict liability and manufacturing defect claims.
The Estate responds that we should remand the case without addressing grounds for
summary judgment that the circuit court did not rely on. The Estate contends that, under
relevant case law, when reviewing a grant of summary judgment, this Court considers only
the grounds on which the trial court relied.
There is a well-established “general rule that in appeals from the granting of a
motion for summary judgment, absent exceptional circumstances, Maryland appellate
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courts will only consider the grounds upon which the lower court granted summary
judgment[.]” State v. Rovin, 472 Md. 317, 373, 246 A.3d 1190, 1222 (2021) (cleaned up).
We have described this principle as follows: “Our review of the trial court’s grant of
summary judgment is limited ordinarily to the legal grounds relied upon explicitly in its
disposition.” Baker v. Montgomery Cty., 427 Md. 691, 706, 50 A.3d 1112, 1120 (2012)
(citing River Walk Apartments, LLC v. Twigg, 396 Md. 527, 541-42, 914 A.2d 770, 778-
79 (2007)).
In this case, it is not clear from the record that the circuit court relied on any ground
other than the Estate’s concession in granting summary judgment. To address the
alternative grounds for summary judgment alleged by Irwin, we would be required to infer
from the record that although the circuit court made no specific findings as to the additional
grounds, the circuit court nonetheless granted summary judgment as to multiple claims
involving complex legal issues. Nowhere in the order granting summary judgment did the
circuit court mention any alternative grounds for the grant of summary judgment, let alone
indicate that summary judgment was granted for any reason other than the Estate’s
concession. Although the order stated that the circuit court had “reviewed and considered”
the motion for summary judgment, it would be pure speculation to infer from customary
“reviewed and considered” language that the circuit court agreed with any of the alternative
grounds on which Irwin sought summary judgment.
Indeed, as the Court of Special Appeals explained, a straightforward reading of the
record indicates that the grant of the motion for summary judgment was based solely on
the exclusion of the containers bought on eBay. See Pifer, 252 Md. App. at 82, 258 A.3d
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at 893. Irwin’s first argument in the motion for summary judgment was that, if the circuit
court granted the motion in limine, Irwin would be entitled to summary judgment because
there would be no factual predicate for the Estate’s claims. At the October 15, 2019
motions hearing, counsel for both parties agreed that the motion in limine was dispositive.
At the conclusion of the hearing, the circuit court did not indicate how it would rule other
than that it denied the motion for summary judgment in pertinent part because the sample
from Mr. Pifer’s garage was likely admissible. After Irwin’s counsel specifically asked
whether the circuit court would rule on the alternative grounds, the circuit court responded
that it would take the issues under advisement and indicated that it would not be able to
issue a ruling before October 22, 2019. The morning after the motions hearing, during a
teleconference with the circuit court and counsel for both parties, the Estate’s counsel
conceded that summary judgment was warranted because, without the containers bought
on eBay, it would not have admissible evidence to oppose the motion for summary
judgment. The next day, the circuit court issued the order granting summary judgment,
which stated that after having determined the motion in limine, the court granted summary
judgment.
Under these circumstances, it would not be reasonable for us to infer that the circuit
court implicitly concluded that the alternative grounds for summary judgment advanced by
Irwin were meritorious and granted summary judgment on those grounds without having
mentioned doing so. This would be particularly difficult for us to conclude when the circuit
court’s order granting summary judgment—in light of its ruling on the motion in limine—
came just two days after the court explicitly stated that it would need at least a week to
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consider the summary judgment issues, and the order did not mention any alternative
grounds for summary judgment, much less rely on them.
We recognize that the rule against affirming a grant of summary judgment on
alternative grounds “is a general rule rather than an absolute one,” and that, accordingly,
“there are exceptions.” Rovin, 472 Md. at 373, 246 A.3d at 1222. “For instance, we have
indicated that an appellate court may affirm on a different ground where the trial court
would have had no discretion to deny summary judgment as to that ground.” Id. at 373,
246 A.3d at 1222-23 (citing Wireless One, Inc. v. Mayor & City Council of Baltimore, 465
Md. 588, 614 n.6, 214 A.3d 1152, 1167 n.6 (2019)); see also Md. Cas. Co. v. Lorkovic,
100 Md. App. 333, 357, 641 A.2d 924, 935 (1994) (“As a general rule, appellate courts
will not ordinarily undertake to sustain the judgment by ruling on another ground, not ruled
upon by the trial court, if the alternative ground is one as to which the trial court had a
discretion to deny summary judgment.” (Cleaned up)). We have applied this exception
where “the circuit court could not have arrived at any conclusion other than” the one
warranted by the alternative ground for summary judgment. Wireless One, 465 Md. at 614
n.6, 214 A.3d at 1167 n.6. “We have also indicated that an appellate court may affirm on
a different ground where the two grounds are so interrelated that they cannot be properly
considered as separate and distinct[.]” Rovin, 472 Md. at 373, 246 A.3d at 1222-23
(cleaned up).
In this case, neither of the exceptions is applicable. The alternative grounds on
which Irwin sought summary judgment involved, among other things, issues pertaining to
the duty to warn and strict liability in product liability cases. We cannot say that the circuit
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court could not have reached any conclusion other than finding Irwin’s contentions
meritorious, i.e., that the circuit court lacked the discretion to deny summary judgment with
respect to the alternative grounds for summary judgment. Nor would it be possible for us
to address the alternative grounds for summary judgment under a theory that they are
somehow intertwined with the circuit court’s ruling on authentication of the samples
bought on eBay.
In addition to contending that the circuit court lacked the discretion to not grant
summary judgment on the alternative grounds that it raised, Irwin relies on cases in which
the Court of Special Appeals has stated that, where a trial court grants summary judgment
without specifying grounds, an appellate court assumes that the trial court carefully
considered all grounds asserted and determined that all, or at least enough, of them had
merit. See Greenstein v. Council of Unit Owners of Avalon Ct. Six Condo., Inc., 201 Md.
App. 186, 198, 29 A.3d 604, 611 (2011), cert. denied, 424 Md. 291, 35 A.3d 488 (2012);
Piscatelli v. Smith, 197 Md. App. 23, 37, 12 A.3d 164, 172 (2011), aff’d, 424 Md. 294, 35
A.3d 1140 (2012); Bond v. NIBCO, Inc., 96 Md. App. 127, 133, 623 A.2d 731, 734 (1993).
In Piscatelli, 197 Md. App. at 37, 12 A.3d at 172-73, the Court of Special Appeals stated
that, “[u]nder such circumstances, we can affirm the court’s judgment if the record
indicates that the circuit court did not err.” (Citations omitted). In addition, we have stated
that, where a trial court does not identify reasons for granting summary judgment, “we will
affirm the judgment so long as the record discloses it was correct in so doing.” Smigelski
v. Potomac Ins. Co. of Illinois, 403 Md. 55, 61, 939 A.2d 189, 193 (2008) (cleaned up).
Our reading of these cases is that where a trial court grants summary judgment
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without specifying grounds, an appellate court has the discretion to treat the ruling as being
based on some or all of the dispositive issues raised in the motion for summary judgment
if the record establishes that the trial court was correct in granting summary judgment. In
this case, based on the record and the nature of the issues raised in the alternate grounds
for summary judgment, we are unable to make such a determination. This is not a case in
which the trial court did not specify a reason for the grant of summary judgment and it
could possibly be inferred that the court considered and ruled on all grounds. Rather, a fair
reading of the record in this case indicates that after the Estate’s concession that it could
not defeat summary judgment without the eBay samples, the circuit court’s ruling was
based solely on the concession.10 We cannot infer that the circuit court granted summary
judgment on all grounds raised in a motion when the record does not support such a
determination.
Finally, we are aware that Irwin contends that, at the conclusion of the motions
hearing, the circuit court ruled that the affidavit of the Estate’s expert, Dr. Longo, was
“deficient under Maryland Rule 5-703” and therefore an insufficient basis on which to
create “a disputed material fact” for summary judgment purposes. On brief, Irwin asserts
that the circuit court found that Dr. Longo’s opinion that the containers purchased on eBay
were factory sealed was based on his observation of a video of a technician opening the
10
We are unpersuaded by Irwin’s counsel’s contention at oral argument that
affirming the Court of Special Appeals’s judgment would essentially provide the Estate
with “a backdoor method to get an interlocutory appeal[.]” From our perspective, nothing
in the record indicates that the Estate was attempting an end run around the general rule
that only final judgments are appealable.
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containers and that his opinion was therefore inadmissible under Maryland Rule 5-703.
The Estate responds that Irwin did not argue before the circuit court that Dr. Longo’s
affidavit failed to satisfy Maryland Rule 5-703 and that, to the extent that the circuit court’s
grant of summary judgment relied on “a purported 5-703 failure[,]” the circuit court erred.
A review of the record reveals that, in discussing the motion in limine, the circuit
court referred to Maryland Rule 5-703, which concerns the basis of an expert’s opinion. In
one instance, the circuit court stated:
In addition to addressing relevant authorities addressing Rule 5-901
and authentication by means of circumstantial evidence, I was compelled to
address the requirements the instruction of Rule 5-703 because the way in
which the eBay samples in part to be addressed on the request or insistence
plaintiffs is through the expert opinion of Longo who says by affidavit
explained in his reports that a number of the so-called eBay samples had been
obviously, clearly factory sealed, had not been changed in their contents,
certainly not in the appearance of the container for the decade since the
containers have been filled and put on the market.
5-703 admonishes me that the facts or data in a particular case on
which an expert bases an opinion or an inference may be those perceived by
or made known to the expert that or before the hearing. If determined to be
trustworthy, necessary to eliminate testimony, and unprivileged, those facts
are data reasonably reliable on the expert named discretion of the court
disclosed to the jury even if those facts and data are not admissible in
evidence.
In another instance, the circuit court stated:
I’ll give essentially Longo the benefit of the doubt about the proper
exercise of common sense for such a purpose. By saying that somehow or
another he must be relying on his experience to advance the opinion about
factory seals. But it doesn’t get me where I need to be in order to find that
evidence admissible, either under 5-901 or consistent with 5-703.
It is -- I mentioned a number of grounds on which the defendant
claims or the defendant argues that the samples are inadmissible, cannot be
authenticated.
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When ruling on the motion in limine, the circuit court stated:
Based on [D]r. Longo’s expert testimony, applying, and relying on the
guidance of Rule 2-703.
I go one step further to say that I haven’t seen and I believe that
plaintiffs have failed to meet their burden to establish the eBay samples
themselves are in substantially the same condition as they were at any point
in time after they left the defendant’s control sometime between 1960 or
1962 and 1982.
It appears that in mentioning Rule 2-703, the circuit court may have intended to refer to
Rule 5-703. It is unclear, however, what conclusion, if any, the circuit court reached with
regard to Maryland Rule 5-703. Based on this record, we decline to determine that the
circuit court ruled that Dr. Longo’s testimony was excluded under Maryland Rule 5-703 or
that the circuit court issued a ruling under Maryland Rule 5-703 that would impact or affect
any of the alternate grounds that Irwin advanced for summary judgment. Moreover, the
argument that Dr. Longo could not render an opinion that the containers bought on eBay
remained factory sealed because he lacked personal knowledge of what happened to the
containers before he received them, or because he watched a video of the containers being
opened rather than opening them himself, would not alone constitute grounds for exclusion
of the expert’s testimony under Maryland Rule 5-703(a), which provides that “[a]n expert
may base an opinion on facts or data in the case that the expert has been made aware of or
personally observed.”
For all the reasons expressed herein, we affirm the judgment of the Court of Special
Appeals and the remand ordered by that Court.
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JUDGMENT OF THE COURT OF SPECIAL
APPEALS AFFIRMED. PETITIONER TO PAY
COSTS.
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The correction notice(s) for this opinion(s) can be found here:
https://mdcourts.gov/sites/default/files/import/appellate/correctionnotices/coa/49a21cn.pdf