Judy Sparks v. Brant Sparks , 65 A.3d 1223 ( 2013 )


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  • MAINE SUPREME JUDICIAL COURT                               Reporter of Decisions
    Decision: 
    2013 ME 41
    Docket:   Cum-12-73
    Argued:   December 13, 2012
    Decided:  April 4, 2013
    Panel:       SAUFLEY, C.J., and ALEXANDER, LEVY, SILVER, MEAD, GORMAN, and
    JABAR, JJ.
    JUDY SPARKS
    v.
    BRANT SPARKS
    JABAR, J.
    [¶1] Judy Sparks appeals from a judgment entered in the District Court
    (Portland, Powers, J.) granting a protection from abuse order that she requested on
    behalf of her fifteen-year-old stepson against Brant, his biological father, but
    denying her temporary parental rights and responsibilities for her stepson. On
    appeal, Judy contends that, pursuant to 19-A M.R.S. § 4005(1) (2012), she was a
    “person responsible” for her stepson and therefore the court had the authority to
    award her temporary parental rights to her stepson. See 19-A M.R.S. § 4007(1)(G)
    (2012). Because we conclude that the protection from abuse statute permits the
    court to award temporary parental rights to a stepparent, and that the award would
    not have violated the father’s rights pursuant to the Due Process Clause of the
    2
    Fourteenth Amendment, we vacate the portion of the trial court’s judgment
    denying temporary parental rights and responsibilities to the stepmother.
    I. BACKGROUND
    [¶2] Judy and Brant Sparks married in 2009 and separated about a year and
    a half later. Brant has a biological son—Judy’s stepson—who was born in 1996.
    After Judy and Brant separated, Brant moved out, but Brant’s son continued to live
    with Judy and her three biological children. In the year after the family dissolved,
    Brant saw his son only a few times. Brant’s son considers Judy to be his “mom.”1
    [¶3] On December 21, 2011, Judy filed a protection from abuse complaint
    against Brant on behalf of herself, two of her biological children who were under
    the age of eighteen at the time (Brant’s stepchildren), and Brant’s son. Judy also
    petitioned for full guardianship of Brant’s son in the Probate Court. Brant agreed
    to an order of protection for Judy and two of her biological children but contested
    the need for a protective order on behalf of his son. At the protection from abuse
    hearing, Brant admitted that he had confessed to his son that he had assaulted the
    son’s biological mother and molested the son’s biological sister, who no longer
    resided with Brant. Brant’s son testified that Brant had struck him in the face,
    1
    The child’s biological mother has not exercised any parental rights over him for several years. She
    and Brant were never married, and there is no order establishing their respective rights and
    responsibilities concerning Brant’s son. The biological mother agreed to Judy’s attempt to obtain
    temporary parental rights in the District Court and did not object to Judy’s petition for guardianship in the
    Probate Court.
    3
    grabbed him by the back of the head, and had punched walls and other objects
    around him. Brant’s son also testified that he saw his father slapping Judy, pinning
    her and his stepbrothers to the wall by their necks, and that Brant had told him that
    “he had actually beaten [the son’s biological mother] up, and that if he stayed with
    her he would have killed her.”
    [¶4]   Judy requested temporary parental rights and responsibilities for
    Brant’s son at the protection from abuse hearing, pending the outcome of the
    guardianship proceeding. She testified that she had sought counseling services for
    Brant’s son after Brant moved out, but the service providers required Brant’s
    permission for his son to attend the sessions. Brant refused to allow his son to
    attend the counseling sessions unless Brant was present with him. Judy informed
    the court that she needed temporary parental rights because she was the primary
    caregiver for Brant’s son, and she needed to be able to make decisions on his
    behalf concerning service providers, including counselors and the local public
    school.
    [¶5]   On January 27, 2012, the court awarded protection to all four
    petitioners—Judy, two of her sons, and Brant’s son. The court found that Brant
    had abused his son and prohibited Brant from having any contact with him until
    the order expires in 2014. However, the court denied Judy’s request for temporary
    parental rights and responsibilities for Brant’s son, effectively leaving the boy
    4
    without a legal caretaker. On February 10, 2012, the Cumberland County Probate
    Court awarded Judy full guardianship of Brant’s son in a separate, unopposed
    hearing. On February 17, 2012, Judy filed a timely notice of appeal of the District
    Court’s decision denying her request for temporary parental rights and
    responsibilities.
    II. DISCUSSION
    [¶6] Judy contends that the court erred by denying her request for temporary
    parental rights and responsibilities for Brant’s son in the protection from abuse
    proceeding.    The protection from abuse statute gives Judy standing to file a
    complaint on behalf of her stepson because she is a “person responsible for the
    child.”   See 19-A M.R.S. § 4005(1); 22 M.R.S. § 4002(9) (2012) (defining
    “[p]erson responsible for the child”). Judy argues that because the protection from
    abuse statute lists the award of temporary parental rights to minor children among
    the various forms of relief, the District Court also had the authority to award her
    temporary parental rights to Brant’s son, even though she is not his legal parent.
    See 19-A M.R.S. § 4007(1)(G).
    [¶7]    Brant responds that this issue is moot because the Probate Court
    appointed Judy as full guardian of Brant’s son on February 10, 2012. He argues
    that even if the issue is not moot, the protection from abuse statute unambiguously
    limits awards of temporary parental rights to the child’s legal parents. Further, he
    5
    contends that awarding temporary rights and responsibilities for his child to a
    nonparent infringes upon his rights pursuant to the Due Process Clause of the
    Fourteenth Amendment of the United States Constitution.
    [¶8] We turn first to the threshold issue, (A) whether this appeal is moot and
    should be dismissed.      If the dispute survives the mootness analysis, we then
    consider (B) whether the statute permits an award of temporary parental rights and
    responsibilities for children to nonparents, and, if so, (C) whether that award
    violates the due process protections of the Federal and Maine Constitutions.
    A.    Mootness
    [¶9] Because Judy received the same rights by obtaining a guardianship of
    Brant’s son as those that she would have received if the court had awarded her
    temporary parental rights and responsibilities, Brant argues that her appeal is moot.
    See 18-A M.R.S. § 5-209 (2012) (“A guardian of a minor has the powers and
    responsibilities of a parent . . . .”). We will decline to hear a case that has “lost
    [its] controversial vitality” and is moot because “a decision by this court would not
    provide an appellant any real or effective relief.”     Int’l Paper Co. v. United
    Paperworkers Int’l Union, 
    551 A.2d 1356
    , 1360, 1361 (Me. 1988) (quotation
    marks omitted). “In the family law context, a case is moot when an appellate
    decision cannot offer a [party] any more relief than what th[at] [party] received in
    an earlier proceeding.”    Young v. Young, 
    2002 ME 167
    , ¶ 7, 
    810 A.2d 418
    6
    (quotation marks omitted). We agree with Judy and Brant that our decision in this
    appeal will provide no additional relief because the Probate Court appointed Judy
    as legal guardian of Brant’s son, granting her the same rights that she sought in the
    protection from abuse proceeding. See 18-A M.R.S. § 5-209.
    [¶10] Nevertheless, we will hear an appeal, although technically moot, in
    three circumstances:
    (1) sufficient collateral consequences will flow from a determination
    of the questions presented, (2) the question, although moot in the
    immediate context, is of great public interest and should be addressed
    for future guidance of the bar and public, or (3) the issue may be
    repeatedly presented to the trial court, yet escape review at the
    appellate level because of its fleeting or determinate nature.
    Young, 
    2002 ME 167
    , ¶ 8, 
    810 A.2d 418
    (quotation marks omitted). In Young v.
    Young, we addressed a similar question of mootness involving an award of
    temporary parental rights and responsibilities to a stepparent in a protection from
    abuse hearing. 
    Id. ¶¶ 2-5.
    We concluded in Young that the question presented did
    not meet the first and third exceptions, but that the issue could fall within the
    second, public interest, exception to the mootness doctrine. 
    Id. ¶¶ 8-9.
    [¶11] In deciding whether an issue meets the public interest exception, “we
    consider the following criteria: whether the question is public or private, how much
    court officials need an ‘authoritative determination’ for future rulings, and how
    likely the question is to recur in the future.” 
    Id. ¶ 9
    (quoting King Res. Co. v.
    7
    Envtl. Improvement Comm’n, 
    270 A.2d 863
    , 870 (Me. 1970)). In Young, we
    concluded that the issue of whether to award temporary parental rights to
    nonparents in protection from abuse proceedings was public in nature because it
    involved the State’s interest in protecting victims of abuse and the parents’
    fundamental liberty interest in raising their children free from state interference.
    
    Id. Further, given
    the “significant number of blended families with children in
    Maine,” the issue was likely to recur in the future. 
    Id. Although we
    recognized
    that an “authoritative determination on the question presented could be of great
    benefit,” we concluded that the facts as presented did not allow us to render that
    determination. 
    Id. ¶ 10.
    Our analysis was limited in Young because the order of
    protection was awarded only on behalf of an abused parent, not “on behalf of a
    minor child who was found to have been abused,” and thus we were unable “to
    analyze all relevant facets of the protection from abuse statute.” 
    Id. [¶12] In
    contrast, here the court found that Brant had abused his son and
    issued a judgment granting protection and restricting contact between Brant and his
    son. Given the critical importance of the State’s role in protecting victims of
    domestic violence, particularly child victims,2 and the consistently large number of
    2
    We note that the State’s interest in preventing domestic violence against children stems in part from
    “[t]he impact of family violence [on children] demonstrated in several spheres including short-term
    physical, developmental, and psychiatric effects as well as long-term effects on the intergenerational
    transmission of violence, criminality, psychiatric disorders and other psychosocial complications.”
    Javad H. Kashani et al., Family Violence: Impact on Children, 31 J. Am. Acad. of Child & Adolescent
    8
    protection from abuse complaints filed in Maine every year,3 there is no reason to
    deviate from our conclusion in Young that this issue would benefit from an
    authoritative determination. Because the complaint was filed on behalf of an
    abused child and the court found that the parent committed the alleged abuse, we
    may fully consider “whether and under what circumstances section 4007(1)(G) of
    the Protection From Abuse statute permits an award of parental rights and
    responsibilities to a stepparent.” 
    Id. ¶ 11.
    We therefore conclude that the issue
    falls within the public interest exception to the mootness doctrine.
    B.       Temporary Parental Rights and Responsibilities of Nonparents in Protection
    from Abuse Proceedings
    [¶13]     The protection from abuse statute gives nonparents who are
    “responsible for the child,” meaning any “person with responsibility for the child’s
    health or welfare,” the ability to “seek relief by filing a petition alleging that
    abuse.”      19-A M.R.S. § 4005(1); 22 M.R.S. § 4002(9) (defining “person
    responsible for the child”). One form of relief, pursuant to title 19-A section
    4007(1)(G), is an award of temporary parental rights and responsibilities:
    Psychiatry 181, 183 (1992); see also Alan J. Tomkins et al., The Plight of Children Who Witness Woman
    Battering: Psychological Knowledge and Policy Implications, 18 Law & Psychol. Rev. 137, 139 (1994)
    (“[C]hildren who grow up in violent homes experience damaging psychological effects.” (quotation
    marks omitted)).
    3
    The Administrative Office of the Courts reported that 6,250 protection from abuse complaints were
    filed in Maine in fiscal year 2012, with a five-year average of 6,223. Me. Admin. Office of the Courts,
    Maine State Court Caseload 5 Year Trend, Me. Judicial Branch web site (Oct. 24, 2012) (follow “Reports
    & Publications” hyperlink; then follow “Statistics” hyperlink; then follow “All Court Filings” hyperlink)
    (visited April 1, 2013).
    9
    The court, after a hearing and upon finding that the defendant has
    committed the alleged abuse . . . may grant a protective order . . . .
    Relief granted under this section may include:
    ....
    G. Either awarding some or all temporary parental rights and
    responsibilities with regard to minor children . . . in accordance with
    the best interest of the child pursuant to section 1653, subsections 3 to
    6-B.
    Judy argues that section 4007(1)(G), when read together with 19-A M.R.S.
    § 4005(1), permits nonparents who are “persons responsible for the child” to obtain
    temporary parental rights and responsibilities if they receive a protection from
    abuse order on behalf of that child against the child’s parent.        Brant argues,
    however, that the statute is unambiguous and limits parental rights only to the
    child’s legal parents.
    [¶14] “We review de novo a challenge to the court’s interpretation of the
    protection from abuse statute.”     L’Heureux v. Michaud, 
    2007 ME 149
    , ¶ 5,
    
    938 A.2d 801
    . Our review is guided by a few well-established principles: “In
    interpreting the meaning of a statute, we look first to its plain language,” 
    id. ¶ 7;
    “[a]ny interpretation that produces absurd, illogical or inconsistent results must be
    rejected,” In re Adoption of Tobias D., 
    2012 ME 45
    , ¶ 15, 
    40 A.3d 990
    ; and we
    consider “[s]tatutory language . . . ambiguous if it is reasonably susceptible to
    multiple interpretations,” L’Heureux, 
    2007 ME 149
    , ¶ 7, 
    938 A.2d 801
    . “If the
    10
    statutory language is silent or ambiguous, we then consider other indicia of
    legislative intent” including the purpose of the statute.              Dyer v. Dyer,
    
    2010 ME 105
    , ¶¶ 7, 9-10, 
    5 A.3d 1049
    .
    [¶15] The protection from abuse statute provides that the District Court has
    the authority to grant relief, including “temporary parental rights and
    responsibilities . . . in accordance with the best interest of the child pursuant to
    section 1653, subsections 3 to 6-B.” 19-A M.R.S. § 4007(1)(G). Because section
    4005(1) grants “persons responsible for the child” the ability “to seek relief” by
    filing a petition for protection from abuse on behalf of that child, we conclude that
    the plain language of the statute allows nonparents to seek temporary parental
    rights and responsibilities for a child, if they are persons responsible for the child
    as defined in 22 M.R.S. § 4002(9).
    [¶16]    Moreover, allowing persons responsible for the child to seek
    temporary parental rights is consistent with the statute’s purposes:
    The court shall liberally construe and apply this chapter to promote
    the following underlying purposes:
    ....
    2. Protection. To allow family and household members who
    are victims of domestic abuse to obtain expeditious and effective
    protection against further abuse so that the lives of the nonabusing
    family or household members are as secure and uninterrupted as
    possible;
    11
    3. Enforcement. To provide protection by promptly entering
    and diligently enforcing court orders that prohibit abuse and, when
    necessary, by reducing the abuser’s access to the victim and
    addressing related issues of parental rights and responsibilities and
    economic support so that victims are not trapped in abusive situations
    by fear of retaliation, loss of a child or financial dependence;
    4. Prevention. To expand the power of the justice system to
    respond effectively to situations of domestic abuse, to clarify the
    responsibilities and support the efforts of law enforcement officers,
    prosecutors and judicial officers to provide immediate, effective
    assistance and protection for victims of abuse and to recognize the
    crucial role of law enforcement officers in preventing further incidents
    of abuse and in assisting the victims of abuse;
    19-A M.R.S. § 4001(2)-(4) (2012) (emphasis added). The Legislature could not
    have intended that the abusive parent could be restricted from contact with the
    abused child and yet would retain sole parental rights and responsibilities, and that
    a stepparent or other party who has been responsible for that child should not be
    able to obtain an order of protection granting him or her temporary parental rights.
    See In re Adoption of Tobias D., 
    2012 ME 45
    , ¶ 15, 
    40 A.3d 990
    (explaining that
    statutory interpretations that result in “absurd, illogical or inconsistent results must
    be rejected” (quotation marks omitted)).
    [¶17] To read the statute as Brant recommends, limiting temporary parental
    rights and responsibilities to biological or legal parents, would fail to provide the
    type of immediate relief to the victims of abuse that is contemplated by the
    Legislature’s express purpose: “that the lives of the nonabusing family or
    12
    household members are as secure and uninterrupted as possible.” 19-A M.R.S.
    § 4001(2).    An award of temporary parental rights and responsibilities to
    nonparents who are persons responsible for the child when there is an order of
    protection on behalf of the child against the child’s legal parent also furthers the
    statute’s purposes of protection, enforcement, and prevention. See 19-A M.R.S.
    § 4001(2)-(4). Therefore, we conclude that the statute allows temporary parental
    rights and responsibilities to apply to persons responsible for the child, even if they
    are not the child’s legal parents.
    C.    Constitutional Challenges
    [¶18] Concluding that the protection from abuse statute permits an award of
    temporary parental rights and responsibilities to nonparents responsible for an
    abused child, we review the statute to determine whether it infringes on Brant’s
    constitutional interests protected by the Due Process Clauses of the United States
    and Maine Constitutions. See U.S. Const. amend. XIV, § 1; Me. Const. art. I,
    § 6-A. Brant argues that awarding temporary parental rights and responsibilities
    concerning his son to Judy would violate his constitutionally protected interests.
    Those interests include Brant’s fundamental liberty interest in the custody and
    control of his child, protected by the substantive component of the Due Process
    Clause of the Fourteenth Amendment, Troxel v. Granville, 
    530 U.S. 57
    , 65-66
    (2000), and his interest in fair proceedings pursuant to the procedural component
    13
    of the Due Process Clause, see Guardianship of Hughes, 
    1998 ME 186
    , ¶ 9,
    
    715 A.2d 919
    .
    [¶19]     “We review questions of law, including alleged constitutional
    violations . . . de novo.” In re Robert S., 
    2009 ME 18
    , ¶ 12, 
    966 A.2d 894
    . In
    reviewing statutes to determine whether they meet constitutional requirements, we
    note that “[a] statute is presumed to be constitutional and the person challenging
    the constitutionality has the burden of establishing its infirmity.”       Rideout v.
    Riendeau, 
    2000 ME 198
    , ¶ 14, 
    761 A.2d 291
    (quotation marks omitted). “[I]f we
    can reasonably interpret a statute as satisfying . . . constitutional requirements, we
    must read it in such a way, notwithstanding other possible unconstitutional
    interpretations of the same statute.” 
    Id. 1. Substantive
    Due Process
    [¶20]     “[P]ursuant to the substantive due process component of the
    Fourteenth Amendment, parents have a fundamental liberty interest in making
    decisions concerning the care, custody, and control of their children.” Conlogue v.
    Conlogue, 
    2006 ME 12
    , ¶ 12, 
    890 A.2d 691
    . A court order that assigns even
    temporary rights to a nonparent interferes with the parent’s fundamental liberty
    interest. Cf. Rideout, 
    2000 ME 198
    , ¶ 21, 
    761 A.2d 291
    (“The power of the court
    to adjudicate . . . disputes [involving nonparent visitation rights] and to enforce its
    own orders constitutes state involvement in a way that clearly implicates parents’
    14
    fundamental liberty interests in the care and custody of their children.”). The
    application of the statute to grant parental rights to a nonparent therefore triggers
    strict scrutiny, and we will uphold the statute as applied only if it is narrowly
    tailored to serve a compelling state interest. 
    Id. ¶¶ 19-20.
    (i)    Compelling State Interest
    [¶21] Section 4007(1)(G) of title 19-A provides that a court may award
    temporary parental rights and responsibilities as a form of relief in protection from
    abuse proceedings “under such conditions that the court finds appropriate as
    determined in accordance with the best interest of the child pursuant to section
    1653, subsections 3 to 6-B.” At the outset, we note that the best interests of the
    child standard was developed to allocate parental rights between two parents. As
    we explained in Rideout v. Riendeau, “the best interests of the child standard,
    standing alone, is an insufficient standard for determining when the State may
    intervene in the decision making of competent parents.” 
    2000 ME 198
    , ¶ 12,
    
    761 A.2d 291
    . However, the State does have a compelling interest in protecting a
    child from harm or a threat of harm. See 
    id. ¶ 23
    (“[T]he threat of harm to a child
    is certainly sufficient to provide the State with a compelling interest.”); see also
    In re Melissa T., 
    2002 ME 31
    , ¶ 4, 
    791 A.2d 98
    (“[T]he state has a compelling
    interest to seek to protect . . . children from jeopardy.”). In Rideout, the plurality
    described the “threat of harm” as “consisting of a threat to physical safety or
    15
    imminent danger,” and stated that protecting children from this threat constitutes a
    compelling state interest. 
    2000 ME 198
    , ¶ 23, 
    761 A.2d 291
    .
    [¶22] The protection from abuse statute details the precise conduct required
    by the defendant for the court to find “[a]buse,” including causing injury,
    threatening injury, stalking, following, or restricting another person’s movements.
    19-A M.R.S. § 4002(1) (2012). Here, the court found that Brant had abused his
    son. Brant’s conduct falls within the ambit of “harm” or “threat of harm” that we
    contemplated in Rideout as constituting a compelling state interest, justifying state
    interference with parents’ control over the care and custody of their children.
    
    2000 ME 198
    , ¶ 23, 
    761 A.2d 291
    . Thus, if the court finds that a parent has abused
    his or her child, the state has a compelling interest in protecting the abused child
    from harm or a threat of harm and may award temporary parental rights and
    responsibilities to a nonparent who is responsible for the child if no other parent is
    willing or able to exercise those rights.
    (ii)   Narrowly Tailored Means
    [¶23] To satisfy strict scrutiny, the statute must also be narrowly tailored to
    meet the compelling state interest.         See, e.g., Rideout, 
    2000 ME 198
    , ¶ 19,
    
    761 A.2d 291
    (citing Reno v. Flores, 
    507 U.S. 292
    , 301-02 (1993)). As we stated
    in Rideout, a statute is narrowly tailored to meet the compelling state interest
    where it protects against an unwarranted interference with parents’ fundamental
    16
    liberty interest in the care and custody of their children. 
    Id. ¶¶ 29-33.
    In Rideout,
    the grandparent’s visitation statute provided extensive layers of protection against
    unwarranted intrusion on parents’ fundamental rights, including (1) requiring the
    grandparent to demonstrate that he or she has standing through “the death of one of
    the parents[,] a sufficient existing relationship with their grandchildren[,] or . . . a
    sufficient effort to sustain a relationship”; (2) requiring the court to consider the
    objections of the parents; and (3) mandating that the visits could not “significantly
    interfere with the parent-child relationship,” even if the first two requirements have
    been satisfied. 
    Id. ¶¶ 16,
    29-32. Given these safeguards, we concluded that the
    visitation statute was narrowly tailored to meet the compelling state interest in
    providing contact between grandparents with a “sufficient existing relationship”
    with their grandchildren. 
    Id. ¶ 26,
    33 (quotation marks omitted).
    [¶24] The protection from abuse statute is also narrowly tailored to serve
    the State’s compelling interest because it protects against unwarranted interference
    with the parents’ fundamental rights. First, only a nonparent who is “a person
    responsible for the child,” meaning “a person with responsibility for a child’s
    health or welfare,” may bring a protection from abuse complaint on behalf of the
    child. 19-A M.R.S. § 4005(1); 22 M.R.S. § 4002(9). We have indicated that a
    person responsible for the child includes someone who is able to “meet the child’s
    day-to-day needs and . . . ensure that the child is safe and healthy.”            In re
    17
    Baby Duncan, 
    2009 ME 85
    , ¶ 13, 
    976 A.2d 935
    , overruled on other grounds by
    In re Adoption of Tobias D., 
    2012 ME 45
    , ¶¶ 20-21, 
    40 A.3d 990
    . The standing
    requirement prevents nonmeritorious suits by third parties, including noncustodial
    grandparents, and forestalls any concern that third parties having little preexisting
    relationship with the child would interfere with the parents’ due process rights.
    See Rideout, 
    2000 ME 198
    , ¶¶ 26, 30, 
    761 A.2d 291
    ; cf. J.M.R. v. S.T.R.,
    
    15 P.3d 253
    , 256 (Alaska 2001) (denying temporary custody for nonparents in a
    domestic violence proceeding because the Alaska statute permitted any victim of
    abuse within the abuser’s household to seek custody of a child, which could
    include “a parent’s temporary roommate”).
    [¶25] Second, an award of temporary parental rights can occur only after the
    court has found that there has been abuse, that the defendant-parent represents a
    credible threat to the physical safety of the child, or the parties voluntarily request
    a consent agreement to bring about a cessation of abuse that also includes an order
    granting parental rights and responsibilities to the nonparent. See 19-A M.R.S.
    § 4007(1) (2012).
    [¶26]    Third, the parental rights awarded in protection from abuse
    proceedings are intended to be temporary. See 
    id. § 4007(1)(G).
    Fourth, the
    statute expressly sets out that “[t]he court’s award of parental rights and
    responsibilities . . . is not binding in any separate action involving an award of
    18
    parental rights and responsibilities . . . or in a similar action brought in another
    jurisdiction . . . .” 
    Id. Because the
    Legislature has explicitly provided that the
    parental rights awards in protection from abuse proceedings are temporary and
    nonbinding in later proceedings, these awards are not intended to function as a
    replacement for guardianship or termination of parental rights processes. See
    18-A M.R.S. § 5-204 (2012) (providing for the appointment of a guardian for a
    minor); 19-A M.R.S. § 1653(5-A) (2012) (allowing a court to consider, but not use
    as precedent, “the fact that a protective order was issued” when awarding parental
    rights and responsibilities); 19-A M.R.S. § 4007(1)(G). Instead, these temporary
    awards of parental rights are intended to operate only as long as it is necessary to
    bring a separate proceeding seeking guardianship or termination of parental rights.4
    [¶27] Here, the trial court found that Brant had abused his son and others in
    the household, and that he had confessed to his son the extensive abuse to the
    child’s mother and sister. Apart from the abusive father who was restricted from
    having contact with his son for two years, no other parent was willing or able to
    exercise parental rights. Thus, Judy may receive temporary parental rights to
    Brant’s son, and the award of temporary parental rights is narrowly tailored to
    4
    In addition, a parent who is subject to a temporary, ex parte order of protection that awards a
    nonparent parental rights over his child could seek immediate relief from that order by filing a motion to
    dissolve or modify that order with two days’ notice to the plaintiff, or shorter notice if the court so orders
    pursuant to 19-A M.R.S. § 4006(7) (2012).
    19
    meet the compelling state interest of protecting Brant’s son from a threat of further
    harm.
    2.      Procedural Due Process
    [¶28] Brant argues that he was not on notice that the protection from abuse
    proceeding could result in Judy receiving temporary parental rights to his son, and
    therefore an award of temporary parental rights to Judy would have violated his
    procedural due process rights. “In a procedural due process challenge, we must
    first determine whether the governmental action has resulted in a deprivation of
    life, liberty, or property.”            Guardianship of Hughes, 
    1998 ME 186
    , ¶ 9,
    
    715 A.2d 919
    . “If a deprivation has occurred, we are next required to determine
    what process is due the individual under the Fourteenth Amendment.” 
    Id. When the
    legal parents’ rights to the custody and control of their child may be affected,
    procedural due process pursuant to the Fourteenth Amendment requires that the
    parent receive notice and be given the opportunity for a hearing.5 See In re
    Destiny T., 
    2009 ME 26
    , ¶ 15, 
    965 A.2d 872
    (“With constitutionally protected
    parental rights at stake, notice and the opportunity to be heard are essential to due
    process.”).
    5
    Although we note that the assignment of temporary parental rights may also implicate the due
    process rights of a parent who is not a party to the protection from abuse proceeding, we need not address
    it in this case because the biological mother signed an affidavit waiving notice to the pending
    guardianship proceeding and consenting to the placement of all parental rights and responsibilities with
    Judy.
    20
    [¶29] Because the father was actually present at and participated in the
    hearing and was able to present evidence concerning a possible award of parental
    rights to Judy, he received ample due process. See Kirkpatrick v. City of Bangor,
    
    1999 ME 73
    , ¶ 15, 
    728 A.2d 1268
    (“The fundamental requirement of due process
    is an opportunity to be heard upon such notice and proceedings as are adequate to
    safeguard the right which the particular pertinent constitutional provision purports
    to protect.” (quotation marks omitted)). Therefore, granting temporary parental
    rights concerning Brant’s son to Judy would not violate Brant’s procedural due
    process rights.
    III. CONCLUSION
    [¶30] Because the award of temporary parental rights and responsibilities to
    a nonparent responsible for the child is consistent with the language and express
    purposes in the protection from abuse statute and does not violate the parent’s
    constitutionally protected interests, we vacate the portion of the trial court’s
    judgment denying those rights to the stepmother.
    The entry is:
    The portion of the judgment denying temporary
    parental rights and responsibilities is vacated. The
    remainder of the court’s order of protection is
    affirmed.
    21
    On the briefs:
    Courtney I. Beer, Esq., Pine Tree Legal Assistance, Inc., Portland, for
    appellant Judy Sparks
    Allison M. Ouellet, Stud. Atty., and Christopher Northrop, Esq.,
    Cumberland Legal Aid Clinic, Portland, for appellee Brant Sparks
    At oral argument:
    Courtney I. Beer, Esq., for appellant Judy Sparks
    Anedra Gregori, Stud. Atty., Cumberland Legal Aid Clinic, Portland, for
    appellee Brant Sparks
    Portland District Court docket number PA-2011-1584
    FOR CLERK REFERENCE ONLY
    

Document Info

Docket Number: Docket Cum-12-73

Citation Numbers: 2013 ME 41, 65 A.3d 1223

Judges: Alexander, Gorman, Jabar, Levy, Mead, Saufley, Silver

Filed Date: 4/4/2013

Precedential Status: Precedential

Modified Date: 8/31/2023

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