People v. Abella CA3 ( 2022 )


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  • Filed 2/18/22 P. v. Abella CA3
    NOT TO BE PUBLISHED
    California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for
    publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication
    or ordered published for purposes of rule 8.1115.
    IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
    THIRD APPELLATE DISTRICT
    (Sacramento)
    ----
    THE PEOPLE,                                                                                C093844
    Plaintiff and Respondent,                                      (Super. Ct. No. 08F04720)
    v.
    FRANK ABELLA,
    Defendant and Appellant.
    When he was 17 years old, defendant Frank Abella killed a mentally and
    physically disabled man as the victim sat outside a store sipping coffee. (People v.
    Abella (Jan. 2, 2013, C066010) [nonpub. opn.) (Abella).)1 Defendant was tried as an
    adult; the jury found him guilty of murder, robbery, and torture. (Ibid.) The jury also
    found true that defendant had used a deadly weapon in connection with the murder and
    1      We treated defendant’s request for judicial notice of the record in this previous
    appeal as a motion to incorporate that record and granted it.
    1
    torture, and the murder occurred during the commission of the robbery. (Ibid.) The trial
    court sentenced defendant to life without the possibility of parole (LWOP) on the murder
    conviction and stayed the remaining sentences on the other offenses except for a one-year
    enhancement. (Ibid.)
    We upheld defendant’s convictions on appeal (Abella, supra, C066010) and our
    Supreme Court denied defendant’s petition for review by order, as follows: “The petition
    for review is denied without prejudice to any relief to which defendant might be entitled
    after this court decides People v. Gutierrez, S206365 and People v. Moffett, S206771.”
    This court issued a remittitur on April 15, 2013.
    In 2014, our Supreme Court issued People v. Gutierrez (2014) 
    58 Cal.4th 1354
    (Gutierrez), after consolidating the two cases under review (id. at p. 1361).
    In 2015, defendant sought resentencing pursuant to Gutierrez. Following a series
    of continuances, defendant filed substantive briefing as to his Gutierrez request in 2020;
    he also simultaneously filed substantive briefing in support of a request to make a
    sufficient record of information relevant to a future youth offender parole hearing under
    People v. Franklin (2016) 
    63 Cal.4th 261
     (Franklin) and a request for a juvenile transfer
    hearing under Proposition No. 57 (approved Nov. 8, 2016) (Proposition 57). The trial
    court accepted defendant’s Franklin evidence, but denied his remaining requests.
    Defendant appeals. He argues the trial court erred in: (1) finding he was not
    entitled to a juvenile transfer hearing under Proposition 57; and (2) refusing to resentence
    him to a lesser sentence of 25 years to life. We agree defendant is entitled to a juvenile
    transfer hearing under Proposition 57 because the proposition applies retroactively to
    him. We further conclude the trial court erred when it resentenced defendant to LWOP
    because the trial court misunderstood the scope of its discretion regarding the
    consideration of postconviction rehabilitative efforts. We accordingly vacate defendant’s
    LWOP sentence and reverse the trial court’s order denying defendant’s request for a
    juvenile transfer hearing under Proposition 57 with further directions.
    2
    FACTUAL AND PROCEDURAL BACKGROUND
    I
    The Crime And Original Proceedings
    We take this background from our nonpublished Abella opinion.
    “During the early morning hours of June 7, 2008, defendant and [James]
    Washington were hanging out together at an apartment complex in Rancho Cordova
    where defendant’s mother lived. At the time, Washington was dating defendant’s sister,
    E.G., who was also present. Defendant was several weeks shy of his 18th birthday.
    “At approximately 2:40 a.m., defendant and Washington walked to a nearby 7-
    Eleven store. The events that occurred thereafter were captured in large part on
    surveillance cameras mounted at the 7-Eleven and at an adjacent check-cashing store.
    “At approximately 2:50 a.m., defendant and Washington left the 7-Eleven and
    approached 50-year-old William Deer, who was sitting on a curb outside the check-
    cashing store drinking coffee he had just purchased at the 7-Eleven. Deer was both
    mentally and physically [disabled] due to a motorcycle accident more than 20 years
    earlier.
    “Earlier that evening, Deer’s mother had dropped him off at a bus stop in
    Sacramento so he could visit friends in Rancho Cordova. At the time, Deer wore a fanny
    pack around his waist in which he carried various personal items, including a cell phone
    charger, a toothbrush, cigarettes, and money. He also carried with him a cell phone.
    Deer was wearing the fanny pack in the 7-Eleven approximately 30 minutes before he
    was approached by defendant and Washington.
    “What transpired during defendant’s initial encounter with Deer is not altogether
    clear. However, what is clear is that, at some point, defendant and Washington beat,
    kicked and stomped on Deer and then ran from the scene.
    “Approximately 30 minutes later, Washington returned to the area with E.G. By
    that time, Washington had changed his shirt. They approached Deer, who was still lying
    3
    where defendant and Washington left him. E.G. could see that Deer was hurt but he was
    still alive. Washington and E.G. departed.
    “Seven minutes later, defendant and Washington returned to where they had left
    Deer. Less than a minute later, they again ran from the scene.
    “Defendant and Washington returned a third time approximately 30 minutes later,
    this time with a BB gun. They shot Deer 19 times in the face and abdomen and then fled
    the scene.
    “Police were eventually dispatched to the 7-Eleven and found Deer still alive.
    They did not find a fanny pack or cell phone in the area; nor did they find any
    identification for the victim. Deer was taken to the hospital, where he later died. The
    cause of death was determined to be multiple blunt force head injuries plus multiple BB
    pellet injuries.
    “Five days later, defendant and Washington were arrested. They were charged
    with murder, robbery and torture and were tried separately. Defendant was ultimately
    convicted and sentenced as previously indicated.” (Abella, supra, C066010.)
    Following the imposition of defendant’s sentence, the United States Supreme
    Court issued Miller, in which it held a mandatory LWOP sentence for a minor who
    commits murder amounts to cruel and unusual punishment. (Miller v. Alabama (2012)
    
    567 U.S. 460
     [
    183 L.Ed.2d 407
    ] (Miller).) In his appeal from the judgment, defendant
    argued in pertinent part that “because he was less than 18 years old at the time of the
    offense, and LWOP was the presumptive sentence for 16 to 18-year-olds under California
    law, the punishment violate[d] Miller’s categorical prohibition against mandatory LWOP
    for minors.” (Abella, supra, C066010.) We concluded “the sentence imposed d[id] not
    violate Miller or otherwise amount to cruel and unusual punishment” because the trial
    court “exercised its discretion to consider defendant’s age and other characteristics, along
    with the circumstances of the crime, in deciding . . . to impose an LWOP sentence.”
    4
    (Ibid.) We explained: “Miller requires nothing more. Hence, to the extent the trial court
    erred in applying a presumption for LWOP, that error was harmless.” (Ibid.)
    As explained ante, defendant appealed, and our Supreme Court denied his petition
    for review by order.
    II
    Gutierrez
    In 2014, our Supreme Court issued Gutierrez, in which it held Penal Code2
    section 190.5, subdivision (b) “properly construed, confers discretion on a trial court to
    sentence a 16- or 17-year-old juvenile convicted of special[-]circumstance murder to life
    without parole or to 25 years to life, with no presumption in favor of life without parole.”
    (Gutierrez, supra, 58 Cal.4th at p. 1360.) The court further held that Miller “requires a
    trial court, in exercising its sentencing discretion, to consider the ‘distinctive attributes of
    youth’ and how those attributes ‘diminish the penological justifications for imposing the
    harshest sentences on juvenile offenders’ before imposing life without parole on a
    juvenile offender.” (Gutierrez, at p. 1361.) “Under Miller, a state may authorize its
    courts to impose life without parole on a juvenile homicide offender when the penalty is
    discretionary and when the sentencing court’s discretion is properly exercised in
    accordance with Miller.” (Id. at p. 1379.) As discussed post, one of the Miller factors is
    “ ‘the possibility of rehabilitation.’ ” (Gutierrez, at p. 1389.)
    III
    The Current Proceedings And Intervening Law
    In 2015, defendant filed a request for resentencing pursuant to Gutierrez. The
    matter was continued.
    2      All further section references are to the Penal Code unless otherwise specified.
    5
    In 2016, our Supreme Court issued Franklin, supra, 63 Cal.4th at page 261 and the
    electorate passed Proposition 57 (see People v. Superior Court (Lara) (2018) 
    4 Cal.5th 299
    , 304 (Lara)). In Franklin, a juvenile offender challenged the constitutionality of his
    50-year-to-life sentences. (Franklin, at p. 268.) Our Supreme Court concluded his
    constitutional claim was mooted by sections 3051 and 4801, because “those statutes
    provide Franklin with the possibility of release after 25 years of imprisonment [citation]
    and require the Board of Parole Hearings (Board) to ‘give great weight to the diminished
    culpability of juveniles as compared to adults, the hallmark features of youth, and any
    subsequent growth and increased maturity’ [citation].” (Franklin, at p. 268.) The court,
    however, remanded the case “so that the trial court may determine whether Franklin was
    afforded sufficient opportunity to make [a record of mitigating evidence tied to his youth]
    at sentencing” for his eventual parole hearing. (Id. at p. 269.)
    In Proposition 57, the electorate “ ‘amended the Welfare and Institutions Code so
    as to eliminate direct filing by prosecutors [for juvenile offenders]. Certain categories of
    minors . . . can still be tried in criminal court, but only after a juvenile court judge
    conducts a transfer hearing to consider various factors such as the minor’s maturity,
    degree of criminal sophistication, prior delinquent history, and whether the minor can be
    rehabilitated.’ ” (Lara, supra, 4 Cal.5th at p. 305.) “Only if the juvenile court transfers
    the matter to adult court can the juvenile be tried and sentenced as an adult.” (Id. at
    p. 303.)
    In 2020, defendant filed substantive briefing in support of three requests for relief.
    He requested: (1) to be resentenced to 25 years to life under Gutierrez; (2) a hearing to
    establish a record for a future youthful parole hearing under Franklin; and (3) a juvenile
    transfer hearing under Proposition 57. The trial court accepted defendant’s Franklin
    evidence, but denied his remaining requests. Defendant appeals.
    6
    We recount the specifics as to the Gutierrez and Proposition 57 requests in the
    pertinent portions of the Discussion post. We do not recount the specifics as to the
    Franklin request because it is not at issue in this appeal.
    DISCUSSION
    I
    The Trial Court Abused Its Discretion During Resentencing
    Defendant asserts: (1) the trial court’s order denying his request for resentencing
    was arbitrary and unreasonable because the court failed to consider his postincarceration
    rehabilitation before reimposing LWOP; and (2) the proper consideration of the
    remaining Gutierrez factors in conjunction with the evidence of his rehabilitation
    weighed in favor of imposing the lesser sentence. He further asserts that, if the matter is
    remanded for resentencing, this court can exercise its discretion to disqualify the
    sentencing judge.
    The People assert the trial court did not err in reimposing the LWOP sentence
    because: (1) it did not apply a presumption in favor of LWOP; (2) to the extent
    defendant seeks to revive his Eighth Amendment claim to the original LWOP sentence, it
    is moot; and (3) the trial court did not abuse its discretion.
    We conclude defendant was entitled to a resentencing hearing and the trial court
    misunderstood the scope of its discretion when it ruled on defendant’s resentencing
    request. We thus reverse. We do not address the People’s mootness argument because
    defendant is not asserting an Eighth Amendment claim. (See People v. Ochoa (2020) 
    53 Cal.App.5th 841
    , 850-851 [claim of error in imposing LWOP under section 190.5,
    subdivision (b), based on misapplication of youth-related mitigation factors not moot
    based on eligibility for a youth offender parole hearing during the 25th year of
    incarceration].) Finally, we decline defendant’s request to disqualify the trial judge on
    remand under Code of Civil Procedure section 170.1, subdivision (c) given our
    disposition that the matter be transferred to the juvenile court to conduct a juvenile
    7
    transfer hearing in the first instance, as explained post. Defendant has an adequate
    remedy to seek disqualification of the trial judge under Code of Civil Procedure section
    170.6, subdivision (a)(2) following reversal on appeal, should the juvenile court
    determine defendant is not a fit and proper subject to be dealt with under the juvenile
    court law and the matter is thereafter reassigned to the trial judge.
    A
    Additional Factual Background
    Defendant argued he should be resentenced to 25 years to life because his social
    history and postconviction rehabilitative progress demonstrated he was not “ ‘the rare
    juvenile offender whose crime reflects irreparable corruption.’ ” (Bolding omitted.)
    Specifically, defendant relied on exhibits separately filed in support of his Franklin
    motion to illustrate his individual circumstances and postconviction rehabilitation.
    The exhibits included evidence: (1) defendant was diagnosed with both physical
    and intellectual disabilities, including cerebral palsy and an extremely low IQ
    classification of 62; (2) during his 12 years in prison, defendant received his G.E.D.
    certificate, occupational training certificates, and completed multiple college courses,
    including political science, public speaking, and world religions; (3) defendant
    participated in various self-help programs addressing life skills, self-development, and
    addiction recovery, and twice completed 22 weeks of self-reconstruction therapy training
    and served as a mentor to other inmates in the program; (4) defendant completed a
    criminal and gang members anonymous workshop and wrote letters to at risk youths as
    part of the “Prison Letters 4 Our Struggling Youth” program; (5) defendant is committed
    to various philanthropic causes, bringing awareness to challenges facing at risk youths
    and men’s health issues and had made donations to a Special Olympics team and
    fundraised for the Court Appointed Special Advocates of Tulare County.
    In prison defendant was employed as a teacher’s aide, barber, porter, and sewing
    machine operator. In January 2020, he was named “employee of the month” and was
    8
    recognized for his exemplary work ethic. Defendant also participated in the prisoners
    uniting people with puppies program as a K-9 handler, successfully training four rescue
    dogs. He received various commendations from his supervisors and correctional officers
    for his positive attitude and professionalism. Indeed, multiple correctional officers
    characterized defendant as a role model to other inmates because he follows all rules and
    procedures.
    The People argued this court had already determined that the trial court had
    considered defendant’s distinctive attributes of youth when originally sentencing him as
    required by Miller, and thus, the trial court had already done everything required by
    Miller and Gutierrez. The People urged the trial court to find the LWOP sentence was
    correctly imposed at the original sentencing hearing.
    At the hearing, the trial court said any presumption of LWOP during the original
    sentencing was “harmless error on my part. That was actually an issue that was litigated
    in front of the Third District Court of Appeal in this remittitur, and the court found that
    notwithstanding my indication that there was a presumption that it was clear that this
    Court would not have sentenced Mr. Abella to 25 years to life, and in fact that is the case,
    I would not.” “Let’s assume for sake of argument we can go back in time and there is no
    presumption. So I have a choice. And I had a choice back then. I had a choice to
    sentence him to 25 years to life or LWOP. Even with the presumption, I had a choice.
    And I will just tell you that the presumption of LWOP in Mr. Abella’s case did not affect
    this Court whatsoever because I do not think the facts and circumstances of Mr. Abella’s
    case warranted 25 years to life. I think that life without the possibility of parole, based on
    everything I indicated at the time, is the appropriate sentence. But if you’d like to make
    an additional record, [defense counsel], I’ll go ahead and allow you to do that.”
    Defense counsel argued that, while defendant’s crime was heinous and certain
    information concerning his background had been considered at the original sentencing
    hearing, an extensive investigation had not been made into defendant’s social history, and
    9
    successive investigation authorized by the court on remand reflected defendant was not
    irreparably corrupt. Defense counsel asserted the extensive information gathered
    concerning defendant’s reformation demonstrated he had a capacity for change and had
    indeed changed for the better. Defense counsel asked the trial court to sentence
    defendant to 25 years to life and asserted the request for resentencing was not moot given
    defendant would be eligible for parole in his 25th year of incarceration because defendant
    was still subject to disadvantages associated with an LWOP sentence.
    The People argued the evidence of defendant’s postconviction rehabilitative
    efforts was irrelevant to the court’s determination on the resentencing request, and, even
    considering an evaluation of the new sociological information from the period prior to the
    original sentencing, LWOP remained the appropriate sentence in the case given the
    aggravating circumstances.
    The trial court noted that, prior to imposing defendant’s original LWOP sentence,
    it was aware of defendant’s “dreadful and horrible childhood” and defendant had
    presented and the court had considered information concerning his drug use, the poor
    parenting he received, and his problems in the foster care system. The court further noted
    defendant had inaccurately minimized his involvement in the crime and the court
    believed defendant’s identified IQ of 62 was inconsistent with the court’s observations of
    him during trial and at sentencing. In the trial court’s mind, defendant had already had
    the equivalent of a Miller hearing.
    Turning to the evidence of defendant’s postconviction rehabilitation, the court
    commented: “Let’s be honest, we expect people [who] are sent to prison to follow the
    rules. They are now in an environment where rules are the touchstone of morning, noon
    and night. We don’t expect people [who] we sentence to prison to misbehave and cause
    problems. Are we surprised when they do? No. But I am also equally not surprised
    when somebody like Mr. Abella who has committed a heinous horrible crime that he
    would once incarcerated where there are rules that he must follow, I am not surprised that
    10
    he follows those rules. I’m actually not. So to me, it’s not really a mitigating or
    aggravating factor as to what occurs once somebody is incarcerated. You are expected to
    follow the rules. [¶] . . . [¶] So the fact that Mr. Abella has taken every opportunity that
    he’s had to better himself, he should do that. We expect him to do that. We hope he does
    that. So to me, that’s not really a factor that changes what the crime was on the day it
    was committed and what he did and how he minimized it in front of the jury so that he
    wasn’t completely truthful.” The trial court stood by its original sentence of LWOP,
    recognizing defendant would be eligible for a parole hearing during his 25th year of
    incarceration.
    B
    Defendant Was Entitled To Resentencing
    We initially address whether defendant was entitled to a full resentencing hearing
    because it appears the trial court believed our previous appellate decision rendered
    resentencing unnecessary. As explained ante, Gutierrez interpreted section 190.5 as
    authorizing imposition of either LWOP or 25 years to life without any preference and
    affirmed the Miller factors had to be considered prior to imposing an LWOP sentence on
    a juvenile offender. (Gutierrez, supra, 58 Cal.4th at pp. 1388-1390.) Our Supreme Court
    remanded the matters even though the appellate courts had previously found the Miller
    error harmless (as here), explaining: “To be clear, we do not fault the trial courts in these
    cases; they dutifully applied the law as it stood at the time. But we conclude that neither
    court made its sentencing decision with awareness of the full scope of discretion
    conferred by section 190.5(b) or with the guidance set forth in Miller and this opinion for
    the proper exercise of its discretion.” (Gutierrez, at pp. 1390-1391.)
    In this case, our Supreme Court denied defendant’s prior petition for review
    “without prejudice to any relief to which defendant might be entitled” under Gutierrez.
    Inasmuch as the parties do not dispute the procedural propriety of defendant’s
    11
    resentencing request, the trial court had to conduct a resentencing hearing with the
    awareness of the full scope of its discretion, as explained in Gutierrez.
    C
    The Trial Court Misunderstood The Scope Of Its Discretion
    As explained in Gutierrez, the factors articulated by the United States Supreme
    Court in Miller must be considered prior to imposing an LWOP sentence on a juvenile
    offender. (Gutierrez, supra, 58 Cal.4th at pp. 1388-1390.) One of the Miller factors is
    the possibility of rehabilitation. (Gutierrez, at p. 1389.) The United States Supreme
    Court has stated that postconviction rehabilitative conduct is relevant “as an example of
    one kind of evidence that prisoners might use to demonstrate rehabilitation” under Miller.
    (Montgomery v. Louisiana (2016) 
    577 U.S. 190
    , 212-213 [
    193 L.Ed.2d 599
    , 622].)
    The trial court’s statements during the resentencing hearing surrounding
    defendant’s postconviction rehabilitative efforts demonstrate the trial court
    misunderstood the scope of its discretion in that postconviction rehabilitative conduct is
    relevant to the Miller analysis. The trial court characterized defendant’s postconviction
    rehabilitation efforts as merely following the rules, which is “not really a mitigating or
    aggravating factor.” To the contrary, however, postconviction rehabilitative efforts are
    relevant to determining whether the juvenile offender has the possibility of rehabilitation.
    The trial court’s adamant refusal to consider the evidence of defendant’s postconviction
    rehabilitative conduct was accordingly an abuse of discretion.
    II
    The Trial Court Erred In Finding Proposition 57 Does Not Apply Retroactively
    A
    Additional Factual Background
    Defendant argued he was entitled to relief under Proposition 57 because his
    resentencing request was pending before the trial court when Proposition 57 passed. The
    People argued defendant was not entitled to a juvenile transfer hearing because his
    12
    judgment was final in 2013, thereby precluding the retroactive application of Proposition
    57 to his case.
    The trial court ruled defendant’s judgment was final on January 23, 2013. The
    trial court further noted that, even if the Legislature later amended Proposition 57 to
    make it fully retroactive, remand would still not be appropriate due to the aggravating
    factors found at defendant’s original sentencing, including the horrific nature of the
    crime, the details of which the court recounted. The court added: “And so should a court
    in the future question this Court’s judgment in why I would not have remanded this for a
    limited hearing as to this defendant’s reason for being tried in adult court, I want to clear
    that the remittitur and the court’s language therein is what I considered would have
    considered in denying Mr. Abella’s limited remand.” The court continued, that defendant
    had been weeks away from his 18th birthday when he committed the crime, the court
    stood by its original LWOP sentence, and given legislative changes, defendant would
    have a parole hearing in his 25th year of incarceration.
    B
    A Juvenile Transfer Hearing Is Appropriate
    Proposition 57 provides a juvenile may be tried and sentenced as an adult only if a
    juvenile court judge transfers the matter to adult court following a transfer hearing at
    which it considered various factors. (Lara, supra, 4 Cal.5th at pp. 303, 305.) Under the
    rule of In re Estrada (1965) 
    63 Cal.2d 740
    , Proposition 57 applies retroactively, but only
    to those cases that are not yet final. (Lara, supra, Cal.5th at pp. 303-304.) Whether
    Proposition 57 applies to a juvenile convicted in adult court who later collaterally attacks
    a final conviction following resentencing is currently pending before the California
    Supreme Court following disagreement among and between the Courts of Appeal. (See
    People v. Federico (2020) 
    50 Cal.App.5th 318
    , review granted Aug. 26, 2020, S263082;
    People v. Padilla (2020) 
    50 Cal.App.5th 244
     (Padilla), review granted Aug. 26, 2020,
    S263375.)
    13
    Defendant, relying on Padilla, reasons that because his resentencing request was
    pending when Proposition 57 passed, he is entitled to a transfer hearing. The People,
    while disagreeing with the framing of the issue in Federico urges, consistent with
    Federico, that we find defendant’s sentence was final in 2013 for purposes of Estrada
    retroactivity.
    Padilla involved a habeas petitioner who was convicted of a murder committed
    when he was 16 years old and sentenced to LWOP in 1999. (Padilla, supra,
    50 Cal.App.5th at pp. 246-247.) After his conviction was final, Padilla filed a habeas
    petition asking to be resentenced under Miller. (Padilla, at p. 248.) The trial court
    granted the petition and resentenced him to LWOP. (Ibid.) The Court of Appeal
    reversed the trial court’s decision and remanded for reconsideration in light of
    Montgomery. (Padilla, at p. 248.) Proposition 57 took effect while the matter was
    pending in the trial court on remand. (Padilla, at p. 248.) After the trial court reimposed
    LWOP, Padilla sought transfer to the juvenile court under Proposition 57. (Padilla, at
    p. 248.)
    Relying on People v. Jackson (1967) 
    67 Cal.2d 96
    , the Court of Appeal held that
    “a collateral proceeding may reopen the finality of a sentence for retroactivity purposes,
    even while the conviction remains final.” (Padilla, supra, 50 Cal.App.5th at p. 253.) It
    found the petitioner’s sentence was no longer final as it had been vacated by the habeas
    court, and, even if all matters not encompassed by resentencing were still final like the
    finding of guilt in Jackson, Proposition 57 nonetheless applied to his resentencing
    because a juvenile court disposition would be more advantageous to the petitioner than
    sentencing him as an adult for the criminal offense. (Padilla, at pp. 253-254.) “Because
    Proposition 57’s primary ameliorative effect is on a juvenile offender’s sentence,
    independent of the convictions, we conclude it applies retroactively to appellant’s
    nonfinal sentence and requires that he receive a transfer hearing.” (Id. at p. 255, fn.
    omitted.) The Court of Appeal found this was “consistent with our Supreme Court’s
    14
    determination in Lara that the voters intended Proposition 57 ‘ “to extend as broadly as
    possible” ’ (Lara, supra, 4 Cal.5th at p. 309), i.e., ‘to every case to which it
    constitutionally could apply’ (Estrada, supra, 63 Cal.2d at p. 745).” (Padilla, at p. 256.)
    The defendant in Federico was convicted in 2008 of assault with a firearm with
    various enhancements and sentenced to a 20-year state prison term. (People v. Federico,
    supra, 50 Cal.App.5th at p. 322.) In September 2018, the Secretary of the Department of
    Corrections and Rehabilitation sent a letter to the trial court providing it with the
    authority to recall the sentence pursuant to section 1170, subdivision (d)(1) based on
    authority subsequent to his conviction that rendered the sentence unauthorized.
    (Federico, at p. 322.) The defendant responded with a motion agreeing his sentence was
    unauthorized and asking the trial court to remand the case to the juvenile court for
    proceedings under Proposition 57. (Federico, at p. 322.) The trial court found
    Proposition 57 inapplicable and resentenced defendant to a 17-year term. (Federico, at
    p. 323.) The decision was affirmed, with the appellate court finding Lara inapplicable
    because the defendant’s conviction became final when the time to appeal from his
    original conviction and sentence had passed, long before Proposition 57 went into effect.
    (Federico, at pp. 321, 325.) The appellate court explained, “even if a trial court has
    authority to recall a sentence under section 1170, subdivision (d), it does not follow that
    the sentence is not a final judgment under Estrada.” (Federico, at p. 326.) While, as it
    noted, section 1170, subdivision (d)(1) was an exception to the general rule that a court
    loses jurisdiction to resentence the defendant once the sentence begins, the appellate
    court concluded resentencing does not address reopening a judgment to apply recently
    enacted changes in the law. (Federico, at pp. 326-327.)
    Published decisions following Federico and Padilla have found Padilla to be the
    better reasoned of the two decisions. (See, e.g., People v. Hwang (2021) 
    60 Cal.App.5th 358
    , 366-367, review granted Apr. 14, 2021, S267274; People v. Lopez (2020)
    
    56 Cal.App.5th 835
    , 845, review granted Jan. 27, 2021, S265936.) We agree.
    15
    “In a criminal case, judgment is rendered when the trial court orally pronounces
    sentence.” (People v. Karaman (1992) 
    4 Cal.4th 335
    , 344, fn. 9.) Here, our Supreme
    Court’s order expressly reserved defendant’s right to seek resentencing under Gutierrez.
    Defendant sought resentencing and the trial court reimposed LWOP after Proposition 57
    had passed. Proposition 57 thus applies retroactively to defendant’s case. We
    accordingly reverse the trial court’s order and remand with directions to transfer
    defendant’s case to the juvenile court for a juvenile transfer hearing.
    DISPOSITION
    We vacate defendant’s LWOP sentence and reverse the trial court’s order denying
    defendant’s request for a juvenile transfer hearing under Proposition 57. The trial court is
    directed in the first instance to transfer this matter to the juvenile court to conduct a
    juvenile transfer hearing. If the juvenile court finds it would not have transferred
    defendant to be tried as an adult, the juvenile court shall treat his convictions as juvenile
    adjudications and impose an appropriate disposition within its discretion. If, on the other
    hand, the juvenile court determines defendant is not a fit and proper subject to be dealt
    with under the juvenile court law, then defendant’s convictions are to be reinstated and
    the matter returned to the trial court to conduct a new resentencing hearing in accordance
    with Gutierrez and the guidance provided by this opinion.
    /s/
    Robie, Acting P. J.
    We concur:
    /s/
    Mauro, J.
    /s/
    Duarte, J.
    16
    

Document Info

Docket Number: C093844

Filed Date: 2/18/2022

Precedential Status: Non-Precedential

Modified Date: 2/18/2022