People of Michigan v. Kim Harvey ( 2019 )

If this opinion indicates that it is “FOR PUBLICATION,” it is subject to
revision until final publication in the Michigan Appeals Reports.
STATE OF MICHIGAN
COURT OF APPEALS
PEOPLE OF THE STATE OF MICHIGAN, UNPUBLISHED
June 27, 2019
Plaintiff-Appellee,
v No. 338991
Wayne Circuit Court
KIM HARVEY, LC No. 17-001990-01-FC
Defendant-Appellant.
Before: CAMERON, P.J., and MARKEY and BORRELLO, JJ.
PER CURIAM.
Defendant appeals by right his bench trial convictions of two counts of armed robbery,
MCL 750.529, one count of felon in possession of a firearm, MCL 750.224f, and one count of
possession of a firearm during the commission of a felony (felony-firearm), second offense,
MCL 750.227b. He was sentenced as a fourth habitual offender, MCL 769.12, to 35 to 70 years’
imprisonment for each of the armed robbery convictions, 10 to 20 years’ imprisonment for the
felon-in-possession conviction, and 5 years’ imprisonment for the felony-firearm conviction.
We affirm.
On December 7, 2016, at about 7:40 a.m., a city bus was parked in front of a CVS store
in Detroit. The bus driver noticed a man standing outside the CVS who appeared to be waiting
for the store to open. A conversation ensued between the bus driver and the individual, and the
bus driver invited the person to sit and wait in the bus given that it was an extremely cold
morning. The bus driver could not identify the individual as being defendant. When asked if he
saw the man in the courtroom, the bus driver stated, “I’m not sure.”
The man sat in the bus for about five to ten minutes before he was joined by a CVS
cashier who arrived at the location at approximately 7:50 a.m. She did not have a key to the
store and at first was going to wait outside the CVS for the store manager’s arrival, but the bus
driver, whom she knew, invited her to wait inside the warm bus. Video footage from a
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monitoring camera in the bus was admitted into evidence, showing the bus driver, the CVS
cashier, and allegedly defendant. The cashier made an in-court identification of defendant as the
man with whom she waited in the bus.1 The CVS cashier testified that she had never previously
seen defendant. At about 8:00 a.m., the store manager arrived at the scene and entered the CVS.
The cashier noticed the manager’s arrival, and she exited the bus and made her way to the CVS’s
entranceway in order to follow the manager into the store. The bus driver and the cashier
testified that defendant followed the cashier out of the bus and into the store.
Inside CVS’s vestibule, the cashier informed defendant that the store was not yet open
and that he would have to go back outside for a brief moment. Defendant initially apologized to
the cashier, but almost immediately thereafter told her that he wanted the store’s cash.
Defendant brandished a gun and placed it against the cashier’s back. He forced her through the
store and into a backroom where the manager’s office was located. The manager had gone to his
office after entering the store in order to prepare the tills for the day’s business. The cashier
knocked on the closed office door; the manager opened it, and defendant and the cashier burst
into the office. Threatening to blow the cashier’s head off if his demands were not met,
defendant directed the manager to gather all the cash in the office. The manager started to put
cash in an office trash bag. Because the manager did not move fast enough to suit defendant,
defendant forced the cashier to take over and finish filling the bag with cash. The trash bag,
containing about $3,500 to $4,000, was then loaded into a backpack that defendant had been
carrying. Defendant fled the CVS after ordering the cashier and manager not to move until he
was gone; they complied. In a photographic lineup, the store manager narrowed his
identification of the perpetrator down to two persons, one of whom was apparently defendant.
Multiple cameras in the store produced video footage that was admitted into evidence, showing
the cashier, the manager, and allegedly defendant.
Defendant’s parole agent testified that he began supervising defendant in August 2016,
approximately four months before the robbery, and that defendant checked in with the agent
once a month. The police showed the parole agent still photographs developed from video
footage taken on the bus, and the agent testified that he informed the police that the person in the
photographs looked like defendant. The cashier and the manager had noted that the robber was
missing some front teeth, and the parole agent testified that defendant had missing front teeth.2
Defendant was arrested about two weeks after the robbery. The prosecutor and defendant
stipulated that defendant had been convicted of a specified felony and had no right to carry a
firearm. The defense presented no witnesses.
The trial court, ruling from the bench, found defendant guilty of two counts of armed
robbery and single counts of felony-firearm and felon-in-possession. The court found that the
testimony of the CVS cashier was credible, including her identification of defendant as the
perpetrator. The trial court also noted the consistent and accurate descriptions regarding
1
The CVS cashier was unable to identify defendant in an earlier photographic lineup, but she
explained that the photo of defendant showed him when he was much younger.
2
The cashier and manager gave fairly consistent physical descriptions of the robber.
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defendant’s missing teeth and other physical features. The court additionally mentioned the
parole agent’s testimony that the photographs from the bus appeared to depict defendant.
Defendant was sentenced as indicated above.3
On appeal, defendant first argues that he was denied a fair trial when the parole agent
testified that the person in the still photographs looked like defendant. Citing People v Fomby,
300 Mich. App. 46; 831 NW2d 887 (2013), defendant contends that the testimony encroached on
the province of the trier of fact. Defendant did not challenge the parole agent’s testimony at trial;
therefore, our review is for plain error affecting substantial rights. People v Carines, 460 Mich.
750, 763-764; 597 NW2d 130 (1999).
MRE 701 provides:
If the witness is not testifying as an expert, the witness' testimony in the
form of opinions or inferences is limited to those opinions or inferences which are
(a) rationally based on the perception of the witness and (b) helpful to a clear
understanding of the witness' testimony or the determination of a fact in issue.
The parole agent’s testimony that the person in the photographs looked like defendant
was rationally based on the agent’s perception of the photographs and his in-person meetings
with defendant not long before the robbery. The testimony was also helpful to the determination
of a fact in issue, i.e., defendant’s identity as the offender. See People v Yost, 278 Mich. App.
341, 356; 749 NW2d 753 (2008) (“identity is an element of every offence”). Further, the parole
agent did not specifically express an opinion regarding defendant’s guilt or innocence. Fomby,
300 Mich. App. at 53. In Fomby, however, this Court, citing federal appellate decisions, appeared
to accept the proposition that testimony is inadmissible when the witness is in no better position
than the trier of fact with respect to identifying a person in a video or photograph. Id. at 52-53
(identification testimony by a witness from videos or photographs is not admissible unless there
is reason to believe that the witness is more likely to correctly identify the person than the jury).4
3
Defendant had three previous armed robbery convictions, making him a fourth habitual
offender.
4
The Fomby panel distinguished its facts from those in the federal cases, stating that unlike the
officer in one of the federal cases, the officer in Fomby “did not identify defendant in the video
or still images.” Fomby, 300 Mich. App. at 53. The Court also noted:
Further, because [the officer] was comparing the video surveillance video
to still images that he himself had created from the six-hour long video, [the
officer] was in the best position to identify the individuals in the photographs as
being the same as those depicted in the video. [The officer’s] testimony did not
invade the province of the jury. [Id.]
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The parole agent was personally familiar with defendant’s appearance around the time
the crime was committed, so it is arguable that the agent was indeed in a better position than the
trial judge to identify defendant on examination of the photographs. Furthermore, assuming that
the parole agent’s testimony was inadmissible, we cannot conclude that defendant’s substantial
rights were affected. Carines, 460 Mich. at 763. Stated otherwise, defendant has not
demonstrated that the presumed error affected the outcome of the proceedings, nor has defendant
shown that the error resulted in the conviction of an actually innocent person or seriously
compromised the fairness, integrity, or public reputation of the proceedings independent of
defendant’s innocence. Id. at 763-764.
First, the parole agent did not testify conclusively that it was defendant in the
photographs; rather, he merely stated that he informed the police that it “look[ed] like”
defendant. Next, and more importantly, the trial court relied primarily on the CVS cashier’s
testimony identifying defendant as the perpetrator. The court, finding the cashier to be a very
credible witness, stated:
Throughout this time, and particularly in the vestibule, [the cashier] was in
very close proximity to the perpetrator, literally inches apart, from the perpetrator,
who she identified as an individual with a mustache, brown skin, blue hoodie, and
notably some of that person's miss—front teeth were missing. The Court does
find, as a fact, that [the cashier] identified that perpetrator as the defendant in this
matter, Mr. Kim Harvey.[5]
The trial court also emphasized the consistent physical descriptions of defendant given by the
cashier, manager, and the parole agent, including, notably, in regard to defendant’s missing
teeth.6
Furthermore, a judge, unlike a juror, possesses an understanding of the law that allows
him or her to ignore some errors and to decide a case solely on the basis of evidence properly
admitted at trial. People v Taylor, 245 Mich. App. 293, 305; 628 NW2d 55 (2001). Although the
trial court referenced the parole agent’s testimony about the photographs, it was hardly the focus
of the court’s ruling. Any error in admitting the parole’s agent testimony regarding depictions in
the photographs did not prejudice defendant.
Defendant, citing federal case law, continues his assault on the parole agent’s testimony
by arguing that it improperly informed the trier of fact that defendant was on parole. Defendant
further maintains that he was unable to thoroughly confront and cross examine the parole agent
because to do so would have revealed details of his parole status and criminal history.
Defendant’s contentions lack merit, especially since there was trial by bench trial, not jury. The
5
The trial court spoke often of the cashier’s credibility and the circumstances that made her
identification particularly compelling and believable.
6
As it did with respect to the cashier, the trial court found the manager and the parole agent to be
credible witnesses.
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crux of defendant’s position is that revelations of his prior criminal background, or prior bad
acts, were and would be prejudicial. See MRE 404(b).
Even had the parole agent not testified at all, the trier of fact—the trial judge—would still
have been fully aware of the lower court file, which revealed defendant’s habitual-offender status
and criminal history, and defendant was charged with being a felon in possession of a firearm. 7
Once again, a judge, unlike a juror, possesses an understanding of the law that allows the judge
to decide a case based on properly admitted evidence. Taylor, 245 Mich. App. at 305. There is
nothing in the record suggesting that the trial court took into consideration defendant’s past
offenses in rendering its verdict. And defendant was free to confront and cross examine the
parole agent absent any legitimate concern that details about his criminal history would prejudice
him in the eyes of the trial court. The trial court certainly did not place any restrictions on cross-
examination. There was no plain error affecting defendant’s substantial rights.
Defendant next argues that he must be granted a new trial because the trial court’s
findings were based on inaccurate information. When rendering its verdict, the trial court stated
that the CVS cashier “did identify the defendant as the person who perpetrated this crime upon
her, during a prior court appearance.” Defendant contends that no such event ever happened
because both the preliminary examination and a preliminary parole violation hearing were
waived, and there were no other prior hearings at which the cashier would have testified. During
the trial, the cashier merely testified that she “saw [defendant] at the last court date.” There is no
indication in the record that the cashier identified defendant as the perpetrator in a prior court
appearance. The trial court was mistaken or perhaps simply misspoke. We conclude that the
trial court’s factual finding was clearly erroneous. See People v Reese, 491 Mich. 127, 139; 815
NW2d 85 (2012) (factual findings in a bench trial are reviewed for clear error); People v Lanzo
Constr Co, 272 Mich. App. 470, 473; 726 NW2d 746 (2007). Reversal, however, is unwarranted
because the error was harmless and there was no miscarriage of justice. MCR 2.613(A); MCL
769.26. It is very clear from the record that the trial court found credible the cashier’s
identification of defendant, including his missing teeth, based on her close, face-to-face
interactions with defendant immediately before and during the armed robbery. When viewed in
context, the court’s brief reference to a prior identification was merely an aside.
Next, defendant had argued that he was denied due process of law by an unduly
suggestive identification procedure that tainted the in-court identification by the CVS cashier; he
7
In People v McDonald, 303 Mich. App. 424, 436; 844 NW2d 168 (2013), a jury trial case, this
Court observed:
The jury knew that defendant had a prior felony conviction because he
was charged with felon in possession of a firearm and because the parties
stipulated that defendant had a prior felony conviction. The danger in revealing a
defendant's parolee status is that a jury will recognize that the defendant had
previously been convicted of a crime, but that was already known here, so the
requisite prejudice allegedly stemming from the parole references has not been
shown.
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claims the identification had no independent basis and should have been suppressed. Defendant
maintained that the unduly suggestive identification procedure pertained to the cashier’s
purported prior identification of defendant that was alluded to by the court. After defendant’s
appellate brief was submitted, he moved to withdraw this particular issue from consideration on
appeal, and this Court granted the motion and struck the argument. People v Harvey,
unpublished order of the Court of Appeals, entered April 11, 2018 (Docket No. 338991).8
Finally, defendant claims multiple instances of ineffective assistance of counsel.
Defendant contends that trial counsel was ineffective for failing to utilize inconsistent statements
or information to impeach the identification testimony given by the CVS cashier and defendant’s
parole agent. Defendant also argues that counsel was ineffective for failing to investigate and
call an alibi witness.
Whether counsel was ineffective presents a mixed question of fact and constitutional law,
which we review, respectively, for clear error and de novo. People v LeBlanc, 465 Mich. 575,
579; 640 NW2d 246 (2002). In People v Carbin, 463 Mich. 590, 599-600; 623 NW2d 884
(2001), our Supreme Court addressed the basic principles governing a claim of ineffective
assistance of counsel, stating:
To justify reversal under either the federal or state constitutions, a
convicted defendant must satisfy [a] two-part test . . . . First, the defendant must
show that counsel’s performance was deficient. This requires showing that
counsel made errors so serious that counsel was not performing as the counsel
guaranteed by the Sixth Amendment. In so doing, the defendant must overcome a
strong presumption that counsel’s performance constituted sound trial strategy.
Second, the defendant must show that the deficient performance prejudiced the
defense. To demonstrate prejudice, the defendant must show the existence of a
reasonable probability that, but for counsel’s error, the result of the proceeding
would have been different. A reasonable probability is a probability sufficient to
undermine confidence in the outcome. Because the defendant bears the burden of
demonstrating both deficient performance and prejudice, the defendant
necessarily bears the burden of establishing the factual predicate for his claim.
[Citations and quotation marks omitted.]
8
We note that, as mentioned earlier, the record contains no identification of defendant by the
cashier before trial. We simply have the cashier’s testimony that she saw defendant “at the last
court date.” There was no unduly suggestive identification procedure because there was no
procedure where the cashier identified defendant before trial. And there is no evidence regarding
the nature and circumstances of the cashier’s observation of defendant “at the last court date.”
Moreover, given the cashier’s face-to-face observation of defendant both before and during the
robbery and her accurate description of defendant’s missing teeth, we find there was a sufficient
independent basis for the CVS cashier’s in-court identification of defendant. See People v Gray,
457 Mich. 107, 115-116; 577 NW2d 92 (1998).
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An attorney’s performance is deficient if the representation falls below an objective standard of
reasonableness. People v Toma, 462 Mich. 281, 302; 613 NW2d 694 (2000).
With respect to the parole agent and as stated earlier, he testified that the photographs
developed from the bus’s video camera looked like they showed defendant. Defendant argues
that “according to the police report, [the parole agent] had ‘positively identified’ [defendant],
causing the police to issue the arrest warrant.” Defendant then directs us to see a “police report,
attached as Appendix A.” There is no police report attached to defendant’s brief on appeal, only
a preliminary parole violation report from the Michigan Department of Corrections that has no
relevance to the issue being raised. Accordingly, defendant fails to establish the factual predicate
for this particular claim. See Carbin, 463 Mich. at 600. Moreover, while we recognize the
inconsistency of saying that the photographs looked like they depicted defendant and stating that
they positively showed defendant, we cannot conclude that counsel was ineffective for not
introducing a statement positively identifying defendant in the photographs.9
With respect to the cashier, defendant asserts that she testified that she had seen
defendant at a prior court proceeding and had identified him. Yet, according to defendant, the
“record reflects that there was no prior court date at which she could have identified
[defendant].” As reflected in our earlier discussion, the cashier simply testified that she “saw
[defendant] at the last court date,” and there is nothing in the record suggesting that she
identified defendant as the perpetrator at a prior hearing. Contrary to defendant’s claim, the
cashier did not testify that she previously identified defendant, and thus there was no basis to
impeach her as asserted by defendant.
Lastly, defendant argues that he was denied the effective assistance of counsel because
his attorney failed to investigate and call an alibi witness. The decision to call a witness is
presumed to be a matter of trial strategy. People v Putman, 309 Mich. App. 240, 248; 870 NW2d
593 (2015). Failing to call a witness “is only considered ineffective assistance if it deprived the
defendant of a substantial defense.” Id. “A substantial defense is one that could have affected
the outcome of the trial.” Id. We cannot, however, insulate the review of counsel's performance
by simply calling it trial strategy. People v Trakhtenberg, 493 Mich. 38, 52; 826 NW2d 136
(2012). Initially, this Court must determine whether strategic choices were made after less than
complete investigation, with any choice being reasonable only to the extent that reasonable
professional judgment supported the limitations on investigation. Id.; see also People v Ackley,
497 Mich. 381, 389; 870 NW2d 858 (2015).
This Court granted defendant’s motion to remand, authorizing defendant to move for new
a trial and ordering the trial court to conduct a Ginther10 hearing on the motion with respect to
whether defense counsel was ineffective for failing to interview and call an alibi witness. People
v Harvey, unpublished order of the Court of Appeals, entered April 3, 2018 (Docket No.
338991).
9
This is assuming that the police report exists and contains the language claimed by defendant.
10
People v Ginther, 390 Mich. 436; 212 NW2d 922 (1973).
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At the Ginther hearing, the “alibi” witness, LF, testified that she had developed a
friendship with defendant after she began a relationship with defendant’s brother. She testified
that defendant had stopped at her house on the day and around the time of the robbery. LF
acknowledged that she had a stroke approximately three weeks after the alleged crime was
committed. As a result of the stroke, LF had trouble remembering dates and information, and
she admitted that the stroke affected her memory and cognitive functioning. Defense counsel
also testified at the Ginther hearing, and she informed the court that she had been aware that
defendant wanted to present an alibi defense. Defendant, however, only gave counsel
information on a person known as “Lamont,” with no mention of LF. According to defense
counsel, she spoke to Lamont, who informed her that he wanted no involvement in the case.
Counsel was unaware of any other witnesses who could have provided defendant an alibi
defense. Defendant testified at the Ginther hearing that he told trial counsel about Lamont and
LF, and also gave counsel the names of defendant’s sister and a neighbor. The trial court found
that LF’s memory was severely affected by the stroke, that her testimony revealed confusion and
was inconsistent and contradictory at times, and that she did not demonstrate a reliable
recollection. The trial court found that neither her testimony nor defendant’s was credible. On
the other hand, the trial court found defense counsel’s testimony credible. The court denied the
motion for new trial, concluding that counsel’s performance was not deficient and that defendant
was not prejudiced by counsel’s performance.
MCR 2.613(C) provides that “regard shall be given to the special opportunity of the trial
court to judge the credibility of the witnesses who appeared before it.” See People v Dendel, 481
Mich. 114, 130; 748 NW2d 859 (2008) (applying MCR 2.613[C] in the context of a court’s
credibility findings at a Ginther hearing); see also People v Clark, 488 Mich. 875; 788 NW2d 458
(2010) (adopting dissenting opinion from this Court’s decision, which dissent had stated that a
court is permitted to assess credibility at a Ginther hearing). Here, deferring to the trial court’s
credibility assessments relative to the testimony at the Ginther hearing, including defense
counsel’s testimony that defendant gave her the name of only one prospective alibi witness, and
it was not LF, we hold that the trial court did not err in finding that defendant failed to
demonstrate deficient performance. Counsel had no obligation to call to the stand a supposed
alibi witness who was never brought to counsel’s attention by defendant. Additionally,
considering that defendant was tried via bench trial and that the trial court found that LF was not
a credible witness at the Ginther hearing, we conclude that defendant fails to show or explain
how he would have been prejudiced, even assuming that counsel should have called LF to
testify.
We affirm.
/s/ Thomas C. Cameron
/s/ Jane E. Markey
/s/ Stephen L. Borrello
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