Kathleen Peyton v. Novi Internal Medicine and Pediatrics ( 2017 )

STATE OF MICHIGAN
COURT OF APPEALS
ESTATE OF DONNY PEYTON, by KATHLEEN UNPUBLISHED
PEYTON, Personal Representative, April 13, 2017
Plaintiff-Appellant,
v No. 329890
Oakland Circuit Court
NOVI INTERNAL MEDICINE AND LC No. 2013-136961-NH
PEDIATRICS, PLLC, RICHARD J. TARAS,
D.O., doing business as CONTEMPORARY
IMAGING ASSOCIATES, PC, LOUIS W.
SCHWARTZ, D.O., PC, LOUIS SCHWARTZ,
D.O., and KRISTIN KAMIENECKI, D.O.,
Defendants-Appellees,
and
BOTSFORD MEDICAL IMAGING, PC,
Defendant.1
Before: FORT HOOD, P.J., and JANSEN and HOEKSTRA, JJ.
PER CURIAM.
Plaintiff, Kathleen Peyton, as personal representative of the estate of Donny Peyton,
appeals as of right from the trial court’s order granting summary disposition in favor of
defendants, Novi Internal Medicine and Pediatrics, PLLC, Richard J. Taras, D.O., doing business
as Contemporary Imaging Associates, PC, Louis W. Schwartz, D.O., PC, Louis Schwartz, D.O.,
and Kristin Kamienecki, D.O. (hereinafter “defendants” when referred to collectively), in this
action for wrongful death premised on medical malpractice. On appeal, plaintiff also challenges
the trial court’s earlier order striking the testimony of plaintiff’s expert witness, Dr. Barry Singer,
regarding proximate causation. We affirm.
1
Botsford Medical Imaging, PC, was dismissed, without prejudice, by a stipulated order entered
by the trial court on November 22, 2013.
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This action arises from the death of Donny Peyton (hereinafter “the decedent”). The
decedent went for a medical checkup at Novi Internal Medicine and Pediatrics, PLLC, on
September 2, 2010. He presented with a history of cigarette smoking and recent complaints of
back and joint pain. Dr. Schwartz diagnosed the decedent with chronic obstructive pulmonary
disease (COPD) and osteoarthritis. Dr. Schwartz concurrently ordered x-rays of the decedent’s
chest. Following his own review, Dr. Schwartz forwarded the x-rays to Dr. Kamienecki, a
radiologist, for evaluation. Dr. Kamienecki interpreted the decedent’s chest x-ray to show “mild
chronic obstructive pulmonary disease without evidence of pneumonia or pulmonary vascular
congestion.” Plaintiff alleged that Dr. Kamienecki “failed to identify an abnormal density that
was present in the right lung that was suspicious for lung cancer.” When the decedent presented
to Dr. Schwartz on September 7, 2010, for a follow-up visit, no further diagnostic studies, tests,
referrals or appointments were recommended.
Subsequently, on December 12, 2011, the decedent went to Henry Ford Macomb
Hospital with complaints of nausea and abdominal pain. A CT scan of the decedent’s chest
indicated a large mass in his lower right lung lobe, which was consistent with cancer, in addition
to the involvement of the lymph nodes and adrenal glands. Following his hospitalization, the
decedent was diagnosed with “metastatic non-small cell lung cancer.” It was determined that the
decedent was not a viable candidate for surgical resection due to the advanced stage of the
disease. Despite chemotherapy treatment, the decedent’s prognosis was deemed to be poor. The
decedent died of lung cancer on June 22, 2012.
Plaintiff contends the trial court erred in denying the admissibility of the opinion
testimony of her expert, Dr. Singer.2 In an extension of this argument, plaintiff claims that had
the trial court not made the error of precluding Dr. Singer’s testimony, summary disposition
would not have been granted.
The trial court granted summary disposition in favor of defendants pursuant to MCR
2.116(C)(10). As the Michigan Supreme Court stated in Bernardoni v City of Saginaw, 499
Mich 470, 472; 886 NW2d 109 (2016), a trial court’s decision on a motion for summary
disposition is reviewed de novo “to determine if the moving party is entitled to judgment as a
matter of law.” (Citation omitted.) Specifically, “[a] motion for summary disposition made
under MCR 2.116(C)(10) tests the factual sufficiency of the complaint. The Court considers all
affidavits, pleadings, depositions, admissions, and other evidence submitted by the parties in the
light most favorable to the party opposing the motion.” Bernardoni, 499 Mich at 472-473
(citation omitted).
To the extent that this appeal requires us to review the trial court’s ruling on the
admission of evidence, such a decision is reviewed for an abuse of discretion. Edry v Adelman,
486 Mich 634, 639; 786 NW2d 567 (2010). “An abuse of discretion occurs when the trial court
chooses an outcome falling outside the range of principled outcomes.” Id. (citation omitted).
2
We note that the trial court undertook a thorough evidentiary hearing that spanned two days in
determining whether Dr. Singer’s testimony met the threshold requirements of MRE 702 and
MCL 600.2955.
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“[T]he proponent of evidence bears the burden of establishing relevance and admissibility[.]” Id.(citation omitted). When determining whether the trial court properly determined if an expert is
qualified to testify, we review de novo “whether the trial court correctly selected, interpreted,
and applied the law.” Gay v Select Specialty Hosp, 295 Mich App 284, 291; 813 NW2d 354
(2012) (citation omitted). Where the trial court’s decision to admit or exclude evidence rests on
an incorrect interpretation or application of the law, this “necessarily” results in an abuse of
discretion. Elher v Misra, 499 Mich 11, 21; 878 NW2d 790 (2016).
Although plaintiff disputes the propriety of the grant of summary disposition in favor of
defendants, her challenge to that order derives from the threshold issue regarding the
admissibility of Dr. Singer’s testimony, and her contention that the trial court erred in precluding
this evidence. With reference to testimony proffered by experts, MRE 702 states:
If the court determines that scientific, technical, or other specialized knowledge
will assist the trier of fact to understand the evidence or to determine a fact in
issue, a witness qualified as an expert by knowledge, skill, experience, training, or
education may testify thereto in the form of an opinion or otherwise if (1) the
testimony is based on sufficient facts or data, (2) the testimony is the product of
reliable principles and methods, and (3) the witness has applied the principles
and methods reliably to the facts of the case. [Emphasis added.]
MRE 702 was discussed in Edry,3where the Michigan Supreme Court explained:
This Court has stated that MRE 702 incorporates the standards of reliability that
the United States Supreme Court described to interpret the equivalent federal rule
of evidence in Daubert v Merrell Dow Pharm, Inc, 509 US 579; 113 S Ct 2786;
125 L Ed 2d 469 (1993). Gilbert v DaimlerChrysler Corp, 470 Mich 749, 781;
685 NW2d 391 (2004). Under Daubert, “the trial judge must ensure that any and
all scientific testimony or evidence admitted is not only relevant, but reliable.”
Daubert, 509 US at 589. This Court has implied that, while not dispositive, a lack
of supporting literature is an important factor in determining the admissibility of
expert witness testimony. See Craig [v Oakwood Hosp], 471 Mich [67,] 83-84;
684 NW2d 296 (2004) (stating that the expert’s singular reliance on his own
hypothetical depiction of an event may have been too speculative and, therefore,
inadmissible under MRE 702). See, also, Daubert, 509 US at 593 (stating that
whether there is peer-reviewed and published literature on a theory is a “pertinent
consideration” because “submission to the scrutiny of the scientific community is
a component of ‘good science,’ in part because it increases the likelihood that
substantive flaws in methodology will be detected”). [Edry, 486 Mich at 639-
640.]
3
Dr. Singer was also the plaintiff’s oncology expert in Edry. Edry, 486 Mich at 637. Dr. Joel
Appel served as the defendants’ oncology expert in Edry. Id. at 638.
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The pivotal issue on appeal is whether the trial court correctly found that Dr. Singer’s
method of extrapolating pathologic staged cancer survival rates to the decedent, in the admitted
absence of pathologic information necessary for this form of cancer staging, did not meet the
requirements of MRE 702 and MCL 600.2955. During his testimony at the evidentiary hearing,
Dr. Singer acknowledged pathologic staging could not be performed where the decedent’s tumor
was not surgically removed. He further acknowledged that where only one x-ray was performed
in September 2010, even the information necessary or relevant for the completion of clinical
staging of the decedent’s cancer was not available. Despite the absence of the requisite data to
perform pathologic staging, Dr. Singer opined that defendant’s cancer was at pathologic stage I
or II in September of 2010. Dr. Singer based this opinion on the aggressive growth of the tumor
leading to the decedent’s death in June 2012. He then applied the survival rates associated with
pathologic staging to opine that the decedent would have benefited from a greater than 50%
survival rate had he been properly diagnosed and treated in September of 2010.
As in Edry, Dr. Singer’s testimony “failed to meet the cornerstone requirements of MRE
702.” Edry, 486 Mich at 640. Put simply, the trial court correctly concluded that plaintiff was
unable to demonstrate that Dr. Singer’s opinion was premised on reliable scientific principles or
methods, and that he reliably applied those principles to the facts of this case. MRE 702.
Notably, plaintiff did not proffer supporting evidence or documentation demonstrating that the
method employed by Dr. Singer was accepted in the scientific or medical community for cancer
staging.4 As noted by the trial court, Dr. Singer appears to have “developed his own
methodology” for purposes of litigation. For example, Dr. Singer expressly acknowledged that
to perform pathologic staging it is necessary to have information obtained from surgically
removing the tumor. While the graph5 relied on by Dr. Singer in providing survival rates was
purportedly derived from a professional, peer-reviewed journal, the determinative issue here is
not the reliability of the survival rates that Dr. Singer relied on, but the lack of support for Dr.
Singer’s methodology of applying pathologic survival rates where the decedent’s tumor was not
surgically removed.6 Put another way, the reliability of the cited survival rates is not at issue;
rather, the methodology used by Dr. Singer to determine the decedent’s stage of cancer, under
the specific circumstances of this case, is what is subject to question. Accordingly, the trial court
correctly concluded that Dr. Singer’s testimony was not admissible, where it was not “the
4
Defendants’ expert, Dr. Joel Appel, specifically denied the existence of any peer reviewed
study or literature to support Dr. Singer’s methodology.
5
Plaintiff produced a copy of a graph titled “Overall survival by TNM grouping, non-small cell
lung cancer[,]” in support of Dr. Singer’s opinion testimony in this case. This graph evidenced
“[o]verall survival” from lung cancer, by both clinical stage and pathologic stage.
6
Plaintiff’s assertions that the trial court improperly excluded Dr. Singer’s testimony where
disputes concerning the validity of the studies that both he and Dr. Appel relied on should have
been left to the jury is also without merit, given that the reliability of these studies was not the
key issue for the trial court to decide. Rather, it was Dr. Singer’s methodology that was at issue.
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product of reliable principles and methods,” and where Dr. Singer did not reliably apply his cited
principles and methods to the facts of this case. MRE 702. 7
Moreover, where plaintiff blames defendants’ alleged negligence for the lack of
pathologic staging in this case, plaintiff’s argument still does not address the core principle at
issue, whether using pathologic staging to project a survival rate for a decedent is scientifically
valid and reliable where the decedent was not staged in that manner. Similarly, where plaintiff
argues that the trial court improperly relied on the testimony of Dr. Appel in excluding Dr.
Singer’s testimony as both experts should have been presented to the jury to determine their
credibility pertinent to issues of causation, we note that the trial court primarily relied on Dr.
Appel’s testimony to decide whether Dr. Singer’s methodology met the requirements of MRE
702 and MCL 600.2955(1). Additionally, plaintiff attempts to validate Dr. Singer’s
methodology on the basis that Dr. Singer relied on what was “known[ ]” under the facts of this
case, citing the United States Supreme Court’s decision in Daubert, 509 US at 590. In the
portion of Daubert plaintiff points to, the United States Supreme Court discussed the
requirement of FRE 702, the federal counterpart to MRE 702, that an expert may testify
regarding their scientific knowledge if such testimony will assist the trier of fact. Id. In
Daubert, the United States Supreme Court recognized that science is not prone to certainty. Id.But, in order to qualify as “scientific knowledge,” an inference or assertion must
be derived by the scientific method. Proposed testimony must be supported by
appropriate validation – i.e. “good grounds” based on what is known. [Id.]
A close review of Daubert illustrates that the United States Supreme Court was confirming that
science is not based on certainties, and that an expert opinion may still be offered pursuant to
FRE 702 as long as the testimony is founded on appropriate scientific validation. In contrast,
where the record in this case confirms that Dr. Singer’s applied methodology was not supported
by appropriate validation, plaintiff’s citation to Daubert is simply not supportive of her legal
position.
While it is unnecessary for this Court to consider the admissibility of Dr. Singer’s
testimony under MCL 600.2955, we will briefly address this issue because MCL 600.2955 was
the cited basis for the trial court’s ruling. See Edry, 486 Mich at 642 n 7 (“We need not address
MCL 600.2955 in this case because an expert witness who is qualified under one statute may be
disqualified on other grounds. Here, Dr. Singer’s opinion is inadmissible under MRE 702;
therefore, it is unnecessary to consider the admissibility of his opinion under MCL 600.2955.”).
(Citation omitted.)
Expert testimony in medical malpractice actions is also governed by MCL 600.2955,
which provides, in relevant part:
7
While the trial court cited MCL 600.2955(1) as the basis for its opinion, our review of its
written opinion confirms that the trial court impliedly found that Dr. Singer was not reliably
applying his methodology under the facts of this case. MRE 702.
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(1) In an action for the death of a person or for injury to a person or property, a
scientific opinion rendered by an otherwise qualified expert is not admissible
unless the court determines that the opinion is reliable and will assist the trier of
fact. In making that determination, the court shall examine the opinion and the
basis for the opinion, which basis includes the facts, technique, methodology, and
reasoning relied on by the expert, and shall consider all of the following factors:
(a) Whether the opinion and its basis have been subjected to scientific testing and
replication.
(b) Whether the opinion and its basis have been subjected to peer review
publication.
(c) The existence and maintenance of generally accepted standards governing the
application and interpretation of a methodology or technique and whether the
opinion and its basis are consistent with those standards.
(d) The known or potential error rate of the opinion and its basis.
(e) The degree to which the opinion and its basis are generally accepted within the
relevant expert community. As used in this subdivision, “relevant expert
community” means individuals who are knowledgeable in the field of study and
are gainfully employed applying that knowledge on the free market.
(f) Whether the basis for the opinion is reliable and whether experts in that field
would rely on the same basis to reach the type of opinion being proffered.
(g) Whether the opinion or methodology is relied upon by experts outside of the
context of litigation.
(2) A novel methodology or form of scientific evidence may be admitted into
evidence only if its proponent establishes that it has achieved general scientific
acceptance among impartial and disinterested experts in the field.
As the Michigan Supreme Court recently stated, “it bears repeating that it is within a trial court’s
discretion how to determine reliability[,]” and “not all the factors in MCL 600.2955 [will be]
relevant in every case.” Elher, 499 Mich at 25, 26 (footnote and citation omitted).
The trial court correctly determined that Dr. Singer’s opinion testimony did not meet the
criteria established in MCL 600.2955(1). There was no evidence proffered by plaintiff that Dr.
Singer’s methodology of projecting the survival rates of a person diagnosed with lung cancer on
the basis of pathologic staging, when such staging did not in fact take place, was recognized,
replicated or used within the medical community for cancer staging.8 No literature or peer-
8
We acknowledge that plaintiff produced an article entitled, The IASLC Lung Cancer Staging
Project: Proposals for Revision of the M Descriptors in the Forthcoming (Seventh) Edition of the
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reviewed studies were submitted to support Dr. Singer’s methodology, and defendants’ expert
specifically averred the lack of recognition within the medical community. Rather, Dr. Singer’s
methodology was contrary to, or at least not consistent with, the recognized methods of cancer
staging, rendering his conclusion regarding the decedent’s survival rate to be unreliable. Even if
construed to be a “novel” methodology, plaintiff failed to demonstrate any “general scientific
acceptance” of Dr. Singer’s method for determining the staging of the decedent’s cancer using
pathologic staging, where such pathologic staging did not occur in this case, rendering it
inadmissible. MCL 600.2955(2). While it is not required that proffered testimony satisfy all of
the provisions of MCL 600.2955(1) to be admissible, in this instance, Dr. Singer’s proffered
testimony was deficient in failing to meet all of the statutory criteria. See Chapin v A & L Parts,
Inc, 274 Mich App 122, 137; 732 NW2d 578 (2007) (opinion by DAVIS, J.) (“[A]lthough MCL
600.2955(1) explicitly requires the trial court to consider all seven of the factors it enumerates,
the statute does not require that each and every one of those seven factors must favor the
proffered testimony.”).
Because the trial court properly concluded that Dr. Singer’s opinion testimony was
inadmissible, it did not err in granting summary disposition in favor of defendants. To establish
the elements to proceed on a claim of medical malpractice, a plaintiff carries the burden of
proving:
(1) the appropriate standard of care governing the defendant’s conduct at the time
of the purported negligence, (2) that the defendant breached that standard of care,
(3) that the plaintiff was injured, and (4) that the plaintiff’s injuries were the
proximate result of the defendant’s breach of the applicable standard of care.
[Kalaj v Khan, 295 Mich App 420, 429; 820 NW2d 223 (2012), citing Craig, 471
Mich at 86 (emphasis added).]
The “[f]ailure to prove any one of these elements is fatal” to the claim. Wischmeyer v Schanz,
449 Mich 469, 484; 536 NW2d 760 (1995). “Expert testimony is required to establish the
standard of care and a breach of that standard, as well as causation.” Kalaj, 295 Mich App at
429 (citations omitted). The exclusion of Dr. Singer’s expert opinion testimony precluded
plaintiff from being able to establish the requisite element of proximate causation to proceed
with her medical malpractice claim. Therefore, summary disposition was properly granted.
TNM Classification of Lung Cancer, published in the Journal of Thoracic Oncology in August
2007. However, a review of this article does not yield any indication that Dr. Singer’s
methodology of using pathologic staging to project a decedent’s survival rate from lung cancer
where pathologic staging did not in fact occur has “been subjected to scientific testing and
replication[,]” and “peer review publication.” MCL 600.2955(1)(a), (b).
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Affirmed. Defendants, as prevailing parties, may tax costs pursuant to MCR 7.219.
/s/ Karen M. Fort Hood
/s/ Kathleen Jansen
/s/ Joel P. Hoekstra
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