David L. Henson as Trustee for the Estate of Maxwell David Henson v. Uptown Drink, LLC, and Third Party v. Jason Alan Sunby, Third Party ( 2015 )

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A15-0493
David L. Henson
as Trustee for the Estate of Maxwell David Henson, et al.,
Appellants,
vs.
Uptown Drink, LLC, Defendant and Third Party Plaintiff,
Respondent,
vs.
Jason Alan Sunby, et al.,
Third Party Defendants.
Filed December 21, 2015
Reversed and remanded
Chutich, Judge
Hennepin County District Court
File Nos. 27-CV-12-10634;
27-CV-11-14843;
27-CV-13-4368
Michael R. Cashman, Nicholas A. Dolejsi, Zelle Hofmann Voelbel & Mason LLP,
Minneapolis, Minnesota (for appellants)
Steven E. Tomsche, Erica A. Weber, Tomsche, Sonnesyn & Tomsche, P.A., Golden
Valley, Minnesota (for respondent)
Considered and decided by Kirk, Presiding Judge; Peterson, Judge; and Chutich,
Judge.
UNPUBLISHED OPINION
CHUTICH, Judge
Appellants, the estate and relatives of Maxwell David Henson, seek reversal of the
district court’s grant of summary judgment in favor of respondent Uptown Drink, LLC.
They assert that the district court erred in concluding that their claims are barred by the
exclusive-remedy provision of the Minnesota Workers’ Compensation Act. Because
Maxwell David Henson’s injury and subsequent death did not arise out of and in the course
of his employment, the workers’ compensation act and its exclusive-remedy provision do
not foreclose appellants’ claims. We therefore reverse and remand.
FACTS
This case arises out of the tragic death of Henson, who was fatally injured when he
tried to aid the general manager of respondent Uptown Drink, LLC (Drink) in subduing
and ejecting an aggressive patron. Appellants, collectively the trustee of Henson’s estate
and other relatives, asserted claims against Drink. The estate sued Drink for wrongful-
death, alleging that Drink was negligent in removing the unruly patrons and for failing to
have security personnel on duty. Henson’s relatives also brought dram-shop claims,
asserting that Drink illegally sold alcohol to the two unruly men. Drink moved for
summary judgment, contending that the Minnesota Workers’ Compensation Act (the act)
provided appellants’ sole remedy.
In November 2012, the district court referred the matter to the office of
administrative hearings for a determination of whether Henson’s injuries arose out of and
in the course of employment. See Minn. Stat. § 176.301, subd. 1 (2014) (providing that if
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“a workers’ compensation issue is present in the district court action, the court
may . . . refer the matter . . . for assignment to a compensation judge”). The workers’
compensation judge held an evidentiary hearing and found that Henson’s injuries arose out
of and in the course of employment and that the workers’ compensation act therefore
applied. The parties do not dispute the facts as found by the workers’ compensation judge,
so we adopt those findings in our decision.
The key, undisputed facts are as follows. Drink hired Henson as a food runner.
Henson’s primary responsibility was to deliver prepared-food orders to customers. He also
performed other tasks, such as shoveling snow and sweeping floors, especially when
business was slow. If business was too slow, Drink’s general manager would send Henson
home. Drink originally hired Henson at $7.25 per hour but later raised his wage to $7.75
per hour.
On Wednesday, March 23, 2011, Henson clocked in at 3:40 p.m. and, because of
slow business, his manager told him to clock out early, which Henson did at 9:03 p.m.
Henson stayed at Drink and ordered a half-priced meal along with an undiscounted beer.
Per company policy, Henson took off his uniform and ate in the game room. At some point
after Henson clocked out, the bartender on duty asked Henson to fix a beer tap, and he
complied. Later, Henson moved a chair back to its spot at a table.
Around 9:30 p.m., Drink’s bartender and general manager attempted to remove two
unruly men from the premises. At 9:37 p.m., one of the men tried to punch the general
manager. The bartender grabbed the man and forced him to the ground. The other man
then attacked the general manager and attempted to choke him. Shortly thereafter, without
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being asked, Henson and a bar patron came to help the bartender and general manager
subdue the attackers.
Henson and the general manager moved one man toward the door, and the bartender,
with the patron’s assistance, brought the second man to the exit. As the general manager,
Henson, and the unruly person approached the door, the three men fell down the stairs onto
the sidewalk. Henson hit his head and was knocked unconscious. A Drink employee called
an ambulance, and Henson was rushed to a hospital where he later died.
After receiving the factual findings of the workers’ compensation judge and its legal
determination that the workers’ compensation act applied, Henson’s estate and his relatives
appealed the legal determination to the district court.1 In July 2014, the district court
affirmed the decision. Appellants sought to appeal the November 2012 and July 2014
orders so they moved for entry of a final judgment under Minnesota Rule of Civil
Procedure 54.02.
On January 16, 2015, the district court granted Drink’s motion for summary
judgment and entered final judgment for Drink. This appeal follows.
DECISION
The district court shall grant summary judgment if the pleadings, discovery, and
affidavits show that no genuine issues of material fact exist and that a party is entitled to
judgment as a matter of law. Minn. R. Civ. P. 56.03. On appeal from summary judgment,
1
See Minn. Stat. § 176.301, subd. 1 (stating that the district court “may approve or
disapprove a [workers’ compensation judge’s] decision in the same manner as it approves
or disapproves the report of a referee”); Minn. Stat. § 484.70, subd. 7 (2014) (providing for
district-court review of “[a]ll recommended orders and findings of a referee”).
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this court asks whether any genuine issues of material fact remain and whether the district
court erred in applying the law. In re Collier, 726 N.W.2d 799, 803 (Minn. 2007). We
consider the evidence in the light most favorable to the party against whom summary
judgment was granted. Gradjelick v. Hance, 646 N.W.2d 225, 231 (Minn. 2002). “When
the district court grants summary judgment based on the application of a statute to
undisputed facts, the result is a legal conclusion that we review de novo.” Weston v.
McWilliams & Assocs., 716 N.W.2d 634, 638 (Minn. 2006).
The workers’ compensation act provides that “[e]very employer . . . is liable to pay
compensation in every case of personal injury or death of an employee arising out of and
in the course of employment . . . .” Minn. Stat. § 176.021, subd. 1 (2014). The “arising
out of” and “in the course of” portions of the statute are “two distinct requirements.”
Dykhoff v. Xcel Energy, 840 N.W.2d 821, 826 (Minn. 2013) (quotation omitted). When an
injury falls within the act, the benefits provided are the exclusive remedy. Stengel v. East
Side Beverage, 690 N.W.2d 380, 383 (Minn. App. 2004), review denied (Minn. Feb. 23,
2005); see Minn. Stat. § 176.031 (2014) (“The liability of an employer prescribed by this
chapter is exclusive and in the place of any other liability . . . .”). When the act provides
the exclusive remedy, “the district courts have no jurisdiction.” Hodel v. Gundle Lining
Constr. Corp., 572 N.W.2d 764, 765 (Minn. App. 1997).
In general, the employee bears the burden of establishing that an injury arises out of
and in the course of employment. Minn. Stat. § 176.021, subd. 1. We agree with the
workers’ compensation judge that in this case, however, where Drink seeks to invoke the
act’s exclusive-remedy provision, Drink bears the burden of proof. See Colonial Ins. Co.
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of California v. Minnesota Assigned Risk Plan, 457 N.W.2d 209, 210 (Minn. App. 1990)
(noting that an insurer attempting to establish that an injury falls within the act bears the
burden of proof), review denied (Minn. July 31, 1990).
A. Arising out of
“[T]he phrase arising out of means that there must be some causal connection
between the injury and the employment.” Dykhoff, 840 N.W.2d at 826 (quotation omitted).
When the employment “creates a special hazard from which the injury comes . . . there is
that causal relation” that satisfies the “arising out of” requirement. Id. (quotation omitted).
Appellants argue that Drink has not shown that Henson’s injury arose out of his
employment and liken their case to Dykhoff. In Dykhoff, an employee was injured while
walking to a meeting that her employer required her to attend. 840 N.W.2d at 823–24. As
the employee walked to the meeting, which was located in the employer’s downtown
Minneapolis office, the employee slipped on the floor, fell, and dislocated her knee. Id.
The supreme court held that the employee had not met the arising-out-of prong because
she did not show that the floor was unusually slippery or otherwise hazardous and therefore
failed to “prove that her workplace exposed her to a risk of injury that was increased over
what she would face in her everyday life.” Id. at 827. In coming to its conclusion, the
court noted the workers’ compensation judge’s finding that the “shoes [the employee]
chose to wear were an equally plausible explanation for [the employee’s] fall.” Id. at 827–
28.
We agree with appellants that Drink has failed to establish a causal connection
between Henson’s injury and death and his employment. Drink needed to prove that its
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workplace exposed Henson to a “special hazard,” i.e. an increased risk of injury over what
he would face in his everyday life. See id. at 826–27. It was not a hazard of Henson’s
workplace that led to his injury but a hazard that a bar patron may face on any given night.
The two aggressive men posed the same risk to any patron who would choose to get
involved to prevent severe injury to a fellow human being. Henson and a fellow patron
exposed themselves to that risk, and Henson was injured and later died. We therefore
conclude, as a matter of law, that Drink has failed to show that Henson’s injury arose out
of his employment. See id. at 827. Although this conclusion is dispositive, in the interest
of thoroughness, we also examine the second statutory requirement, whether the injury
occurred in the course of Henson’s employment.
B. Course of Employment
Appellants also contend that Henson’s injury did not occur in the course of his
employment with Drink. The “in the course of” requirement “refers to the time, place, and
circumstances of the incident causing the injury.” Id. at 826 (quotation omitted). An injury
does not fall within the act unless the employee is “engaged in, on, or about the premises
where the employee’s services require the employee’s presence as a part of that service at
the time of the injury and during the hours of that service.” Minn. Stat. § 176.011, subd.
16 (2014).
1. Time
Appellants first argue that Henson’s injury did not occur in the course of his
employment because he acted as an off-duty volunteer, not an employee. An established
principle of Minnesota law is that workers’ compensation coverage extends to a
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“reasonable time both before a person actually begins doing work on the premises and after
the work day or shift is complete.” Foley v. Honeywell, Inc., 488 N.W.2d 268, 272 (Minn.
1992). The test is “whether the accident occurred at a time when the employee was being
of service to the employer, which may or may not coincide with the period for which wages
are paid.” Blattner v. Loyal Order of Moose, 264 Minn. 79, 81, 117 N.W.2d 570, 572
(1962).
In Blattner, the employee was injured while leaving the employer’s establishment
an hour after his shift ended. Id. at 79–80, 117 N.W.2d at 571. The employee’s shift ended
at midnight and he had arranged a ride home from the bartender, so the employee waited
inside the bar until 1:00 a.m. Id. at 80, 117 N.W.2d at 571. In affirming the award of
workers’ compensation benefits, the Blattner court emphasized that the injured employee
had not stayed at the bar for personal purposes: “It is significant that the employee was not
deviating from a normal route of departure when he was injured. He did not linger at the
bar for personal pleasure but only to secure the transportation which was necessary to his
work.” Id. at 83, 117 N.W.2d at 573.2
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The Minnesota Supreme Court has repeatedly determined an employee’s injury to have
occurred in the course of employment when the employee was coming to or leaving work.
See, e.g., Starrett v. Pier Foundry, 488 N.W.2d 273, 274 (Minn. 1992) (affirming award
of benefits where employee fell out of vehicle and broke his hip in employer’s parking lot
as he arrived at work); Nelson v. City of Saint Paul, 249 Minn. 53, 56, 81 N.W.2d 272, 276
(1957) (“[H]ours of service is to be given a liberal and reasonable construction so as to
include during such hours a reasonable time for ingress after the employee . . . has come to
a point which is not only immediately adjacent to the working premises but also within the
range of hazards peculiarly associated with the employment.”); Olson v. Trinity Lodge, 226
Minn. 141, 143, 145–46, 32 N.W.2d 255, 257–58 (1948) (holding that maintenance man’s
injury occurred in the course of employment when he slipped and fell on ice while entering
the building where he performed maintenance in exchange for lodging).
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The principle from Blattner was extended in Sandmeyer v. City of Bemidji, where
an off-duty police officer was injured while taking target practice and later died. 281 Minn.
217, 219–20, 161 N.W.2d 318, 319–20 (1968). The Sandmeyer court affirmed the award
of workers’ compensation benefits, stressing that, even though the officer was off duty
when the accident occurred, the department officially encouraged target practice and
supplied its officers with the equipment to do so. Id. The court further reasoned that
although “personal motives” played a part in the officer’s activity, it was enough that the
officer’s “desire to serve the employer’s purposes was the dominant motive.” Id. at 221,
161 N.W.2d at 320–21. Also important to the Sandmeyer decision was the statutory
directive in existence at the time to interpret Minnesota’s workers’ compensation statute
broadly so as to effectuate its “remedial purpose” in compensating injured workers. Id. at
221, 161 N.W.2d at 320.
We find these cases distinguishable. Here, as opposed to the employee in Blattner,
Henson “linger[ed] at the bar for personal pleasure”: he stayed after work to enjoy a half-
priced meal, a perk of his employment, and a beer, something he could not enjoy while on
duty. See Blattner, 264 Minn. at 83, 117 N.W.2d at 573. Moreover, in contrast to the
injured officer in Sandmeyer, Henson was not officially encouraged, or provided the means
with which, to perform security duties. As the workers’ compensation judge found,
Henson’s actions in helping to quell the violence “were probably . . . instinctual.”
Henson’s “dominant motive” was to aid a fellow human being in a time of need, not to
serve his employer. See Sandmeyer, 281 Minn. at 221, 161 N.W.2d at 320–21. In our
view, Henson is less like the off-duty employee in Blattner and officer in Sandmeyer and
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more like his fellow bar patron who offered help, without solicitation, in removing the two
dangerous men.
Moreover, we agree with appellants’ assertion that Minnesota law does not support
the intermittent theory of employment relied on by the workers’ compensation judge and
the district court. The Blattner court based its decision, in large part, on the fact that the
injured employee pursued no personal course of action before he was injured. See Blattner,
264 Minn. at 83, 117 N.W.2d at 573. Similarly, the officer injured in Sandmeyer was
practicing an activity that his job required: being capable of shooting a firearm if necessary.
See 281 Minn. at 219–20, 161 N.W.2d at 319–20. Here, Henson primarily pursued
personal pleasure, eating a meal and drinking a beer at a bar, the pursuit of which was
interrupted by his performance of two insignificant employment-related tasks, fixing a beer
tap and straightening a chair. Nothing in the cases cited by Drink supports the notion that
an off-duty employee’s intermittent performance of work-related tasks transforms a
subsequent injury into one covered by the act.
Rather, Henson is similar to the musicians in Great Am. Indem. Co. v. Britton, cited
in Blattner. See Blattner, 264 Minn. at 82, 117 N.W.2d at 572 (citing Great Am. Indem.
Co. v. Britton, 186 F. Supp. 938, 944 (D.D.C. 1960), rev’d on other grounds sub nom.,
Britton v. Great Am. Indem. Co., 290 F.2d 381 (D.C. Cir. 1961)). In that case, two
musicians who played in a Washington, D.C. bar until 1:30 a.m. were shot and killed in
the same bar at 2:00 a.m. Great Am., 186 F. Supp. at 944. The district court found that the
“deceased were not on the premises in the course of their employment,” because the
musicians had stopped playing at 1:30 a.m. and were paid, so their time at the bar after that
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was personal. Id. Here, like the musicians in Great Am., Henson clocked out shortly after
9:00 p.m. and was free to leave. Henson decided for his personal pleasure to stay on his
employer’s premises to eat a meal and drink a beer; Henson’s presence at Drink was for
personal relaxation and was not “in the course of [his] employment.” See id.
We are also hesitant to further extend the reasoning from the Minnesota cases
discussed above because of our legislature’s directive that the act is no longer to be
interpreted in a broad and remedial manner. Compare Minn. Stat. § 176.001 (2014)
(declaring that “cases shall be decided on their merits and that the common law rule of
‘liberal construction’ based on the supposed ‘remedial’ basis of workers’ compensation
legislation shall not apply in such cases”) with Sandmeyer, 281 Minn. at 221, 161 N.W.2d
at 320–21 (stating the previous rule “that the Workmen's Compensation Act is a remedial
one which is to be given a broad and liberal construction”), and Blattner, 264 Minn. at 83–
84, 117 N.W.2d at 573 (same). The current directive requires us to construe the act in a
“nondiscriminatory fashion.” See O’Malley v. Ulland Bros., 549 N.W.2d 889, 894 (Minn.
1996). While the Sandmeyer and Blattner cases may have considered the concept of “in
the course of employment” in light of the then-existing remedial purpose of awarding an
injured worker benefits, given the legislature’s specific direction, we will not do so here.
2. Duties
In addition, Henson’s injury and death did not occur in the course of his employment
because he exceeded the scope of his employment duties. When an employee voluntarily
“performs services outside the scope of his employment, [the employee] is not within the
act while performing such services.” Stepan v. J.C. Campbell Co., 228 Minn. 74, 77, 36
11
N.W.2d 401, 403 (1949). But when an employer directs or requests an employee “to
perform some act outside the usual scope of his employment,” an injury resulting from
such action falls within the act. Weidenbach v. Miller, 237 Minn. 278, 292, 55 N.W.2d
289, 296 (1952). Under certain circumstances, an employee’s response to an employer-
related emergency may implicitly enlarge the scope of employment. Stringer v. Minn.
Vikings Football Club, LLC, 705 N.W.2d 746, 761 (Minn. 2005).
Weidenbach is instructive. In Weidenbach, an employee and his boss were driving
along the shore of Lake Minnetonka when they spotted a person who had broken through
the ice “floundering” in the water. 237 Minn. at 279, 55 N.W.2d at 289–90. The employer
said, “We better stop,” or something to that effect. Id. at 280, 55 N.W.2d at 290. The
employee stopped the vehicle and ran out onto the ice to help the person but broke through
the ice himself and died. Id. at 280–81, 55 N.W.2d at 290. In affirming the denial of
workers’ compensation benefits, our supreme court emphasized that “there was no express
direction to the employee to go to the aid of the third person. At best, the employer inquired
of the employee whether they should not do so.” Id. at 292–93, 55 N.W.2d at 297.
We accept what the workers’ compensation judge found: Drink expected teamwork
from its employees; Henson was the type of employee who followed that directive; and
Henson received a raise the evening of the attack, in part, because of his willingness to help
where and when he was needed. But to expect teamwork is far different than giving an
off-duty food runner an express order to help in security matters. The workers’
compensation judge also found that Henson had no duty to help with security and was not
asked to respond to the attack; in fact, Henson did not help until one of the men attempted
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to choke the manager, and his response was “probably almost instinctual.” Just as the
Weidenbach court found critical the lack of an express instruction for the deceased
employee to do what he did, the absence of such an instruction here leads to the conclusion
that Henson’s actions fell outside his employment duties and therefore outside of the act.
See id.
We also agree with appellants’ argument that the scope of Henson’s employment
was not implicitly enlarged by the emergency doctrine. The leading emergency-doctrine
case in Minnesota is Stringer, where two team trainers attempted to assist a Minnesota
Vikings player who was suffering, and later died, from heatstroke. 705 N.W.2d at 750–
52. The question before the supreme court was whether the trainers owed Stringer a
personal duty. Id. at 753–54. To make that determination, the supreme court used the
same analysis as it would to “determine whether an employee qualifies for workers’
compensation benefits.” Id. at 760.
The Stringer court stated that the scope of employment can be extended during
“rescue activities, where the scope and course of an employee’s employment may be
impliedly extended in an emergency to include the performance of any act designed to save
the life or property in which the employer has an interest.” Id. at 761. In responding to the
emergency situation of Stringer’s heatstroke, the supreme court found the trainers
“conformed with” their overall job duties, and so they owed Stringer no personal duty. Id.
at 762–63. The supreme court highlighted that the trainers were on duty, were hired to
“provide some level of care,” and the purpose of their employment was “to protect the
health and safety of the players.” Id. at 762.
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As appellants argue, Stringer is inapposite. In contrast to the on-duty trainers in
Stringer who were hired to provide players general care, Henson clocked out over 30
minutes before the choking incident occurred, and his official job duties were entirely
unrelated to providing security. See id. Simply put, Stringer cannot be interpreted to mean
that the scope of employment automatically extends to all actions of an off-duty employee
who voluntarily responds to an employer-related emergency. See id. at 760–63. Moreover,
the underlying policy rationale driving the Stringer decision that “those who provide health
care services” should be able to “respond to emergencies without unduly worrying about
being subject to personal liability,” is absent here. See id. at 762.
Although the parties do not cite to it, we address Wilson v. Wizor, a Kentucky case
that the district court found persuasive. In that case, the day bartender’s shift ended at
5:00 p.m., but he stayed behind the bar and continued serving drinks, supposedly to learn
from the night bartender. Wilson v. Wizor, 544 S.W.2d 231, 232–33 (Ky. 1976). Later in
the evening, a bar patron hit the night bartender with a club, and the day bartender sprayed
mace in the patron’s face. Id. As the patron’s brother dragged him out of the bar, the
patron shot and killed the day bartender. Id. Relying on the emergency doctrine, the
Supreme Court of Kentucky stated that it was “obvious” that in spraying mace the day
bartender “was acting in the interest of his employer,” and ultimately held that the death
arose out of and in the course of employment. Id. at 233. In so holding, the Wilson court
stressed that “there is not a whit of evidence by any of the patrons of the bar that [the day
bartender] was not working at the time of his death.” Id.14
Wilson is not on point. More than “a whit of evidence” demonstrates that Henson
“was not working at the time of his death.” Id. As opposed to the day bartender in Wilson,
Henson did not continue to work in his official capacity and respond to an emergency in
that capacity. Henson stayed at Drink to enjoy an after-work drink and meal. That pursuit
was interrupted by fixing a beer tap for a coworker, pushing in a chair, and finally, without
being asked, joining another bar patron in helping his boss and coworker with a dire
security situation. Wilson fails to persuade us that Henson’s injury and death occurred in
the course of his employment.
In sum, we agree with appellants that Henson’s injury and later death did not occur
in the course of his employment. Like his fellow bar patron, Henson’s admirable
motivation was simply to help another human being who was embroiled in a serious
physical struggle. Holding to the contrary would mark a reversion to the broad
interpretation of the act that our legislature has expressly foreclosed. See Minn. Stat.
§ 176.001. Moreover, Drink hired Henson to run food to tables and not as a bouncer, and
cannot now insist that Henson’s unsolicited assistance, given when he was off duty, falls
within the scope of his employment and is therefore covered by the act. See Weidenbach,
237 Minn. at 292–93, 55 N.W.2d at 297.
Because Drink has failed to prove as a matter of law that Henson’s injury and death
arose out of and in the course of employment, we conclude that the Minnesota Workers’
Compensation Act does not apply to this case. See Minn. Stat. § 176.021, subd. 1.
Accordingly, Drink is not entitled to summary judgment. Given our decision that the act
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is inapplicable, we need not consider whether appellants’ claims are barred by the act’s
exclusive-remedy provision. See Minn. Stat. § 176.031.
Reversed and remanded.
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