State of Minnesota v. Charles Wesley Jones ( 2016 )

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A15-1707
State of Minnesota,
Respondent,
vs.
Charles Wesley Jones,
Appellant.
Filed August 29, 2016
Affirmed
Larkin, Judge
Mower County District Court
File No. 50-CR-14-552
Lori Swanson, Attorney General, St. Paul, Minnesota; and
Kristen Nelsen, Mower County Attorney, Jeremy Clinefelter, Assistant County Attorney,
Austin, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Jessica Merz Godes, Assistant
Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Larkin, Presiding Judge; Rodenberg, Judge; and Smith,
Tracy M., Judge.
UNPUBLISHED OPINION
LARKIN, Judge
Following a jury trial, appellant was convicted of violating Minnesota’s predatory-
offender-registration statute. Appellant challenges his conviction, arguing that the district
court erred by failing to give the jury a unanimity instruction and by failing to instruct the
jury that “knowingly” means “perceived directly.” Appellant also argues that the
cumulative effect of the alleged instructional errors resulted in an unfair trial. We affirm.
FACTS
Appellant Charles Wesley Jones is required to register as a predatory offender. He
initially registered in 2011. In March 2014, Jones met with corrections agent Kelly Blake
for his weekly check-in. At that meeting, Blake helped Jones to update his address and
telephone number on his predatory-offender registration (POR) with the Minnesota Bureau
of Criminal Apprehension (BCA). Blake reviewed the vehicle-registration portion of a
POR form with Jones and asked him if he had any vehicles that he needed to register. Jones
replied that he did not have any vehicles to register.
A few days later, Blake learned that Jones might own or be operating a vehicle. A
search of Department of Motor Vehicles (DMV) records confirmed that a vehicle was
registered to Jones.1 Blake shared this information with Detective Mark Haider. Haider
1
It appears that the relevant state agency is Driver and Vehicle Services, a division of the
Minnesota Department of Public Safety. However, because the attorneys and witnesses
consistently referred to the “Department of Motor Vehicles” and “DMV” in the district
court, we refer to the relevant agency as the “Department of Motor Vehicles” and “DMV”
in the body of this opinion.
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investigated and confirmed that Jones was the registered owner of a GMC Sierra. Later
that month, Detective Haider stopped Jones while he was driving the GMC Sierra. Jones
initially claimed that the vehicle belonged to his boss. When detective Haider challenged
that assertion, Jones stated that he was in the process of buying the vehicle from his boss.
Detective Haider issued Jones a citation for driving after revocation and without insurance
and arrested him.
During a post-arrest interrogation, Jones denied violating POR requirements,
explaining that he honestly thought he had satisfied his obligation to register his vehicle by
registering it with the DMV. Jones admitted that he knew he was required to register his
address, his job, and anywhere he stayed for more than a couple of nights with the BCA,
but he insisted that he was not aware that he was required to register his vehicles with the
BCA.
The state charged Jones with a single count of knowingly violating Minnesota’s
POR requirements or intentionally providing false information to a corrections agent, and
the case was tried to a jury. Several BCA agents testified at trial. Agent Steve Schmiel
testified that Jones initially registered a 1998 GMC Jimmy with the BCA. The state
introduced Jones’s initial POR form, and Schmiel testified that the form is one that every
offender is required to review. The initial POR form indicates that Jones initialed each line
of the document, including the section informing him that he must register any vehicles he
owns or operates. Agent Troy Diekman, Jones’s supervising agent, testified that Jones
never told him about the GMC Sierra and that if an offender had mentioned the purchase
of a new vehicle, he would have instructed the offender to register the vehicle with the
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BCA. Agent Blake testified that she asked Jones whether he had “any vehicles that he
owns or operates [that] need to be registered” and Jones responded that he did not.
Jones testified at trial. He explained that he thought that he had fulfilled his
obligation to register by registering his vehicle with the DMV. However, Jones conceded
that he knew he could not satisfy his obligation by changing his address at the post office
or registering his employment with a Minnesota agency other than the BCA. Jones also
conceded that he had initialed every paragraph of his initial POR form and that Detective
Haider and Agent Blake had “slightly” reviewed his registration responsibilities with him.
Jones testified he had owned “at least ten” vehicles since 2011 but had never registered any
of them with the BCA. Contrary to Agent Diekman’s testimony, Jones testified that
Diekman knew about the GMC Sierra.
On cross-examination, Jones testified that although he had completed several POR
forms, he never thoroughly read the forms and did not know that he was required to register
his vehicles with the BCA. Jones also testified that he did not remember registering his
GMC Jimmy with the BCA. When confronted with the initial POR form showing that his
GMC Jimmy was registered with the BCA, Jones claimed that although some of the
handwriting on the form was his, the handwriting depicting the vehicle’s license plate
number was not his. The state also produced a POR form executed by Jones informing the
BCA that he had sold the GMC Jimmy.
At one point during cross-examination Jones appeared to change his defense. He
acknowledged that he knew he was required to register his vehicle with the BCA, but he
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claimed that he told Agent Diekman about the GMC Sierra and was under the impression
that Diekman would “take care of everything.”
The jury returned a verdict of guilty, and the district court sentenced Jones to serve
24 months in prison. This appeal follows.
DECISION
Jones contends that the district court erred in instructing the jury. We review a
district court’s jury instructions for an abuse of discretion. State v. Huber, 877 N.W.2d
519, 522 (Minn. 2016). The district court enjoys considerable latitude in selecting jury
instructions and the language of those instructions. Id. But the jury instructions must fairly
and adequately explain the law of the case and not materially misstate the law. Id. We
review the jury instructions as a whole to determine whether they fairly and adequately
explain the law. Id.“A defendant’s failure to propose specific jury instructions or to object to
instructions before they are given to the jury generally constitutes a waiver of the right to
appeal” any error in the instructions. State v. Cross, 577 N.W.2d 721, 726 (Minn. 1998).
Nonetheless, “a failure to object will not cause an appeal to fail if the instructions contain
plain error affecting substantial rights or an error of fundamental law.” Id.; see also Huber,
877 N.W.2d at 522 (reviewing unobjected-to jury instructions for plain error).
Under the plain-error test, this court will not grant relief unless (1) there is an error,
(2) the error is plain, and (3) the error affects the defendant’s substantial rights. State v.
Griller, 583 N.W.2d 736, 740 (Minn. 1998). An error is “plain” if it is clear or obvious
under current law, State v. Strommen, 648 N.W.2d 681, 688 (Minn. 2002) (quotation
5
omitted), and an error is clear or obvious if it “contravenes case law, a rule, or a standard
of conduct,” State v. Ramey, 721 N.W.2d 294, 302 (Minn. 2006).
An erroneous jury instruction affects a defendant’s substantial rights if the error was
prejudicial and affected the outcome of the case. Huber, 877 N.W.2d at 525. “An error in
instructing the jury is prejudicial if there is a reasonable likelihood that giving the
instruction in question had a significant effect on the jury’s verdict.” Id. (quotation
omitted). The defendant has the “heavy burden” of proving prejudice. Id. In determining
whether a defendant has met his burden of proving prejudice, this court considers (1)
whether the relevant issue was contested at trial, and (2) whether the state’s evidence on
the issue was overwhelming. Id. at 525-26.
If the first three requirements of the plain-error test are satisfied, an appellate court
considers whether the error “seriously affects the fairness, integrity or public reputation of
judicial proceedings.” State v. Washington, 693 N.W.2d 195, 204 (Minn. 2005) (quotation
omitted). If an appellate court concludes that any prong of the plain error analysis is not
satisfied, it need not consider the other prongs. State v. Brown, 815 N.W.2d 609, 620
(Minn. 2012).
I.
Jones argues that the district court erred by failing to provide a “specific unanimity
instruction” regarding his violation of the POR statute. Jones acknowledges that he did not
request a specific unanimity instruction. We therefore review for plain error. See State v.
Wenthe, 865 N.W.2d 293, 299 (Minn. 2015) (applying plain-error test where defendant did
not request a specific unanimity instruction).
6
Minnesota requires unanimous jury verdicts in all criminal cases. Minn. R. Crim.
P. 26.01, subd. 1(5); State v. Hart, 477 N.W.2d 732, 739 (Minn. App. 1991), review denied
(Minn. Jan. 16, 1992). When the state presents evidence of multiple acts to prove an
offense and each act could constitute an element of the crime charged, the jurors must
unanimously agree regarding which acts the defendant committed. State v. Rucker, 752
N.W.2d 538, 548 (Minn. App. 2008), review denied (Minn. Sept. 23, 2008); State v. Stempf,
627 N.W.2d 352, 355 (Minn. App. 2001). “Where jury instructions allow for possible
significant disagreement among jurors as to what acts the defendant committed, the
instructions violate the defendant’s right to a unanimous verdict.” Stempf, 627 N.W.2d at
354.
Under the POR statute, Jones was required to provide his corrections agent or law
enforcement authority with “the year, model, make, license plate number, and color of all
motor vehicles owned or regularly driven by [him].” Minn. Stat. § 243.166, subd. 4a(a)(6)
(2012). Jones was charged with a single violation of Minn. Stat. § 243.166, subd. 5(a)
(2012), which provides that “[a] person required to register under this section who
knowingly violates any of its provisions or intentionally provides false information to a
corrections agent, law enforcement authority, or the bureau is guilty of a felony.” Thus,
the statute describes two separate criminal acts, each with its own mens rea: (1) knowingly
violating the registration requirements, and (2) intentionally providing false information.
We need not determine whether the district court’s failure to provide a unanimity
instruction is error that is plain because there is no reasonable likelihood that the alleged
error significantly affected the jury verdict and, therefore, Jones’s substantial rights. See
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Brown, 815 N.W.2d at 620 (stating that a plain-error claim may fail on any one prong).
The state presented strong evidence that Jones knowingly violated the POR requirements
and intentionally provided false information in violation of the POR statute. Jones’s
defense to both acts was that he sincerely believed he had satisfied his POR obligation by
registering the GMC Sierra with the DMV and therefore did not knowingly fail to register
the vehicle or intentionally provide false information regarding the vehicle. Although the
two acts have different mens rea requirements, Jones’s claim that he sincerely believed that
he had satisfied his POR obligation by registering his GMC Sierra with the DMV—if
believed—would negate both mens rea requirements. See State v. Watkins, 840 N.W.2d
21, 29-30 (Minn. 2013) (explaining that a reasonable belief may negate the existence of a
mental state essential to a charged crime).
Because Jones presented the same defense to both acts, it is not reasonably likely
that the district court’s failure to give a unanimity instruction had a significant effect on
the jury’s verdict. If Jones genuinely believed that he had satisfied his POR obligation, he
could not have knowingly violated the vehicle-registration requirement or intentionally
provided false information regarding his compliance with the requirement. If the jury
believed Jones’s testimony and thought his belief was reasonable, it would have acquitted
him. If, on the other hand, the jury thought Jones’s belief was unreasonable or fabricated,
there was no logical basis to find Jones guilty based on one of the underlying alleged acts,
but not the other.
Given the significant evidence presented by the state to impeach Jones’s claim that
he sincerely believed he had complied with the POR statute by registering the GMC Sierra
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with the DMV, we have no reason to conclude that the jury’s guilty verdict stems from the
alleged instructional error, and not the overwhelming evidence of guilt. See Huber, 877
N.W.2d at 527 (explaining that a “large quantum” of evidence presented by the state may
be sufficient to overcome prejudice caused by instructional error). In sum, Jones’s claim
for relief based on the district court’s failure to provide a unanimity instruction fails under
the third prong of the plain-error test, and he therefore is not entitled to relief.
II.
Jones argues that the district court erred by failing to define “knowingly” in its jury
instructions. “[A district] court must instruct the jury on all matters of law necessary to
render a verdict.” Minn. R. Crim. P. 26.03, subd. 19(6). “[I]t is well settled that the court’s
instructions must define the crime charged and the court should explain the elements of the
offense rather than simply read statutes.” State v. Ihle, 640 N.W.2d 910, 916 (Minn. 2002).
Minn. Stat. § 243.166, subd. 5(a), provides that it is a crime for a person required to
register under the POR statute to “knowingly violate[] any of its provisions.” The district
court instructed the jury that to find Jones guilty, it must find that Jones “knowingly
violated any of the requirements to register.” The instructions defined “to know” as
“requir[ing] only that the actor believes that the specified fact exists.” Jones argues that
the district court should have further instructed the jury that the term “knowingly” means
“perceived directly.” See Watkins, 840 N.W.2d at 29 (interpreting “knowingly” to require
a defendant to “perceive directly; grasp in mind with clarity or certainty” (quotation
omitted)). Because Jones did not request that instruction, we review for plain error. See
Wenthe, 865 N.W.2d at 299.
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We need not determine whether the district court erred by failing to define
knowingly as “perceived directly” because Jones has not met his heavy burden to show
prejudice. See Brown, 815 N.W.2d at 620 (stating that a plain-error claim may fail on any
one prong). Although Jones contested the knowledge element at trial, the state presented
overwhelming evidence that Jones knowingly failed to register his vehicle. For example,
Jones acknowledged his receipt of the registration requirements during his initial
registration process by initialing each line of the POR form and Jones previously registered
a GMC Jimmy with the BCA, demonstrating compliance with POR requirements.
Moreover, Jones’s counsel emphasized the knowledge requirement in closing argument at
trial, stressing that Jones mistakenly, but honestly, believed that he had registered his
vehicle.
On this record, it is unlikely that the jury did not adequately understand the
knowledge element of the offense. This is not a case in which the district court completely
failed to instruct the jury regarding the requisite mens rea. See Watkins, 840 N.W.2d at 30
(concluding that the complete omission of the “knowingly” element from the jury
instructions affected the defendant’s substantial rights). Nor is it a case in which the jury
could have believed Jones’s testimony and nonetheless convicted him of the offense as a
result of the instructional error. See Huber, 877 N.W.2d at 527 (concluding that the
defendant’s substantial rights were affected by an erroneous instruction where the jury
could have believed the defendant’s version of events and yet still convicted him because
of the instructional errors).
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Given the strength of the state’s evidence and its significant impeachment of Jones’s
credibility, it is not reasonably likely that the district court’s failure to define “knowingly”
as “perceived directly” had a significant effect on the jury’s verdict. In sum, Jones’s claim
for relief based on the district court’s failure to define “knowingly” as “perceived directly”
fails under the third prong of the plain-error test, and he therefore is not entitled to relief.
III.
Jones argues that even if the two alleged instructional errors were individually
harmless, the cumulative effect of the errors deprived him of a fair trial. In rare cases, the
cumulative effect of trial errors can deprive a defendant of his constitutional right to a fair
trial where the errors, none of which alone might have been enough to tip the scales,
prejudice the defendant by producing a biased jury. State v. Davis, 820 N.W.2d 525, 538
(Minn. 2012). When determining whether a defendant was denied a fair trial as a result of
cumulative errors, “reviewing courts balance the egregiousness of the errors against the
weight of proof against the defendant.” State v. Swinger, 800 N.W.2d 833, 841 (Minn.
App. 2011), review denied (Minn. Sept. 28, 2011).
For example, in State v. Duncan, this court found numerous errors including (1) the
prosecutor’s comments regarding the defendant’s credibility, (2) the prosecutor’s appeal to
the passions of the jury, (3) the prosecutor’s statements urging the jury to protect society
and send a message, and (4) the district court’s failure to obtain Duncan’s consent to a jury
instruction regarding his right to remain silent. 608 N.W.2d 551, 555-58 (Minn. App.
2000), review denied (Minn. May 16, 2000). Although this court concluded that each
instance of error or misconduct individually was harmless, we granted relief under the
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cumulative-error doctrine because it was a close case that relied almost solely on
“somewhat imprecise and equivocal interviews and testimony.” Id. at 558.
This is not a close case. The state presented detailed testimony from several BCA
agents showing that Jones understood that he was required to register his vehicle with the
BCA. On cross-examination, the state severely impeached Jones’s testimony that he
honestly believed that he had satisfied his registration requirements by registering with the
DMV. Moreover, the alleged instructional errors in this case are not as egregious as those
in cases in which we have reversed under the cumulative-error doctrine. See, e.g., State v.
Peterson, 530 N.W.2d 843, 846-48 (Minn. App. 1995) (concluding that the cumulative
effect of the following errors required reversal: the district court instructed the jury to
continue deliberating until it reached a unanimous verdict; the defendant’s confrontation
rights were violated; and the prosecutor engaged in misconduct during closing argument,
which turned Spreigl evidence into improper substantive evidence). Because the weight
of the evidence against Jones was strong and the alleged errors are not egregious under the
circumstances of this case, the cumulative effect of the alleged errors did not deprive Jones
of a fair trial.
Affirmed.
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