Joann Karetov, Relator v. Independent School District No. 283, St. Louis Park, Minnesota ( 2015 )


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  •                           This opinion will be unpublished and
    may not be cited except as provided by
    Minn. Stat. § 480A.08, subd. 3 (2014).
    STATE OF MINNESOTA
    IN COURT OF APPEALS
    A14-1441
    Joann Karetov,
    Relator,
    vs.
    Independent School District No. 283, St. Louis Park, Minnesota,
    Respondent
    Filed June 15, 2015
    Affirmed
    Peterson, Judge
    Independent School District No. 283
    David P. Jendrzejek, Moss & Barnett, Minneapolis, Minnesota (for relator)
    Michelle D. Kenney, Knutson Flynn & Deans PA, Mendota Heights, Minnesota (for
    respondent)
    Considered and decided by Peterson, Presiding Judge; Worke, Judge; and Harten,
    Judge.*
    UNPUBLISHED OPINION
    PETERSON, Judge
    In this certiorari appeal, relator challenges respondent school district’s termination
    of her probationary principal contract, arguing that (1) the school district failed to comply
    with statutory requirements for evaluations; and (2) its decision to terminate and not
    *
    Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
    Minn. Const. art. VI, § 10.
    renew her contract was arbitrary, capricious, unreasonable, unsupported by substantial
    evidence, and affected by errors of law. We affirm.
    FACTS
    Respondent Independent School District No. 283, St. Louis Park, hired relator
    Joann Karetov as the principal of St. Louis Park High School for the 2013-2014 school
    year.   Relator’s employment began on July 1, 2013.        Because it was relator’s first
    employment with the school district, she had at least a one-year probationary period
    under Minn. Stat. § 122A.40, subd. 5(a) (2014). See also Minn. Stat. § 122A.40, subd. 1
    (2014) (defining teacher to include principal).
    For the 2013-2014 school year, the district adopted a principal-evaluation process
    to comply with an amendment to the statute that governs the duties and evaluation of
    principals. 2011 Minn. Laws 1st Spec. Sess. ch. 11, art. 2, § 22, at 38-39 (codified at
    Minn. Stat. § 123B.147, subd. 3 (2014)). The evaluation process sets forth a three-year
    timeline and provides for a preconference and goal-setting session near the beginning of
    each school year and a mid-year data conference during February of each school year. A
    principal-evaluation-summary form is used to measure performance in the categories of
    mission and vision, instructional leadership, human resources, professional-and-ethical
    relationship, and resource management. A final evaluation report, which addresses three
    weighted categories, including measures of student performance, is issued after the end of
    the third school year.
    In late October 2013, relator met with the district superintendent to review her
    self-assessment evaluation and discuss setting goals for the school year.       A second
    2
    meeting with the superintendent to finalize relator’s goals for the school year occurred on
    November 8, 2013. A principal-evaluation-summary form was completed and signed by
    relator and the superintendent on November 8, 2013, but the parties agree that it was not
    a formal evaluation.
    Relator’s first formal evaluation occurred in February 2014, and a principal-
    evaluation-summary form was completed and signed by the superintendent. Relator
    received an overall proficient rating for the categories of mission and vision, instructional
    leadership, human resources, and resource management. Relator received an overall
    unsatisfactory rating in the professional-and-ethical-relationship category, although she
    received proficient ratings in five of the six subcategories in that category.
    The superintendent conducted a second evaluation of relator on April 17, 2014.
    Although the principal-evaluation-summary form was not used, the evaluation addressed
    each of the five performance-measure categories used in the principal-evaluation-
    summary form. The evaluation did not indicate any concerns in the mission-and-vision
    or instructional-leadership categories but identified concerns in the areas of human
    resources, professional-and-ethical leadership, and resource management.
    The superintendent conducted a third evaluation of relator on May 7, 2014.
    Although the principal-evaluation-summary form was not used, the evaluation addressed
    each of the five performance-measure categories used in the principal-evaluation-
    summary form. The evaluation identified concerns in the areas of human resources and
    professional-and-ethical leadership. The evaluation concluded with the statement that
    relator’s contract would not be renewed at the end of the school year.
    3
    The superintendent recommended to the school board at its June 27, 2014 meeting
    that relator’s contract be terminated and not renewed, and the board adopted a resolution
    terminating relator’s principal contract at the end of the 2013-2014 school year and not
    renewing it for the 2014-2015 school year. In response to a request by relator, the board
    chairperson wrote her a letter explaining the reasons for the school district’s decision.
    This certiorari appeal followed.
    DECISION
    Generally,
    [w]hen reviewing a decision by a school board, this court
    must determine whether the decision is fraudulent, arbitrary,
    unreasonable, not supported by substantial evidence on the
    record, not within its jurisdiction, or based upon an erroneous
    theory of law. The decision is not reviewed de novo, and this
    court may not substitute its judgment for that of the school
    board.
    Exner v. Minneapolis Pub. Schs., Special Sch. Dist. No. 1, 
    849 N.W.2d 437
    , 441 (Minn.
    App. 2014) (citations and quotations omitted). But “[a] school board has total discretion
    when deciding not to renew the contract of a probationary [principal].” Allen v. Bd. of
    Educ. of Indep. Sch. Dist. No. 582, 
    435 N.W.2d 124
    , 126 (Minn. App. 1989) (citing
    
    Minn. Stat. § 125.12
    , subd. 3 (1986)),1 review denied (Minn. Apr. 19, 1989).
    I.
    Minn. Stat. § 122A.40, subd. 5(a) (2014), states:
    The school board must adopt a plan for written evaluation of
    teachers during the probationary period that is consistent with
    1
    
    Minn. Stat. § 125.12
    , subd. 3, has been renumbered as Minn. Stat. § 122A.40, subd. 5
    (2014), but still contains the language relied on by the Allen court.
    4
    subdivision 8. Evaluation must occur at least three times
    periodically throughout each school year for a teacher
    performing services during that school year; the first
    evaluation must occur within the first 90 days of teaching
    service.
    As long as a school district substantially complies with these requirements, “the court
    will not interfere with the district’s decision not to renew a probationary [principal’s]
    contract.” Savre v. Indep. Sch. Dist. No. 263, 
    642 N.W.2d 467
    , 471 (Minn. App. 2002).
    Relator argues that the principal-evaluation process adopted by the district did not
    comply with Minn. Stat. § 122A.40, subd. 8 (2014). But the legislature directed that
    subdivision 8 “applies beginning in the 2014-2015 school year.” 2011 Minn. Laws 1st
    Spec. Sess. ch. 11, art. 2, § 14, at 33. Because subdivision 8 did not apply until the 2014-
    2015 school year, it did not apply to relator, whose contract was terminated and not
    renewed in June 2014. The requirement that an evaluation occur within the first 90 days
    of teaching service, however, is not in subdivision 8 and applies to all collective-
    bargaining agreements ratified after July 1, 2013. 2011 Minn. Laws 1st Spec. Sess. ch.
    11, art. 2, § 2, at 31-32. Relator argues that this requirement applies to her because the
    teachers’ contract was ratified in March 2014 and applies retroactively. Although relator
    has not shown that the teachers’ contract applied to her, the statute requires the school
    board to evaluate teachers during the first 90 days of teaching service, the statute does not
    limit application of the 90-day requirement to collective-bargaining agreements, and the
    definition of teacher includes a principal. The 90-day requirement, therefore, applies to
    relator.
    5
    Relator was not evaluated within the first 90 days after beginning her employment
    on July 1, but she met with the superintendent twice within the first 90 days of the school
    year to set and finalize goals for the school year. At the second meeting, a principal-
    evaluation-summary form was completed and signed by relator and the superintendent.
    On the whole, the process substantially complied with the statutory requirement that an
    evaluation occur within the first 90 days of teaching service, and substantial compliance
    is sufficient under Savre, 
    642 N.W.2d at 471
    .
    In her reply brief, relator argues that the April and May evaluations were deficient
    because they did not use the principal-evaluation-summary form. Although the form was
    not used, the evaluations addressed all of the performance-measure categories used in the
    form.
    II.
    Minn. Stat. § 123B.147, subd. 3(b), states:
    The annual evaluation [of a principal] must: . . .
    (2) include formative and summative
    evaluations based on multiple measures of student progress
    toward career and college readiness; . . .
    (4) include on-the-job observations and
    previous evaluations;
    (5) allow surveys to help identify a principal’s
    effectiveness, leadership skills and processes, and strengths
    and weaknesses in exercising leadership in pursuit of school
    success;
    (6) use longitudinal data on student academic
    growth as 35 percent of the evaluation and incorporate district
    achievement goals and targets;
    (7) be linked to professional development that
    emphasizes improved teaching and learning, curriculum and
    instruction, student learning, and a collaborative professional
    culture; and
    6
    (8) for principals not meeting standards of
    professional practice or other criteria under this subdivision,
    implement a plan to improve the principal’s performance and
    specify the procedure and consequence if the principal’s
    performance is not improved.
    Relator argues that the district’s evaluations failed to meet these requirements.
    The district’s principal-evaluation process only requires a summative evaluation and the
    use of longitudinal data at the end of the three-year evaluation process. But relator’s
    evaluations addressed developing and implementing measurable expectations and
    achievement goals for students and a plan to improve student achievement, thereby
    substantially complying with subdivision 3(b)(2), (6). Contrary to relator’s claim that no
    on-the-job observations were conducted as required by subdivision 3(b)(4), the April
    2014 evaluation begins with the superintendent’s statement that “I want to begin this
    evaluation by recognizing my comments that follow are based on my personal
    observations as well as information I have gathered from others.” Regarding subdivision
    3(b)(5), the statute allows but does not require surveys.        The district’s principal-
    evaluation process includes surveys, but they are optional in years one and two, and
    relator did not exercise the option to use one. The district’s evaluations of relator were
    sufficient to substantially comply with the requirements of subdivision 3(b)(7)-(8).
    III.
    Relator argues that the school board’s decision to terminate and not renew her
    contract was arbitrary, capricious, unreasonable, unsupported by substantial evidence,
    and affected by errors of law. These arguments are inconsistent with a school board’s
    total discretion to not renew a probationary principal. The supreme court has expressed
    7
    its “reluctance to interfere, so long as the statutory procedures are followed, with a school
    board’s termination of a probationary [principal].” Skeim v. Indep. Sch. Dist. No. 115,
    
    305 Minn. 464
    , 473, 
    234 N.W.2d 806
    , 812 (1975). When a school board has complied
    with statutory requirements in terminating a probationary principal’s contract, this court
    will not substitute its judgment for that of the school board. Pearson v. Indep. Sch. Dist.
    716, 
    290 Minn. 400
    , 404, 
    188 N.W.2d 776
    , 779 (1971). Thus, the only question in this
    case is whether the district’s evaluations of relator substantially complied with statutory
    requirements. See Tornow v. Bd. of Educ. of Indep. Sch. Dist. No. 118, 
    435 N.W.2d 142
    ,
    144-45 (Minn. App. 1989) (affirming nonrenewal of probationary superintendent’s
    contract based on school board’s total discretion to make that determination). Although
    the district did not evaluate relator within the first 90 days after her employment began,
    the evaluations substantially complied with statutory requirements. Therefore, we affirm
    the termination and nonrenewal of relator’s probationary principal contract.
    Affirmed.
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