State of Minnesota v. Ricky James Bedell ( 2015 )


Menu:
  •                         This opinion will be unpublished and
    may not be cited except as provided by
    Minn. Stat. § 480A.08, subd. 3 (2014).
    STATE OF MINNESOTA
    IN COURT OF APPEALS
    A13-2154
    State of Minnesota,
    Respondent,
    vs.
    Ricky James Bedell,
    Appellant.
    Filed January 20, 2015
    Affirmed
    Hudson, Judge
    Chisago County District Court
    File No. 13-CR-11-809
    Lori Swanson, Attorney General, St. Paul, Minnesota; and
    Janet Reiter, Chisago County Attorney, Nicholas A. Hydukovich, Assistant County
    Attorney, Center City, Minnesota (for respondent)
    Cathryn Middlebrook, Chief Appellate Public Defender, Andrea Barts, Assistant Public
    Defender, St. Paul, Minnesota (for appellant)
    Considered and decided by Hudson, Presiding Judge; Larkin, Judge; and
    Stoneburner, Judge.
    
    Retired judge of the Minnesota Court of Appeals, serving by appointment pursuant to
    Minn. Const. art. VI, § 10.
    UNPUBLISHED OPINION
    HUDSON, Judge
    Appellant challenges his conviction of aiding and abetting third-degree assault,
    arguing that the evidence is insufficient to prove that he intended to aid his co-defendant
    in committing an assault and that the district court committed reversible error by
    instructing the jury without adequately explaining the “intentionally aiding” element of
    accomplice liability. Because the evidence is sufficient to sustain the conviction, and
    because the jury instructions, though plainly erroneous, did not affect appellant’s
    substantial rights, we affirm.
    FACTS
    A jury found appellant Ricky James Bedell guilty of aiding and abetting third-
    degree assault, in violation of Minn. Stat. §§ 609.223, subd. 1 (2010), 609.05, subd. 1
    (2010), after a bar fight in Taylors Falls. At appellant’s jury trial in 2013, a witness
    testified that she entered a bar one evening with several people.       She testified that
    appellant, who was there with his girlfriend, M.L., slightly pushed E.L. at the jukebox
    and called him names. She testified that she then heard E.L. ask appellant why he was
    being a jerk and saw appellant punch E.L. and knock him out. She testified that M.L.
    then started punching, kneeing, and kicking E.L., and that appellant “was right there
    stomping on [E.L.’s] back, kicking his throat, his head, kicking his nose.” M.L. was
    eventually pushed off, and E.L. managed to walk back to his house, where police
    responded after a 911 call.
    2
    E.L. testified that appellant pushed him and called him names, so that he finally
    walked up, shoved appellant, and asked what his problem was. He testified that appellant
    then fell to his knees, got up, and punched him in the face. E.L. testified that he did not
    threaten M.L. or recall speaking to her.
    Another bar patron testified that she saw M.L. grab and hit E.L. on the ground and
    saw appellant tip over tables and swing chairs. She testified that M.L. then left the bar
    with appellant. Another witness testified that he saw E.L. push appellant, who then
    punched E.L. hard and that appellant “kind of stood back,” as M.L. punched, elbowed,
    and kicked E.L. The patron testified that he was trying to hold appellant back, bar stools
    were flying, and that appellant got away from him. He testified that he did not see
    appellant kick or punch E.L. on the ground, but that when E.L. was propped up almost
    unconscious on a bar stool, appellant kicked him twice in the face.
    M.L. testified that E.L. tried to get her to dance, grinding his body against hers,
    and that, when he would not stop, she pushed him off. She testified that the next thing
    she knew, E.L. was on the ground calling her names, so she got on top of him and struck
    him until someone pulled her off. She stated that she was angry because E.L. was
    severely intoxicated and grabbing her sexually, and nobody seemed to care.            M.L.
    pleaded guilty to aiding and abetting third-degree assault as a result of the incident and
    testified that she committed an assault that evening.
    The district court instructed the jury on the elements of aiding and abetting third-
    degree assault. The jury found appellant guilty, and the district court sentenced him to 29
    months in prison. This appeal follows.
    3
    DECISION
    I
    An appellate court reviews a sufficiency-of-the-evidence claim by determining
    whether legitimate inferences drawn from the evidence would allow a factfinder to
    conclude that the defendant was guilty beyond a reasonable doubt. State v. Pratt, 
    813 N.W.2d 868
    , 874 (Minn. 2012). We will not overturn a guilty verdict “if, giving due
    regard to the presumption of innocence and the prosecution’s burden of proving guilt
    beyond a reasonable doubt, the [factfinder] could reasonably have found the defendant
    guilty of the charged offense.” State v. Hayes, 
    831 N.W.2d 546
    , 552 (Minn. 2013)
    (quotation omitted).
    Appellant argues that the circumstantial evidence is insufficient to prove that he
    intended to aid M.L. in the commission of her assault. See State v. Cooper, 
    561 N.W.2d 175
    , 179 (Minn. 1997) (stating that because the intent element of a crime involves a state
    of mind, it is generally proved by circumstantial evidence).        When reviewing the
    sufficiency of the evidence to support a conviction based on circumstantial evidence,
    such as proof of the element of intent, we use a two-step analysis. 
    Hayes, 831 N.W.2d at 552
    –53. First, we examine the circumstances proved, deferring to the jury’s acceptance
    of that proof.   State v. Andersen, 
    784 N.W.2d 320
    , 329 (Minn. 2010).           We then
    independently examine the reasonableness of inferences that may be drawn from those
    circumstances, 
    Pratt, 813 N.W.2d at 874
    , including inferences of innocence as well as
    guilt, 
    Andersen, 784 N.W.2d at 329
    . In this examination, all of the circumstances proved
    must be consistent with guilt and inconsistent with any rational hypothesis other than
    4
    guilt. 
    Id. at 329–30.
    But a rational hypothesis that negates guilt must be based on more
    than mere conjecture. 
    Id. at 330.
    A person is guilty of aiding and abetting the crimes of another if that person
    “intentionally aids, advises, hires, counsels, or conspires with or otherwise procures the
    other to commit the crime.” Minn. Stat. § 609.05, subd. 1 (2010). “[T]he element of
    ‘intentionally aiding’ embodies two important and necessary principles: (1) that the
    defendant ‘knew that his alleged accomplices were going to commit a crime,’ and (2) that
    the defendant ‘intended his presence or actions to further the commission of that crime.’”
    State v. Milton, 
    821 N.W.2d 789
    , 805 (Minn. 2012) (quoting State v. Mahkuk, 
    736 N.W.2d 675
    , 682 (Minn. 2007)).         A jury may infer the requisite state of mind for
    accomplice liability from a variety of facts, including the defendant’s presence at the
    scene of the crime, a close association with the principal offender before and after the
    crime, a lack of objection or surprise under the circumstances, and flight with the
    principal offender from the scene of the crime. State v. Hawes, 
    801 N.W.2d 659
    , 668
    (Minn. 2011).
    Appellant argues that the evidence is insufficient to impose accomplice liability
    because the circumstances proved are consistent with a reasonable alternative hypothesis,
    that he intended only to commit his own assault, rather than to further M.L.’s assault. We
    reject this argument. The state charged appellant with assault both as a principal and as
    an accomplice to M.L.’s assault. See Minn. Stat. § 609.02, subd. 10(2) (2010) (defining
    assault as intentional infliction of or intent to inflict bodily harm); Minn. Stat. § 609.223,
    subd. 1 (2010) (defining third-degree assault as an assault resulting in the infliction of
    5
    substantial bodily harm); Minn. Stat. § 609.05 (defining accomplice liability).
    “[A]ccomplice liability is a theory of criminal liability, not an element of a criminal
    offense or separate crime.” Dobbin v. State, 
    788 N.W.2d 719
    , 729–730 (Minn. 2010);
    see also State v. Kramer, 
    441 N.W.2d 502
    , 506 (Minn. App. 1989) (stating that “[t]here is
    no separate offense of ‘aiding and abetting’ . . . because it is not a substantive offense”),
    review denied (Minn. Aug. 9, 1989). Therefore, if the evidence is sufficient to convict
    appellant of third-degree assault as a principal, it is also sufficient to convict him on a
    theory of accomplice liability.
    Here, the jury could reasonably have inferred from the evidence presented that
    appellant intended to commit an assault or to assist M.L. in her assault of E.L. “[I]ntent
    may be inferred from events occurring before and after the crime.” Davis v. State, 
    595 N.W.2d 520
    , 526 (Minn. 1999). The state proved the following circumstances: that
    appellant entered the bar with M.L., threw an initial punch at E.L., engaged in the general
    melee during M.L.’s assault of E.L., and punched or kicked E.L. immediately after
    M.L.’s assault. On these facts, appellant has not shown the existence of a reasonable
    alternative hypothesis other than guilt, and the evidence is sufficient to support his
    conviction.
    II
    Appellant argues that the district court’s jury instructions on aiding and abetting,
    which he did not challenge at trial, amounted to plain error affecting his substantial
    rights. Under the plain-error analysis, appellant must establish (1) an error; (2) that is
    plain; and (3) that affects substantial rights. State v. Griller, 
    583 N.W.2d 736
    , 740 (Minn.
    6
    1998). If the three plain-error prongs are met, this court “then decide[s] whether we must
    address the error to ensure fairness and the integrity of the judicial proceedings.” 
    Milton, 821 N.W.2d at 805
    (quotation omitted).
    An error is plain if it “contravenes case law, a rule, or a standard of conduct.”
    State v. Ramey, 
    721 N.W.2d 294
    , 302 (Minn. 2006). We evaluate whether an error is
    plain under the law existing at the time of appellate review. State v. Kelley, 
    855 N.W.2d 269
    , 277 (Minn. 2014). “[J]ury instructions must be viewed in their entirety to determine
    whether they fairly and adequately explained the law of the case.” State v. Flores, 
    418 N.W.2d 150
    , 155 (Minn. 1988). “An instruction is in error if it materially misstates the
    law.” State v. Kuhnau, 
    622 N.W.2d 552
    , 556 (Minn. 2001).
    The district court instructed the jury as follows:
    First, the defendant aided and abetted the assault of [E.L.].
    An assault is the intentional infliction of bodily harm upon
    another.
    Second, the defendant aided and abetted the infliction of
    substantial bodily harm on [E.L.]. . . . It is not necessary for
    the State to prove that the defendant intended to aid and abet
    the infliction of substantial bodily harm, but only that the
    defendant intended to aid and abet the commission of the
    assault.
    ....
    If you find that each of these elements has been proven
    beyond a reasonable doubt, the defendant is guilty. If you
    find that any element has not been proven beyond a
    reasonable doubt, the defendant is not guilty.
    Liabilities for the crimes of another. The defendant is guilty
    of a crime committed by another person when the defendant
    has intentionally aided the other person in committing it, or
    7
    has intentionally advised, hired, counseled, conspired with, or
    otherwise procured the other person to commit it.
    The defendant is guilty of a crime, however, only if the other
    person commits a crime. The defendant is not criminally
    liable for aiding, advising, hiring, counseling, conspiring, or
    otherwise procuring the commission of a crime, unless some
    crime is actually committed.
    Appellant maintains that the jury instructions misstated the law, based on the
    requirements set forth in 
    Milton, 821 N.W.2d at 808
    . In Milton, which was decided prior
    to appellant’s jury trial, the supreme court held that jury instructions amounted to plain
    error when they required the jury to find that the defendant “intentionally aided” his
    accomplice, but did not properly explain the meaning of this element to the jury. 
    Id. at 807;
    see also 
    Mahkuk, 736 N.W.2d at 682
    (holding as error an instruction directing the
    jury to consider “[w]hether the defendant knew that a crime was going to be committed
    by the other participants” and “[w]hether the defendant intended his presence or acts to
    encourage or further the completion of the crime by the other participants”).
    Here, the district court instructed the jury that to find appellant guilty as an
    accomplice, it must find that he “intentionally aided” the principal.             But the jury
    instructions did not define the meaning of “intentionally,” nor did they explain that the
    state was required to prove that appellant knew that M.L. was going to commit a crime
    and that he intended his actions to further the commission of that crime. See 
    Milton, 821 N.W.2d at 808
    .       We agree with appellant that because these instructions failed to
    adequately instruct the jury on an element of the offense, they amounted to plain error
    under Milton.
    8
    We then review whether the error affected appellant’s substantial rights.
    Substantial rights are affected if “there is a reasonable likelihood that giving the
    instruction in question had a significant effect on the jury verdict.” State v. Gomez, 
    721 N.W.2d 871
    , 880 (Minn. 2006). The party challenging the instruction “bears a heavy
    burden of showing that [his] substantial rights have been affected”; the erroneous
    instruction is harmless absent a showing of prejudice. 
    Id. Appellant argues
    that the error
    affected his substantial rights because it relieved the state of its burden of proving an
    essential element of aiding-and-abetting liability.    See 
    Mahkuk, 736 N.W.2d at 683
    (holding that jury instructions relieved the state of its burden of proof when they left the
    impression that the jury did not need to find that the defendant “intended his presence to
    encourage or further the commission of the crime”). But the district court’s instructions
    did not contain the language determined to be deficient in Mahkuk, and they informed the
    jury that it must find that appellant aided and abetted the commission of the crime.
    Therefore, they did not improperly shift the burden of proof from the state to the defense.
    In addition, “[a]n erroneous jury instruction will not ordinarily have a significant
    effect on the jury’s verdict if there is considerable evidence of the defendant’s guilt.”
    Kelley, 855 N.W.2d. at 283–84. Appellant argues that the prosecution did not present
    strong evidence on the specific-intent element of aiding and abetting. But the record
    contains uncontroverted evidence that appellant committed an assault as a principal, and
    his participation in the events immediately surrounding E.L.’s assault provides
    “considerable evidence” of his guilt as an accomplice. See State v. Swanson, 
    707 N.W.2d 645
    , 658–59 (Minn. 2006) (stating that accomplice liability attaches when one “plays
    9
    some knowing role in the commission of the crime and takes no steps to thwart its
    completion”) (quotation omitted)).
    Appellant also maintains that his substantial rights were affected because the
    prosecutor emphasized the deficient jury instructions by informing the jury during
    closing argument that, “[b]asically aiding and abetting is legal terminology for . . .
    intentionally playing a role in a crime.” But the comment was brief, defense counsel
    addressed it in his closing statement, and on rebuttal, the prosecutor correctly informed
    the jury that “[i]f you start something and then do nothing to prevent the continuation of
    it by someone else, that’s aiding and abetting.” Thus, the prosecutor’s comments at
    closing did not unduly confuse the jury and did not substantially prejudice appellant’s
    rights.
    Finally, we conclude that, even if the instructional error did affect appellant’s
    substantial rights, it did not affect the fairness and integrity of the proceedings. Appellant
    presented his version of events through the testimony of M.L., who described her assault
    without reference to appellant’s participation. We also note that appellant asserted a
    claim of self-defense, which was rejected by the jury. Under these circumstances, the
    error in instructing the jury on aiding-and-abetting liability does not warrant a new trial.
    Affirmed.
    10