State of Minnesota v. Mario Gonzalez ( 2015 )

This opinion will be unpublished and
may not be cited except as provided by
Minn. Stat. § 480A.08, subd. 3 (2014).
STATE OF MINNESOTA
IN COURT OF APPEALS
A14-0583
State of Minnesota,
Respondent,
vs.
Mario Gonzalez,
Appellant.
Filed April 13, 2015
Affirmed in part, reversed in part, and remanded
Reyes, Judge
Lyon County District Court
File No. 42CR13757
Lori Swanson, Minnesota Attorney General, St. Paul, Minnesota; and
Richard Maes, Lyon County Attorney, Marshall, Minnesota (for respondent)
Cathryn Middlebrook, Chief Appellate Public Defender, Jenna Yauch-Erickson,
Assistant Public Defender, St. Paul, Minnesota (for appellant)
Considered and decided by Cleary, Presiding Chief Judge; Bjorkman, Judge; and
Reyes, Judge.
UNPUBLISHED OPINION
REYES, Judge
Appellant Mario Gonzalez argues that the district court plainly erred by admitting
irrelevant and prejudicial evidence and that this error affected the outcome of the trial.
Appellant also argues that the district court erred by imposing three sentences for three
offenses arising from a single behavioral incident. We conclude that the admission of
irrelevant evidence was error that did not affect appellant’s substantial rights. But we
also conclude that appellant’s three offenses arose from a single behavioral incident.
Therefore, we affirm in part, reverse in part, and remand to vacate two of the three
sentences.
FACTS
On June 30, 2013, Officer Bryan Arzdorf was on patrol in Marshall when he
observed a Cadillac driving with no working tail lights. Officer Arzdorf got behind the
vehicle and turned on his squad lights to initiate a traffic stop. The vehicle traveled a
short distance before it pulled over to the side of the road. Officer Arzdorf exited his
squad and started to approach the vehicle. Officer Arzdorf “immediately recognized that
the front seat passenger was [N.H.]” and “[a]s [he] got closer to the vehicle, he observed
that the driver was [appellant].” When he reached the rear bumper of the Cadillac, the
vehicle accelerated and drove away.
Officer Arzdorf pursued the Cadillac for a short time through a residential
neighborhood before he lost sight of it. Officer Arzdorf testified that he backed off the
speed of his pursuit for safety reasons. He estimated that the Cadillac was traveling
between 50 and 60 miles per hour. Officer Arzdorf obtained the license plate number of
the vehicle and determined that the Cadillac was registered to J.L., while the tabs were
registered to J.S. for a different vehicle. He radioed other officers to continue the search
for the vehicle. Officer Arzdorf also spoke to J.L., who indicated that he had sold the
Cadillac to appellant about a year earlier.
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The Cadillac was located by a Marshall police officer approximately one hour
later. The unoccupied vehicle was parked on the street. Officer Arzdorf identified the
Cadillac as the same one he had stopped. The officers conducted a search of the vehicle
prior to it being towed and discovered numerous items, including an iPad that belonged
to C.G.; receipts and documents that bore appellant’s name; a large black bag containing
a .45 caliber magazine with five rounds in it, and men’s clothing that the officers believed
were in appellant’s approximate size; and a smaller blue bag containing a plastic baggie
with trace amounts of marijuana, rolling papers, and “a metal one-hitter with black
residue that smelled like marijuana.”
At trial, Officer Arzdorf provided testimony that he was certain that the driver of
the Cadillac was appellant. Officer Arzdorf testified that he was able to identify the
driver because he had his flashlight on the driver’s face for about five to ten seconds,
from a distance of about six feet. However, Officer Arzdorf testified that he could not be
sure of the passenger’s identity and that it was possible it was C.G., and not N.H.
Appellant testified that he was not in Marshall on June 30 and that he had not been
driving the Cadillac that day. He also testified that he purchased the Cadillac from J.L. in
the summer of 2012 for buyer J.S., explaining that he conducted business buying, fixing,
and reselling cars. Because he did not have the opportunity to fix the Cadillac right
away, it was parked all through the winter. Appellant testified that his mechanic had
possession of the vehicle on June 30, 2013. Appellant acknowledged that he did not have
a driver’s license at that time because it had been revoked.
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Appellant admitted that some of the items discovered in the Cadillac belonged to
him, including the small blue bag. He had no permanent residence at that time, which
was why his personal items were kept in various places. Appellant stated that he “lost
track” of the small blue bag at some point and that he did not know how it ended up in
the vehicle. He testified that the larger bag containing the men’s clothing and the .45
caliber magazine did not belong to him.
Appellant was charged with fleeing a peace officer, reckless driving, driving after
revocation, and possession of drug paraphernalia. The jury found appellant guilty on all
four counts. Appellant was sentenced to 17 months in prison with execution stayed for
three years on the felony fleeing conviction; 30 days in jail for the misdemeanor reckless-
driving conviction; 30 days in jail for the misdemeanor driving-after-revocation
conviction; and a $50 fine on the petty misdemeanor drug-paraphernalia conviction. This
appeal follows.
DECISION
Appellant argues that the district court plainly erred when it admitted evidence of
the .45 caliber magazine. When a defendant fails to object to the admission of evidence,
we review for plain error. See Minn. R. Crim. P. 31.02; State v. Strommen, 648 N.W.2d
681, 686 (Minn. 2002). Under the plain-error test, appellant must show (1) error, (2) that
was plain, and (3) that affected appellant’s “substantial rights.” Strommen, 648 N.W.2d
at 686. If all three prongs are satisfied, then a reviewing court must decide whether to
address the error “to ensure the fairness and the integrity of the judicial proceedings.”
State v. Griller, 583 N.W.2d 736, 740 (Minn. 1998). We agree with appellant that it was
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error to admit the evidence but conclude that it did not prejudice appellant’s substantial
rights.
I. Error
In general, all relevant evidence is admissible. Minn. R. Evid. 402. Relevant
evidence is evidence that has any tendency to make the existence of any material fact
more or less probable than it would be without the evidence. Minn. R. Evid. 401.
Relevant evidence is inadmissible if its probative value is substantially outweighed by the
danger of unfair prejudice. Minn. R. Evid. 403.
Physical evidence is admissible if it “tends to connect the defendant to the crime.”
State v. Olson, 436 N.W.2d 817, 820 (Minn. App. 1989), review denied (Minn. Apr. 26,
1989). “The lack of an absolute connection between the object introduced into evidence
and the alleged crime does not affect the admissibility of the challenged evidence, but
only its weight.” Id. Appellant was charged with fleeing a peace officer, reckless
driving, driving after revocation, and possession of drug paraphernalia; the use of a
firearm was not at issue in this case. The requisite connection between the ammunition
found in the vehicle and the crimes charged does not exist. Thus, evidence that the driver
of the vehicle was in possession of ammunition is not probative as to any element of the
offenses with which appellant was charged. See Minn. R. Evid. 401.
Appellant argues that the evidence was also inadmissible under Minn. R. Evid.
404(b) because the prosecutor used the evidence to show that appellant had bad moral
character and “must have acted in conformity with that character.” We agree. Generally,
evidence of prior crimes or bad acts is not admissible as character evidence to show that
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the person acted in conformity with that character. Minn. R. Evid. 404(b); see generally
State v. Spreigl, 272 Minn. 488, 139 N.W.2d 167 (1965). Such prior-bad-acts evidence is
often referred to as Spreigl evidence. While it is undisputed that the evidence here is not
admissible under rule 404(b), the evidence may be admissible for other limited purposes,
including proof of “motive, intent, knowledge, identity, absence of mistake or accident,
or a common scheme or plan.” See State v. Ness, 707 N.W.2d 676, 685 (Minn. 2006).
Respondent indicated that the challenged testimony was offered to provide “a
possible explanation for [appellant’s] actions in this case.”1 To establish this connection,
respondent relies on an improper inference that appellant was doing something inherently
wrong by possessing the ammunition and that therefore he had a reason to flee from the
officer. In his closing argument, the prosecutor urged the jury to find the evidence
probative as to why appellant had a reason to flee:
As Officer Arzdorf told you . . . [appellant] had to get out of
there. He didn’t want to be arrested on the warrant. . . . But it
might not [have] been the warrant, I don’t really know and I
don’t know that that’s really relevant in your decision. I
mean [appellant] has a history for drugs. There’s some big
gun ammo in that bag. I don’t know. But what we do know
is he took off.
But there was no evidence presented to the jury that appellant could not possess
ammunition or that he was concerned that possession of the ammunition would get him in
trouble. The introduction of this evidence was error because it attempted to persuade by
“illegitimate means” that appellant was doing something wrong or had committed a bad
act. See State v. Schulz, 691 N.W.2d 474, 478 (Minn. 2005) (“[U]nfair prejudice is
1
Respondent elected to not file a brief on appeal.
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evidence that persuades by illegitimate means, giving one party an unfair advantage.”).
This is the type of character-based inference that is expressly prohibited by Minn. R.
Evid. 404(b).
A. Substantial rights
An error is prejudicial where there is a reasonable likelihood that the error had a
significant effect on the verdict. Griller, 583 N.W.2d at 741. Although the admission of
this evidence was error, it was not prejudicial to appellant’s substantial rights. 2 The
central issue in appellant’s case was whether appellant was the person driving the
Cadillac at the time of the offense. Evidence of appellant’s identity as the driver of the
vehicle and of appellant’s guilt with respect to the offenses was strong: (1) testimony
from J.L. established that he sold the Cadillac to appellant; (2) appellant admitted that
one of the bags found in the vehicle belonged to him—particularly the one with drug
paraphernalia; (3) there were documents and receipts found in the vehicle which bore
appellant’s name; (4) Officer Arzdorf provided consistent testimony that he identified the
driver as appellant; and (5) appellant acknowledged his license had been revoked.
Because there is substantial evidence of appellant’s guilt, evidence of the .45 caliber
magazine did not affect appellant’s substantial rights.
2
Because we determine that the error did not affect appellant’s substantial rights, we
need not reach the issue of whether the error was plain. See Montanaro v. State, 802
N.W.2d 726, 732 (Minn. 2011) (“[I]f we find that any one of the requirements [under the
plain-error test] is not satisfied, we need not address any of the others.”).
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II. Single Behavioral Incident
Appellant next argues that the district court erred by imposing three separate
sentences for three offenses that arose from a single behavioral incident.3 When a
challenge to a sentence is based on a legal issue, this court’s review is de novo. State v.
DeRosier, 719 N.W.2d 900, 903 (Minn. 2006). We “determine whether the sentence is
inconsistent with statutory requirements, unreasonable, inappropriate, excessive,
unjustifiably disparate, or not warranted by the findings of fact issued by the district
court.” Minn. Stat. § 244.11, subd. 2(b) (2012). Although appellant did not object, an
offender “does not waive relief from multiple sentences or convictions arising from the
same behavioral incident by failing to raise the issues at the time of sentencing.” State v.
Clark, 486 N.W.2d 166, 170 (Minn. App. 1992).
If a person’s conduct constitutes more than one offense under Minnesota law, the
person generally “may be punished for only one of the offenses.” Minn. Stat. § 609.035,
subd. 1 (2012); see State v. Johnson, 653 N.W.2d 646, 651 (Minn. App. 2002). The
Minnesota Supreme Court has “interpreted section 609.035 to bar multiple sentences for
crimes that arise from a single behavioral incident.” State v. Bauer, 792 N.W.2d 825,
827 (Minn. 2011). “The presence or absence of a single behavioral incident depends on
the facts and circumstances of each case.” State v. Wurst, 350 N.W.2d 482, 483 (Minn.
App. 1984). The Minnesota Supreme Court uses different tests to determine whether
3
Appellant does not challenge the district court’s sentencing with respect to the fleeing
offense. Pursuant to Minn. Stat. § 609.035, subd. 5 (2012), a fleeing conviction is not a
bar to punishment for any other crime committed as part of the same conduct. Appellant
only challenges the remaining three separate sentences for (1) reckless driving;
(2) driving after revocation; and (3) possession of drug paraphernalia.
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crimes arise from a single behavioral incident, and “[w]hich test applies depends on
whether the crime at issue contains an intent element.” Bauer, 792 N.W.2d at 827-28.
Possession of drug paraphernalia is an intentional crime. See Minn. Stat.
§ 152.092 (2012) (requiring that the actor knowingly or intentionally use or possess drug
paraphernalia). Reckless driving and driving after revocation are unintentional offenses.
See State v. Reiland, 274 Minn. 121, 124–25, 142 N.W.2d 635, 638 (1966) (“As is true
of . . . traffic offenses, intent is not an essential element of the crime.”). The test to apply
when the offenses include both intentional and unintentional crimes is “whether the
offenses arose out of a continuing and uninterrupted course of conduct, manifesting an
indivisible state of mind or coincident errors of judgment.” State v. Butcher, 563 N.W.2d
776, 784 (Minn. App. 1997) (quotation omitted), review denied (Minn. Aug. 5, 1997).
“The state has the burden to establish by a preponderance of the evidence that the
conduct underlying the offenses did not occur as part of a single behavioral incident.”
State v. Williams, 608 N.W.2d 837, 841-42 (Minn. 2000). Until the state meets its
burden, it should be assumed that the offenses were part of a single behavioral incident.
Johnson, 653 N.W.2d at 652. Despite its clear burden, respondent did not file a brief.
Because respondent has failed to meet its burden, we presume that the offenses are all
part of a single behavioral incident. See id. Accordingly, we reverse and remand to the
district court to vacate two of the sentences, resulting in one sentence for fleeing and one
sentence for the most serious remaining offense.
Affirmed in part, reversed in part, and remanded.
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