Freddie Lee Wolfe v. State of Mississippi ( 1997 )

IN THE SUPREME COURT OF MISSISSIPPI
NO. 98-KA-00047-SCT
FREDDIE LEE WOLFE a/k/a FREDDIE LEE WOLFE, JR.
v.
STATE OF MISSISSIPPI
DATE OF JUDGMENT: 12/11/1997
TRIAL JUDGE: HON. JANNIE M. LEWIS
COURT FROM WHICH APPEALED: YAZOO COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: JAMES H. ARNOLD, JR.
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: PAT S. FLYNN
DISTRICT ATTORNEY: JAMES H. POWELL, III
NATURE OF THE CASE: CRIMINAL - FELONY
DISPOSITION: REVERSED AND REMANDED - 8/26/99
MOTION FOR REHEARING FILED:
MANDATE ISSUED: 09/16/99
EN BANC.
COBB, JUSTICE, FOR THE COURT:
STATEMENT OF THE CASE
¶1. Appellant Freddie Lee Wolfe was convicted by a jury for feloniously abusing his
ten- year-old daughter, Vicky. The trial court found that Wolfe was an habitual
offender and sentenced him to life without parole in custody of the Mississippi
Department of Corrections.
¶2. At trial, Wolfe moved for a directed verdict, asserting that the State had failed to
prove the element of serious bodily harm. The trial court denied the motion, but
removed the element of serious bodily harm from the case and allowed the State to
proceed under the element of torture. Wolfe objected that this was an impermissible
amendment to the indictment and a violation of due process.
¶3. Following the jury's verdict finding Wolfe guilty under the element of torture, he filed
a motion for a new trial which was subsequently denied. Taking exception with the
judgment and sentence issued in the lower court, Wolfe appealed to this Court raising
the following issues:
I. THE TRIAL COURT ERRED IN ALLOWING THE PROSECUTION
TO AMEND THE INDICTMENT AT THE CLOSE OF THE
PROSECUTION'S CASE.
II. THE TRIAL COURT ERRED IN ALLOWING EVIDENCE OF
PRIOR BAD ACTS.
III. THE TRIAL COURT ERRED IN PERMITTING HEARSAY
TESTIMONY.
IV. THE TRIAL COURT ERRED IN ALLOWING A LAY WITNESS TO
OPINE THAT VICKY WOLFE'S INJURIES WERE CONSISTENT
WITH CHILD ABUSE.
V. THE JURY'S VERDICT WAS AGAINST THE WEIGHT OF THE
EVIDENCE.
VI. THE SENTENCE OF LIFE WITHOUT PAROLE IS
DISPROPORTIONATE TO THE CRIME.
VII. THE ERRORS TAKEN TOGETHER ARE CAUSE FOR
REVERSAL.
¶4. Because we reverse and remand on matters pertinent to the first issue, we do not
address the remainder of Wolfe's claims.
STATEMENT OF THE FACTS
¶5. In 1990, Wolfe was convicted of felonious child abuse of his daughter Vicky
Wolfe, who was three years old at the time.(1) Wolfe was placed in the custody of the
Mississippi Department of Corrections and was released from prison on April 12,
1997.
¶6. Only ten days after his release, Wolfe was arrested again for the felonious abuse of
Vicky. Vicky's teacher testified that when she touched Vicky on the shoulder, the child
flinched and pulled away. When asked what was wrong, Vicky said her father had
whipped her for not doing her homework correctly. Vicky was a special education
student with a diagnosed learning disability.
¶7. Vicky's teacher had been a Department of Human Services social worker in 1990
and had investigated the case of child abuse which sent Freddie Wolfe to prison at that
time. Knowing the family background, she called the Department of Human Services
and reported the latest incident of abuse.
¶8. When the DHS social worker came to interview Vicky the next day, she and the
teacher looked at Vicky's injuries. Pictures were taken of Vicky's back and shoulders,
and these photos were later presented to the jury. As a result of the DHS investigation,
Vicky and her younger sister were removed from the home and placed with relatives.
When interviewed by the DHS social worker, Wolfe admitted whipping Vicky because
she did not do her homework properly.
¶9. At trial, the Yazoo City police chief and another officer testified that they
interviewed Wolfe and he admitted striking the child with a leather purse strap. The
chief testified that the strap was about fourteen (14) inches long and one-quarter inch
wide. The strap was admitted into evidence. The chief also testified that Wolfe was
convicted in 1990 for striking Vicky with an extension cord which had been cut into
two strips and bound with tape.
¶10. Vicky's mother testified for the defense and said that she, too, had hit Vicky with
the strap. She admitted that Wolfe had whipped the child with the strap several times
since he had been home, but said he had left bruises only the last time.
¶11. Vicky Wolfe was called as a witness for the defense. She said both her father and
mother had whipped her with the strap, but that her mother had never struck her
around the shoulders. Vicky testified that she told her teacher that her father had hit her
on the back, but that he was trying to hit her on the behind and missed. Vicky's
grandmother testified that she had seen no sign of physical abuse after Wolfe had
come home from prison and that the children never told her they were being abused.
¶12. Freddie Wolfe testified and admitted "spanking" Vicky with the strap. He said he
considered welts as a normal consequence of spanking. He said he had intended no
abuse of the child, either in 1990 or in 1997.
¶13. The jury found Wolfe guilty of felony child abuse. After a hearing in which Wolfe
was adjudged to be an habitual offender, the trial court sentenced Wolfe to life without
parole.
DISCUSSION OF THE ISSUES
I. THE TRIAL COURT ERRED IN ALLOWING THE PROSECUTION
TO AMEND THE INDICTMENT AT THE CLOSE OF THE
PROSECUTION'S CASE.
¶14. Wolfe contends that the trial judge committed reversible error by allowing the
case to go to the jury on the element of torture, which was not mentioned in the
indictment, after finding that there was insufficient evidence to support the element of
serious bodily harm. Consequently, Wolfe claims that this case should be dismissed in
his favor. The State responds that Wolfe had full notice of the torture element,
asserting that the grand jury indictment cited Miss. Code Ann. § 97-5-39(2)(1994),
which includes torture, although it did not specifically cite subpart (b) nor mention the
word torture. The State asks this Court to affirm Wolfe's conviction and subsequent
life sentence as an habitual offender.
¶15. At the close of the prosecution's case, the defense moved for a directed verdict
on the ground that the prosecution failed to prove the element of serious bodily harm.
The trial court agreed that proof of the element of serious bodily harm was insufficient.
However, the trial court found that the prosecution had presented a prima facia case
on the element of torture and therefore denied Wolfe's motion for a directed verdict.
Specifically the trial court held:
The Court has already denied the motion for directed verdict and has stated that
the element of serious bodily harm has not been proven, but it will be submitted to
the jury on the question of torture. Okay. So, it will go forward to the jury on the
question of - - on the charge of felony child abuse. And, after that, if the State or
the defense wish to put in any lesser-included offenses, then the Court will deal
with that during the instructions, but at this point, the Court finds that the State has
proved - - has shown a prima facie case on the element of torture.
Wolfe complains that this decision by the judge amounted to a mid-trial amendment of
the indictment and was a violation of due process, rising to the level of reversible error.
¶16. The indictment returned by the Grand Jury states in pertinent part:
. . . that Freddie Wolfe. . . did unlawfully, willfully, and feloniously and
intentionally whip Vicky Wolfe, a child ten (10) years of age, by striking her about
the back and shoulders with a purse strap thereby causing serious bodily harm to
said child to wit: deep bruises to these areas, in violation of Section 97-5-39(2), of
the Mississippi Code of 1972, as amended, against the peace and dignity of the
State of Mississippi.
¶17. The indictment refers only to "serious bodily harm," and generally cites Miss.
Code Ann. § 97-5-39(2), without referring in any way to the other two elements which
are listed in subparts (a) and (b) of the statute as follows:
(2) Any person who shall intentionally (a) burn any child, (b) torture any child or,
(c) except in self-defense or in order to prevent bodily harm to a third party, whip,
strike or otherwise mutilate any child in such manner as to cause serious bodily
harm, shall be guilty of felonious abuse and/or battery of a child . . . .
Miss. Code Ann. § 97-5-39(2)(1994).
¶18. The Mississippi Constitution, Art. 3, § 27, requires that before a criminal
defendant may be prosecuted for a felony, the grand jury must advise the defendant of
the charges against him via an indictment. State v. Berryhill, 703 So. 2d 250, 256
(Miss. 1997); Quick v. State, 569 So. 2d 1197 (Miss. 1990). It has long since been the
law of this State that courts may not amend an indictment as to a substantive matter,
without the agreement of the grand jury which issued the indictment, unless the
amendment only regards mere formalities. Quick, 569 So. 2d at 1199.
¶19. In Quick v. State, the defendant was indicted for aggravated assault under one
specific subsection (Miss. Code Ann. § 97-3-7(2)(b)) which requires that the
defendant acted purposefully, but on the morning of the trial, the State moved to
amend the indictment to allow the jury to convict under a different subsection (§ 97-3-
7(2)(a)) which requires only that the defendant recklessly caused serious bodily injury
under circumstances manifesting extreme indifference to the value of human life. This
Court specifically held in Quick that
We hold here when the grand jury returned this indictment under sub-section (b),
requiring purposeful and wilful and knowing actions, that stated the charge upon
which this defendant could be tried. When the proposed amendment was offered
to allow the jury to convict under section (a) of the statute to include recklessly
causing serious bodily injury under circumstances manifesting extreme
indifference to the value of human life, this proposed a change of substance and
not of form.
Quick, 569 So. 2d at 1199-1200.
¶20. Because the indictment in the present case only mentioned "serious bodily harm,"
the element in § 97-5-39(2)(c), and did not mention "torture," the element in subpart
(b), Wolfe claims that this decision by the trial court prejudiced him because he was
not prepared to answer to the element of torture. Because the element of torture, in this
context, has not been defined by statute, or by precedent in Mississippi, we agree.
However, we disagree with Wolfe's assertion that this case should be dismissed in his
favor.
¶21. When the trial judge ruled that the prosecution failed to present sufficient
evidence on the element of serious bodily harm, the judge erroneously based her
decision on our holding in Yates v. State, 685 So. 2d 715 (Miss. 1996). In determining
that the State had failed to prove the element of serious bodily harm, the trial judge
misstated our holding as follows:
Since we're going back to serious bodily injuries, I think under the Gates (sic)
case, it states that in order for it to be serious bodily injury, you have to show an
injury that will be detrimental to death or some disfigurement.
In Yates, (citing Fleming v. State, 604 So. 2d 280, 293 (Miss. 1992)), this Court
recited the definition of "serious bodily injury" contained in the Model Penal Code §
210 (1980), which states:
"serious bodily injury" means bodily injury which creates a substantial risk of
death or which causes serious, permanent disfigurement, or protracted loss or
impairment of the function of any bodily member or organ.
Regarding this definition, we said specifically in Yates that:
The revised statute requires a showing of serious bodily harm but does not
provide a definition for 'serious bodily harm.' Necessarily we must look to our
case law for a definition. In Fleming v. State, 604 So. 2d 280, 292 (Miss. 1992),
this Court cited favorably the definition for 'serious bodily injury' provided in
Model Penal Code § 210 . . . .
¶22. In Yates, this Court did recognize the above-stated definition to demonstrate that
the defendant's whipping of a little boy on the upper leg and buttocks with a belt which
resulted in superficial bruises and contusions did not rise to the level of felony child
abuse. However, we did not expressly adopt the Model Penal Code definition to serve
as the threshold standard to determine if serious bodily harm had been inflicted on a
child in the context of a child abuse case. It should be noted that the definition cited in
Yates, a child abuse case, came from Fleming, an aggravated assault case. This
Court recognizes that applying the same standard for serious bodily harm in a child
abuse case and an aggravated assault case is highly problematic due to the heightened
level of vulnerability inherent in victims of child abuse. Employing the same definition
in both contexts would necessarily raise the standard too high to ensure the safety and
protection of children in the State of Mississippi.
¶23. Consequently, a definition of serious bodily harm more suited to the context of
child abuse cases is necessary. The National Center on Child Abuse and Neglect in its
Model Child Protection Act has defined physical injury that amounts to child
maltreatment as "death, or permanent or temporary disfigurement, or impairment of
any bodily organ or function." Model Child Protection Act § 4f (U.S. National Center
on Child Abuse and Neglect 1977). The difference, though subtle, is important.
"Impairment of any bodily organ or function" is a lower threshold than the "protracted
loss or impairment of the function of any bodily member or organ."
¶24. We find that the Model Child Protection Act definition more appropriately
describes the type of injuries classified as serious bodily harm in the context of child
abuse cases. Therefore, this Court adopts the definition of "serious bodily harm," as it
pertains to Miss. Code Ann. § 97-5-39(2)(c)(1994), as follows: bodily injury which
creates a substantial risk of death, or permanent or temporary disfigurement, or
impairment of any bodily organ or function.
¶25. It is important to note, however, that this Court's decision to lower the threshold
for the proof of serious bodily harm in felony child abuse cases should in no way be
construed as an attempt to prevent parents, teachers and other custodians involved in
child care from properly disciplining their children. As long as the discipline is
moderate and reasonable in light of the age and condition of the child, and other
surrounding circumstances, the parent or custodian will not incur criminal liability.
¶26. This Court finds that the trial judge's dismissal of the element of serious bodily
harm was plain error, because it was based on a misstatement of a standard never
expressly adopted by this Court. This Court further finds that requiring the defendant
to go forward on the element of torture, given the wording of the indictment, was
prejudicial and reversible error.
¶27. Because the disposition of the first issue renders the others moot, we do not
consider the remainder of Wolfe's claims.
CONCLUSION
¶28. The indictment under which Wolfe was charged, although citing generally Miss.
Code Ann. § 97-5-39(2), specifically mentioned only "serious bodily harm" and made
no mention of "torture." In light of the fact that torture as it applies to a child abuse case
has not been defined by statute or precedent in Mississippi, Wolfe was prejudiced
because he did not have adequate notice to defend against the torture charge.
Additionally, the trial judge erroneously dismissed the element of serious bodily harm,
basing her decision on a definition never expressly adopted by this Court. The
conviction of Wolfe for felony child
abuse and his life sentence as an habitual offender is reversed, and this case remanded
for further proceedings consistent with this decision.
¶29. REVERSED AND REMANDED.
PRATHER, C.J., PITTMAN, P.J., AND WALLER, J., CONCUR. BANKS, J.,
CONCURS IN PART AND DISSENTS IN PART WITH SEPARATE
WRITTEN OPINION JOINED BY MILLS, J. McRAE, J., CONCURS IN
PART AND DISSENTS IN PART WITH SEPARATE WRITTEN OPINION
JOINED BY SULLIVAN, P.J. SMITH, J., NOT PARTICIPATING.
BANKS, JUSTICE, CONCURRING IN PART AND DISSENTING IN PART:
¶30. I concur in the judgment to the extent that it reverses the conviction for felony child
abuse. However, it is my view that the definition of "serious bodily injury" which we
accepted in Yates v. State, 685 So. 2d 715 (Miss. 1996), is both in keeping with the
intent of the statute as passed by the legislature and the prevailing definition accepted by
our sister states around the country. There is no reason, therefore, to modify that
definition. I am further of the view that the definition which the majority espouses, even
if accepted and applied to the facts of this case, would not change the outcome because
the proven conduct does not rise to the level of serious bodily injury under either
definition. Accordingly, I respectfully dissent in part. I would not reverse and remand
this case for a new trial. I would reverse and remand for sentencing for misdemeanor
child abuse.
I.
¶31. The trial court correctly applied our decision in Yates in ruling that there must be
a showing of a specific injury as named in the statute or one that fits the category
"serious bodily injury" in order to find that there was child abuse. It also correctly, in
my view, arrived at the conclusion that the conduct shown did not result in serious
bodily injury as that term was defined in Yates. The common sense fact is that two or
three bruises on the back from a whipping with a small strap fall well short of serious
bodily injury as that term is popularly understood.
¶32. We have had occasion to define the term as it appears elsewhere in our statutory
law. Fleming v. State, 604 So. 2d 280 (Miss. 1992). In Yates we applied that
definition, from the Model Penal Code, to child abuse cases. There is no reason, in my
view, to abandon that recently established precedent. As far as the writer can ascertain,
it is this definition which prevails in other jurisdictions by statute or case law. See, e.g.,
Ariz. Rev. Stat. § 13-3623 (1989); Colo. Rev. Stat. § 18-1-901(3)(p) (1998); Neb. Rev.
Stat. § 28-109 (1995); Tenn. Code Ann. § 39-11-106 (1997); Tex. Penal Code Ann. §
1.07 (46) (West 1991); W. Va. Code § 61-8B-1(10) (1998); see also, People v.
Sheldon, 602 P.2d 869 (Colo. 1979); State v. Rundle, 480 N.W.2d 518, 522 (Wis.
Ct. App. 1992) .
¶33. Clearly the legislature has drawn a bright line of demarcation between the conduct
punished as felonious and that which may rise to the level of a misdemeanor to be
treated as such and otherwise to be addressed by our civil processes. That is its
prerogative as it tries to balance the competing interests of protecting children while
not unreasonably intruding upon the prerogatives and beliefs of parents and other care
givers. We should not blur the distinction adopted by the legislature by elasticizing the
definition of serious bodily injury. As a demonstration of its awareness of the need to
protect children, the legislature has provided a misdemeanor with a greater punishment,
up to one year in jail, than would otherwise be the case if the victim were an adult and
the crime charged simple assault, carrying a maximum punishment of six months in jail.
Miss. Code Ann. § 97-5-39(1).
¶34. But even if we adopt a definition that is, in the view of the majority, subtlety
distinguishable from the Yates formulation, the instant case would not be affected. The
injuries sustained this case do not rise even to that level. The trial court appropriately
ruled that the state had failed to prove serious bodily injury.
II.
¶35. The trial court just as clearly erred in allowing the state to proceed on the "torture"
theory. The indictment in this case charged Wolfe with felony child abuse of the child
by "striking her about the back and shoulders with a purse strap thereby causing
serious bodily harm to said child to wit: deep bruises to those areas..." Neither the
word "torture" nor any description which would lead one to believe that torture
occurred was alleged. Our decision in Griffin v. State, 540 So. 2d 17 (Miss. 1989),
should control this issue. The majority correctly acknowledges this fact. The question
is where do we go from there.
¶36. The trial court refused to grant Wolfe's motion for directed verdict. Instead it
allowed the case to go to the jury on the torture theory and upon the lesser included or
related offenses of attempted torture, attempted serious bodily injury or misdemeanor
child abuse. We are confronted then by our decision in Harris v. State,723 So. 2d 546
(Miss. 1997). In Harris, a defendant charged with murder was granted a directed
verdict on the charge of murder at the close of the state's case. The Court allowed the
state to proceed on the lesser included offense of aggravated assault. This Court held
that the acquittal on the murder charge ended the matter and that the state was then
powerless to go forward on a lesser included offense for which the defendant was not
indicted, just as clearly as it would have been had there been a jury verdict of acquittal.
¶37. Crucial to that decision is the fact that, under our longstanding precedents, assault
is not viewed as a lesser included offense to the crime of murder, a point
acknowledged by the dissenters in Harris who urged that those precedents be
overruled. Johnson v. State, 512 So. 2d 1246, 1251 (Miss. 1987); Scott v. State, 60
Miss. 268 (1882). Clearly Harris did not nullify our statute which allows the jury to
find guilt of any inferior offense "the commission of which is necessarily included in
the offense with which he is charged...." Miss. Code Ann. § 99-19-5 (1994)
¶38. In Yates we agreed that misdemeanor child abuse is necessarily included in a
charge of felony child abuse where the latter charge is predicated on serious bodily
injury. There we remanded for resentencing on misdemeanor child abuse over a
strenuous dissent, despite the fact that there had been no instruction given the jury on
the same. Here, there was such an instruction given. We should reverse and remand
this case for sentencing on misdemeanor child abuse.
MILLS, J., JOINS THIS OPINION.
McRAE, JUSTICE, CONCURRING IN PART AND DISSENTING IN PART:
¶39. I concur in that the case should be reversed; however, because I believe that the
case should be reversed and rendered, I dissent.
¶40. Wolfe was indicted under the statute proscribing the felonious abuse and/or
battery of a child - Miss. Code Ann. § 97-5-39(2) (1994). The statute contains several
definitions of felonious abuse, to wit:
Any person who shall intentionally a) burn any child, b) torture any child or, c)
except in self-defense or in order to prevent bodily harm to a third party, whip,
strike, or otherwise abuse or mutilate any child in such a manner as to cause
serious bodily harm, shall be guilty of felonious child abuse and, upon conviction,
may be punished by imprisonment in the penititentiary for not more than twenty
(20) years.
Miss. Code Ann. § 97-5-39(2) (1994).
¶41. Wolfe's indictment charged him with violating §97-5-39(2) by "striking her about
the back and shoulders with a purse strap thereby causing bodily harm to said child . .
. . " Wolfe, then was charged with having violated subpart (2)(c) of the statute.
¶42. At the close of the state's case, Wolfe moved for a directed verdict on the
grounds that the state had failed to prove serious bodily injury. The trial court, after
expressing concerns that the element of serious bodily injury had not been met, denied
the motion but did so only after allowing the prosecution to amend the indictment to
change the charge from "serious bodily injury" to torture. Because of the trial court's
ruling, the jury was instructed on torture and not as to serious bodily injury. The effect
was the same as though the trial court granted a directed verdict on serious bodily
injury. This is no different from the case of Harris v. State, 723 So. 2d 546 (Miss.
1997), where the trial court allowed the case to go to the jury on an amended
indictment. The state was given its opportunity to prove its case against the defendant,
and it failed. Our law requires the defendant to be discharged.
¶43. In Yates v. State, 685 So. 2d 715 (Miss. 1996), this Court held that the
defendant's whipping of a little boy on the upper leg and buttocks with a belt which
resulted in superficial bruises and contusions did not rise to the level of serious bodily
injury. The trial court in this case, then, was correct when it held that the evidence was
insufficient to go to the jury on serious bodily harm; it was, however, wrong to allow
the indictment to be amended in the middle of the trial. The case of Harris v. State,
supra, dictates that the directed verdict on the charge of felony child abuse operates to
relieve the defendant of liability on any lesser charge unless it can be said that the
directed verdict on the greater charge did not encompass a directed verdict on the
lesser charge. Silence on this subject is interpreted in favor of the defendant. Harris v.
State, 723 So. 2d at 548. Regardless, Yates dictates the outcome of this case. The
majority, worried that double jeopardy would apply, has written an opinion that can
only be described as "result oriented."
¶44. Dissatisfied by the result required by a fair application of Yates and Harris to the
facts in this case, the majority has taken the opportunity to redefine serious bodily
injury so as to embrace the facts here and, in light of the fact that the prosecution did
not bring a cross-appeal, reverses the trial court's directed verdict under its "plain
error" power. This is just plain wrong. I can find no cases in this Court's history where
we have found the granting of a directed verdict to be plain error where the same was
not raised on appeal or cross appeal. See, e.g., In Re Estate of Stewart, 732 So. 2d
255, 257 (Miss. 1999) (court will not consider issue where not raised on cross-appeal).
We have never hesitated to apply procedural bars to the detriment of criminal
defendants. No reason exists for us to ignore our rules to assist the prosecution in this
case especially when we are forced to rewrite the definition of serious bodily harm to
do so.
¶45. Furthermore, despite the fact that the majority warns that this case should in no
way "be construed as an attempt to prevent parents, teachers and other custodians
involved in child care from properly disciplining their children", I fear that it will do
just that. Redefining "serious bodily injury" to include the risk of temporary
disfigurement means that any parent who leaves a bruise or red spot on a child as the
result of a well-deserved spanking is at risk of being found guilty of felony child abuse.
The maxim of "spare the rod, spoil the child" is now passé.
¶46. The instant case should be reversed and rendered. Our previous cases of Yates
and Harris demand no less. Therefore, I concur in the majority's reversal but dissent
insofar as the majority refuses to render.
SULLIVAN, P.J., JOINS THIS OPINION.
1. Wolfe also received a manslaughter conviction in 1980, in connection with the death of his oldest child.