Thomas Roby v. State of Mississippi ( 2019 )

IN THE COURT OF APPEALS OF THE STATE OF MISSISSIPPI
NO. 2018-CP-00313-COA
THOMAS ROBY APPELLANT
v.
STATE OF MISSISSIPPI APPELLEE
DATE OF JUDGMENT: 01/26/2018
TRIAL JUDGE: HON. JAMES T. KITCHENS JR.
COURT FROM WHICH APPEALED: CLAY COUNTY CIRCUIT COURT
ATTORNEY FOR APPELLANT: THOMAS ROBY (PRO SE)
ATTORNEY FOR APPELLEE: OFFICE OF THE ATTORNEY GENERAL
BY: LAURA HOGAN TEDDER
NATURE OF THE CASE: CIVIL - POST-CONVICTION RELIEF
DISPOSITION: AFFIRMED - 06/18/2019
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
BEFORE BARNES, C.J., TINDELL AND McCARTY, JJ.
BARNES, C.J., FOR THE COURT:
¶1. Thomas Roby pleaded guilty to two counts of armed robbery. For each count, the
trial court sentenced Roby to twelve years in the custody of the Mississippi Department of
Corrections, with seven years to serve and five years of post-release supervision; the
sentences were to run concurrently. Roby, appearing pro se, filed a motion for post-
conviction relief (PCR), which the trial court dismissed. On appeal, Roby argues that his
guilty plea was involuntary and had no factual basis. Finding no error, we affirm the
dismissal of his PCR motion.
FACTS
¶2. In April 2012, a Clay County grand jury indicted Roby for two counts of armed
robbery. In March 2015, Roby, through counsel, filed a notice of an alibi defense, in which
he alleged that on April 15, 2007—the date of the armed robberies—he had met with his
probation officer in Illinois.
¶3. After several agreed continuances, Roby’s trial was set for July 25, 2016; however,
on that day, Roby failed to appear in court. A bench warrant was issued for his arrest. The
next day, Roby’s counsel filed a motion for continuance. He explained that on July 25,
2016, Roby had reported to Baptist Memorial Hospital in Columbus, Mississippi, and was
physically unable to participate in his trial. Roby did appear, however, at the courthouse on
July 26, having been released from the hospital the previous day. The State was prepared
to go forward with trial, having subpoenaed witnesses who were present and ready to testify
against Roby. With the jury set to return at 1:30 p.m. to commence trial proceedings, Roby
decided to change his plea to guilty.
¶4. A plea hearing ensued. The trial judge questioned Roby in detail about his plea and
discussed at length the ramifications of his pleading guilty. Roby stated under oath that his
attorney had explained the plea petition and that he understood it, as well as what the State
had to prove to convict him. Roby admitted that he did have a defense to the charges and
had spoken to his attorney about that defense. He also admitted that he understood the many
rights he was waiving by entering a guilty plea. Roby admitted that he had received several
threats to plead guilty but that the threats were not why he was pleading guilty.
Additionally, when the trial judge questioned Roby about whether he was under the
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influence of any illegal drugs or alcohol, Roby admitted that he was “under methadone,”1
which he had been given at the hospital in Columbus the day before, but he denied any
addiction to opiates:
Q. Today, are you under the influence of any illegal drugs or alcohol or
undergoing any kind of mental treatment at this time?
A. Yes. I’m under [m]ethadone.
Q. So, you have an addiction to opiates?
A. No. Not at all. That is what Columbus gave me in Columbus [sic].
Q. It looks like Aleve, [m]orphine?
A. Methadone.
Q. Yesterday?
A. Perhaps.
Q. Okay. Do you understand what’s going on?
A. Yes.
The State then declared that it would show Roby exhibited a gun to the two victims, putting
them in fear, and as a result Roby received money. The trial judge then asked Roby “is that
what happened, what really happened?” Roby responded:
A. I don’t know what to say to be honest with you.
1
In the record, Roby uses the terms “methadone” and “morphine” interchangeably.
At the plea hearing, he stated he was “under methadone,” but at the sentencing hearing and
in his appellate brief, he used the term “morphine.” Both drugs are known pain relievers.
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Q. Well, what the State is offering the proof that you exhibited a firearm
to Mr. White and Mr. Hogan. As a result, they gave you money as a
result of this firearm?
A. That’s true, sir. I know I’m on record, but that’s not true. I’m just
proving . . . .
The trial judge then explained that Roby could not plead guilty to a crime to which he was
not guilty. Roby’s counsel then requested the court allow Roby to enter a “best interest”
plea based on the evidence before the court. Roby again conferred with his counsel, and
decided it was in his best interest to plead guilty because of the evidence against him, and
did so. His counsel testified he and Roby had reviewed the discovery and possible
testimony. The trial judge noted that although Roby was going to present an alibi defense
about meeting with his probation officers in Illinois, the State had present a supervisor from
the Illinois Department of Corrections who would testify Roby did not check in on the date
of the armed robbery. The trial judge then concluded that Roby knowingly and voluntarily
entered his guilty plea and allowed him to be released on bond for a week while awaiting
his sentencing hearing.
¶5. Not surprisingly, before being sentenced at the hearing on August 5, 2016, Roby
made an oral motion through his attorney to withdraw his guilty plea, arguing that he had
unknowingly entered his plea on July 26 because he was under the influence of morphine.
Roby stated that he was not in his “right state of mind” when he took the plea deal and that
he was innocent. The trial judge was aware of a “medical excuse” entered in his file. The
trial judge stated it was within his discretion to allow Roby to withdraw his plea. However,
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the trial judge recalled that Roby’s demeanor during his plea hearing was appropriate—the
trial court spoke to him “at great length,” and there was nothing to indicate Roby did not
understand his plea. The trial judge recalled that Roby was “quite aware” of the
proceedings, and “not a dumb person.” Further, Roby answered all of the court’s questions
satisfactorily. Accordingly, Roby’s request to set aside his guilty plea was denied, and the
trial court proceeded with sentencing.
¶6. After receiving his sentence, Roby again maintained his innocence, claiming there
was no evidence against him. The trial judge reminded Roby he declined the opportunity
to be tried by a jury of his peers. Roby then explained his medical issues on July 25: he was
having heart trouble; it felt like he was “getting stabbed in [the] chest.” Initially, he went
to the Clay County Medical Center, but they discharged him. Still in pain, Roby went to the
emergency room at the Baptist Hospital in Columbus, where he was given an EKG, IVs, and
“too much morphine.” Roby claimed they discharged him because he had “to come to
court.” Roby stated the morphine made him sluggish and unable to function properly on
July 26. The trial judge responded that the hospital would not have let him go if he were
going to have a heart attack, and found Roby “did enough doctor shopping on the day of
trial . . . to get it continued”—a strategy he had seen defendants use numerous times.
Further, the trial judge again stated he carefully observed Roby the day of his plea hearing
and “[he] was fine.” Roby then informed the court he was firing his lawyer so he could hire
another one. The trial judge suggested Roby’s new counsel file a PCR motion.
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¶7. Accordingly, on March 7, 2017, Roby, appearing pro se, filed a motion for post-
conviction relief raising seven issues. He claimed there was no factual basis for the plea, his
sentence was illegal, his indictment was void, his counsel was ineffective, and he was denied
a speedy trial. The trial court entered an order discussing each issue but ultimately dismissed
Roby’s PCR motion. Roby timely appealed, raising issues related only to his guilty plea.
STANDARD OF REVIEW
¶8. “When reviewing a circuit court’s denial or dismissal of a PCR motion, we will
reverse the judgment of the circuit court only if its factual findings are clearly erroneous;
however, we review the circuit court’s legal conclusions under a de novo standard of
review.” Gunn v. State, 248 So. 3d 937, 941 (¶15) (Miss. Ct. App. 2018) (quoting Berry v.
State, 230 So. 3d 360, 362 (¶3) (Miss. Ct. App. 2017)).
DISCUSSION
¶9. Roby claims that his right to due process was violated because he entered a guilty plea
involuntarily and that there was no factual basis for his plea. We shall discuss each of
Roby’s arguments in turn.
1. Involuntary Plea
¶10. Rule 8.04(A)(3) of the Uniform Rules of Circuit and County Court formerly provided
that “[b]efore the trial court may accept a plea of guilty, the court must determine that the
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plea is voluntarily and intelligently made and that there is a factual basis for the plea.”2 “To
determine whether the plea is voluntarily and intelligently given, the trial court must advise
the defendant of his rights, the nature of the charge against him, as well as the consequences
of the plea.” Burrough v. State, 9 So. 3d 368, 373 (¶11) (Miss. 2009). The PCR petitioner,
not the State, “bears the burden of proving by a preponderance of evidence that the guilty
plea was involuntary.” Norris v. State, 162 So. 3d 833, 837-38 (¶20) (Miss. Ct. App. 2014)
(citing House v. State, 754 So. 2d 1147, 1152 (¶25) (Miss. 1999)).
¶11. Roby argues that his plea was involuntary because he was given morphine at the
hospital the day before pleading guilty, and thus was “not in his right mind” and did not
understand the proceedings. After carefully reviewing the record and transcript of both the
plea and sentencing hearings, we are not persuaded by Roby’s claim. The trial judge, at the
sentencing hearing, made detailed remarks about Roby’s mental status during the plea
hearing, finding he was “very aware” of the proceedings, especially after Roby stated he was
given “methadone” at the hospital the day before.3 Moreover, at the plea hearing, Roby
declared he understood the proceedings. The transcript does not indicate he was impaired.
He testified under oath that his attorney had reviewed the plea petition with him and he
understood it. After the trial judge explained at length the plea petition and the rights he
2
The Uniform Rules of Circuit and County Court relating to criminal practice have
been supplanted by the Mississippi Rules of Criminal Procedure, effective July 1, 2017;
however, the former rules were still in effect at the time of Roby’s guilty plea.
3
We note, however, that Roby offered no medical records that he was actually given
morphine at the hospital the prior day; he merely offered a medical excuse.
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would waive, Roby stated he understood the ramifications of pleading guilty. These
statements, made in open court, “carry a strong presumption of veracity.” Thomas v. State,
159 So. 3d 1212, 1216 (¶12) (Miss. Ct. App. 2015). This argument is without merit.
2. Factual Basis of the Plea
¶12. To establish a factual basis for a guilty plea, the trial court must have before it
“substantial evidence that the accused did commit the legally defined offense to which he
is offering the plea.” Burrough, 9 So. 3d at 373 (¶14) (quoting Corley v. State, 585 So. 2d
765, 767 (Miss. 1991)). The facts which must be shown depend on the crime and its
elements. “There are numerous ways by which the facts may be found, but what ultimately
is required is ‘there must be enough that the court may say with confidence the prosecution
could prove the accused guilty of the crime charged.’” Id. A factual basis can be established
by “a statement of the prosecutor, the testimony of live witnesses, and prior proceedings, or
an actual admission by the defendant.” Borden v. State, 122 So. 3d 818, 823 (¶18) (Miss.
Ct. App. 2013).
¶13. Roby argues there was an insufficient factual basis for his plea; however, the State
presented the following factual basis:
[T]he State would show on the date set out in the indictment this defendant
used a weapon, a gun. One incident . . . with two victims in the case. He
exhibited the gun and received the money. As a result of the gun being
exhibited putting them in fear from both victims.
This testimony is a sufficient factual basis to meet all of the elements of robbery for both
victims. Furthermore, although Roby later claimed innocence to the charges, a guilty plea
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waived his right to challenge the State’s evidence, as was explained to him at the plea
hearing. This issue is without merit.
¶14. Finding the trial court did not err in dismissing Roby’s PCR motion, we affirm the
judgment.
¶15. AFFIRMED.
CARLTON AND J. WILSON, P.JJ., GREENLEE, WESTBROOKS,
TINDELL, McDONALD, LAWRENCE, McCARTY AND C. WILSON, JJ.,
CONCUR.
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