Gloria Marshall v. Rawlings Co. , 854 F.3d 368 ( 2017 )

RECOMMENDED FOR FULL-TEXT PUBLICATION
Pursuant to Sixth Circuit I.O.P. 32.1(b)
File Name: 17a0089p.06
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
GLORIA MARSHALL, ┐
Plaintiff-Appellant, │
│
> No. 16-5614
v. │
│
│
THE RAWLINGS COMPANY LLC, │
Defendant-Appellee. │
┘
Appeal from the United States District Court for
the Western District of Kentucky at Louisville.
No. 3:14-cv-00359—Thomas B. Russell, District Judge.
Argued: November 30, 2016
Decided and Filed: April 20, 2017
Before: MOORE, SUTTON, and WHITE, Circuit Judges.
_________________
COUNSEL
ARGUED: J. Chris Sanders, THE ESTERLE HOUSE, Louisville, Kentucky, for Appellant.
Michael D. Risley, STITES & HARBISON, PLLC, Louisville, Kentucky, for Appellee. ON
BRIEF: J. Chris Sanders, THE ESTERLE HOUSE, Louisville, Kentucky, Jill M. Guarascio,
Louisville, Kentucky, for Appellant. Michael D. Risley, Shannon Antle Hamilton, Rebecca A.
Weis, STITES & HARBISON, PLLC, Louisville, Kentucky, for Appellee.
MOORE, J., delivered the opinion of the court in which WHITE, J., joined, and
SUTTON, J., joined in part. SUTTON, J. (pp. 21–23), delivered a separate opinion concurring
in part and dissenting in part.
No. 16-5614 Marshall v. Rawlings Co. Page 2
_________________
OPINION
_________________
KAREN NELSON MOORE, Circuit Judge. Plaintiff-Appellant Gloria Marshall appeals
the district court’s judgment granting summary judgment for Defendant-Appellee The Rawlings
Company. Marshall was an employee of The Rawlings Company. After taking time off under
the Family and Medical Leave Act (FMLA), 29 U.S.C. § 2601 et seq., for mental-health
problems, which are a disability covered by the Americans with Disabilities Act (ADA),
42 U.S.C. § 12112, Marshall  was demoted and then fired. Marshall alleges claims of FMLA
interference, FMLA retaliation, ADA retaliation, and intentional infliction of emotional distress.
The district court granted The Rawlings Company’s motion for summary judgment on all four
claims. For the reasons discussed below, we AFFIRM the district court’s judgment on
Marshall’s claims of FMLA interference and intentional infliction of emotional distress,
REVERSE the district court’s judgment on the FMLA retaliation and ADA retaliation claims,
and REMAND for further proceedings consistent with this opinion.
I. BACKGROUND
The Rawlings Company provides recovery or “cost containment” services to health
insurance providers. R. 34-2 (Plumley Aff. at ¶ 6) (Page ID #165); R. 34-3 (Elsner Dep. at 13–
14) (Page ID #170). Gloria Marshall began working as a Workers’ Compensation Analyst for
The Rawlings Company in 2006 and was promoted to Team Lead in 2011. R. 37-1 (Marshall
Dep. at 57–60) (Page ID #341).
Marshall suffers from depression, anxiety, and post-traumatic stress disorder. Appellant
Br. at 4; R. 34-5 (Marshall Dep. at 109–10) (Page ID #220); R. 37-1 (Marshall Dep. at 40) (Page
ID #337). To receive treatment for her mental-health problems, Marshall took her first FMLA
leave in February and March 2012. R. 34-5 (Marshall Dep. at 132) (Page ID #224). Marshall’s
FMLA leave was not planned in advance; she took leave unexpectedly to address acute mental-
health problems. Id. at 109, 112–13, 134 (Page ID #220–21, 225).
No. 16-5614 Marshall v. Rawlings Co. Page 3
When Marshall returned from leave, she had a backlog of work waiting for her. Id. at
133–36 (Page ID #225). Although Marshall did not accumulate new work while she was on
leave, there was old work that she had not finished because her leave was unexpected. Id. at
133–34 (Page ID #225). Marshall testified that she asked for but was denied assistance clearing
out this backlog. Id. at 177–78 (Page ID #229). The Rawlings Company, on the other hand,
claimed that Marshall did receive assistance catching up on her work. See R. 40 (Reply in
Support of Summ. J. at 12) (Page ID #507).
In addition to the conflicting evidence about how much help Marshall received catching
up on her backlog, there is also conflicting evidence about whether having a backlog was
common or, rather, the sign of a serious problem. Another team lead, Elizabeth Estrada, testified
that “[i]t was a constant struggle for all Team Leads to stay on top of closing the NR1 files and I
know of many Team Leads who had a constant inventory of NR files that needed closing.”
R. 37-12 (Estrada Aff. at ¶ 12) (Page ID #435). This statement is imprecise about whether other
team leads succeeded in their “struggle” to keep up with the “constant inventory of NR files that
needed closing.” Id. Estrada pointed to an example of an analyst with “a history of tremendous
backlog” who was nevertheless promoted to a team-lead position, but this statement is again
imprecise. Id. at ¶ 15 (Page ID #435). Estrada did not give any context about either what
constitutes a “tremendous” backlog or about the analyst’s other qualifications. Id. For its part,
The Rawlings Company pointed to an example of another team lead with a backlog, explaining
that it treated Marshall and the other team lead similarly. R. 34-1 (Def.’s Mot. for Summ. J. at 7)
(Page ID #131); R. 34-5 (Marshall Dep. at 189–98) (Page ID #231–32). In addition, The
Rawlings Company noted that correspondence between Marshall and Vice President Jeff
Bradshaw showed that Marshall was consistently falling behind even though she was allegedly
working ten to twelve hours per day. R. 34-1 (Def.’s Mot. for Summ. J. at 7) (Page ID #131); R.
34-14 (Marshall & Bradshaw Emails) (Page ID #253–58); R. 34-5 (Marshall Dep. at 214) (Page
ID #234). This correspondence may indicate that Marshall’s performance problems were more
severe than other team leads’ problems, but it does not provide information about whether other
1
“NR” stands for “no recovery.” See R. 34-3 (Elsner Dep. at 16–17) (Page ID #170–71). When an analyst
is unable to recover any funds related to a specific file, the analyst marks the file “NR.” See id. As a team lead, part
of Marshall’s job was to review her team members’ NR files to confirm that no recovery was possible. See id.
No. 16-5614 Marshall v. Rawlings Co. Page 4
team leads also struggled, or any other basis of comparison, and does not rebut Estrada’s
testimony. We do know that after Marshall cleared out her backlog of NR files, Bradshaw
quickly became worried that a new backlog was forming. R. 37-2 (Elsner Dep. at 80) (Page ID
#398). “[A]t that point [Bradshaw] didn’t think [Marshall] was succeeding in her role.” Id.
In September 2012, The Rawlings Company demoted Marshall from team lead to analyst,
the position she initially held at the company. R. 34-2 (Plumley Aff. at ¶ 9) (Page ID #165).
Mike Elsner, Division Director for the Workers’ Compensation Division and Marshall’s second-
level supervisor, testified that Bradshaw recommended demoting Marshall to Laura Plumley,
then the President of the division, id. at ¶ 8 (Page ID #165), and that demoting Marshall was
Plumley’s decision, R. 37-2 (Elsner Dep. at 80) (Page ID #398). Plumley confirmed Elsner’s
testimony that she “was the final decision-maker in demoting Plaintiff [Marshall].” R. 34-2
(Plumley Aff. at ¶ 9) (Page ID #165). Plumley stated that her “decision was based solely on
Plaintiff’s performance as an Analyst and a Team Lead,” although she did not state what role
Bradshaw’s recommendation played in her conclusion that Marshall was performing
inadequately. Id. at ¶ 12 (Page ID #165). Plumley also said that she “was not familiar with”
Marshall’s FMLA leave or health conditions when she decided to demote Marshall. Id. at ¶ 12
(Page ID #165). Plumley did not inform Marshall about the demotion; Plumley had Bradshaw
and Elsner inform Marshall. Id. at ¶ 13 (Page ID #165).
Some evidence in the record indicates that after being demoted Marshall excelled as an
analyst, but other evidence indicates that she struggled to keep up with her workload even after
being given less responsibility. On the one hand, upon Marshall’s return from her second leave,
she was recognized as a high-performing analyst for having one of “the five highest submitted
recoveries in the first quarter” of 2013. R. 37-23 (Elsner Email to Analysts) (Page ID #458). In
June 2013, Marshall was exceeding the standard for amount of money invoiced. On the other
hand, she was below the standard on other metrics, including number of checks recovered each
month, number of files worked on per day, and number of outgoing calls per day. R. 37-2
(Elsner Dep. at 134–36) (Page ID #410); R. 34-18 (Mid-Year Assessment) (Page ID #274–75).
Marshall’s supervisor Matthew Monyhan submitted a mid-year report covering the first half of
2013 emphasizing similar difficulties. R. 34-18 (Mid-Year Assessment) (Page ID #274–75).
No. 16-5614 Marshall v. Rawlings Co. Page 5
There were also interpersonal problems that started around the time of Marshall’s
demotion. Marshall testified that, on a few separate occasions, Bradshaw harassed her. First,
Marshall testified that during the demotion meeting, which took place in September 2012,
Bradshaw “raised his voice and started belittling” her, saying “you don’t know what you’re
doing, you’re completely inefficient” and “[y]ou come in here long hours and you still can’t get
your job done.” R. 37-1 (Marshall Dep. at 216) (Page ID #363).
Second, Marshall testified that at a May 2013 celebration lunch for Marshall and the
other four analysts with the highest first-quarter recoveries, Bradshaw bullied her. During the
lunch, Bradshaw asked a question about morale and when no one responded, he asked Marshall
individually. R. 37-1 (Marshall Dep. at 24) (Page ID #370). Marshall testified, “I knew that he
wasn’t asking me because he wanted my opinion. He wanted to single me out and put me in a
corner in front of my coworkers in the middle of a restaurant.” Id. She further testified that
when she gave a very generic answer, Bradshaw “was intentionally trying to escalate . . . the
conversation in order to antagonize me” and that she felt “singled out” by “some kind of bully
that was just blatantly trying to make me . . . upset.” Id. at 25–26 (Page ID #371).
Third, Marshall testified about a comment Bradshaw made that, she alleged, showed that
Bradshaw’s hostility toward her stemmed from her taking FMLA leave for her mental-health
problems. In August 2012, Marshall and Bradshaw met to discuss her workload. According to
Marshall, the meeting “initiated with him saying a sarcastic comment to me, where he said, ‘So
are you planning on being out any time soon again?’” R. 34-5 (Marshall Dep. at 166) (Page ID
#227). She testified that she “was completely astounded” and “that was just obvious that he was
referring to my medical leave . . . I had no vacation or sick time to take any time off, and I was
working extremely hard to try to get back. I mean, that was just a rude comment.” Id.
Only Bradshaw, Marshall, and Elsner (who Marshall alleges also discriminated against
her) were in the demotion meeting. Only Bradshaw and Marshall were in the meeting to discuss
Marshall’s workload. However, other people were present at the celebration lunch. One person
who was present, Doug Gurley, another analyst, confirmed Marshall’s account. He said that
Bradshaw “got so aggressive that all the analysts sat in silence because it was so uncomfortable
at the table.” R. 37-14 (Gurley Aff. at ¶ 7) (Page ID #447).
No. 16-5614 Marshall v. Rawlings Co. Page 6
In March 2013, Marshall took a second FMLA leave. See R. 37-22 (FMLA Leave Chart)
(Page ID #457). Marshall also took periods of FMLA leave intermittently from April through
August. Id. Marshall believed that her coworkers were biased against her both because she had
taken FMLA leave and because the reason for her leave was her mental health problems. She
said, “I believe that after I had to take that leave, that -- that they no longer had respect for me as
a person. That my medical issue, because it was mental health, caused them to think less of me.”
R. 34-5 (Marshall Dep. at 177–78) (Page ID #229).
Supervisors’ concerns about Marshall’s performance and Marshall’s concerns about her
co-workers’ bias against her came to a head on September 23, 2013. That day, Elsner observed
that Marshall and a coworker were not at their desks for a large portion of the day. R. 37-2
(Elsner Dep. at 154–57) (Page ID #415–16). According to Elsner’s testimony, Elsner and
Monyhan met with Marshall and her coworker to discuss their lack of productivity. Marshall
countered that she had been productive. R. 37-2 (Elsner Dep. at 158) (Page ID #416). Again
according to Elsner, Monyhan disputed Marshall’s claim that she had been productive, saying
that he pulled her phone reports and they showed that she had been logged off of her phone for
much of the day. Id. at 159 (Page ID #416).
When Elsner and Monyhan asked Marshall about her disengaged attitude, Marshall
responded that she had been harassed on two occasions. Id. at 161 (Page ID #417). She said that
Bradshaw harassed her during the demotion meeting and at the celebration lunch for analysts
with high recoveries. Id. at 161–63 (Page ID #417); R. 37-1 (Marshall Dep. at 55) (Page ID
#374). She explained that she had not reported the harassment previously because she was afraid
of being fired. R. 37-2 (Elsner Dep. at 173) (Page ID #420). Elsner said he was required to
report the allegation of harassment and he did so. Id. at 171–72 (Page ID #419).
Elsner, Plumley, and Marshall met to discuss Marshall’s allegation of harassment. R. 34-
2 (Plumley Aff. at ¶ 14) (Page ID #166). Plumley attested that, “Based on the information
Plaintiff provided, and my experience as an in-house attorney, I did not believe Bradshaw’s
alleged harassment was actionable—that is, based upon a protected class.” Id. at ¶ 25 (Page ID
#166). She also attested that, “My overall impression from the meeting . . . was that Plaintiff
was someone who was not doing her job, had been called on the carpet by her supervisor, and in
No. 16-5614 Marshall v. Rawlings Co. Page 7
order to deflect it, brought up the allegations of harassment against Bradshaw.” Id. at ¶ 26 (Page
ID #166).
Plumley reported to George Rawlings, the company’s owner, about the allegations of
harassment and her conclusion that the allegations were unfounded. Id. at ¶ 27 (Page ID #168).
Rawlings met with Marshall soon after the report from Plumley. R. 34-20 (Rawlings Aff. at ¶ 7)
(Page ID #279). His affidavit stated that, “I made the decision to terminate Plaintiff’s
employment during the course of my meeting with Plaintiff when I reached the conclusion she
was making false allegations of harassment in order to avoid the consequences of her own
excessive absences from her desk the day before.” Id. at ¶ 14 (Page ID #280). He also stated
that, “[a]t the time I terminated Plaintiff’s employment I did not know that Plaintiff had ever
taken any family and medical leave or that she had any medical conditions.” Id. at ¶ 19 (Page ID
#281).
In May 2014, Marshall filed this lawsuit alleging FMLA interference and FMLA
retaliation in violation of 29 U.S.C. § 2615; ADA retaliation in violation of 42 U.S.C. § 12112;
and intentional infliction of emotional distress in violation of Kentucky law. The Rawlings
Company filed a motion seeking summary judgment on all four claims. The district judge
granted The Rawlings Company’s motion for summary judgment and dismissed all claims.
Marshall timely appealed.
II. FMLA RETALIATION
Marshall alleged that The Rawlings Company retaliated against her for taking FMLA
leave—first by demoting her, then by firing her. The district court erred by granting The
Rawlings Company’s motion for summary judgment on Marshall’s FMLA retaliation claim.
“[T]he FMLA . . . affords employees protection in the event they suffer retaliation or
discrimination for exercising their rights under the FMLA. Specifically, [a]n employer is
prohibited from discriminating against employees . . . who have used FMLA leave, nor can they
use the taking of FMLA leave as a negative factor in employment actions.” Arban v. West
Publ’g Corp., 345 F.3d 390, 403 (6th Cir. 2003) (second and third alterations in original). “This
prohibition includes retaliatory discharge for taking leave.” Id. It also includes demotion for
No. 16-5614 Marshall v. Rawlings Co. Page 8
taking leave. DeBoer v. Musashi Auto Parts, Inc., 124 F. App’x 387, 391 (6th Cir. 2005).
To prove that The Rawlings Company engaged in FMLA retaliation, Marshall must show that
taking leave was a causal factor in The Rawlings Company’s decisions to demote and then fire
her. She can show this causal connection through either direct or indirect evidence.
Demyanovich v. Cadon Plating & Coatings, L.L.C., 747 F.3d 419, 432 (6th Cir. 2014); see
Edgar v. JAC Products, Inc., 443 F.3d 501, 508 (6th Cir. 2006).
A. Cat’s Paw Liability
In her response to defendant’s motion for summary judgment, Marshall did not allege
that Plumley and George Rawlings, the ultimate decisionmakers, were biased against her because
she had taken FMLA leave. Instead, Marshall alleged that Bradshaw and Elsner, lower-level
supervisors, were biased against her. She alleged that Bradshaw and Elsner caused her demotion
and termination by Plumley and George Rawlings. Regarding the demotion, she alleged
Bradshaw and Elsner influenced Plumley, who made the demotion decision. Regarding the
termination, she alleged that Bradshaw and Elsner influenced Plumley who, in turn, influenced
George Rawlings, who made the termination decision. Because it depends on proving that
biased lower-level supervisors influenced the ultimate decisionmakers, Marshall’s claim of
FMLA retaliation depends on the cat’s paw theory of liability. Marshall’s case can proceed only
if the cat’s paw theory of liability applies in FMLA retaliation cases. We hold that the cat’s paw
theory does apply to claims of FMLA discrimination.
“[T]he term ‘cat’s-paw’ refers to ‘one used by another to accomplish his purposes.’ In
the employment discrimination context, ‘cat’s paw’ refers to a situation in which a biased
subordinate, who lacks decisionmaking power, uses the formal decisionmaker as a dupe in a
deliberate scheme to trigger a discriminatory employment action.” EEOC v. BCI Coca-Cola
Bottling Co. of Los Angeles, 450 F.3d 476, 484 (10th Cir. 2006) (citations omitted). A plaintiff
alleging liability under the cat’s paw theory seeks “to hold his employer liable for the animus of
a supervisor who was not charged with making the ultimate employment decision.” Staub v.
Proctor Hosp., 562 U.S. 411, 415 (2011).
No. 16-5614 Marshall v. Rawlings Co. Page 9
Previously, we “[a]ssum[ed] without deciding that the cat’s paw theory of liability is
available in FMLA retaliation cases.” Henderson v. Chrysler Group, LLC, 610 F. App’x 488,
496 (6th Cir. 2015). We, along with the Supreme Court and other circuit courts, regularly apply
the cat’s paw theory of liability to a variety of claims. See, e.g., Staub, 562 U.S. at 419 (applying
the cat’s paw theory to a Uniformed Services Employment and Reemployment Rights Act
claim); DeNoma v. Hamilton Cty. Ct. of Common Pleas, 626 F. App’x 101, 110 (6th Cir. 2015)
(applying the cat’s paw theory to a § 1983 gender discrimination claim); Chattman v. Toho
Tenax Am., Inc., 686 F.3d 339, 350–51 (6th Cir. 2012) (applying the cat’s paw theory to a Title
VII race discrimination claim); Shager v. Upjohn Co., 913 F.2d 398, 405–06 (7th Cir. 1990)
(applying the cat’s paw theory to an Age Discrimination in Employment Act claim). Other
circuit courts apply the cat’s paw theory of liability to FMLA claims. See Ameen v. Amphenol
Printed Circuits, Inc., 777 F.3d 63, 70 (1st Cir. 2015) (applying the cat’s paw theory in a FMLA
case, and finding that plaintiff did not meet his burden to prove that the proffered reason for his
discharge was pretext); Marez v. Saint-Gobain Containers, Inc., 688 F.3d 958, 965 (8th Cir.
2012) (applying the cat’s paw theory in a FMLA case and affirming a liquidated damages award
on the basis of cat’s paw liability); Hyde v. K.B. Home, Inc., 355 F. App’x 266, 273–74 (11th
Cir. 2009) (applying the cat’s paw theory in a FMLA case, and finding that plaintiff did not meet
her burden to prove that the biased supervisor actually had input into the decision).
The rationale for the cat’s paw theory applies equally to FMLA retaliation claims as to
other types of employment discrimination and retaliation claims. The primary rationale for the
cat’s paw theory of liability is that, because “a company’s organizational chart does not always
accurately reflect its decisionmaking process,” an employee of lower rank may have significant
influence over the decisionmaker. BCI Coca-Cola, 450 F.3d at 486. The ultimate decisionmaker
may be detached from day-to-day operations, and consequently “apt to defer to the judgment of
the [person] on the spot” and at risk of being “the conduit of [the lower-level decisionmaker’s]
prejudice.” Shager, 913 F.2d at 405. As a result, “[a] biased low-level supervisor with no
disciplinary authority might effectuate the termination of an employee from a protected class by
recommending discharge or by selectively reporting or even fabricating information in
communications with the formal decisionmaker.” BCI Coca-Cola, 450 F.3d at 486. Given this
risk, the cat’s paw theory accomplishes two goals. First, the cat’s paw theory addresses
No. 16-5614 Marshall v. Rawlings Co. Page 10
situations in which decisionmakers unthinkingly adopt the recommendations of their biased
lower-level supervisors; second, it “forecloses a strategic option for employers who might seek
to evade liability . . . through willful blindness as to the source of reports and recommendations.”
Id. Because there is just as much possibility of lower-level supervisors influencing
decisionmakers to engage in FMLA discrimination as discrimination based on race, gender,
military service, or age, it makes sense to apply the cat’s paw theory to FMLA claims.
The agency principles that support application of the cat’s paw theory to other types of
claims also apply to claims of FMLA discrimination. “[S]ubordinate bias theories comport with
the basic agency principles incorporated by statute into Title VII” because in “Title VII, the term
‘employer’ includes not only any ‘person engaged in an industry affecting commerce’ but ‘any
agent of such a person.’” BCI Coca-Cola, 450 F.3d at 485 (quoting 42 U.S.C. § 2000e(b));
accord Staub, 562 U.S. at 420–21 (applying principles of agency law to hold that employer can
be liable under the cat’s paw theory); Shager, 913 F.2d at 404–05 (same). Similarly, in the
FMLA “[t]he term ‘employer’ . . . includes . . . any person who acts, directly or indirectly, in the
interest of an employer to any of the employees of such employer.” 29 U.S.C.
§ 2611(4)(A)(ii)(I). These agency principles also apply to claims of FMLA retaliation.
Therefore, we will apply the cat’s paw theory of liability to FMLA retaliation claims.
Having determined that we will apply the cat’s paw theory of liability to FMLA
retaliation claims, we must consider three more questions about cat’s paw liability. The first is
whether the cat’s paw theory of liability applies in situations involving more than one layer of
supervision between the plaintiff and the ultimate decisionmaker. This question is relevant to
Marshall’s termination.2 Marshall alleged that Bradshaw and Elsner sought to fire her in
retaliation for taking FMLA leave, which they did by manipulating George Rawlings. George
Rawlings was at the top of The Rawlings Company’s organizational chart. Plumley was below
George Rawlings and above lower-level supervisors Bradshaw and Elsner. Bradshaw and Elsner
were below Plumley and above Marshall. Marshall was toward the bottom of the organizational
2
In the decision to demote Marshall, Marshall’s allegations suggest that Plumley was the ultimate
decisionmaker and Bradshaw and Elsner worked together, forming a single layer of supervision between Marshall
and Plumley. The question about how to handle multiple layers of intermediate supervision, therefore, is not
relevant to the decision to demote Marshall.
No. 16-5614 Marshall v. Rawlings Co. Page 11
chart. The chain of events that led to Marshall’s termination started when Elsner reported to
Plumley that Marshall made a claim that Bradshaw harassed her. After meeting with Marshall
and Elsner, Plumley served as a conduit to George Rawlings, informing him that Marshall made
an unfounded claim of harassment. Elsner also told Rawlings that Bradshaw’s actions were not
harassment. During a brief meeting with Marshall, George Rawlings fired her. Application of
the cat’s paw theory in this situation encompasses allowing a plaintiff to put forward the theory
that a lower-level supervisor (here, Bradshaw and Elsner) influenced an intermediate
decisionmaker (Plumley) who in turn, either oblivious to or adopting the subordinate’s bias,
influenced the ultimate decisionmaker (George Rawlings).
Plaintiffs such as Marshall can proceed on such a theory. All of the justifications for
applying the cat’s paw theory apply with equal force when there are multiple layers of
decisionmakers; consequently, there is no reason to forbid plaintiffs from pursuing a theory that
a lower-level supervisor carried out a scheme to discriminate by influencing multiple layers of
higher-level supervision. Of course, in some cases, allegations that a lower-level supervisor
successfully carried out such a scheme might be far-fetched. But those cases can be screened out
using existing legal procedures. Those cases are no reason to bar recovery for plaintiffs who can
put forward convincing proof that a biased low-level supervisor influenced multiple layers of
higher-level supervisors.
Second, we must address the relationship between the McDonnell Douglas burden-
shifting framework and cat’s paw liability. The McDonnell Douglas burden-shifting framework
applies to claims of FMLA retaliation based on indirect evidence. Under this framework, a
plaintiff has the burden to make a prima facie case of discrimination; if the plaintiff can make a
prima facie case, the defendant has the burden to articulate a nondiscriminatory reason for the
adverse employment action; if the defendant can provide a nondiscriminatory reason, the
plaintiff has the burden to show that the reason was pretext. Edgar, 443 F.3d at 508 (citing
McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802–04 (1973)). A plaintiff establishes
pretext “by showing that the proffered reason had no basis in fact, did not motivate the
termination, or was insufficient to warrant the termination.” Donald v. Sybra, Inc., 667 F.3d
757, 762 (6th Cir. 2012). In some past cases, we “declined to consider whether and to what
No. 16-5614 Marshall v. Rawlings Co. Page 12
extent cat’s paw liability fits into the [McDonnell Douglas] framework.” DeNoma, 626 F. App’x
at 105 (quotation marks and citations omitted). On the other hand, we have also integrated the
McDonnell Douglas framework and cat’s paw liability by analyzing them one after the other. Id.
at 105–10; Chattman, 686 F.3d at 347–53. Plaintiffs alleging FMLA retaliation based on a cat’s
paw theory of liability must satisfy the requirements of the McDonnell Douglas framework and
prove that the decisionmaker was the cat’s paw of a biased subordinate, so it makes sense to
analyze each issue separately. As both Chatman and DeNoma show, proceeding in this manner
is straightforward. We see no reason not to continue with this approach.
Third and finally, we must address how the honest-belief rule applies in cases proceeding
on a cat’s paw theory of liability. Under the honest-belief rule, “as long as an employer has an
honest belief in its proffered nondiscriminatory reason for discharging an employee, the
employee cannot establish that the reason was pretextual simply because it is ultimately shown to
be incorrect.” Majewski v. Automatic Data Processing, Inc., 274 F.3d 1106, 1117 (6th Cir.
2001) (citing Smith v. Chrysler Corp., 155 F.3d 799, 806 (6th Cir. 1998)). The honest-belief rule
applies “where the employer reasonably relied on the particularized facts that were before it at
the time the decision was made.” Id. (internal quotation marks omitted). “The rationale behind
the [honest-belief] rule is that the focus of a discrimination suit is on the intent of the employer.
If the employer honestly, albeit mistakenly, believes in the non-discriminatory reason it relied
upon in making its employment decision, then the employer arguably lacks the necessary
discriminatory intent.” Smith, 155 F.3d at 806.
Cat’s paw liability, however, rests on the premise that organizational employers do not
operate in a vacuum, and that a decisionmaker might rely on the recommendation of a biased
lower-level supervisor. See Staub, 562 U.S. at 418–21. In such circumstances, the honesty or
sincerity of the decisionmaker’s belief is irrelevant. What is relevant is that the belief is rooted
in a biased recommendation. See Staub 562 U.S. at 418–19 (“the exercise of judgment by the
decisionmaker does not prevent the earlier agent’s action (and hence the earlier agent’s
discriminatory animus) from being the proximate cause of the harm”). In a cat’s paw case, the
allegation is that a biased subordinate intentionally manipulated the decisionmaker. Under these
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circumstances, the decisionmaker’s intent does not matter, and consequently the honesty of the
decisionmaker’s belief does not matter.3
That is not to say that evidence of a biased recommendation is always sufficient to
sustain a cat’s paw theory. A supervisor who conducts an in-depth and truly independent
investigation is not being manipulated by biased lower-level supervisors, but rather making a
decision based on an independent evaluation of the situation. If the decisionmaker conducts an
investigation that “results in an adverse action for reasons unrelated to the supervisor’s original
biased action . . . then the employer will not be liable.” Staub, 562 U.S. at 421 (emphasis added).
As the Court explained, however, there is no “hard-and-fast rule” that a decisionmaker’s
independent investigation defeats a cat’s paw claim. Id. at 420. Rather, “the traditional tort-law
concept of proximate cause” applies. Id. (citations omitted). Thus, an independent investigation
defeats a cat’s paw claim only when the investigation “determin[es] that the adverse action was,
apart from the supervisor’s recommendation, entirely justified.” Id. at 421; see Sharp v. Aker
Plant Servs. Grp., Inc., 726 F.3d 789, 797 (6th Cir. 2013) (concluding that “independent fact
gathering” is necessary to defeat a cat’s paw claim).4
B. The Rawlings Company Is Not Entitled to Summary Judgment on Marshall’s FMLA
Retaliation Claim
Having addressed these legal questions, we now consider their application to the facts of
this case. The district court granted summary judgment in favor of The Rawlings Company. We
review de novo a district court’s grant of summary judgment. Laster v. City of Kalamazoo,
746 F.3d 714, 726 (6th Cir. 2014). Summary judgment is proper “if the movant shows that there
3
In a cat’s paw case, the honest-belief rule might apply to the allegedly biased lower-level decisionmaker;
that is, the defendant might be able to show that the lower-level subordinate was not actually biased by showing that
the lower-level subordinate held an honest belief that justified the adverse action against the plaintiff.
4
In one example of an investigation sufficiently independent to “change the subordinate’s discriminatory
animus from a proximate cause to a cause that is too remote to support cat’s paw liability,” a fire department
supervisor, who was potentially biased, filed charges with the Board of Fire and Police Commissioners, the ultimate
decisionmaker, requesting that the Board terminate a fire department employee. Woods v. City of Berwyn, 803 F.3d
865, 868, 870 (7th Cir. 2015). The Board held a hearing and “heard testimony, opening and closing statements,
viewed exhibits and ruled on objections.” Id. at 868. The Seventh Circuit held that “the hearing broke the chain of
causation because the record shows that the Board did not rely on the facts presented by the presumably biased
[supervisor]. Instead, the Board relied on testimony from [a different fire department employee], who did not harbor
any discriminatory animus.” Id. at 871.
 No. 16-5614 Marshall v. Rawlings Co. Page 14
is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of
law.” FED. R. CIV. P. 56(a). At the summary judgment stage, the court determines whether there
are genuine disputes of material fact that should go to a jury; it does not find facts. See Anderson
v. Liberty Lobby, Inc., 477 U.S. 242, 251–52 (1986). There is a genuine dispute of material fact
if “there is sufficient evidence favoring the nonmoving party for a jury to return a verdict for that
party.” Id. at 249. The party moving for summary judgment carries the initial burden of
showing the absence of a genuine dispute of material fact; if it satisfies that burden, the
nonmoving party must show “specific facts that reveal a genuine issue for trial.” Laster,
746 F.3d at 726 (citing Celotex Corp. v. Catrett, 477 U.S. 317, 324 (1986)); see also FED.
R. CIV. P. 56(c).
In this FMLA retaliation case, where there is no direct evidence of retaliation, we must
apply the McDonnell Douglas burden-shifting framework. At the summary judgment stage, we
must determine whether, within the steps of the McDonnell Douglas framework, there are
genuine disputes of material fact. And, keeping in mind our conclusion about the best way to
proceed in cases implicating both the McDonnell Douglas burden-shifting framework and the
cat’s paw theory of liability, we will begin by analyzing the allegations of FMLA retaliation
against Bradshaw and Elsner. If we determine that Marshall’s allegations against Bradshaw and
Elsner would satisfy the McDonnell Douglas framework, we will analyze Marshall’s cat’s paw
allegations.
Moving to application of the McDonnell Douglas framework to Marshall’s allegations
against Bradshaw and Elsner, we first ask whether Marshall made a prima facie case of FMLA
retaliation. Edgar, 443 F.3d at 508. A plaintiff establishes a prima facie case of FMLA
retaliation by showing that she availed herself of a protected right under the FMLA; her
employer knew she availed herself of her right under the FMLA; she suffered an adverse
employment action; and there was a causal connection between the exercise of her rights under
the FMLA and the adverse employment action. Id.; Seeger v. Cincinnati Bell Tel. Co., LLC, 681
F.3d 274, 283 (6th Cir. 2012). The first three elements are undisputed. There is no dispute that
Marshall took FMLA leave. There is no dispute that Bradshaw and Elsner knew that Marshall
No. 16-5614 Marshall v. Rawlings Co. Page 15
took FMLA leave. There is also no dispute that Marshall suffered two adverse actions, as she
was demoted after her first FMLA leave and fired after her second FMLA leave.
The fourth element is disputed. Marshall alleged that Bradshaw expressed animosity
toward her and that he made inappropriate comments about her FMLA leave, and that Bradshaw
and Elsner were motivated to demote her and then fire her because she took FMLA leave. The
Rawlings Company countered that it did not demote Marshall because she took FMLA leave, but
rather because she was unable to keep up with her workload as a team lead. The record contains
conflicting evidence surrounding Marshall’s performance both before and after her demotion,
showing that she performed well in some areas and poorly in others. R. 37-12 (Estrada Aff. at
¶ 12) (Page ID #435); R. 34-14 (Marshall & Bradshaw Emails) (Page ID #253–58); R. 34-5
(Marshall Dep. at 189–98) (Page ID #231–32); R. 34-18 (Mid-Year Assessment) (Page ID #274–
75). The record does not elucidate the relative importance of these different areas or how
Marshall’s overall performance compares with her co-workers’ performance. And Bradshaw’s
question about whether Marshall planned to take more leave in the same meeting he directed her
to clear the backlog of NR files permits the inference that Bradshaw was displeased with
Marshall’s previous exercise of her FMLA rights. R. 37-1 (Marshall Dep. at 166) (Page ID
#357). In addition, the record also contains conflicting evidence as to why George Rawlings
fired Marshall. R. 34-2 (Plumley Aff. at ¶ 25–26) (Page ID #166); R. 34-20 (Rawlings Aff. at
¶ 14) (Page ID #280); R. 34-5 (Marshall Dep. at 166–78) (Page ID #227–29); R. 37-1 (Marshall
Dep. at 216) (Page ID #363). To determine whether Rawlings fired Marshall in retaliation for
taking FMLA leave or based on a belief that she attempted to deflect criticism of her excessive
breaks by making a false claim of harassment, a trier-of-fact would need to weigh the evidence
and make credibility determinations to decide whether to believe Marshall or her supervisors.
The material facts surrounding why The Rawlings Company demoted and fired Marshall are
disputed and, on this record, a reasonable jury could find a causal connection between Marshall’s
use of FMLA leave and the subsequent adverse actions.
Proceeding to the second step, the burden shifts to The Rawlings Company to articulate a
legitimate nondiscriminatory reason for the adverse employment actions. Edgar, 443 F.3d at
508. Again, The Rawlings Company argues that it demoted Marshall because her performance
No. 16-5614 Marshall v. Rawlings Co. Page 16
was inadequate and fired Marshall because she made a false claim of harassment against
Bradshaw. If true, these are legitimate reasons for The Rawlings Company’s actions.
Marshall responds, however, that her performance was adequate, even exceptional, and
that her complaints against Bradshaw were justified, and thus The Rawlings Company’s
articulated reasons for its actions are pretexts. And, as explained above, it is not clear that
Marshall’s performance in 2012 justified a demotion, or that her allegations against Bradshaw
were false. A trier-of-fact would need to weigh the evidence and make credibility
determinations in order to determine why The Rawlings Company demoted and then fired
Marshall. There are genuine disputes of material facts relevant to whether The Rawlings
Company’s articulated nondiscriminatory reasons for demoting and then firing Marshall were
based in fact, actually motivated the adverse actions, and were sufficient to warrant those
actions. See Donald, 667 F.3d at 762.
Therefore, at each step of the McDonnell Douglas burden-shifting test, there are genuine
disputes of material fact. As far as Marshall’s allegation that Bradshaw and Elsner were biased
against her is concerned, Marshall’s claim survives summary judgment.
We now move to consider cat’s paw liability. Because Bradshaw and Elsner were not the
final decisionmakers, Marshall’s claim survives summary judgment only if there is at least a
genuine dispute of material fact as to whether Bradshaw and Elsner influenced Plumley to
demote Marshall and influenced George Rawlings to fire Marshall.
There is a genuine dispute of material fact as to whether Bradshaw and Elsner influenced
Plumley’s decision to demote Marshall. Bradshaw initially recommended demoting Marshall.
R. 37-2 (Elsner Dep. at 80) (Page ID #398). Although Plumley testified that she “was the final
decision-maker in demoting [Marshall],” R. 34-2 (Plumley Aff. at ¶ 9) (Page ID #165), she did
not clarify what role Bradshaw’s recommendation played in her decision. Plumley stated that
her decision was based on Marshall’s performance, but she did not clarify whether her
information about Marshall’s performance came from Bradshaw or from an independent
investigation, id. at ¶ 12 (Page ID #165), and The Rawlings Company “offers no evidence that
[Plumley] conducted any independent fact gathering,” Sharp, 726 F.3d at 797. In fact, Plumley’s
No. 16-5614 Marshall v. Rawlings Co. Page 17
testimony that she was not familiar at the time with Marshall’s use of FMLA leave, R. 34-2
(Plumley Aff. at ¶ 12), strongly suggests that any investigation Plumley may have conducted was
cursory at best. Further, there is circumstantial evidence that Bradshaw had a significant
influence on Plumley’s decision. Plumley appears to have made the decision shortly after
receiving Bradshaw’s recommendation, which may indicate that she did not independently verify
Bradshaw’s claims about Marshall’s performance. Plumley also had Bradshaw and Elsner
inform Marshall that she was being demoted, which may indicate that she viewed their advice as
integral to her decisionmaking process. There is a genuine dispute of material fact as to whether
Bradshaw and Elsner influenced Plumley’s decision to demote Marshall.
There is also a genuine dispute of material fact as to whether Bradshaw and Elsner
influenced George Rawlings’s decision to fire Marshall. Marshall’s allegation is that Bradshaw
and Elsner influenced Plumley, who in turn influenced George Rawlings, who made the ultimate
decision to fire Marshall. The record provides insufficient information about Bradshaw and
Elsner’s potential influence over Plumley and Plumley’s potential influence over George
Rawlings. The record does reveal that when Plumley met with Marshall, Elsner was also
present. R. 34-2 (Plumley Aff. at ¶ 14) (Page ID #166). The record also suggests that George
Rawlings’s only information about the asserted false claim of harassment came from a meeting
with Plumley, a conversation with Elsner, and a brief, five- to ten-minute meeting with Marshall,
at which he fired Marshall. R. 34-20 (Rawlings Aff. at ¶ 7) (Page ID #279); R. 34-8, (Elsner
Aff. at ¶¶ 11–13) (Page ID #241); R. 37-1 (Marshall Dep. at 8) (Page ID #366). Further, Elsner
testified that Rawlings was considering terminating Marshall even before Rawlings met with her.
R. 34-8, (Elsner Aff. at ¶ 13) (Page ID #241). And there is no indication Plumley or Rawlings
ever bothered to ask Bradshaw about his behavior towards Marshall. On this record, a
reasonable jury could conclude that Plumley and Rawlings did not conduct an adequate
independent investigation—and had no interest in doing so—and merely served as the conduit
for their subordinates’ retaliatory intent.
Therefore, there are genuine disputes of material fact as to whether Bradshaw and Elsner
were biased against Marshall and sought to have her demoted and then fired. There are also
genuine disputes of material fact as to whether Bradshaw and Elsner influenced Plumley and
No. 16-5614 Marshall v. Rawlings Co. Page 18
whether Plumley influenced George Rawlings’s decision to fire Marshall. Because of these
genuine disputes of material fact, the district court erred by granting summary judgment on
Marshall’s claim of FMLA retaliation.
III. ADA DISCRIMINATION
Marshall also argues that The Rawlings Company discriminated against her because of
her mental-health problems, in violation of the ADA.5 The ADA prohibits “‘discriminat[ion]
against a qualified individual on the basis of disability in regard to job application procedures,
the hiring, advancement, or discharge of employees, employee compensation, job training, and
other terms, conditions, and privileges of employment.’” Demyanovich, 747 F.3d at 433 (quoting
42 U.S.C. § 12112(a)). “As with FMLA claims, plaintiffs may prove disability discrimination
using the McDonnell Douglas burden-shifting framework.” Id.
Marshall makes the same arguments to support her ADA discrimination claim as her
FMLA retaliation claim. Marshall testified to her belief that Bradshaw and Elsner were biased
against her because she had mental-health problems. R. 34-5 (Marshall Dep. at 177–78) (Page
ID #229). She argued that, regarding her demotion, Bradshaw and Elsner influenced Plumley.
She argued that, regarding her termination, Bradshaw and Elsner influenced Plumley who, in
turn, influenced George Rawlings.
As with Marshall’s FMLA retaliation claim, there are genuine disputes of material fact
relevant to whether Bradshaw and Elsner were in fact biased against Marshall, and relevant to
whether Bradshaw and Elsner influenced Plumley and George Rawlings’s decisions to take
adverse employment action against her. Because of these genuine disputes of material fact, the
district court erred by granting summary judgment on Marshall’s claim of ADA discrimination.
5
The Rawlings Company argues that Marshall waived this argument, but Marshall’s brief does argue that
Bradshaw and Elsner were biased against her because she took FMLA leave and because of her disabilities. See
Appellant Br. at 34, 37, 39, 41, 44, 49; see also Reply Br. at 4–5. Marshall’s discussion of the ADA and the
differential treatment she received because of her disabilities is sufficient to overcome waiver.
No. 16-5614 Marshall v. Rawlings Co. Page 19
IV. FMLA INTERFERENCE
Marshall also alleged FMLA interference. The district court did not err by granting
summary judgment on Marshall’s claim of FMLA interference. Under the FMLA interference
theory, “[i]f an employer interferes with the FMLA-created right to medical leave or to
reinstatement following the leave, a violation has occurred, regardless of the intent of the
employer.” Seeger, 681 F.3d at 282 (alteration in original) (internal quotation marks omitted).
Interference occurs when an employer “shortchange[s] [an employee’s] leave time, den[ies]
reinstatement, or otherwise interfere[s] with [an employee’s] substantive FMLA rights.” Id. at
283.
It is undisputed that Marshall received all the FMLA leave she requested, including two
longer absences in February 2012 and March 2013 and intermittent days off after March 2013.
R. 37-1 (Marshall Dep. at 113–15) (Page ID #346). It is further undisputed that after her first
longer FMLA leave, she was reinstated to her position as team lead, R. 34-5 (Marshall Dep. at
133–36) (Page ID #225), and after her second longer FMLA leave, she was reinstated to her
position as analyst, R. 37-22 (FMLA Leave Chart) (Page ID #457); R. 37-23 (Elsner Email to
Analysts) (Page ID #458). The Rawlings Company prorated the financial and production
standards Marshall was required to meet to account for the days she was out on FMLA leave. R.
37-2 (Elsner Dep. at 141) (Page ID #412). Moreover, both adverse employment consequences
Marshall faced (demotion and termination) occurred several months after she was initially
reinstated to the position she held before taking leave.
Marshall has not produced any evidence to show that Rawlings failed to provide FMLA
leave or reinstatement after leave. Like the plaintiff in Seeger, she cannot show that her
employer denied any of her rights under the FMLA. Seeger, 681 F.3d at 283. Therefore,
Marshall’s FMLA interference claim fails, and the district court did not err by granting summary
judgment to The Rawlings Company on this claim.
V. INTENTIONAL INFLICTION OF EMOTIONAL DISTRESS
Finally, Marshall alleged intentional infliction of emotional distress under Kentucky state
law. The district court did not err by granting summary judgment on Marshall’s state law claim
No. 16-5614 Marshall v. Rawlings Co. Page 20
of intentional infliction of emotional distress (also referred to outrage or outrageous conduct).
“Kentucky still takes a restrictive/limited approach to the tort of outrageous conduct, which
covers only outrageous and intolerable conduct.” Wathen v. Gen. Elec. Co., 115 F.3d 400, 407
(6th Cir. 1997) (internal quotation marks and citation omitted). In order to prove intentional
infliction of emotional distress “the plaintiff must show that the defendant’s conduct has been so
outrageous in character, and so extreme in degree, as to go beyond all possible bounds of
decency, and to be regarded as atrocious, and utterly intolerable in a civilized community.” Id.
(internal quotation marks and citation omitted); see also Brewer v. Hillard, 15 S.W.3d 1, 6–7
(Ky. Ct. App. 1999).
None of the facts Marshall alleges rise to the level of conduct “so outrageous in character,
and so extreme in degree, as to go beyond all possible bounds of decency.” Wathen, 115 F.3d at
407. Making a snide remark about taking leave, telling an employee she is not doing her job
effectively during a demotion meeting, and creating an awkward situation at lunch are not
actions so extreme that they are “utterly intolerable in a civilized community.” Id.
Because no incident at Marshall’s workplace rose to the level of extreme and outrageous
conduct, the district court did not err by granting summary judgment to The Rawlings Company
on Marshall’s claim of intentional infliction of emotional distress.
VI. CONCLUSION
For the foregoing reasons, we AFFIRM the district court’s judgment in part and
REVERSE in part and REMAND for further proceedings consistent with this opinion.
No. 16-5614 Marshall v. Rawlings Co. Page 21
_______________________________________________________
CONCURRING IN PART AND DISSENTING IN PART
_______________________________________________________
SUTTON, Circuit Judge, concurring in part and dissenting in part. I agree with the Court
that The Rawlings Company did not interfere with Marshall’s FMLA leave and did not
intentionally inflict emotional distress. Marshall received all of the FMLA leave she requested.
And the company’s behavior did not surpass Kentucky’s high bar for bringing a claim for
intentional infliction of emotional distress, which requires extreme and outrageous conduct.
I part ways with the Court on the proper resolution of the ADA discrimination and
FMLA retaliation claims. Under our cases, the “honest belief” rule provides an initial answer to
these claims. See Ferrari v. Ford Motor Co., 826 F.3d 885, 895 (6th Cir. 2016). The two
decisionmakers, Laura Plumley and George Rawlings, believed that Marshall should be
demoted, and eventually fired, because she earned it—as an inefficient employee who falsely
claimed harassment to distract from her poor work ethic. At the pretext stage of the McDonnell
Douglas test, that’s all that’s needed to show that the plaintiff’s claims fail as a matter of law. If
this case turned solely on the application of the honest-belief rule, as I read the Court’s opinion,
all three of us would agree that the employer should prevail.
The Court permits these claims to go to a jury on the ground that the “cat’s paw” theory
overrides the honest-belief rule. I doubt we can sidestep the honest-belief rule so easily. But
even if we could, the “cat’s paw” theory fails on its own terms here. Under the theory, a lower-
level supervisor, motivated by actionable animus, commits actions or makes recommendations to
convince the decisionmaker, oblivious to the discriminatory animus, to take an adverse
employment action against the employee. See Staub v. Proctor Hosp., 562 U.S. 411, 418–19,
423 (2011). The upshot is that the decisionmaker does the dirty work for a retaliating supervisor.
But the lower-level supervisors in our case, Jeff Bradshaw and Mike Elsner, were not
“motivated by discriminatory animus” and “honestly believed” the nondiscriminatory reasons for
the demotion and firing. Ferrari, 826 F.3d at 896 & n.5. Start with the evidence with respect to
Bradshaw, who recommended Marshall’s demotion. After Plumley agreed to demote Marshall,
No. 16-5614 Marshall v. Rawlings Co. Page 22
Bradshaw conveyed that decision to Marshall. Bradshaw’s criticism of Marshall at the demotion
meeting, as Marshall testified at her deposition, was that Marshall “do[es]n’t know what [she’s]
doing, [she’s] completely inefficient. [She] come[s] in here long hours and [she] still can’t get
[her] job done.” R. 37-1 at 27. That reflects an honest belief that Marshall worked too much to
do too little, not that she was skipping too much work for her FMLA leave. And the lunch
confrontation about office morale was over half a year after the demotion and had nothing to do
with Marshall’s FMLA leave or mental health. The relevant law prohibits employers from
retaliating. It does not obligate them to be polite and cheerful (even if that is the better course).
Bradshaw’s allegedly sarcastic question five months after Marshall had returned from her
FMLA leave—“So are you planning on being out any time soon again?”—does not alter this
conclusion. R. 34-5 at 19. Bradshaw and Marshall met to hammer out a timeline to complete
work she could not seem to get done, and Marshall had used vacation and sick time recently. In
context, Bradshaw’s question was just the sort of stray and ambiguous comment that is
insufficient to prove discrimination, which is probably why she didn’t mention it when she first
alleged he had harassed her. See, e.g., Donald v. Sybra, Inc., 667 F.3d 757, 763–64 (6th Cir.
2012); Smith v. Leggett Wire Co., 220 F.3d 752, 760 (6th Cir. 2000); Phelps v. Yale Sec., Inc.,
986 F.2d 1020, 1025–26 (6th Cir. 1993).
Turn to the evidence with respect to Elsner. He also influenced the demotion decision,
and he initiated the inquiry into Bradshaw’s alleged harassment, which led to George Rawlings’
decision to fire Marshall. On September 23, 2013, Elsner and another supervisor noticed that
Marshall and a co-worker were not at their desks most of the day. The supervisors pulled the
phone reports to confirm that Marshall and the co-worker hadn’t been working. When
confronted, the co-worker apologized. But Marshall responded by alleging that Bradshaw had
harassed her at the demotion meeting and lunch. Elsner reported the alleged harassment to
Human Resources. Elsner, Plumley, and Marshall met to discuss the allegation. Plumley
reassured Marshall by saying: “Gloria, you’re not going to get fired.” R. 37-1 at 36. But
Plumley remained unconvinced by Marshall’s allegations and reported the investigation to
George Rawlings, the owner of the company. Rawlings was the one who thought of firing
Marshall, and he did so only after they met to discuss her harassment allegation. Nothing in this
No. 16-5614 Marshall v. Rawlings Co. Page 23
narrative suggests that Elsner had a discriminatory animus toward Marshall. All the evidence
points toward Elsner’s honest belief that the harassment allegation was a false excuse to deflect
attention away from Marshall’s poor work ethic. Even if there could be a cat’s paw of a cat’s
paw, that was assuredly not the role George Rawlings was playing when he suddenly decided to
fire Marshall.
For these reasons, I would affirm Judge Russell’s thoughtful decision across the board.
The Court seeing it otherwise on the FMLA retaliation and ADA discrimination claims,
I respectfully dissent from those parts of its ruling.