William J. Blanford v. LAMMICO, Arch Specialty Insurance Company, Lexington Insurance Co., Ochsner Medical Center-Baton Rouge, Ochsner Clinic Foundation, Walter L. Bringaze, III, M.D., Gregory P. Gaspard, M.D., Claude J. Tellis, M.D., Peter Crawford, N.P., Lei Gao, M.D., Elizab ( 2022 )


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  •                                   STATE OF LOUISIANA
    COURT OF APPEAL
    FIRST CIRCUIT
    2021 CA 0723
    WILLIAM J. BLANFORD
    VERSUS
    LAMMICO, ARCH SPECIALTY INSURANCE COMPANY, LEXINGTON
    INSURANCE CO., OCHSNER MEDICAL CENTER -BATON ROUGE, OCHSNER
    CLINIC FOUNDATION, WALTER L. BRINGAZE, III, M. D., GREGORY P.
    GASPARD, M. D., CLAUDE J. TELLIS, M. D., PETER CRAWFORD, N. P., LEI GAO,
    M. D., ELIZABETH LEJEUNE, N. P., AND VIRASITH RAJAPHO, M. D.
    Judgment Rendered:
    MAR 0 3 2022
    On Appeal from the Nineteenth Judicial District Court
    In and for the Parish of East Baton Rouge
    State of Louisiana
    Docket No. 691211
    Honorable William A. Morvant, Judge Presiding
    Kara H. Samuels                            Counsel for Plaintiff/ 1St Appellant
    Tiffany A. Morales                         William J. Blanford
    New Orleans, Louisiana
    and
    Michael C. Palmintier
    Baton Rouge, Louisiana
    Tara S. Bourgeois                          Counsel for Defendants/ 2nd Appellants
    Jonathan E. Thomas                         Walter L. Bringaze, III, M. D. and LAMMICO
    Nancy B. Roberts
    Baton Rouge, Louisiana
    Don S. McKinney                            Counsel for Defendants/ Appellees
    Erica P. Sensenbrenner                     Ochsner Clinic Foundation, Gregory P.
    New Orleans, Louisiana                     Gaspard, M. D., Claude J. Tellis, M. D.,   and
    Lei Gao, M. D.
    BEFORE:       McCLENDON, WELCH, AND THERIOT, JJ.
    McCLENDON, J.
    William Blanford, plaintiff herein,           appeals a summary judgment dismissing his
    medical malpractice claim against defendants Gregory P.                    Gaspard,     M. D.,        Claude J.
    Tellis, M. D., Lei Gao, M. D., and Ochsner Clinic Foundation, with prejudice. After review,
    we reverse the judgment of the trial court.
    FACTS AND PROCEDURAL HISTORY
    Mr. Blanford was admitted to Ochsner' s Baton Rouge campus on July 16, 2012.
    An echocardiogram the following day revealed that Mr. Blanford was suffering from
    congestive     heart failure.     Mr.    Blanford     underwent aortic valve        replacement ( AVR)
    surgery on July 18, 2012. He was transferred from the ICU to the telemetry unit on July
    20, 2012. However, by July 21, 2012, Mr. Blanford was in acute liver and renal failure.
    He was transferred back to the ICU until July 24, 2012, when he was relocated to
    Ochsner's New Orleans campus to await a liver transplant.
    Mr. Blanford      requested a Medical Review Panel. On August 28, 2019, in a
    unanimous decision, the Medical Review Panel found no evidence that Mr. Blanford' s
    healthcare providers breached the standard of care.
    Mr.    Blanford filed suit on November 25,              2019,   asserting claims of medical
    malpractice against numerous defendants regarding his surgery,                      pre -operative care,
    and post-operative care. Pertinent to this appeal, named as defendants were Walter L.
    Bringaze, III, M. D.,     the cardiothoracic surgeon who performed                  Mr. Blanford' s AVR
    surgery;      LAMMICO,     as   Dr.     Bringaze' s    professional   liability   insurer;    Dr.      Gao,    a
    subspecialist in cardiology; Dr. Gaspard, a subspecialist in gastroenterology; Dr. Tellis, a
    subspecialist in pulmonology; and Ochsner Clinic Foundation ( OCF),                 the employer of Dr.
    Gao, Dr. Gaspard, and Dr. Tellis. l
    Defendants OCF, Dr. Gaspard, Dr. Tellis, and Dr. Gao ( sometimes collectively,
    the Ochsner Defendants")         filed a motion for summary judgment on August 4, 2020.
    1 The other named defendants included Virasith Rajapho, M. D.;           Peter Crawford,     N. P.;    Lexington
    Insurance Co., as the insurer of Dr. Rajapho and Mr. Crawford; East Baton Rouge Medical Center, LLC
    d/ b/ a Ochsner Medical Center -Baton Rouge; Arch Specialty Insurance Company; and Elizabeth Lejeune,
    N. P. These defendants were dismissed by consent judgments dated July 16, 2020, and November 18,
    2020. Both consent judgments explicitly stated that the above- named defendants were dismissed with
    prejudice and that the remaining parties reserved their right to call any or all of the dismissed defendants
    as witnesses at trial and/ or to put on evidence of the dismissed defendants' assessment, care, and
    treatment of Mr. Blanford during the relevant time period.
    2
    The Ochsner Defendants maintained that Mr. Blanford could               not   produce     expert
    testimony to support his claims of medical malpractice against them, and accordingly,
    requested the dismissal of Mr. Blanford' s claims.
    The Ochsner Defendants' motion for summary judgment was originally set for
    hearing on December 7, 2020. However, the hearing was continued to allow time for
    the deposition of Mr. Blanford' s expert witness,       Gregory Ahearn,    M. D.,   a   physician
    board certified in pulmonary medicine, critical care medicine, and neurocritical care.
    Dr. Ahearn' s deposition took place on December 16, 2020. Based on Dr. Ahearn' s
    review of the medical records, Dr. Ahearn testified that Mr. Blanford was likely in multi-
    organ failure prior to the AVR surgery, but his condition was not thoroughly evaluated,
    nor was it medically optimized. Consequently, although Mr. Blanford was at high risk of
    complications post-operatively, the severity of the risk was not appreciated and the
    appropriate level of vigilance was not employed during Mr. Blanford' s post- operative
    care. Dr. Ahearn testified that Mr. Blanford was prematurely discharged from the ICU
    while showing signs of hepatic and renal failure on post- operative day two. Dr. Ahearn
    further opined that Mr. Blanford developed hepatorenal syndrome,              a     complication
    wherein a patient with severe liver disease develops renal failure. Dr. Ahearn testified
    that the failure to diagnose and treat Mr. Blanford' s hepatorenal syndrome was a
    breach of the standard of care that caused Mr. Blanford damages. Despite the fact that
    numerous other physicians and subspecialists were involved in Mr. Blanford' s care both
    pre -operatively and post- operatively, including the Ochsner Defendants, Dr. Ahearn
    declined to find fault with any physician other than Dr. Bringaze. Dr. Ahearn explained
    that this was because Dr. Bringaze, as the surgeon, was "         the driving force," "    in the
    driver' s seat, as the surgeon,"   and "   running the show." Dr. Ahearn explicitly testified
    that, in his opinion, the Ochsner Defendants were not at fault.
    Following Dr. Ahearn' s deposition, Dr. Bringaze and LAMMICO filed a pleading
    captioned " Motion [   in Limine] and Request for Expedited Hearing or, in the Alternative,
    Motion to Continue Hearing on Co -Defendants' Motion for Summary Judgment"
    motion in limine")    on January 8, 2021. The motion in limine asserted that Dr. Bringaze
    3
    and LAMMICO did not oppose the Ochsner Defendants' motion for summary judgment,
    but requested that, should the trial court grant summary judgment:
    in order to properly defend their case, [ Dr. Bringaze and LAMMICO] be
    allowed to put on factual evidence at trial that Dr. Bringaze was not in
    charge of certain aspects of William Blanford' s care of which plaintiff's
    expert, Dr. Ahearn, is or may be critical; and factual evidence regarding
    the Ochsner Defendants'] involvement in the care of William Blanford
    including, but not limited to, witness testimony and/ or any entries in the
    medical records by [ the Ochsner Defendants] regarding the assessment,
    care and treatment provided to William Blanford and/ or any conversations
    that may have taken place between Dr. Bringaze [ and the Ochsner
    Defendants]    concerning the assessment, care and treatment provided to
    William Blanford.
    Mr. Blanford opposed the motion in limine. Mr. Blanford argued that although Dr.
    Bringaze '   insists that he is not opposing the motions filed by his co- defendants,"             he
    nevertheless clearly intends to introduce evidence of their conduct and fault at the trial
    of this case,   in the event that the motion is granted, in violation of Code of Civil
    Procedure article 966G." 2 Following a hearing, the trial court deferred ruling on the
    motion in Amine to the trial on the merits.
    On March 17, 2021, the Ochsner Defendants filed a supplemental memorandum
    in support of their motion for summary judgment,                 together with excerpts of Dr.
    Ahearn' s deposition as additional exhibits. The Ochsner Defendants maintained that Dr.
    Ahearn' s deposition testimony " confirms that the Ochsner Defendants' motion must be
    granted,"    because " Dr. Ahearn had criticisms of non -Ochsner defendant Dr. Bringaze,
    but he confirmed very plainly under oath that he has no criticisms of the Ochsner
    doctors or any other healthcare providers." Thus, the Ochsner Defendants concluded
    that Dr. Ahearn"s testimony "'exonerates" them.
    On March 26,       2021,   Dr.   Bringaze and LAMMICO filed an opposition to the
    Ochsner Defendants' motion for summary judgment in order to maintain a possible
    Z Mr. Blanford also argued that the motion was premature, because the trial court allowed additional
    discovery following Dr. Ahearn' s deposition, but Dr. Ahearn had not had the opportunity to review the
    defendants' responses, such that Mr. Blanford was unable to determine whether he should oppose the
    motion for summary judgment or not.
    0
    defense of comparative fault.3 Dr. Bringaze and LAMMICO argued that genuine issues
    of material fact existed as to whether the Ochsner Defendants negligently failed to
    diagnose and appropriately treat or medically optimize Mr. Blanford' s conditions pre-
    operatively and post-operatively, and whether, if the Ochsner Defendants had timely
    diagnosed and appropriately treated Mr.                    Blanford,     it would    have    changed      their
    recommendations regarding Dr. Bringaze' s treatment of the patient and resulted in the
    chance of a better medical outcome. Dr. Bringaze and LAMMICO pointed out that while
    Dr. Ahearn gave the opinion that Dr. Bringaze alone breached the standard of care
    because he " call[ ed] all the shots in this dynamic," Dr. Ahearn also acknowledged that
    the Ochsner Defendants were " on board" with Mr. Blanford' s care and monitored Mr.
    Blanford' s condition both pre -operatively and post-operatively.
    Also on March 26, 2021, Mr. Blanford filed a "                Motion to Adopt Any Opposition
    and Exhibits Filed by [ Dr. Bringaze and LAMMICO]" ("                  motion to adopt"). The trial court
    granted Mr. Blanford' s motion to adopt on April 6, 2021.
    The Ochsner Defendants' motion for summary judgment was heard on April 12,
    2021. Following the hearing, the trial court granted the Ochsner Defendants' motion for
    summary judgment and dismissed Mr. Blanford' s claims against them with prejudice.
    The written judgment, executed April 15, 2021, provided in pertinent part:
    Based    on the      pleadings,    the    evidence,     and   the   arguments of
    counsel,  and for the reasons stated orally, the Court finds that the
    Ochsner   Defendants' Motion for Summary Judgment shall be and is
    hereby GRANTED. The Court also finds La. C. C. P. Art. 966G does not
    apply to this ruling, as the Court has made no finding that the Ochsner
    Defendants were not negligent, not at fault, or did not cause in whole or
    in part the injury alleged.
    Accordingly, IT IS ORDERED, ADJUDGED AND DECREED that
    Defendants Ochsner Clinic Foundation, Gregory Gaspard, M. D., Claude
    Tellis, M. D., and Lei Gao, M. D. shall be and are hereby DISMISSED WITH
    PREJUDICE but without the application of La. C. C. P. Art. 966G based on
    the Court' s findings.
    3 Dr.   Bringaze and LAMMICO' s opposition       first noted   their objection to the Ochsner Defendants'
    supplemental memorandum        and   exhibits, as the supplemental      memorandum and exhibits were not
    proper or timely under LSA- C. C. P. art. 966( B) or Uniform Rules for District Courts, Rule 9. 10. Further, the
    supplemental memorandum and exhibits were not concurrently served on Dr. Bringaze and LAMMICO as
    required by Uniform Rules for District Courts, Rule 9. 9. However, because Dr. Bringaze and LAMMICO
    offered the entirety of Dr. Ahearn' s deposition in support of their opposition, they later withdrew their
    objection.
    5
    Mr. Blanford has appealed the April 15, 2021 judgment. On appeal, Mr. Blanford
    maintains that the trial court erred in granting the Ochsner Defendants' motion for
    summary judgment because the motion was opposed by expert medical testimony
    offered by Dr. Bringaze, which Mr. Blanford timely adopted. Alternatively, in the event
    this Court finds that the trial court properly granted the Ocshner Defendants' motion for
    summary judgment, Mr. Blanford argues that the trial court erred in ruling that LSA-
    C. C. P. art. 966( G) was inapplicable.
    Dr. Bringaze and           LAMMICO also appealed the April            15, 2021 judgment. Dr.
    Bringaze and LAMMICO first maintain that in the event this Court upholds the trial
    court's grant of the Ochsner Defendants' motion for summary judgment on appeal, Dr.
    Bringaze and LAMMICO have no objection to the trial court's ruling that LSA- C. C. P, art.
    966( G) was not applicable to the dismissal of the Ochsner Defendants. However, in the
    event this Court reverses the trial court's judgment as it pertains to the applicability of
    LSA- C. C. P. art. 966( G), Dr. Bringaze and LAMMICO contend that the trial court erred in
    granting the motion for summary judgment because genuine issues of material fact
    exist. Specifically, Dr. Bringaze and LAMMICO maintain that the trial court failed to
    properly consider Dr.              Bringaze' s   affidavit,   and/ or improperly weighed conflicting
    evidence in contravention of LSA- C. C. P. art. 966.
    SUMMARY JUDGMENT
    Appellate courts review summary judgments de novo, using the same criteria
    that   govern       the   trial    court' s   determination     of   whether    summary       judgment   is
    appropriate. Jones v. Baton Rouge General Medical Center -Bluebonnet, 2020-
    1250 (   La. App. 1 Cir. 6/ 4/ 21), 
    327 So. 3d 512
    , 516. After an opportunity for adequate
    discovery,    a     motion        for   summary judgment          shall   be   granted   if   the   motion,
    memorandum, and supporting documents show that there is no genuine issue as to
    material fact and that the mover is entitled to judgment as a matter of law. LSA- C. C. P.
    art. 966( A)( 3).
    The burden of proof to establish that no material factual issues exist is on the
    mover. However, if the mover will not bear the burden of proof at trial, the mover is not
    required to negate all essential elements of the adverse parry' s claim. Rather, the
    0
    mover must point out to the trial court that there is an absence of factual support for
    one or more elements essential to the adverse party's claim. Thereafter, the burden is
    on the adverse parry to produce factual support sufficient to establish the existence of a
    genuine issue of material fact or that the mover is not entitled to judgment as a matter
    of law. See LSA- C. C. P. art. 966( D)( 1);           Mariakis v. North Oaks Health System,
    2018- 0165 (    La. App. 1 Cir. 9/ 21/ 18), 
    258 So. 3d 88
    , 93. If the adverse party fails to do
    so, there is no genuine issue of material fact and summary judgment will be granted.
    McCoy v. Manor, 2018- 1228 ( La. App. 1 Cir. 5/ 9/ 19), 
    277 So. 3d 344
    , 347.
    A genuine issue of material fact is one as to which reasonable persons could
    disagree; if reasonable persons could reach only one conclusion, there is no need for
    trial on that issue and summary judgment is appropriate.                     Marks v. Schultz, 2020-
    0197 (   La. App. 1 Cir. 12/ 10/ 20), 
    316 So. 3d 534
    , 538. Material facts are those that
    potentially insure or preclude recovery, affect the litigant's success, or determine the
    outcome of a legal dispute. Jenkins v. Hernandez, 2019- 0874 ( La. App. 1 Cir. 6/ 3/ 20),
    
    305 So. 3d 365
    , 371, writ denied, 2020- 00835 ( La. 10/ 20/ 20), 
    303 So. 3d 315
    . Because it
    is the applicable substantive law that determines materiality, whether a particular fact in
    dispute is material can be seen only in light of the substantive law applicable to the
    case. Galliano v. CB &           I, LLC, 2018- 0844 (      La. App. 1 Cir. 4/ 10/ 19), 
    275 So. 3d 906
    ,
    M
    MEDICAL MALPRACTICE
    The substantive law at issue in this appeal is the law governing medical
    malpractice. To establish a claim for medical malpractice, a plaintiff must prove the
    following by a preponderance of the evidence: (                 1)   the standard of care applicable to
    the defendant; ( 2) the defendant breached that standard of care; and ( 3) there was a
    causal connection between the breach and the resulting injury. LSA- R. S. 9: 2794( A) 4;
    4 Louisiana Revised Statutes 9: 2794 provides, in part, that:
    A. In a malpractice action based on the negligence of a physician ...,      the plaintiff shall
    have the burden of proving:
    1) The degree of knowledge or skill possessed or the degree of care ordinarily exercised
    by physicians, ... licensed to practice in the state of Louisiana and actively practicing in a
    similar community or locale and under similar circumstances; and where the defendant
    practices in a particular specialty and where the alleged acts of medical negligence raise
    issues peculiar to the particular medical specialty involved, then the plaintiff has the
    burden of proving the degree of care ordinarily practiced by physicians, ... within the
    7
    Vanner v. Lakewood Quarters Retirement Community, 2012- 1828 ( La. App. 1 Cir.
    6/ 7/ 13),   
    120 So. 3d 752
    , 755.      Expert testimony is generally required to establish the
    applicable standard of care and whether that standard of care was breached, except
    where the negligence is so obvious that a lay person can infer negligence without the
    guidance of expert testimony. Williams v. Our Lady of Lake Hospital, Inc.,                             2009-
    0267 ( La.App. 1 Cir. 9/ 11/ 09), 
    22 So. 3d 997
    , 999.
    DISCUSSION
    As set forth above, the Ochsner Defendants sought summary judgment on the
    basis that Mr.       Blanford would not be able to produce expert medical testimony in
    support of the claims asserted against them. As the movers, the Ochsner Defendants
    have the initial burden of proving their entitlement to summary judgment as a matter of
    law. See LSA- C. C. P. art. 966( D)( 1). However, because the Ochsner Defendants will not
    bear the burden of proof at trial, they are under no burden to disprove medical
    malpractice.      Rather,   the Ochsner Defendants need only point out that Mr.                   Blanford
    cannot support his burden of proof at trial to demonstrate medical malpractice. Should
    the Ochsner Defendants make a prima facie showing that their motion should be
    granted,       the burden would then shift to Mr. Blanford to produce factual support
    sufficient to establish the existence of a genuine issue of material fact or that the
    Ochsner Defendants are not entitled to judgment as a matter of law. LSA- C. C. P. art.
    966( D)( 1);     see Mariakis, 258 So. 3d at 94.
    In support of their motion, the Ochsner Defendants initially offered Mr. Blanford' s
    Medical Review Panel requests5 and the Medical Review Panel opinion unanimously
    finding no breach of the standard of care by any of Mr. Blanford' s treating healthcare
    providers. 6 Following Dr. Ahearn' s deposition, the Oschner Defendants supplemented
    involved medical specialty.
    2) That the defendant either lacked this degree of knowledge or skill or failed to use
    reasonable care and diligence, along with his best judgment in the application of that
    skill.
    3) That as a proximate result of this lack of knowledge or skill or the failure to exercise
    this degree of care the plaintiff suffered injuries that would not otherwise have been
    incurred.
    5 Mr. Blanford amended and supplemented his original request for a Medical Review Panel several times.
    6 The Ochsner Defendants also submitted Mr. Blanford' s petition for damages and discovery requests the
    Ochsner Defendants propounded to Mr. Blanford, though without Mr. Blanford' s responses to same.
    their submission with an excerpt from the deposition transcript. The excerpt included
    Dr. Ahearn' s explicit testimony that he did not have any criticisms of Dr.                Gao, Dr.
    Gaspard, or Dr.      Tellis regarding the decision to offer surgery to Mr.            Blanford,   Mr.
    Blanford' s pre -operative care, or the decision to transfer Mr. Blanford out of the ICU.
    Dr. Ahearn further testified that he did not have any criticisms of any physicians or
    other health care providers in            Mr. Blanford' s care and treatment, other than Dr.
    Bringaze. Thus, the Ochsner Defendants pointed out the absence of factual support
    necessary to establish elements of Mr. Blanford' s claim, specifically the applicable
    standard of care and whether that standard of care was breached.
    Accordingly, the burden then shifted to Mr. Blanford to produce factual support
    sufficient to establish the existence of a genuine issue of material fact or that the
    Ochsner Defendants were not entitled to judgment as a matter of law. LSA- C. C. P. art.
    966( D)( 1);   see Mariakis, 258 So. 3d at 94. As noted above, Mr. Blanford did not file an
    opposition to the Ochsner Defendants' motion for summary judgment, but he adopted
    the opposition filed by Dr. Bringaze and LAMMICO.                   In support of Dr. Bringaze and
    LAMMICO' s opposition, they offered Dr. Bringaze' s affidavit; the entirety of Dr. Ahearn' s
    deposition and the exhibits attached thereto, including Dr. Ahearn' s expert report,
    verified by Dr. Ahearn' s affidavit; excerpts of Mr. Blanford' s medical records; and Mr.
    Blanford' s July 16, 2020 responses to the Ochsner Defendants' discovery requests,
    wherein Mr. Blanford had originally produced Dr. Ahearn' s expert report.
    While the Ocshner Defendants offered an excerpt of Dr. Ahearn' s deposition
    testimony, Appellants offered Dr. Ahearn' s deposition testimony in its entirety, together
    with Dr. Ahearn' s affidavit. In forming his opinion of Mr. Blanford' s care,            Dr. Ahearn
    reviewed the medical review panel opinion and reasons, Mr. Blanford' s submission of
    evidence, the defendants' submissions of evidence, and Mr. Blanford' s medical records.
    Dr.   Ahearn' s extensive testimony primarily addressed his assessment of the pre-
    operative and post- operative care rendered to Mr. Blanford.'
    Regarding the July 18, 2012 AVR surgery, Dr. Ahearn testified that he had no opinion about either Dr.
    Bringaze' s technical performance or Mr. Blanford' s intraoperative treatment.
    X
    Regarding Mr.           Blanford' s pre -operative care, Dr. Ahearn testified that several
    warning flags in Mr. Blanford' s medical records indicated that Mr. Blanford was suffering
    from multi- organ failure, which placed him at an extraordinarily high risk for "                   renal
    failure, prolonged respiratory failure, liver failure, encephalopathy...              infections, wound
    infections, [ and] hospital- acquired infections." Given these circumstances, Dr. Ahearn
    was critical of the pre -operative assessment, referring to it as a " paltry"                assessment
    consisting of an insufficient pre -operative investigation and "                 no   optimization."   He
    attested   that,    in   his    opinion,   Dr.   Bringaze "   grossly underestimated his patient's
    operative risk and failed to recognize, investigate, and treat the brewing storm that was
    evident pre -operatively and was obvious immediately post[ -operatively]."
    With respect to whether the care rendered to Mr. Blanford pre -operatively
    breached the standard, Dr. Ahearn' s testimony was less than clear. At one point during
    his deposition, Dr. Ahearn testified that the lack of investigation and optimization was a
    breach of the standard of care. When asked, "[ B] y whom?" Dr. Ahearn ascribed the
    fault to Dr. Bringaze as the " driving force," responsible for performing heart surgery on
    Mr. Blanford "     without really understanding the basis for his underlying abnormalities,"
    which led to a failure to exercise the appropriate level of vigilance post-operatively.
    However, when later asked whether it was a breach of the standard of care not to delay
    the surgery in an effort to optimize Mr. Blanford' s physiology prior to surgery, Dr.
    Ahearn testified that he didn' t believe it was " necessarily" or "           strictly" a breach of the
    standard of care " to take [ Mr. Blanford]          urgently to the operating room with[ out]...        a
    more detailed evaluation," though under those circumstances, "                 post[ -] operatively... you
    need to be extra careful in the intensive care unit, because things may unravel..."                    Dr.
    Ahearn stated that he would defer to Dr. Bringaze' s judgment with respect to whether
    to proceed with the AVR surgery without further assessment, "                    but what [ he]    would
    object to is that [ Dr. Bringaze] elected to take a big risk up front, but didn' t really play
    good defense on the back end of the surgery...            post[-]   operatively."'
    10
    Dr. Ahearn also testified that the alleged failure to diagnose Mr. Blanford with
    cardiac cirrhosis$      pre -operatively was a breach of the standard of care. When asked
    which medical specialists would have been involved in working up the patient for
    cardiac cirrhosis, Dr. Ahearn responded "[             c] ardiology and hepatology."          However, when
    asked to whom he attributed this breach, Dr. Ahearn again identified Dr. Bringaze as
    the "'driving force," taking Mr. Blanford into surgery without recognizing significant liver
    disease and the impact the condition would have on Mr. Blanford' s operative risks and
    post- operative care.
    With respect to Mr. Blanford' s post- operative care, Dr. Ahearn testified that on
    post-operative day 2, July 20, 2012, Mr. Blanford' s kidney function, liver function, and
    heart function were all deteriorating. In addition, Mr. Blanford was experiencing fevers
    that " no one really under[ stood]."           Dr. Ahearn believed that Mr. Blanford was in liver
    failure "' immediately      post[ -]operatively"     and was "     developing multi- organ failure right
    under their nose."        Under these circumstances, it was Dr. Ahearn' s opinion that the
    order to transfer Mr. Blanford from the ICU, which was given by Dr. Bringaze on July
    20, 2012, was premature. By post-operative day 3, July 21, 2012, Mr. Blanford " was in
    fulminant complete liver failure and renal failure" with a poor prognosis.
    Dr. Ahearn' s assessment of Mr. Blanford' s condition post-operatively was that
    more likely than not, Mr. Blanford had developed hepatorenal syndrome, "                             a dreaded
    complication of severe liver disease [ that] carries a grim prognosis... a patient with liver
    disease develops renal failure that is often refractory to treatment."                   Dr. Ahearn testified
    that the failure to treat Mr. Blanford for hepatorenal syndrome post-operatively was a
    breach of the standard of care. Dr. Ahearn explained that in his practice, critical care
    would manage hepatorenal syndrome, so while he " would have no expectation that [ Dr.
    Bringaze] actually treat the hepatorenal syndrome," he felt that "[ Dr.                     Bringaze needed]
    to be cognizant of it...     and the risk it imparts on his surgery... he needs to recognize the
    possibility of it."
    Throughout his deposition, and in his affidavit, Dr. Ahearn consistently opined
    that Dr. Bringaze alone was responsible for any breach in the standard of care rendered
    8 Dr. Ahearn explained that in cardiac cirrhosis, the "[ h] eart failure directly causes the cirrhosis."
    11
    to Mr. Blanford.   He maintained this position while simultaneously acknowledging that
    the medical records documented that Mr. Blanford was seen by all three of the Ochsner
    Defendants on the day prior to surgery, that the Ochsner Defendants were aware of Mr.
    Blanford' s condition pre -operatively, and that Mr. Blanford was seen by all three of the
    Ochsner Defendants post- operatively. Pre -operatively,        Dr. Gaspard saw Mr. Blanford
    twice on July 17, 1012, and was following him for hepatic congestion; Dr. Gao saw Mr.
    Blanford on July 17, 2012, diagnosed valvular disease, and consulted with Dr.
    Bringaze's medical group for the AVR surgery; and Dr. Tellis saw Mr. Blanford on July
    17, 2012, and was on board and aware that Mr. Blanford had elevated liver enzymes
    possibly related to hepatitic congestion. Post-operatively, the medical records include
    notes dated July 18 and 19, 2012, from pulmonology, though the notes were otherwise
    illegible; notes dated July 19, 20, and 21, 2012, from Dr. Gao in cardiology; and orders
    dated July 19, 20, and 21, 2012, from Dr. Gaspard in gastroenterology. When asked
    whether these physicians were aware of and monitoring Mr. Blanford' s liver and kidney
    function, Dr. Ahearn responded affirmatively, and also stated, "[ w] ell, so every hospital
    and ICU has its own culture, who manages what."
    Relative to this motion for summary judgment, Dr. Ahearn repeatedly expressed
    his opinion that Dr. Bringaze was the physician at fault. Dr. Ahearn specifically stated:
    I think Dr. Bringaze was the mover and the shaker. Dr. Bringaze wrote
    all the orders for the fluids. Dr. Bringaze managed the pressures. Dr.
    Bringaze managed the ventilator, and Dr. Bringaze made the decision to
    transfer him out of the intensive care unit, and also, he' s the one who
    decided to do the surgery. You know, by the time these doctors are
    brought to the table, especially the nephrologist, the proverbial cat is out
    of the bag. It's too late.
    With respect to the roles the Ochsner Defendants and other healthcare providers
    played in the care rendered to Mr. Blanford, Dr. Ahearn stated, "[ t] he dynamic of the
    physicians there is that Dr. Bringaze is the mover and --        you know, thoracic surgery
    calls all the shots in this dynamic. The rest of those physicians are fairly useless,
    honestly." Dr. Ahearn also testified that in his opinion, " nobody else on his medical
    team is going to say,     no...   you can' t go to surgery because of his liver disease."
    However, Dr. Ahearn admitted that he, as a critical care medicine physician, '[       could]
    tell a surgeon that it' s contraindicated to go to surgery."
    12
    Additionally, Dr. Ahearn criticized Dr. Bringaze for not soliciting advice from other
    consulting physicians. However, he also opined that:
    None of the other clinicians that are involved in this case really carry --
    really have the expertise to manage the patient in the intensive care unit
    and to deal with these issues...            post[ -] operatively...   [ T] he hospitalist is not
    going to manage the patient post[ -] operatively. The gastroenterologist is,
    you    know,   he's just thinking about why his liver function tests are
    elevated.    He' s not going to manage the complex hemodynamic issues.
    The cardiologists are,        they' re sort of -- you know, [ managing complex
    multi- organ failure is] just not their expertise.
    Dr. Bringaze' s affidavit, offered in support of the opposition to the Ochsner
    Defendants'      motion    for    summary judgment, squarely contradicted                      Dr.   Ahearn' s
    testimony that Dr. Bringaze was solely responsible for the patient care and decisions
    that Dr. Ahearn identified as breaches in the standard of care. Dr. Bringaze's testimony
    was based on his knowledge and experience as a cardiothoracic surgeon. Dr. Bringaze
    attested, in pertinent part:
    As a consulted cardiothoracic surgeon, I was not called upon to participate
    in    nor was I responsible for diagnosing, treating, and/ or medically
    optimizing Mr. Blanford' s underlying cardiac, hepatic, or renal conditions
    upon his admission to [ Ochsner -Baton Rouge] or at any time prior to AVR
    surgery on July 18, 2012. In conformity with the purpose and expected
    scope of my cardiothoracic surgery consultation, I did not participate in
    these aspects of [ Mr. Blanford' s] pre -operative care.
    As a consulted cardiothoracic surgeon, I was not called upon to participate
    nor    was   I     responsible     for
    diagnosing, treating[,] and/ or medically
    optimizing Mr. Blanford for heart failure, liver failure or liver dysfunction,
    kidney failure or kidney dysfunction, hepatorenal syndrome, or cardiac
    cirrhosis of the liver after he was admitted to [ Ochsner -Baton Rouge] and
    prior to his AVR surgery on July 18, 2012. In conformity with the purpose
    and expected scope of my cardiothoracic surgery consultation, I did not
    participate in these aspects of Mr. Blanford' s pre -operative care.
    As a consulted cardiothoracic surgeon, I was not called upon to participate
    nor was I responsible for diagnosing, treating, and/ or medically optimizing
    Mr. Blanford' s liver or kidney function or any alleged liver or kidney failure,
    cardiac    cirrhosis      of the   liver,    hepatorenal      syndrome,       and/ or   hepatic
    encephalopathy post- operatively while Mr. Blanford was in the ICU and/ or
    on the telemetry floor. In conformity with the purpose and expected
    scope of my cardiothoracic surgery consultation, I did not participate in
    these aspects of Mr. Blanford' s care.
    If there was a negligent failure to timely diagnose and/ or appropriately
    treat or medically optimize Mr. Blanford for heart failure, cardiac cirrhosis
    of the liver, significant liver disease, liver dysfunction or liver failure,
    kidney dysfunction or kidney failure, and/ or hepatorenal syndrome prior to
    AVR surgery on July 18, 2012, it would have been the responsibility of the
    internal medicine specialists and subspecialists evaluating and treating the
    patient in the pre -operative period, including Dr. Tellis, Dr. Gaspard, [                and]
    13
    Dr. Gao... to diagnose and treat or medically optimize these conditions
    prior to surgery.
    If, as Dr. Ahearn has testified in his deposition, it was a breach of the
    standard of care to fail to timely diagnose and/ or appropriately test or
    medically optimize Mr. Blanford for heart failure, cardiac cirrhosis of the
    liver, significant liver disease, liver dysfunction or liver failure, kidney
    dysfunction or kidney failure, and/ or hepatorenal syndrome prior to AVR
    surgery on July 18, 2012, then the internal medicine specialists and
    subspecialists evaluating and treating the patient in the pre -operative
    period, including Dr. Tellis, Dr. Gaspard, and Dr. Gao, were negligent.
    If, as Dr. Ahearn has testified in his deposition, it was a breach of the
    standard of care to fail to timely diagnose and/ or appropriately treat Mr.
    Blanford for liver failure and kidney failure or hepatorenal syndrome in the
    post-operative period and to prematurely transfer the patient out of the
    ICU with these conditions, then the internal      medicine specialists and
    subspecialists evaluating and treating the patient [ in the ICU], including
    Dr. Tellis, Dr. Gaspard, and Dr. Gao, were negligent.
    On appeal, Dr. Bringaze, LAMMICO, and Mr. Blanford contend that the trial court
    erred in granting the Ochsner Defendants' motion for summary judgment because
    genuine issues of material fact exist. Having conducted a thorough de novo review of
    the record before us, we agree. Dr. Ahearn' s deposition testimony set forth breaches in
    the standard of care regarding Mr. Blanford' s pre -operative care, transfer from the ICU,
    and post-operative care. While Dr. Ahearn ascribed all responsibility and fault for these
    breaches to Dr. Bringaze, he repeatedly stated that the reason he found Dr. Bringaze at
    fault was     because   Dr.    Bringaze was the physician in charge of and ultimately
    responsible for Mr. Blanford' s care. However, Dr. Bringaze' s affidavit provided expert
    testimony that disputed Dr. Ahearn' s testimony regarding which physicians bore the
    actual   responsibility for investigating and optimizing        Mr.   Blanford' s   pre -operative
    condition and diagnosing and treating Mr. Blanford' s post- operative condition. Further,
    Dr.   Bringaze's testimony disputed Dr.     Ahearn' s opinion    that Dr.    Bringaze was the
    physician at fault in the breaches in the standard of care that Dr. Ahearn identified.
    Thus, a genuine issue of material fact remains,         and summary judgment was not
    appropriate.    Further,     having found that the summary judgment was improperly
    granted, we pretermit consideration of the remaining assignments of error.
    14
    CONCLUSION
    For the foregoing reasons, we reverse the April 15, 2021 judgment of the trial
    court granting summary judgment in favor of Lei Gao, M. D., Gregory P. Gaspard, M. D.,
    Claude    1.   Tellis,   M. D.,   and   Ochsner   Clinic   Foundation,   and dismissing them as
    defendants in this case. Costs of this appeal are assessed equally to Lei Gao,              M. D.,
    Gregory P. Gaspard, M. D.,        Claude J. Tellis, M. D., and Ochsner Clinic Foundation.
    REVERSED.
    15
    

Document Info

Docket Number: 2021CA0723

Filed Date: 3/3/2022

Precedential Status: Precedential

Modified Date: 3/3/2022