State v. Alex , 2017 Ohio 8527 ( 2017 )

[Cite as State v. Alex, 2017-Ohio-8527.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
ASHTABULA COUNTY, OHIO
STATE OF OHIO, : OPINION
Plaintiff-Appellee, :
CASE NO. 2016-A-0055
- vs - :
LARRY E. ALEX, :
Defendant-Appellant. :
Criminal Appeal from the Ashtabula County Court of Common Pleas.
Case No. 2015 CR 00315.
Judgment: Affirmed.
Nicholas A. Iarocci, Ashtabula County Prosecutor, and Shelley M. Pratt, Assistant
Prosecutor, Ashtabula County Courthouse, 25 West Jefferson Street, Jefferson, OH
44047-1092 (For Plaintiff-Appellee).
Michael A. Hiener, P.O. Box 1, Jefferson, OH 44047 (For Defendant-Appellant).
TIMOTHY P. CANNON, J.
{¶1} Appellant, Larry E. Alex, appeals from the August 25, 2016 judgment entry
of sentence and judgment on the verdict of the Ashtabula County Court of Common Pleas.
Appellant was found guilty by jury verdict of Gross Sexual Imposition, a third-degree
felony in violation of R.C. 2907.05(A)(4). For the following reasons, the judgment of the
trial court is affirmed.
Procedural History
{¶2} On July 17, 2015, appellant was charged with one count of Gross Sexual
Imposition, a third-degree felony in violation of R.C. 2907.05(A)(4) (Count 1) and two
counts of Gross Sexual Imposition, fourth-degree felonies in violation of R.C.
2907.05(A)(1) (Counts 2 & 3). The charges stemmed from appellant’s alleged conduct
with his minor daughter, B.A., from May 16, 2012, through May 15, 2014; January 1
through December 31, 2014; and January 20 through January 21, 2015.
{¶3} The matter proceeded to jury trial on August 23, 2016, and the jury entered
its verdict on August 24, 2016, finding appellant guilty on Count 1 and not guilty on Counts
2 & 3.
{¶4} On August 25, 2016, the trial court entered its judgment on the verdict and
sentenced appellant to serve a term of 60 months in prison on Count 1, with nine days of
jail-time credit granted. He was classified as a Tier II Sex Offender and ordered to pay
all court costs. The court also informed appellant he would be subject to a mandatory
five-year period of post-release control following his release from prison.
{¶5} Appellant filed a timely notice of appeal on September 20, 2016.
Trial Testimony
{¶6} B.A. was 15 years old at the time of trial. She testified to multiple incidents
that occurred, starting when she was 11 years old, during which appellant touched her
inappropriately. At some point, according to her testimony, B.A. began sleeping with
appellant in his bed because he was “having little strokes at night where he couldn’t
breathe” and she was worried about him. B.A. testified that appellant once restrained her
to his bed with black leather straps and put his mouth on her breasts; he once restrained
2
her with ropes attached to eye bolts in the basement ceiling and touched her vagina; and
he had grabbed her buttocks and breasts on multiple occasions. Shortly after the last
incident, wherein appellant had grabbed her buttocks and breast, B.A. was grounded for
calling appellant a “bastard.”
{¶7} On January 23, 2015, about a week after the last incident, B.A. told a
counselor at her school about appellant’s behavior towards her.
{¶8} B.A. was later interviewed by Ann Lynch, a forensic interviewer from
Ashtabula County Children Services. B.A. explained she had not told Ms. Lynch
everything she testified to at trial because, at the time, she was “scared [that her dad]
would get mad at [her] for telling.”
{¶9} On cross-examination, defense counsel questioned B.A. about her
interview with Ms. Lynch:
Defense Counsel: Okay. You remember meeting with Miss Lynch,
correct?
B.A.: Yes.
Defense Counsel: And she interviewed you in January 2015?
B.A.: Yes.
Defense Counsel: Did you, at the beginning of that interview, agree
to a couple ground rules for the interview, that you would tell the truth;
if you didn’t know a question, you would say you didn’t know; that
type of thing?
B.A.: Yes.
Defense Counsel: Do you remember telling Miss Lynch that you
couldn’t say when these things happened. But that they had
stopped?
B.A.: I remember that.
3
Defense Counsel: And was that the truth?
B.A.: Yes. They were stopping.
Defense Counsel: Do you remember telling her you didn’t know how
old you were the first time it happened?
B.A.: Yes.
Defense Counsel: And what happened between then and now that
now you know how old you were?
B.A.: That day I didn’t - - I didn’t tell her the whole truth, because I
was afraid of getting in trouble for it.
Defense Counsel: Okay. And what you’re saying is that now you’re
telling the whole truth?
B.A.: Yes.
***
Defense Counsel: Okay. Do you remember telling Miss Lynch - - I
believe [the prosecutor] asked you about this earlier - - do you
remember telling her you weren’t sleeping in your room because of
a spider?
B.A.: Yes.
Defense Counsel: And is that true?
B.A.: Yes.
Defense Counsel: You weren’t sleeping in your room because there
was a spider in it?
B.A.: Yes. That’s part of the reason.
{¶10} Detective Michael Rose, a detective with a 13-year career investigating
sexual assaults involving minors and serious physical abuse, testified that he investigated
the allegations against appellant and had observed B.A’s interview with Ms. Lynch.
4
{¶11} Detective Rose testified that appellant was interviewed on April 6, 2015, at
the Ashtabula County Sheriff’s Office; Special Agent Lance Fragomeli conducted most of
the interview, while Detective Rose observed. Detective Rose testified appellant was told
there was “some inappropriate touching that had occurred by him” to B.A.’s breasts,
vagina, and buttocks.
{¶12} In the interview, appellant admitted to helping B.A. bathe on a couple of
occasions and to applying Vick’s VapoRub to her chest with his hand. Appellant also
recalled there were times when B.A. climbed into his bed; sometimes he would wake up
with his hand on her breast, with his hand across her stomach, or with his hand between
her thighs. Appellant described that when B.A. climbed into his bed she was “scantily
dressed” or, on a couple of occasions, naked. Appellant stated he began sleeping in his
recliner because of his breathing issues and to keep B.A. from climbing into his bed.
Appellant also told B.A. to stop coming into his bed because if anyone found out they
would get the wrong idea.
{¶13} During the interview, appellant also described his sexual preferences.
Appellant described situations with other consenting adults where they would tie each
other up in appellant’s basement or in his bedroom, using black straps and eye bolts
located in the basement ceiling. Appellant never admitted to engaging in that behavior
with children or non-consenting adults. Detective Rose testified appellant’s description
of tying up consenting adults was consistent with what B.A. had stated about being tied
up by appellant during her forensic interview.
{¶14} Following the interview, appellant allowed Detective Rose to enter his home
and take pictures. Detective Rose testified he observed the eye bolts in the ceiling
5
beams, and appellant gave a demonstration of how he used the black straps and eye
bolts to tie up consenting adults in the basement.
{¶15} Appellant testified on his own behalf. Appellant testified that he had custody
of his daughter from August 2012 until January 23, 2015, when he learned of the
allegations B.A. had made against him. He was shocked when he received a call from
Children Services informing him of the allegations because “it didn’t happen, A. B, they
said there was inappropriate touching.” Appellant testified he had touched B.A.’s breasts
“[d]uring bathing, when I applied Vick’s when she was crouping and everything.”
Appellant explained he began bathing B.A. after he “got a call from the school that she
was coming to school stinking * * * I did not want to get Children’s Services involved,
because the fact there was no reason for it other than my daughter refused to bathe
herself.” Prior to bathing B.A. himself, he tried to get his home health aide to help, but
the home health aide refused.
{¶16} Appellant testified there were times when B.A. would sleep in his bed.
Appellant woke up on a couple occasions with his hand laid across her; one time he woke
up with his hand against the edge of her breast and another time with his hand at the
lower part of her stomach. Appellant testified this was the only contact he had with B.A.’s
private parts. When sleeping in his bed started to become a habit, appellant tried to get
B.A. to sleep on the couch or in her own bedroom. Appellant testified that when B.A. did
not stop, he moved out of his bedroom and began sleeping in his recliner in the kitchen.
{¶17} Appellant testified that he had engaged in unconventional sex with
consenting adults. Appellant denied engaging in that behavior with non-consenting adults
or with children. Appellant testified that he owns items that can be used for sex, and there
6
was a time when B.A. found those items. Appellant testified he has a “very open
relationship with his daughter,” and when she asked him about the items he did not lie to
her with regard to what they were. Appellant denied using those items with B.A.
{¶18} On January 22, 2015, appellant had grounded B.A. for the weekend
because she was not cleaning her room. Appellant testified that B.A. started screaming
and slamming things in response to being grounded.
Victim Credibility
{¶19} Appellant’s first assignment of error on appeal relates to Detective Rose’s
testimony:
{¶20} “The trial court erred to the prejudice of Appellant when it allowed Detective
Rose [to] vouch for the credibility of the alleged victim [B.A.].”
{¶21} Appellant takes issue with the following testimony on direct examination of
Detective Rose:
Prosecutor: Okay. The - - you were here during the course of
[B.A.]’s testimony; is that correct?
Detective Rose: Yes, sir.
Prosecutor: And you were present during the forensic exam of [B.A.]
on January 28, 2015?
Detective Rose: Yes, sir.
Prosecutor: And through your investigation and the being present
during her initial interview, was she inconsistent with what she
stated?
Detective Rose: The major facts of what she stated are basically the
same. There are some differences. We’re talking about, of course,
a large time frame difference between the interview and yesterday,
but the major parts were very consistent.
7
{¶22} Because defense counsel did not object to Detective Rose’s testimony at
trial, appellant has forfeited all but plain error review on appeal. State v. Guyton, 11th
Dist. Ashtabula No. 2016-A-0023, 2016-Ohio-8110, ¶24, citing State v. Lang, 129 Ohio
St.3d 512, 2011-Ohio-4215, ¶108.
{¶23} Pursuant to Crim.R. 52(B), to support a finding of plain error there must be:
(1) an error, i.e., a deviation from a legal rule; (2) the error must be an obvious defect in
the trial proceedings; and (3) the error must have affected substantial rights. State v.
Barnes, 94 Ohio St.3d 21, 27 (2002) (citations omitted). As the reviewing court, we “must
consider all the evidence at trial and determine whether the alleged error substantially
affected the outcome of the trial and influenced the jury to enter a verdict that it would not
have otherwise entered if the error had not occurred.” State v. Davie, 11th Dist. Trumbull
No. 92-T-4693, 1995 WL 870019, *11 (Dec. 27, 1995), citing State v. Slagle, 65 Ohio
St.3d 597, 605 (1992).
{¶24} Appellant argues that allowing Detective Rose to testify that B.A.’s trial
testimony was consistent with her initial interview implied he believed the truth of her
testimony. Appellant maintains the jury was not present during the forensic interview
conducted by Ann Lynch and had to rely on Detective Rose’s testimony that B.A.’s trial
testimony was consistent with the statements she had made during the interview.
Appellant further argues the testimony of a police officer carries substantial weight with
the jury and creates the risk the jury will substitute the officer’s beliefs for its own. In
response, appellee argues Detective Rose did not directly express an opinion as to B.A.’s
veracity. Appellee maintains Detective Rose testified to the observations he made while
8
watching B.A.’s interview with Ms. Lynch, but did not testify as to what he believed those
observations meant.
{¶25} Appellant cites to State v. Boston, 46 Ohio St.3d 108 (1989) in support of
his argument. Boston proscribes “an expert [from testifying] as to the expert’s opinion of
the veracity of the statements of a child declarant.” Id. at syllabus. The court explained
that such testimony infringes on the role of the fact finder, “‘who is charged with making
determinations of veracity and credibility. * * * In our system of justice it is the fact finder,
not the so-called expert or lay witnesses, who bears the burden of assessing the credibility
and veracity of witnesses.’” Id. at 128-129, quoting State v. Eastham, 39 Ohio St.3d 307,
312 (1988) (Brown, J., concurring). The holding in Boston also proscribes lay witness
testimony of victim veracity. See State v. Miller, 2d Dist. Montgomery No. 18102, 2001
WL 62793, *5 (Jan. 26, 2001) (“regardless of whether a police officer testified as an expert
or lay witness, his testimony cannot violate Boston”); State v. Daniel, 8th Dist. Cuyahoga
No. 103258, 2016-Ohio-5231, ¶48.
{¶26} In the Supreme Court’s later decision of State v. Stowers, 81 Ohio St.3d
260 (1998), the court recognized a distinction “between expert testimony that a child
witness is telling the truth and evidence which bolsters a child’s credibility insofar as it
supports the prosecution’s efforts to prove that a child has been abused.” Id. at 262
(emphasis sic). The Stowers court held that the holding in Boston “does not proscribe
testimony which is additional support for the truth of the facts testified to by the child, or
which assists the fact finder in assessing the child’s veracity.” Id. at 262-263 (emphasis
sic). It is permissible to admit testimony of an expert to explain concepts such as delayed
disclosure and recantation of prior statements because these characteristics are
9
consistent in some abuse victims, and it can assist jurors in assessing credibility. See id.
at 263. “Such testimony is permitted to counterbalance the trier of fact’s natural tendency
to assess recantation and delayed disclosure as weighing against the believability and
truthfulness of the witness. This testimony ‘does not usurp the role of the jury, but rather
gives information to a jury which helps it make an educated determination.’” Id., quoting
State v. Gersin, 76 Ohio St.3d 491, 494 (1996).
{¶27} In the present case, Detective Rose did not directly offer an opinion on
B.A.’s veracity or credibility but, instead offered information to assist the jury in reaching
its own conclusion as to B.A.’s veracity or credibility. Based on his experience
investigating cases of child sexual abuse, Detective Rose testified that child victims of
sexual abuse are normally only interviewed once and it is common for them to refrain
from disclosing all the details of their sexual abuse during the interview. Detective Rose’s
statement about B.A.’s trial testimony in relation to her initial interview was based on his
previous experience with child sexual abuse victims, the observations he made from
viewing B.A.’s interview, and his investigation of the case.
{¶28} Even if Detective Rose’s statements were to be construed as vouching for
B.A.’s veracity and improperly bolstering her credibility, we conclude it did not affect
appellant’s substantial rights. Although the jury did not view B.A.’s interview with Ms.
Lynch, defense counsel cross-examined B.A. and highlighted inconsistencies between
her trial testimony and interview statements. The jury was able to hear B.A.’s explanation
with regard to the inconsistent statements. Defense counsel also cross-examined
Detective Rose, asking him specific questions about the inconsistencies between B.A.’s
trial testimony and her initial interview.
10
{¶29} Appellant’s first assignment of error is without merit.
Ineffective Assistance of Counsel
{¶30} Appellant’s second assignment of error states:
{¶31} “Appellant’s Sixth Amendment Rights were compromised by ineffective
assistance of counsel.”
{¶32} In order to prevail on an ineffective assistance of counsel claim, an appellant
must demonstrate that trial counsel’s performance fell “below an objective standard of
reasonable representation and, in addition, prejudice arises from counsel’s performance.”
State v. Bradley, 42 Ohio St.3d 136 (1989), paragraph two of the syllabus (adopting the
test set forth in Strickland v. Washington, 466 U.S. 668 (1984)). There is a general
presumption that trial counsel’s conduct is within the broad range of professional
assistance, id. at 142, and debatable trial tactics do not generally constitute deficient
performance. State v. Phillips, 74 Ohio St.3d 72, 85 (1995) (citation omitted); see also
State v. Schwartz, 11th Dist. Portage No. 2013-P-0076, 2014-Ohio-4299, ¶20. In order
to show prejudice, the appellant must demonstrate a reasonable probability that, but for
counsel’s error, the result of the trial would have been different. Bradley, supra, at
paragraph three of the syllabus.
{¶33} Appellant initially argues that trial counsel was deficient for failing to object
to Detective Rose’s testimony regarding the consistency of B.A.’s initial interview and trial
testimony. We have determined Detective Rose’s testimony was not improper and that,
even if it was improper, it did not affect appellant’s substantial rights. Therefore, trial
counsel was not ineffective for failing to object to Detective Rose’s testimony.
11
{¶34} Appellant also argues that trial counsel was ineffective for questioning B.A.
on cross-examination about instances when appellant helped her bathe. Appellant
argues this testimony was irrelevant and only served to reinforce the impression that
appellant sexually abused his daughter. Appellant takes issue with the following
testimony:
Defense Counsel: Was there ever a time when your dad helped you
shower?
B.A.: Yes.
Defense Counsel: And when did that happen?
B.A.: Every now and then he would make me let him bath (sic) me.
Defense Counsel: Okay. And what did that consist of?
B.A.: He would wash me, and that was it. That was all I remember
him doing.
Defense Counsel: And when was the last time? How old were you
at the last time that happened?
B.A.: I don’t remember.
{¶35} Trial counsel’s decisions with regard to questioning on cross-examination
fall within the realm of trial strategy. See State v. Conway, 109 Ohio St.3d 412, 2006-
Ohio-2815, ¶101. From this record, there is no way for this court to determine counsel’s
reasoning in asking B.A. about appellant bathing her. Further, appellant has not
established a reasonable probability that the jury would have rendered a different verdict
had this testimony not been elicited. Therefore, we do not find defense counsel was
ineffective for implementing this line of questioning during cross-examination of B.A.
{¶36} Appellant’s second assignment of error is without merit.
12
{¶37} For the foregoing reasons, the judgment of the Ashtabula County Court of
Common Pleas is affirmed.
COLLEEN MARY O’TOOLE, J., concurs,
THOMAS R. WRIGHT, J., concurs in judgment only.
13