In the Matter of KATRINA BARNES, Claimant/Appellant v. JASPER PRODUCTS, L.L.C., Employer/Respondent, and MISSOURI DIVISION OF EMPLOYMENT SECURITY , 418 S.W.3d 530 ( 2014 )

In the Matter of )
KATRINA BARNES, )
)
Claimant/Appellant, )
)
vs. ) No. SD32858
) Filed: January 24, 2014
JASPER PRODUCTS, L.L.C., )
)
Employer/Respondent, )
)
and MISSOURI DIVISION )
OF EMPLOYMENT SECURITY, )
)
Respondent. )
APPEAL FROM THE LABOR AND INDUSTRIAL RELATIONS COMMISSION
REVERSED AND REMANDED WITH DIRECTIONS.
Katrina Barnes (“Barnes”) appeals the decision of the Labor and Industrial Relations
Commission (“Commission”) affirming and adopting the decision of the Appeals Tribunal of the
Missouri Division of Employment Security (“Appeals Tribunal”) finding Barnes is disqualified
from receiving unemployment benefits from Jasper Products, L.L.C. (“Employer”), because she
was discharged for misconduct connected with work. We reverse the Commission’s decision
and direct the Commission to enter an order finding that Barnes is not disqualified for benefits by
reason of her discharge from work in accordance with this opinion.
Facts and Procedural History
Barnes had worked fulltime as a packing operator for Employer from March 31, 2006,
until March 28, 2013, when she was terminated. Barnes was a full-time employee working a
shift from 6:00 a.m. to 6:30 p.m.
Employer’s “Personnel Policies and Procedures” (“policy”) provided that four full-
occurrence absences in a rolling twelve-month period would result in termination. The policy
provided “[o]ther than for approved absences, . . . all situations, which result in an Employee
missing work for which they were scheduled, will constitute an absence.” Furthermore,
Employer’s policy called for the following corrective action over a rolling twelve-month period
for “Employees who exhibit excessive absenteeism by missing work over and above that which
is allowed in the Personal Time Policy”:
- One absence verbal warning
- Two absences written warning
- Three absences written warning in lieu
of decision making leave
- Four absences termination
For absences or “early leaves,” Employer counted an increment of the policy infraction,
depending on how much time the employee missed. Employer’s policy classified “Late or Early
Leaves” as follows:
1 minute to 15 minutes 1/4 of an absence
16 minutes to 2 hours 1/3 of an absence
2 hours to 1/2 of shift missed 1/2 of an absence
1/2 or more of scheduled shift missed full absence
2
According to the policy, an employee must notify their manager “at least one hour before
the start of the Employee’s shift” if he or she will be tardy or absent. However, Scott Denny
(“Denny”), the full-time Human Resources Manager for Employer, testified that “as long as it’s
before the shift start time” is enough notice that the employee is going to be tardy or absent.
From October 2, 2012, until March 28, 2013, Barnes was given a verbal warning, two
written warnings, and a termination notification. Employer alleged Barnes was given these
warnings, and ultimately a termination notification, for missing work on September 22, 2012; the
week of December 3, 2012 (which counted as only one absence by Employer); arriving late on
December 22, 2012; one half day on February 8, 2013; a full day on March 25, 2013; and
arriving late for her shift on March 28, 2013.
On April 1, 2013, Barnes filed an application for unemployment benefits, and Employer
filed a protest to Barnes’ claim. Employer protested and alleged Barnes was terminated for
“Misconduct associated w/work. Violations of attendance policy.”
On April 19, 2013, the “Deputy’s Determination Concerning Claim for Benefits” was
filed finding Barnes was “disqualified from 03/31/13 because [Barnes] was discharged by . . .
Employer on 03/28/13 for misconduct connected with work.”1 The deputy further found Barnes
was discharged because of her March 28, 2013 absence and Barnes “overslept.” Barnes then
filed a “Notice of Appeal to Appeals Tribunal” on April 29, 2013.
On May 23, 2013, the “Appeals Referee” held a hearing by telephone conference.
Barnes and Denny testified with respect to each of the incidents Employer asserted were a basis
for Barnes’ termination.
1
“If a deputy finds that a claimant has been discharged for misconduct connected with the claimant’s work, such
claimant shall be disqualified for waiting week credit and benefits . . . .” § 288.050.2, RSMo Cum.Supp. 2006.
3
Denny testified Barnes’ first warning, a verbal warning, was given on October 2, 2012,
for an absence on September 22, 2012.2 Her next warning was a written warning on December
29, 2012, for her absence the week of December 3 and a tardy on December 22, 2012. Barnes, a
widow and mother of a teenage daughter, was absent the week of December 3 because her
daughter was sick and she had to seek medical treatment for her daughter’s mental health issues.
Barnes notified her supervisors she was having difficulties with her daughter and would be
absent. Employer noted that Barnes would have one point against her on the policy for missing
the week of December 3. It was communicated to Barnes that if she “did seek some medical
attention for the daughter to notify us . . . and we would see if it was a qualifier under FMLA[.]”
With respect to December 22, 2012, Barnes was tardy because of car trouble that required
her to get a jump start from a neighbor.
Barnes received her second written warning on February 15, 2013, regarding her absence
on February 8, 2013. Denny testified Barnes missed all of February 7, but used personal-time
benefits to cover this absence. She also missed February 8, but only had six hours of personal-
time benefits to cover the shift so February 8 resulted in a half absence.
Barnes testified she missed work on February 7 and 8 due to her dog’s surgery and cancer
diagnosis, and there was no one else that could have taken care of this matter for her. Barnes
further testified that February 7 was her day off, and even though she had had been “drafted” to
come to work on her scheduled day off, she advised Employer the day before that she would not
be able to make it to work. Barnes claimed Employer applied her personal time to February 7,
but that day was her normal day off.
2
Although this warning was in writing, it became the first warning in Employer’s corrective action policy because
Barnes had a violation fall off when the 12-month period surpassed the previous corrective action. As a result, this
warning went from a step two first written warning to a step one verbal warning.
4
Finally, on March 28, 2013, Barnes received her “Termination Notification” regarding
her absence on March 25 and a tardy on March 28. Denny claimed Barnes signed up for an extra
overtime shift for March 25, but called in and she did not work the shift. Denny also testified
Barnes was twenty minutes late for her shift on March 28, 2013, and it was a combination of
those two March incidents that led to her termination.
Barnes testified her furnace went out on March 25, her 15-year old daughter was home
out of school, and she did not want to leave her daughter there with the furnace not working.
Barnes had to call someone to fix her furnace, and then wait to let the repairmen in. Barnes
testified the furnace company required someone 18 or older to be there to let them in, and she did
not have anyone else that could do this.
Barnes testified she was eleven minutes late on March 28, 2013, because her alarm clock
did not go off and she woke up late.3 She “texted [her] . . . lead” to say she would be a few
minutes late but was on her way to work.
On May 29, 2013, the Appeals Tribunal affirmed the deputy’s determination that Barnes
was disqualified from receiving unemployment benefits. The Appeals Tribunal found Barnes
was discharged on March 28, 2013, “for attendance violations.” The Appeals Tribunal made
findings of fact that:
[Barnes] received prior warnings on December 29, 2012[,] and [on] February 15,
2013[,] was informed that she had accrued three absences within a rolling year.
At the time of her discharge[,] [Barnes] had accrued four absences, which was the
maximum attendance points allowed. From December 29, 2012[,] until the time
of her separation[,] [Barnes] was absent four times and tardy twice in violation of
[Employer]’s policy. [Barnes] gave various explanations for these attendance
violations, stating the illness of her daughter, in addition to car problems, furnace
problems, oversleeping and dog’s surgery.
3
In her Notice of Appeal to the Appeals Tribunal, Barnes claimed she woke up to a blinking alarm clock because
the power went out.
5
The Appeals Tribunal concluded that “[Barnes] gave a plethora of explanations for her
attendance violations, which included family illness, car problems, dog’s surgery, furnace
repairs, and oversleeping, etc. Accordingly, the majority of [Barnes’] absences were
unavoidable.” However, the Appeals Tribunal concluded that Barnes’
repeated attendance violations were willful and intentional violations of
[Employer]’s rules and policies, as to constitute misconduct, in that she was aware
of [Employer]’s policy, she violated the policy, she did not attempt to improve her
attendance and continued to violate the policy after receiving a final warning,
knowing that her job was in jeopardy.
The Appeals Tribunal concluded that Barnes was disqualified from receiving unemployment
benefits.
On June 21, 2013, Barnes filed her “Application for Review” to the Commission. On
July 18, 2013, the Commission affirmed and adopted the decision of the Appeals Tribunal stating
the decision was fully supported by competent and substantial evidence on the whole record and
“is in accordance with the relevant provisions of the Missouri Employment Security Law.” This
appeal followed.
On appeal, Barnes alleges there was not substantial competent evidence to support the
determination of “misconduct,” and the facts found by the Commission do not support the award
because “the Commission found a majority of [Barnes’] absences were ‘unavoidable,’ and
[Barnes’] violations of the attendance policy lacked willfulness or deliberateness.” Barnes also
argues the Commission misapplied the law in that Employer failed to meet its burden of proving
misconduct after Barnes rebutted the presumption of misconduct by showing her absences were
“unavoidable.”
In response to Barnes’ arguments, Employer claims there was substantial competent
evidence to support the Commission’s award “in that [Barnes’] behavior demonstrated the level
6
of culpability required to satisfy the statutory definition of misconduct.” Furthermore, Employer
claims the Commission did not misapply the law “because Employer presented substantial
competent evidence of [Barnes’] misconduct in proving that [Barnes] repeatedly violated ‘a
known, understood and reasonable work rule.’”
While Barnes raises two points on appeal, we find the first point dispositive. The issue
for our determination, therefore, is whether Barnes’ attendance violations constituted misconduct
in light of the Commission’s finding that the majority of Barnes’ absences were ‘“unavoidable.”’
Standard of Review
“Article V, section 18 of the Missouri Constitution provides for judicial review of the
commission’s decisions to determine whether they are supported by competent and substantial
evidence upon the whole record.” Fendler v. Hudson Services, 370 S.W.3d 585, 588 (Mo. banc
2012) (internal quotation and citation omitted). “The appellate court’s review of the
Commission’s decision[4] in an unemployment compensation case is governed by section
288.210[.]” Harris v. Division of Employment Sec., 350 S.W.3d 35, 38 (Mo.App. W.D. 2011).
Section 288.210, RSMo 2000 provides:
The findings of the commission as to the facts, if supported by competent and
substantial evidence and in the absence of fraud, shall be conclusive, and the
jurisdiction of the appellate court shall be confined to questions of law. The
court, on appeal, may modify, reverse, remand for rehearing, or set aside the
decision of the commission on the following grounds and no other:
(1) That the commission acted without or in excess of its powers;
(2) That the decision was procured by fraud;
(3) That the facts found by the commission do not support the award; or
4
When the Commission adopts the decision of the Appeals Tribunal, we consider the Appeals Tribunal’s decision to
be the Commission’s for purposes of our review. Ashford v. Division of Employment Sec., 355 S.W.3d 538, 541
(Mo.App. W.D. 2011).
7
(4) That there was no sufficient competent evidence in the record to warrant the
making of the award.
§ 288.210.
While we defer to the Commission’s findings of fact, so long as they are supported by
substantial and competent evidence, we do not defer to the Commission’s conclusions of law or
application of law to the facts. Frisella v. Deuster Elec., Inc., 269 S.W.3d 895, 898 (Mo.App.
E.D. 2008).5 “Whether the Commission’s findings support the conclusion that an employee was
guilty of misconduct is a question of law.” Id. (internal quotation and citation omitted). We
review issues of law de novo. Comeaux v. Convergys Customer Mgmt. Group, Inc., 310
S.W.3d 759, 762 (Mo.App. E.D. 2010).
We keep in mind that “[b]ecause the purpose of Missouri’s unemployment compensation
act is to provide benefits for those unemployed through no fault of their own, we review the
disqualifying provisions in the act strictly and against the disallowance of benefits to
unemployed but available workers.” Frisella, 269 S.W.3d at 898 (internal quotation and citation
omitted).
Analysis
Barnes’ first point alleges there was not substantial competent evidence of “misconduct”
as a matter of law, and the facts found by the Commission do not support the award because the
Commission found a majority of Barnes’ absences ‘“were unavoidable.”’ Section 288.050.26
provides for the disqualification of an employee from unemployment compensation benefits
5
We also defer to the Commission on matters of witness credibility and resolution of conflicting evidence. Harris,
350 S.W.3d at 39.
6
All references to statutes are to RSMo Cum.Supp. 2006, unless otherwise indicated.
8
where there is “misconduct connected with the claimant’s work[.]” “Misconduct” is defined in
section 288.030.1(23) as
an act of wanton or willful disregard of the employer’s interest, a deliberate
violation of the employer’s rules, a disregard of standards of behavior which the
employer has the right to expect of his or her employee, or negligence in such
degree or recurrence as to manifest culpability, wrongful intent or evil design, or
show an intentional and substantial disregard of the employer’s interest or of the
employee’s duties and obligations to the employer[.]
“Work-related misconduct” must involve a willful violation of the rules or standards of
the employer. Murphy v. Aaron’s Auto. Prods., 232 S.W.3d 616, 621 (Mo.App. S.D. 2007).
Without evidence that a claimant “deliberately or purposefully erred, he cannot properly be
found to have committed an act of misconduct.” Id.
Generally, an employer has the burden of proving by “substantial and competent
evidence that the claimant was discharged for misconduct connected with work.” Wheeler v.
Pinnacle Automotive Protection, Inc., 413 S.W.3d 721, 728 (Mo.App. E.D. 2013). However,
section 288.050.3 was amended in 2006 to specifically provide that absenteeism or tardiness may
constitute a “rebuttable presumption of misconduct”:
Absenteeism or tardiness may constitute a rebuttable presumption of misconduct,
regardless of whether the last incident alone constitutes misconduct, if the
discharge was the result of a violation of the employer’s attendance policy,
provided the employee had received knowledge of such policy prior to the
occurrence of any absence or tardy upon which the discharge is based.
§ 288.050.3.
“Pursuant to this section, once employer establishes the claimant violated a known
attendance policy, the burden shifts to the claimant to show she was not guilty of misconduct.”
Wheeler, 413 S.W.3d at 728; see also Johnson v. Div. of Empl. Sec., 318 S.W.3d 797, 803
(Mo.App. W.D. 2010) (“The General Assembly has recognized the merit of reasonable
attendance policies in section 288.050.3 by amending that subsection to allow violation of
9
attendance policies to be considered to be ‘misconduct’ disqualifying the claimant when the
claimant fails to rebut the presumption of misconduct.”). The claimant then bears the risk of
non-persuasion. Wheeler, 413 S.W.3d at 728.
We assume, arguendo, that Employer raised the rebuttable presumption under section
288.050.3.7 Barnes testified she was aware of Employer’s attendance policy, and Employer
presented testimony that Barnes violated Employer’s attendance policy. The burden then shifted
to Barnes to prove her attendance violations did not constitute misconduct. See Hise v. PNK
(River City), LLC, 406 S.W.3d 59, 64 (Mo.App. E.D. 2013). Under a misconduct analysis, the
issue is “whether the degree of fault amounts to sufficient culpability to warrant a denial of
benefits[,]” and this analysis allows the circumstances of the absences to be considered.
Johnson, 318 S.W.3d at 805. Therefore, once the burden shifted to Barnes under section
288.050.3, the circumstances of her attendance violations could be considered. Id.
Here, the Commission considered Barnes’ explanations for her attendance violations, and
then determined “the majority of [Barnes’] absences were unavoidable.” Once reaching this
conclusion, the Commission improperly applied the law to the facts in determining whether
Barnes’ attendance violations constituted misconduct.8
7
Under section 288.050.3, the first determination is whether Employer established Barnes violated a known
attendance policy so that the rebuttable presumption applies. Neither party here alleges the rebuttable presumption
does not apply, but rather disagrees as to whether the presumption of misconduct was then rebutted by Barnes.
Nonetheless, we note there was sufficient evidence to raise the rebuttable presumption under section 288.050.3.
First, Barnes herself testified she was aware Employer had an attendance policy and she could be terminated if she
had four absences within a rolling 12-month period. Furthermore, Denny testified to Employer’s attendance policy,
which was included as an exhibit before the Appeals Tribunal. In addition, Barnes signed a document, which was
also admitted as an exhibit, acknowledging she had reviewed and read a copy of Employer’s “Employee
Handbook.”
8
As previously noted, the Commission’s determination of whether an employee’s actions constituted misconduct is
a question of law that we review de novo. Frisella, 269 S.W.3d at 898.
10
It is a well-established rule that absences due to illness or family emergency,
where properly reported to the employer, do not constitute willful misconduct. . . .
The reason for this rule is obvious -- if absences are due to illness or family
emergency, a claimant has not willfully violated an employer’s rule. Rather, the
employee’s absence is fairly attributable to circumstances beyond her reasonable
control.
Robinson v. Courtyard Management Corp., 329 S.W.3d 736, 740 (Mo.App. E.D. 2011)
(internal citations omitted) (emphasis in original).9
Here, the Commission specifically concluded “[Barnes] gave a plethora of explanations
for her attendance violations, which included family illness, car problems, dog’s surgery, furnace
repairs, and oversleeping, etc. Accordingly, the majority of [Barnes’] absences were
unavoidable.” The Commission’s findings that the majority of Barnes’ absences “were
unavoidable,” do not support the conclusion that Barnes’ “repeated attendance violations were
willful and intentional violations of [Employer]’s rules and policies, as to constitute
misconduct,” as a matter of law. “Because the factors leading to [Barnes’] tardiness were
entirely outside of her own control [(family illness, car problems, furnace repair)] any violation
or disregard of her employer’s rules and interests cannot fairly be classified as ‘willful.’” Cubit
v. Accent Marketing Services, LLC, 222 S.W.3d 277, 281 (Mo.App. W.D. 2007).10
The Commission’s finding that “the majority” of the absences were unavoidable, rather
than a finding as to which specific absences were unavoidable, leads us to conclude that the
Commission considered the circumstances surrounding each of Barnes’ absences and that the
majority of those absences were not supported by evidence that Barnes willfully or intentionally
violated Employer’s attendance policy. Since misconduct requires a willful violation of the
9
The 2006 amendment to section 288.050.3 did not abrogate this well-settled rule. See Dameron v. Drury Inns,
Inc., 190 S.W.3d 508, 511 (Mo.App. E.D. 2006).
10
As noted in Cubit, the 2006 revision of section 288.050.3 was not in effect during the time in question in that
case. 222 S.W.3d at 283 n.5. Nonetheless, it is instructive on the issue of “willfulness” of a claimant’s violations,
which was not changed by the 2006 amendment to section 288.050.3.
11
employer’s rules, the Commission’s factual findings support the conclusion that Barnes rebutted
the presumption of misconduct for the majority of her absences. Wheeler, 413 S.W.3d at 729. If
any of Barnes’ absences led to a conclusion of misconduct, the Commission did not make that
specific finding.
We reiterate our standard of review requires us to defer to the Commission’s finding of
fact so long as supported by competent and substantial evidence. Frisella, 269 S.W.3d at 898.
While we defer to the Commission’s findings of fact, our decision in this case should not be cited
as precedent that absences due to “car problems, [a] dog’s surgery, furnace repairs, and
oversleeping,” in isolation, are “unavoidable absences” and, therefore, do not constitute
misconduct. Our decision in this case is based only on the record before this Court. Therefore,
this decision should not be used to conclude absences due to “car problems, [a] dog’s surgery,
furnace repairs, and oversleeping” always establish sufficient evidence to rebut the presumption
of misconduct. Rather, the facts of each case, including the circumstances surrounding each
absence, should be considered.
Furthermore, after Barnes presented her evidence to rebut the presumption of
misconduct, Employer presented no evidence that the reasons given by Barnes for her absences
were false or that she failed to report the absences in compliance with Employer’s policy.
Instead, Employer argues Barnes ‘“may prevail”’ upon a finding the attendance violations were
‘“beyond . . . her control,”’ but a finding “that her absences were unavoidable allowed [Barnes]
to prevail but did not mandate that result.” (Emphasis in original). This argument is opposite to
Missouri’s “well-established rule” that absences “due to family illness or family emergency” do
not constitute willful misconduct. See Robinson, 329 S.W.3d at 740; Dameron, 190 S.W.3d at
511.
12
Employer further argues Barnes “could also be guilty of misconduct for failing to allot
more of her allowable absences to emergencies[.]” Yet, there is no evidence in the record as to
how Barnes “allotted” her “allowable absences,” or any legal support that any such “failure to
allot” would actually constitute misconduct under Missouri law. We are not left to guess as to
what constitutes misconduct because it has been defined in section 288.030.1(23). Misconduct
involves willful disregard of employer’s interest, a deliberate violation of an employer’s rules, an
intentional and substantial disregard of the employer’s interest or employee’s duties to employer,
or negligence amounting to wrongful intent or evil design. Under the evidence in the record
before this Court, we find in this case that “failing to allot more of her allowable absences to
emergencies” does not meet the definition of misconduct found in section 288.030.1(23).
The Commission’s factual findings are that a majority of Barnes’ violations of
Employer’s attendance policy were unavoidable. When we apply the law to the Commission’s
factual findings, Barnes rebutted the presumption of misconduct. Therefore, we find Barnes’
attendance violations did not constitute misconduct in light of the Commission’s finding that her
violations “were unavoidable.” Accordingly, we grant Barnes’ Point I.
We reverse the Commission’s finding that Barnes is disqualified for benefits, and direct
the Commission to enter an order reversing the deputy’s and Appeals Tribunal’s decisions, and
finding that Barnes is not disqualified for benefits by reason of her discharge from work in
accordance with this opinion.
WILLIAM W. FRANCIS, JR., C.J. - OPINION AUTHOR
NANCY STEFFEN RAHMEYER, P.J. - Concurs
DANIEL E. SCOTT, J. - Concurs
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