STATE OF MISSOURI, Plaintiff-Respondent v. LESTER DEANDRE ANTHONY ERBY , 497 S.W.3d 291 ( 2016 )

STATE OF MISSOURI, )
)
Plaintiff-Respondent, )
)
vs. ) No. SD33755
)
LESTER DEANDRE ANTHONY ERBY, ) Filed: June 13, 2016
)
Defendant-Appellant. )
APPEAL FROM THE CIRCUIT COURT OF GREENE COUNTY
Honorable Thomas E. Mountjoy, Circuit Judge
AFFIRMED IN PART AND REVERSED IN PART
In two trials of severed charges, a jury found Lester Deandre Anthony Erby
(“Defendant”) guilty of sexual assault, deviate sexual assault and attempted deviate
sexual assault of Victim A, and a second jury found Defendant guilty of sexual assault of
Victim B. Defendant appeals the convictions relating to both victims. As to Victim A,
the State agrees to the request in Defendant’s point that the sentences imposed by the trial
court1 on the charges involving Victim A should be reversed and the jury’s guilty verdicts
on those charges should be remanded to the trial court solely for resentencing with jury
1
Due to unusual circumstances, the jury that decided Defendant’s guilt was unable to sentence Defendant.
1
participation in accordance with section 557.036, RSMo Cum.Supp. 2003. We grant
Defendant’s point on the basis of the State’s concession and will address the point no
further. As to Victim B, we deny both points raised by Defendant and affirm the
remainder of the judgment.
Facts and Procedural History
Defendant was charged with forcible rape and, “[i]n the alternative,” sexual
assault based on events that occurred on July 21, 2012, involving Victim B, an adult
female. Prior to the trial concerning Victim B, the State amended the charging
instrument to allege Defendant was a prior offender with respect to the charges involving
Victim B. The trial court also found that Defendant was a prior offender on the morning
of trial before voir dire.
On July 12, 2014, the State filed a motion in limine requesting that Defendant not
mention before the jury “[a]ny argument or negative inference that the evidence from
[Victim A’s] case was destroyed.” On July 14, 2014, the trial court denied the State’s
motion “at this point.”
On December 14, 2014, the State filed a motion in limine requesting that
Defendant not mention before the jury “[a]ny reference or argument of an adverse
inference due to the disposal of physical evidence.” Before trial began, Defendant filed a
motion to dismiss the counts involving Victim B with prejudice because the State, in
violation of Defendant’s right to due process, “destroyed and/or ‘lost’ evidence”
including a “‘rape kit,’” a recording of Defendant’s preliminary hearing, photographs of
“the alleged scene of the crime,” and a “buccal swab of defendant taken on July 26,
2012.” In argument before the trial court, defense counsel added a recording of Victim
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B’s statement to a law enforcement officer. The trial court denied Defendant’s motion to
dismiss.2 The parties also presented argument on the State’s motion in limine that was
filed December 14. The trial court “reserved” ruling on the State’s motion in limine, and
noted that the State conceded evidence showing evidence previously available is no
longer available would be admissible but requested that defense counsel approach the
trial court before defense counsel referred to any adverse inference based on the
unavailability of evidence before the jury.
In defense counsel’s closing argument, the following brief exchange occurred:
[DEFENSE COUNSEL:] Let’s talk about corroborating evidence.
The State has presented, aside from the DNA results, which, again, we agree
shows that an act of sexual intercourse occurred -- but other than that, the
State presented you two photographs, apparently out of many taken. You
heard one of the officers say, I took photographs of the scene –
[PROSECUTOR]: Judge, I’m going to object. That’s a violation of
the motion in limine.
THE COURT: Sustained. Continue to argue.
[DEFENSE COUNSEL]: You’ve seen nothing but two
photographs. Officer McDowell told you she threw away a lot of the
evidence. This case is full of reasonable doubt. . . .[3]
The jury found Defendant not guilty of forcible rape, and guilty of the
alternatively charged offense, sexual assault. The trial court sentenced Defendant to
fifteen years for sexual assault of Victim B.4
2
Defendant included the trial court’s denial of his motion to dismiss with prejudice in a motion for new
trial. The trial court denied the motion for new trial.
3
Though we are unconvinced because it is unclear what defense counsel intended to argue from the
transcript, Defendant takes the position this ruling by the trial court was an exclusion of argument that the
jury was entitled to draw an adverse inference from the State’s alleged destruction of evidence, and claims
he included the exclusion in a motion for new trial. The trial court denied the motion for new trial.
4
The trial court ordered the sentence to run consecutively to sentences imposed on the crimes against
Victim A.
3
Defendant’s Points II and III
Information Regarding State’s Alleged Destruction of Evidence
In a hearing on pretrial motions on July 11, 2014, the State informed the trial
court that the State intended to record Defendant’s preliminary hearing, but that the
recording equipment malfunctioned with the result nothing was recorded at the
preliminary hearing other than “static.” Defense counsel told the trial court he had no
reason to believe the State’s explanation was incorrect. In another hearing on pretrial
motions on July 14, 2014, the State informed the trial court: (1) the allegations involving
Victim B were presented to the prosecutor’s office in January 2013, and prosecution was
declined and law enforcement was given permission to “release/destroy” evidence
relating to the allegations; (2) the evidence that was destroyed included a buccal swab
from Defendant, a “sex assault kit,” and photographs, but a laboratory report was retained
and Defendant’s “DNA profile” was entered into “the system;”5 and (3) subsequently the
prosecutor’s office became aware of “three more victims” and decided that prosecution of
Defendant should be pursued for his acts involving Victim B.
The defense at trial was that it was consensual sex. Defendant’s counsel, not
disputing that Defendant had intercourse with Victim B, stated in closing argument:
All right. Now, we, [Defendant], does not dispute that an act of intercourse
occurred. The corroborative evidence, the circumstantial evidence shows
that. An act of intercourse did occur. The question is: Was it forcible rape,
or was it sexual assault, or was it just two people having intercourse?
5
State’s Exhibit 101 apparently contains a description of the evidence that was released/destroyed, but that
exhibit was not deposited with us.
4
The law enforcement officer who allegedly recorded an interview of Victim B testified in
an offer of proof at trial that she could not remember if she recorded her interview of
Victim B.
Point II – Destruction of Evidence
Defendant contends that the trial court erred in denying Defendant’s motion to
dismiss the charges involving Victim B because the denial of the motion violated
Defendant’s right to due process in that the State “intentionally destroyed” “the rape kit,
the original buccal swab of [Defendant], photos taken at the scene and [Victim B’s]
recorded police statement, all of which are exculpatory or impeaching evidence.” We
reject Defendant’s point because Defendant wholly fails to show any of the destroyed
evidence was “materially exculpatory” or that the State destroyed the evidence for the
“purpose” of depriving Defendant of exculpatory evidence.
A trial court’s ruling on a motion to dismiss a charging instrument is reviewed for
an abuse of discretion. State v. Cox, 328 S.W.3d 358, 361-62 (Mo.App. W.D. 2010)
(grant of a motion to dismiss); State v. Berwald, 186 S.W.3d 349, 366 (Mo.App. W.D.
2005) (denial of a motion to dismiss).
The standard[] governing [due process claims for access to evidence]
depends on the nature of the evidence the State has destroyed.
[W]hen the State suppresses or fails to disclose material
exculpatory evidence, the good or bad faith of the
prosecution is irrelevant: a due process violation occurs
whenever such evidence is withheld. In Youngblood, by
contrast, we recognized that the Due Process Clause
“requires a different result when we deal with the failure of
the State to preserve evidentiary material of which no more
can be said than that it could have been subjected to tests,
the results of which might have exonerated the defendant.”
[Arizona v. Youngblood,] 488 U.S. [51,] 57[]. We concluded
that the failure to preserve this “potentially useful evidence”
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does not violate due process “unless a criminal defendant
can show bad faith on the part of the police.” Id., at 58[]
(emphasis added).
Illinois v. Fisher, 540 U.S. 544, 547–48[] (2004) (other citations omitted).
For evidence to qualify as “materially exculpatory,” “the evidence
must both possess an exculpatory value that was apparent before the
evidence was destroyed, and be of such a nature that the defendant would
be unable to obtain comparable evidence by other reasonably available
means.” California v. Trombetta, 467 U.S. 479, 489[] (1984). If the
evidence fails to meet this two-pronged test, then the evidence is, at most,
only “potentially useful,” and a showing of bad faith is necessary to
substantiate a due process claim based on the State's destruction of the
evidence. Fisher, 540 U.S. at 548, 124 S. Ct. 1200.
Cox, 328 S.W.3d at 362. Our Supreme Court has stated: “[a]bsent a showing of bad
faith on the part of the police or prosecutor, the failure to preserve even potentially useful
evidence does not constitute a denial of due process.” State v. Ferguson, 20 S.W.3d 485,
504 (Mo. banc 2000). Bad faith means the evidence was destroyed “for the purpose of
depriving the defendant of exculpatory evidence.” Cox, 328 S.W.3d at 364-65 (internal
quotations and citations omitted). As the proponent of the motion to dismiss, Defendant
had the burden to show the destroyed evidence was materially exculpatory or potentially
useful and, if merely potentially useful, destroyed in bad faith. See generally Berwald,
186 S.W.3d at 365, 366-67 (placing burden of proof on the defendant); State v. Ise, 460
S.W.3d 448, 457-58 (Mo.App. W.D. 2015) (same).
In this case, Defendant failed to offer any evidence that the destroyed evidence
was materially exculpatory, was potentially useful to the defense, or was destroyed with
the purpose of depriving Defendant of exculpatory evidence. In closing argument,
defense counsel did not dispute that Defendant had intercourse with Victim B, stating:
“All right. Now, we, [Defendant], does not dispute that an act of intercourse occurred.
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The corroborative evidence, the circumstantial evidence shows that. An act of
intercourse did occur. The question is: Was it forcible rape, or was it sexual assault, or
was it just two people having intercourse?” The rape kit results had no relevance when
Defendant’s counsel admitted that sexual intercourse took place. The officer who
allegedly recorded an interview of Victim B testified in an offer of proof at trial that she
could not remember if she recorded her interview of Victim B. The evidence was
destroyed for the innocent reason that prosecution of Defendant initially was declined –
not to deprive Defendant of exculpatory evidence. In these circumstances, Defendant
failed to meet his burden to show a destruction of evidence that violated due process, and
the trial court did not abuse its discretion in denying Defendant’s motion to dismiss the
charges involving Victim B. Point II is denied.
Point III – Adverse Inference from Spoliation
In his third point, Defendant asserts the trial court erred “in granting the State’s
objection and preventing [Defendant] from arguing in closing [at the trial of the charges
involving Victim B] an adverse evidentiary inference” from the State’s “intentional[]”
destruction of “the rape kit, the original buccal swab of [Defendant], photos taken at the
scene and [Victim B’s] recorded police statement.”
“Spoliation is the intentional act of destruction or significant
alteration of evidence.” State ex rel. Zobel v. Burrell, 167 S.W.3d 688, 691
(Mo. banc 2005). “A party who intentionally destroys or significantly alters
evidence is subject to an adverse evidentiary inference under the spoliation
of evidence doctrine.” Id. The destructive act must be intentional; mere
negligent destruction of evidence does not constitute spoliation. Schneider
v. G. Guilliams, Inc., 976 S.W.2d 522, 527 (Mo.App.E.D.1998). The
spoliator must destroy or alter the evidence under circumstances indicating
fraud, deceit, or bad faith. Id. “When spoliation is urged as a rule of
evidence which gives rise to an adverse inference, it is necessary that there
be evidence showing intentional destruction of the item, and also such
destruction must occur under circumstances which give rise to an inference
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of fraud and a desire to suppress the truth.” Morris v. J.C. Penney Life Ins.
Co., 895 S.W.2d 73, 77–78 (Mo.App.W.D.1995) (citing Moore v. General
Motors Corp., 558 S.W.2d 720, 736 (Mo.App.St.L.1977)). “In such cases,
it may be shown by the proponent that the alleged spoliator had a duty, or
should have recognized a duty, to preserve the evidence.” Id.
....
Applying the adverse inference has always required “more than the
mere loss or destruction of the evidence.” Id. at 77. Because the adverse
inference is “a harsh rule of evidence, prior to applying it in any given case
it should be the burden of the party seeking its benefit to make a prima facie
showing that the opponent destroyed the missing records under
circumstances manifesting fraud, deceit or bad faith.” Moore, 558 S.W.2d
at 736.
Wilmes v. Consumers Oil Company of Maryville, 473 S.W.3d 705, 718, 719 (Mo.App.
W.D. 2015) (emphasis in original).
First, as stated above, there was no intentional spoliation giving rise to an
inference of fraud and a desire to suppress the truth. The evidence was destroyed after
the prosecutor initially declined to pursue charges against Defendant. Next, from defense
counsel’s closing argument in the trial of the charges involving Victim B, it is not at all
clear that, as claimed by Defendant, “defense counsel attempted to argue in closing that
the lack of corroborating evidence warranted an adverse inference from the missing
evidence.” Defense counsel did not complete his thought or use the phrase “adverse
inference” before the jury, and did not request an opportunity to proffer to the trial court
the content of his intended argument. As a result, it is not clear that Defendant’s
complaint on appeal is based on an event that actually occurred at trial and was
preserved. Finally, Defendant’s counsel was allowed to and did argue to the jury that an
officer threw away a lot of evidence and, thus, indicated a reasonable doubt. Defendant’s
third point is denied.
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The sentences imposed by the trial court on the charges involving Victim A are
reversed and the jury’s guilty verdicts on those charges are remanded to the trial court
solely for resentencing with jury participation in accordance with section 557.036. The
remainder of the trial court’s judgment is affirmed.
Nancy Steffen Rahmeyer, J. - Opinion Author
Don E. Burrell, P.J. - Concurs
Gary W. Lynch, J. - Concurs
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