Charles T. Thompson v. State of Missouri ( 2020 )

IN THE MISSOURI COURT OF APPEALS
WESTERN DISTRICT
CHARLES T. THOMPSON, )
)
Appellant, )
WD82893
v. )
)
OPINION FILED:
)
August 25, 2020
STATE OF MISSOURI, )
)
Respondent. )
Appeal from the Circuit Court of Cole County, Missouri
The Honorable Patricia S. Joyce, Judge
Before Division Two: Karen King Mitchell, Presiding Judge, and
Anthony Rex Gabbert and W. Douglas Thomson, Judges
Charles Thompson appeals, following an evidentiary hearing, the denial of his Rule 29.15
motion for post-conviction relief.1 Thompson raises two points on appeal. He argues that trial
counsel provided ineffective assistance by failing to review State’s Exhibit 151 before trial to
ensure it had been properly redacted to delete references to uncharged misconduct, and he argues
that appellate counsel provided ineffective assistance by failing to raise a claim on appeal
challenging the admission of a State’s expert’s testimony as to how gunshot residue may have
1
All rule references are to the Missouri Supreme Court Rules (2019).
ended up on Thompson’s clothing. The motion court denied both claims. Finding no error, we
affirm.
Background2
On Saturday, February 14, 2015, Thompson drove to Jefferson City with a female
acquaintance. The couple stayed at an apartment belonging to Thompson’s friend. At some point
on Saturday, Thompson took a gun from an upstairs closet.
On Sunday morning, Thompson left the apartment and met with Vincent Smith. Thompson
and Smith talked about “going to take something from someone.” Thompson and Smith decided
to take drugs from Johnny Evans. Thompson and Smith knew that Evans would have drugs and
money based on conversations with people in the neighborhood.
Thompson and Smith asked Robert Burks for a ride to East High Street, where Evans lived.
Thompson and Smith told Burks that they were going to East High Street to “get a lick off some
weed.” A “lick” refers to obtaining drugs or money illegally. Burks drove Thompson and Smith
to East High Street.
Thompson and Smith exited Burks’s car and headed toward Evans’s apartment. Burks saw
Thompson pull a gun from his pocket. Thompson and Smith approached the back door of Evans’s
apartment. Smith kicked in the back door, and the two men entered. Smith testified that he and
Thompson entered Evans’s apartment to take drugs and money.
Thompson and Smith found Evans lying on a couch in his living room. Thompson and
Smith asked Evans for drugs. Evans said that he did not know what they were talking about. Smith
began looking around the living room and then heard a gunshot. Smith looked up and saw
2
The facts underlying Thompson’s charges, trial, and conviction are taken largely from this court’s opinion
in his direct appeal, State v. Thompson, 538 S.W.3d 390, 391-92 (Mo. App. W.D. 2018), without further attribution.
2
Thompson holding a gun. Thompson fired another shot, which Smith saw hit Evans. Thompson
and Smith fled the apartment, and left the scene in Burks’s car. Evans later died.
The State charged Thompson with second-degree murder, first-degree burglary, attempted
first-degree robbery, and armed criminal action. The jury found Thompson guilty of first-degree
burglary but acquitted Thompson on the other charges. Thompson waived jury sentencing, and
the trial court imposed a fifteen-year sentence for first-degree burglary.
Thompson appealed his conviction and sentence to this court, raising two claims of error:
(1) insufficient evidence to support his conviction, and (2) plain error in failing to afford Thompson
allocution. State v. Thompson, 538 S.W.3d 390, 391 (Mo. App. W.D. 2018). This court affirmed
the judgment below. Id. at 396.
Thompson subsequently filed a pro se Rule 29.15 motion. Appointed counsel filed an
amended motion, alleging—as relevant to this appeal—that trial counsel was ineffective in failing
to review State’s Exhibit 151 before it was admitted and published to the jury and that appellate
counsel was ineffective for failing to raise a claim on appeal challenging admission of testimony
from a State’s expert witness as to how gunshot residue may have ended up on Thompson’s
clothing. The motion court held an evidentiary hearing, wherein it received testimony from both
trial counsel and appellate counsel, as well as Movant’s Exhibit 151 (represented to be a copy of
State’s Exhibit 151).
The motion court issued findings of fact and conclusions of law, overruling Thompson’s
motion, finding that trial counsel’s conduct was based upon reasonable trial strategy and that
Thompson failed to prove prejudice under either claim of ineffective assistance. Thompson
appeals.
3
Standard of Review
We review the motion court’s findings of fact and conclusions of law for clear error.
Rule 29.15(k). “Findings and conclusions are clearly erroneous only if a full review of the record
definitely and firmly reveals that a mistake was made.” Edwards v. State, 200 S.W.3d 500, 509
(Mo. banc 2006) (quoting Morrow v. State, 21 S.W.3d 819, 822 (Mo. banc 2000)). “The motion
court’s findings of fact and conclusions of law are presumed to be correct.” Id.
Analysis
Thompson raises two claims on appeal. First, he argues that trial counsel was ineffective
for “failing to review State’s Ex. 151 before it was admitted and published to the jury” to ensure
that it had been properly redacted to remove all references to uncharged misconduct. Second, he
claims that appellate counsel was ineffective in failing to raise a claim on appeal challenging the
admission of testimony from a State’s expert regarding how gunshot residue may have gotten on
Thompson’s clothing.
A. Thompson failed to prove ineffective assistance of trial counsel.
“To be entitled to post-conviction relief for ineffective assistance of counsel, a movant
must show by a preponderance of the evidence that his or her trial counsel failed to meet the
Strickland test to prove his or her claims.” Anderson v. State, 564 S.W.3d 592, 600 (Mo. banc
2018). “Under Strickland, Movant must demonstrate: (1) his trial counsel failed to exercise the
level of skill and diligence reasonably competent trial counsel would in a similar situation, and
(2) [movant] was prejudiced by that failure.” Id. (citing Strickland v. Washington, 466 U.S. 668,
687 (1984)). “Trial strategy decisions may be a basis for finding ineffective assistance of counsel
only if that decision was unreasonable.” Id. “[S]trategic choices made after a thorough
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investigation of the law and the facts relevant to plausible opinions are virtually
unchallengeable . . . .” Id. (quoting Dorsey v. State, 448 S.W.3d 276, 287 (Mo. banc 2014)).
To establish a right to relief under Strickland, a movant must also prove prejudice. Id. at
601. “Prejudice occurs when ‘there is a reasonable probability that, but for counsel’s
unprofessional errors, the result of the proceeding would have been different.’” Id. (quoting Deck
v. State, 68 S.W.3d 418, 429 (Mo. banc 2002)).
Here, Thompson argues that trial counsel was ineffective for failing to review State’s
Exhibit 151 (a video of his police interrogation) before it was published for the jury to ensure that
all references to uncharged misconduct had been redacted.3 Thompson claims that the exhibit had
not been properly redacted and, as a result, the jury heard evidence that he had been involved in
other uncharged crimes. To support this claim at the evidentiary hearing below, Thompson
submitted the trial transcript, a copy of State’s Exhibit 151, and testimony from trial counsel.
In his amended motion, Thompson quoted the following colloquy from the trial transcript,
which occurred before State’s Exhibit 151 was played for the jury:
[TRIAL COUNSEL]: Judge, can we approach briefly, please?
THE COURT: Well, we can.
(Counsel approached the bench, and the following proceedings were had:)
[TRIAL COUNSEL]: Judge, my understanding is the exhibit the State is going to
introduce is a redacted copy of my client’s interview. I have not yet reviewed that
redacted interview. The State’s assured me that they’ve taken out all prior
uncharged bad acts and that this is dealing simply with his interview regarding just
this alleged incident and his denial about his involvement. So my objection will be
no objection contingent upon the fact that the State has told me —
3
Generally speaking, “[t]he law permits the State to try a defendant only for the offense for which he is on
trial[,] and [t]his precludes the State from unjustifiably introducing evidence of a defendant’s prior, uncharged crimes
or bad acts.” State v. Garretson, 598 S.W.3d 643, 653 (Mo. App. W.D. 2020) (quoting State v. Lutes, 557 S.W.3d
384, 390 (Mo. App. W.D. 2018)).
5
THE COURT: Well, it would be a mistrial if it’s not done the right way or
something. Okay.
[TRIAL COUNSEL]: Thank you, Judge.
[PROSECUTOR]: Is there specific areas that —
[TRIAL COUNSEL]: No.
[PROSECUTOR]: Is there specific areas that the Defense would like taken out?
We took out the prior arrest and Greg’s confrontation about the prior robbery. We
left in that he’s never been arrested, he doesn’t have any convictions. There is a
part where he has done something illegal and they’re asking him, “Have you ever
done anything illegal and been caught?” The other part is he smokes marijuana but
does nothing else.
[TRIAL COUNSEL]: And I would have no objection to any of that information
coming in.
THE COURT: If anything shows up, I want you to let me know, and you guys stop
it immediately, and we’ll try to —
[TRIAL COUNSEL]: Thank you, Judge.
THE COURT: Okay. Thank you. All right.
Thompson also relied on the following colloquy, occurring during the playing of State’s
Exhibit 151:
(A portion of State’s Exhibit 151 was played for the jury.)
(Counsel approached the bench, and the following proceedings were had:)
[TRIAL COUNSEL]: Judge, based on the Court’s ruling regarding this evidence
in this video, the State said they had redacted all information of prior uncharged
bad acts of which two of those things were just discussed about how Kilavonte said
that Little Charles robbed a drug dealer, and before that they talked again about
how he was out robbing people.
At this time, I’m not moving for a mistrial, but I would like for the showing of this
video which clearly has not been redacted to be stopped and for the Court to give a
curing instruction telling the jury they can disregard any portion of this video.
THE COURT: What portion did you want me to go back to?
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[TRIAL COUNSEL]: Judge, I would ask that we not show any more of the clip of
Officer Bestgen and instruct the jury to disregard all testimony of Officer Bestgen
in this video.
[PROSECUTOR]: He’s talking about hitting East High Street and drug dealing,
and they said that Johnny was a drug dealer. That’s what they’re talking about.
[TRIAL COUNSEL]: Is that what he is?
[PROSECUTOR]: Yeah. And they said that Kilavonte was in this. That’s the way
I took it. He did talk about the other robbery earlier where he said he robbed
somebody in broad daylight, and we had cut that out. I assume this is talking about
hitting Johnny Evans. We can stop here. This is the same thing.
THE COURT: Okay. All right. That was what my instruction — That’s what I —
[TRIAL COUNSEL]: If I misunderstood what the question was —
[PROSECUTOR]: That’s the way I took it.
THE COURT: Did you want to repeat what you said?
[TRIAL COUNSEL]: Judge, it’s my understanding now that [Prosecutor]’s
statement is correct. I would withdraw my objection and request.
THE COURT: The Court had listened to it when it came in, and I believed too —
Because I was ready for you to make an objection, and the next question seemed to
tie into this. So we’re done with this then?
[TRIAL COUNSEL]: If you guys want to play it, I don’t mind.
[PROSECUTOR]: That’s the way I took it.
THE COURT: Okay. We’re gonna continue playing it then?
[TRIAL COUNSEL]: I have no objection.
THE COURT: Okay.
(Proceedings returned to open court.)
Other than what was said in the foregoing colloquies, Thompson did not identify any particular
statements on the video referencing uncharged misconduct, and nothing in the trial record indicates
which parts of State’s Exhibit 151 were played for the jury and which parts were not.
7
On appeal, however, Thompson argues that the following statements from an officer were
played for the jury immediately preceding trial counsel’s objection:
Now hear me out. This ain’t the only robbery you did while you were in town.
This ain’t the only robbery you did while you were in town. Valentine’s day. You
remember Valentine’s Day specifically, right? . . . You did a robbery on Valentine’s
Day. During the day! You did it. Right there on Elizabeth Street. Right there
those two people. That come over to score some dope. You robbed ’em. And
guess what? That got called in, and that got reported . . . You robbed ’em. Right
in the street . . . Listen! Listen! Listen to me. You robbed them in the street. And
how did you rob ’em? You had a gun.
(App. Br. 17) (citing Ex. 151 at 7:13:00).4
We have no way to verify where, in the video, the playback was stopped for trial counsel’s
objection; Thompson did not play the video at the evidentiary hearing, nor did he question trial
counsel about any specific references within the exhibit. In fact, trial counsel testified that he did
not recall “what the uncharged conduct that . . . Thompson now complains of in the video was.”
And the prosecutor’s representation in the trial transcript indicates that a discussion of an earlier
robbery “in broad daylight” had been redacted, so it is unclear to this court if the portion Thompson
relies on now, for the first time on appeal, was even played for the jury. Furthermore,
approximately one hour’s worth of the video is nothing more than Thompson alone and sleeping
in the interview room; because of this, we sincerely doubt that the exhibit we have been provided
was played in its entirety for the jury at trial. And, without specific time stamps for when the video
was stopped and started for the jury, we simply cannot verify whether the jury even heard the
statements that Thompson complains about now on appeal.
But, regardless of whether the jury heard the complained-of statements, we cannot say that
the motion court clearly erred in rejecting Thompson’s claim, as he failed to prove any prejudice.
4
There was no transcript accompanying Movant’s Exhibit 151 at the evidentiary hearing. The statements
identified appear to be Thompson’s counsel’s own transcription. The State has not challenged Thompson’s depiction
of these statements.
8
At trial, though counsel initially objected and argued that the tape had not been redacted as agreed,
upon further discussion, trial counsel agreed with the prosecutor that, in fact, the portion that he
objected to did not reference uncharged crimes and, instead, referred only to the charged crime.
And, although trial counsel did not review the tape before it was played at trial, there is no reason
to believe that trial counsel would have reached a different conclusion if he had viewed it earlier.
Furthermore, trial counsel testified at the evidentiary hearing that he had a strategic purpose in
allowing the jury to hear the interview:
[B]ased on my recollection, that video was incredibly beneficial for — for our case.
We were able, basically, to get testimony in without being subject to
cross-examination based on all the information that came in with that video.
Charles was able to talk about how he played football in high school, that he lived
with his parents; he knew both their names. Incredibly relevant personal
information that didn’t subject him to cross-examination far outweighed, in my
belie[f], any prejudicial effect that the prior uncharged conduct had with the jury.
While we recognize that trial counsel did not articulate a strategy for not reviewing the video before
trial, he very clearly articulated a strategy for wanting a large portion of the video played for the
jury. And that strategy appears to have been effective in light of the fact that Thompson was
acquitted on three of the four charges.
But the larger problem is that Thompson failed to demonstrate any prejudice insofar as he
did not prove that, had counsel viewed the video beforehand, anything about Thompson’s trial
would have changed. Trial counsel wanted the video in to highlight Thompson’s positive attributes
without subjecting him to cross-examination, and, upon actually viewing the video, trial counsel
agreed that he was mistaken about his initial impression that certain statements referenced
uncharged misconduct. For all of these reasons, Point I is denied.
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B. Thompson failed to prove ineffective assistance of appellate counsel.
In his second point on appeal, Thompson argues that appellate counsel was ineffective in
failing to raise a claim on appeal challenging the admission of testimony from a State’s expert as
to how gunshot residue may have been deposited on Thompson’s clothing.
“To be entitled to post-conviction relief based on ineffective assistance of appellate
counsel, the movant must satisfy the two-prong test set out in Strickland v. Washington[.]” Weinert
v. State, 593 S.W.3d 666, 670 (Mo. App. E.D. 2020). “The movant must first establish appellate
counsel’s performance was deficient.” Id. “A movant must also demonstrate the deficient
performance resulted in prejudice to his defense.” Id. “For a failure to raise a claim on appeal, a
movant must show a claim of error is ‘so obvious from the record that a competent and effective
lawyer would have recognized it and asserted it.’” Id. at 671 (quoting Murray v. State, 511 S.W.3d
442, 446 (Mo. App. E.D. 2017)). “An appellate attorney does not have to raise every preserved
issue.” Id. “Appellate counsel can strategically decide to ‘winnow out’ non-frivolous arguments
in favor of other reasonable arguments.” Id. (quoting Murray, 511 S.W.3d at 446).
At trial, the State presented testimony from Katie Corcoran, a criminalist and expert in the
field of gunshot residue analysis. After certifying Corcoran as an expert, the prosecutor asked her,
generally, how gunshot residue (GSR) is deposited, and she testified to the following, without
objection:
A. . . . GSR is deposited when the primer is ignited and — and vaporizes. And
when it condenses again, the particles are formed, and they will fall anywhere
within the vicinity of the firearm discharge.
Q. And can it be transferred?
A. Yes.
Q. How is that?
10
A. Anytime a surface with GSR on it comes into contact with a surface without
GSR on it, it is possible for GSR to transfer.
After Corcoran testified about her findings in Thompson’s case, the prosecutor asked if she
“ma[d]e any conclusions as to how the GSR got onto [Thompson’s] clothing . . . ?” Trial counsel
objected, arguing that the answer would be speculation. The trial court overruled trial counsel’s
objection, and Corcoran testified: “I concluded that the gunshot residue could have come from
being in the vicinity of a firearms discharge or having come into contact with something that had
GSR on it.” In Thompson’s motion for new trial, trial counsel included a claim of error in
overruling his objection to Corcoran’s testimony.
Appellate counsel did not raise this claim of error on appeal. When asked why he did not
do so, appellate counsel testified:
I think that my initial assessment was that it would be difficult to prove prejudice,
even though that issue was fully preserved. I do recall that there was a very small
amount of gunshot residue, and I believe that Corcoran’s testimony — or testimony
adduced at trial was also something of the nature. That, you know, this — this
spec[k], for lack of a better term, of gunshot residue could have come from, you
know, any number of different sources. And it wasn’t necessarily clear — it was
at least as unclear of the origin of the — this gunshot residue spec[k] as it would
have been inference about its origin.
Appellate counsel explained that, at the time he filed Thompson’s appellate brief, he did not
believe the claim Thompson advocates would have been successful on appeal. Appellate counsel
testified, “I raised the claims that I felt had the best chance at success on merits.”
Appellate counsel’s assessment of the relative strength of this claim was accurate;
therefore, his strategy was reasonable. To begin, the testimony trial counsel objected to was not
materially different from Corcoran’s unobjected-to testimony about how GSR is deposited,
generally. In both instances, Corcoran testified that GSR was likely present because the clothing
was either in close proximity to a firearm discharge or came in contact with something that had
11
GSR on it. Thus, even if trial counsel’s objection were meritorious, Corcoran’s answers were
cumulative to other evidence properly admitted. And “[i]mproperly[]admitted evidence is not
prejudicial when essentially the same facts are established by other evidence[.]” State v. Davidson,
599 S.W.3d 257, 263-64 (Mo. App. S.D. 2020) (quoting State v. Newman, 583 S.W.3d 479, 483
(Mo. App. S.D. 2019)). Furthermore, Corcoran did not testify as to how GSR, in fact, ended up
on Thompson’s clothing; instead, she testified only how it “could have” arrived there, which was
consistent with how GSR is deposited on anything. Accordingly, even if appellate counsel had
raised this claim, it would not have succeeded on appeal.
In short, appellate counsel’s decision was the result of reasonable strategy, and Thompson
did not demonstrate any resulting prejudice. Therefore, Point II is denied.
Conclusion
Thompson failed to prove that either trial or appellate counsel provided ineffective
assistance. The motion court’s judgment is affirmed.
Karen King Mitchell, Presiding Judge
Anthony Rex Gabbert and W. Douglas Thomson, Judges, concur.
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