State v. MacDonald , 370 Mont. 1 ( 2013 )

April 23 2013
DA 12-0218
IN THE SUPREME COURT OF THE STATE OF MONTANA
2013 MT 105STATE OF MONTANA,
Plaintiff and Appellee,
v.
ASHLI LEE MACDONALD,
Defendant and Appellant.
APPEAL FROM: District Court of the Fourth Judicial District,
In and For the County of Missoula, Cause No. DC 11-145
Honorable Edward P. McLean, Presiding Judge
COUNSEL OF RECORD:
For Appellant:
Wade Zolynski, Chief Appellate Defender; Eileen A. Larkin, Assistant
Appellate Defender; Helena, Montana
For Appellee:
Timothy C. Fox, Montana Attorney General; Tammy K Plubell, Assistant
Attorney General; Helena, Montana
Fred Van Valkenburg, Missoula County Attorney; Susan Boylan, Deputy
County Attorney; Missoula, Montana
Submitted on Briefs: February 13, 2013
Decided: April 23, 2013
Filed:
__________________________________________
Clerk
Justice Beth Baker delivered the Opinion of the Court.
¶1 Ashli MacDonald appeals the judgment and sentence of the Fourth Judicial
District Court, following her convictions for two felonies—assault of a minor and
aggravated assault—arising from incidents involving her infant son, John Doe.
MacDonald raises two issues on appeal:
¶2 1. Did the District Court err by ordering a change in parenting arrangements for
John Doe as part of the criminal sentence, despite pending dependency and neglect
proceedings?
¶3 2. Did the District Court err or exceed statutory mandates by ordering
MacDonald to pay fees, costs and surcharges without inquiring into her ability to pay?
¶4 We affirm, but remand for the District Court to strike a portion of its written
judgment.
PROCEDURAL AND FACTUAL BACKGROUND
¶5 On March 3, 2011, Ashli MacDonald brought her seven-week-old son, John Doe,
to the Community Medical Center in Missoula, Montana, due to swelling and bruising in
his upper right leg. She was accompanied by her boyfriend, Pete Lapham. An
examination revealed that John Doe sustained a fracture to his upper right femur. Based
on suspicion of “non-accidental trauma,” the doctor conducted a routine skeletal survey
of John Doe, which revealed an older, already healing fracture in his right humerus.
¶6 MacDonald and Lapham were directed to the police station and separately
interviewed. MacDonald initially indicated that she was unaware of any potential causes
of her son’s injuries. After a break in the interview, however, she stated that she had
recently become frustrated with John Doe when he was crying, grabbed him by his right
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leg, jerked him up, and flipped him over. At that point, his crying changed to a “pain
cry” and she knew that she had hurt him. She described another instance when she had
become similarly irritated with John Doe’s crying and jerked his right arm. At her
December 2011 jury trial, MacDonald testified that she had lied in her earlier statement
because she wanted to “get out of there quicker” and return to the hospital to be with
John Doe. She testified that Lapham, rather than she, was responsible for John Doe’s
injuries. The jury convicted MacDonald of assault on a minor and aggravated assault,
both felonies.
¶7 The District Court ordered a pre-sentence investigation report, which was prepared
and filed with the court on January 24, 2012. The court held a sentencing hearing on
February 8, 2012. Andrew Cox, John Doe’s father, appeared at the hearing and testified
that he was concerned about John Doe’s safety and care based on MacDonald’s assault
convictions and his observation that John Doe was often filthy and hungry while in
MacDonald’s custody. Asked by the court about his preferred residential arrangement,
Cox stated that John Doe should live primarily with him and that MacDonald should be
permitted supervised visitation. MacDonald’s counsel noted that the parenting
arrangements were being considered in MacDonald’s dependency and neglect companion
case and suggested that the court await the outcome of those proceedings, rather than
decide the issue at sentencing. The District Court stated that it would “defer to the
dependent neglect matter,” but, “in the interim, we’ll place the child with the father, and
we’ll order that the mother be given supervised visitation of three days per week, but, not
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overnight.” At the close of the hearing, the court ordered MacDonald to deliver John
Doe to Cox by 3:00 that afternoon.
¶8 In its February 15, 2012, written judgment, the District Court sentenced
MacDonald to five years at the Montana Women’s Prison for the assault on a minor
conviction and fifteen years in prison for the aggravated assault conviction, to be served
concurrently, with both sentences suspended. The court also ordered MacDonald to pay
fines, fees and surcharges, including prosecution and defense costs, summing $1,060 in
total. The court recorded no findings regarding MacDonald’s financial situation. The
judgment did not reflect that the court had inquired into MacDonald’s ability to pay the
fines, fees and surcharges, nor was the issue of MacDonald’s financial ability raised by
her counsel. The judgment identified three reasons for the sentence imposed:
1. The sentence takes into account the pre-sentence report.
2. The Court has considered the nature of the offense against the child
and the injuries suffered by the child.
3. It is the Court’s opinion that the burden has now shifted and it’s on
the mother to show that she should have unsupervised night
visitation with the child. All presumptions are now that the father
should have legal custody of the child unless the mother can show
that she can provide a safe environment without any temper
problems.
MacDonald appeals the judgment.
STANDARD OF REVIEW
¶9 We review “a criminal sentence for legality to determine whether the sentence is
within the statutory parameters.” State v. Starr, 2007 MT 238, ¶ 7, 339 Mont. 208, 169
P.3d 697 (citing State v. Kotwicki, 2007 MT 17, ¶ 5, 335 Mont. 344, 151 P.3d 892).
When suspending “all or a portion of execution of sentence,” the district court may
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impose “reasonable restrictions or conditions considered necessary for rehabilitation or
for the protection of the victim or society.” Section 46-18-201(4)(p), MCA. We review
the imposition of sentencing conditions for an abuse of discretion. State v. Zimmerman,
2010 MT 44, ¶ 13, 355 Mont. 286, 228 P.3d 1109 (citing State v. Ashby, 2008 MT 83,
¶ 9, 342 Mont. 187, 179 P.3d 1164). We may review a criminal sentence “if it is alleged
that such sentence is illegal or exceeds statutory mandates, even if no objection is made at
the time of sentencing.” State v. Lenihan, 184 Mont. 338, 343, 602 P.2d 997, 1000
(1979).
DISCUSSION
¶10 1. Did the District Court err by ordering a change in parenting arrangements for
John Doe as part of the criminal sentence, despite pending dependency and neglect
proceedings?
¶11 MacDonald argues that the District Court improperly altered and placed conditions
on the parenting arrangements for John Doe during sentencing. She points out that the
District Court changed custody—a civil matter with statutorily mandated procedures—in
a criminal proceeding “without notice and without the presence of the attorney
representing [MacDonald] in the companion case.” Although the civil case subsequently
restored MacDonald’s custody of John Doe, MacDonald suggests the issue is not moot
because the conditions imposed on the restoration of her custody could be misunderstood
as applying throughout the course of her fifteen-year sentence. In particular, the “burden-
shifting” language in the order could be “subject to misinterpretation as a judicial finding
of fact and/or law of the case subject to judicial notice in any future civil proceedings.”
As relief, she requests that this Court “strik[e] from the Judgment the above noted
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reference to burden-shifting and a presumption that Cox should have legal custody of
John Doe.”
¶12 Because MacDonald has regained custody of John Doe through the civil
proceeding, we agree with the State that “her claim regarding the district court’s
imposition of an emergency condition concerning the temporary custody of the young
victim is moot” because it presents no actual controversy. See Serena Vista, L.L.C. v.
State Dep’t of Nat. Resources & Conserv., 2008 MT 65, ¶ 14, 342 Mont. 73, 179 P.3d
510 (“[A] case will become moot for the purposes of an appeal where by a change of
circumstances prior to the appellate decision the case has lost any practical purpose for
the parties, for instance where the grievance that gave rise to the case has been
eliminated[.]”) (internal quotation marks and citation omitted). During the sentencing
hearing, the District Court acknowledged that custody of John Doe was being addressed
in the pending abuse and neglect case and stated that it would defer to that decision. The
court made clear that its order transferring custody to Cox was to be effective only
“during the interim” for the purpose of protecting John Doe. Since the companion civil
case has now been decided, the “interim” custody arrangement provided in the sentencing
order no longer has any effect.
¶13 We do agree with MacDonald, however, that the statement in the court’s written
judgment that the father should be presumed to have custody of John Doe should not
have been included in the criminal sentence. The court recognized that custody of the
child would be determined in the civil case, and it imposed no conditions on
MacDonald’s suspended sentence relating to her contact with the child, except that she
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comply with all recommendations in the treatment plan by Child and Family Services.
The third statement in the court’s reasons for judgment, while not stated as a condition of
the sentence, could be construed as a finding or conclusion with implications for any civil
custody proceeding, despite the court’s professed intent not to make any such
determination in the criminal case. Accordingly, the third statement of reasons for the
sentence has no place in the judgment and must be stricken.
¶14 2. Did the District Court err or exceed statutory mandates by ordering
MacDonald to pay fees, costs and surcharges without inquiring into her ability to pay?
¶15 MacDonald acknowledges that she did not object to the District Court’s failure to
inquire into her ability to pay the fees, costs and surcharges and thus did not preserve the
issue for appeal. She points out, however, that this Court may review any sentence that
allegedly is “illegal or exceeds statutory mandates, regardless of whether an objection
was made,” as discussed in Lenihan. She suggests that the “Lenihan exception may be
invoked here” because the District Court’s failure to inquire into MacDonald’s ability to
pay the fees “results in an illegal sentence that may not fall within statutory parameters.”
See Lenihan, 184 Mont. at 343, 602 P.2d at 999-1000. Based on our holding in Kotwicki,
we disagree with MacDonald’s argument.
¶16 We have on numerous occasions recognized that “a sentencing court’s failure to
abide by a statutory requirement rises to an objectionable sentence, not necessarily an
illegal one that would invoke the Lenihan exception.” Kotwicki, ¶ 13; see e.g. State v.
Swoboda, 276 Mont. 479, 482, 918 P.2d 296, 298 (1996); State v. Park, 2008 MT 429,
¶ 19, 347 Mont. 462, 198 P.3d 321; State v. Jones, 2008 MT 440, ¶ 16, 347 Mont. 512,
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199 P.3d 216 (overruled in part on other grounds, State v. Allen, 2010 MT 214, ¶ 35, 357
Mont. 495, 241 P.3d 1045).
¶17 In Kotwicki, we held that the sentencing court’s failure to inquire into the
defendant’s financial circumstances prior to imposing fees, as required by statute, renders
the sentence objectionable, but not illegal. Kotwicki, ¶¶ 21-22. After Kotwicki was
convicted of five felonies, the sentencing court imposed fees summing $25,000, but
failed to conduct an inquiry into the defendant’s ability to pay, as required by § 46-18-
231(3), MCA. Kotwicki did not object before the district court, but appealed the
sentencing decision, arguing that the sentence was illegal and that the Lenihan exception
applied. We noted that the record indicated Kotwicki had maintained employment as a
construction worker for years and possessed a large sum of cash, but it was impossible to
tell whether the court actually had considered those factors because it “made no specific
findings as to Kotwicki’s ability to pay.” Kotwicki, ¶ 21. We also noted that the fines did
not exceed the statutory parameters because the district court was authorized by statute to
impose a fine of up to $50,000 for each felony offense. Kotwicki, ¶ 16. We held that
“Kotwicki’s failure to object to the court’s oversight of Kotwicki’s ability to pay the
$25,000 fine constituted a waiver that prevents us from reviewing the issue on appeal.”
Kotwicki, ¶ 22.
¶18 We disagree with MacDonald’s suggestion that our holding in Kotwicki is limited
to circumstances where the record reflects the defendant’s ability to pay. Our holding
was explicitly based on the assumption “that the court failed to consider Kotwicki’s
financial condition.” Kotwicki, ¶ 21. Moreover, here, as in Kotwicki, information about
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the defendant’s financial circumstances was available for the District Court’s
consideration: the pre-sentence investigation report listed MacDonald’s employment
status, income, financial assets, and debts. MacDonald’s failure to object to any
oversight by the court regarding her financial condition constituted a waiver of her claim
on appeal. Kotwicki, ¶ 22.
¶19 MacDonald’s reference to Starr is misplaced. There, the district court rejected the
pre-sentence investigation report’s recommendation of a $3,000 fine on its express
finding that the defendant would not be able to pay it, but—in contradiction to that
finding—then ordered Starr to pay more than $2,000 for fees of assigned counsel. Starr,
¶¶ 5, 8. Under those circumstances, we held that the sentence was illegal “[a]bsent an
affirmative finding of Starr’s ability to pay the attorney’s fees.” Starr, ¶ 10. There is no
mention in Starr of any failure by the defendant to object to the imposition of defense
costs; thus, whether the claim was waived was not an issue on appeal.
¶20 As discussed, MacDonald has not made a “colorable claim” that her sentence was
illegal. There is no indication that the imposition of fees totaling $1,060 fell outside of
statutory parameters. The fees are authorized by law and the District Court could have
imposed a fine up to $50,000 for the aggravated assault conviction. Section 45-5-202(2),
MCA. At sentencing, the District Court considered a pre-sentence investigation report
that detailed MacDonald’s financial circumstances and provided an itemized list of
applicable fees. The District Court acted within its discretion in imposing fees and we
decline to consider MacDonald’s claim absent objection before the sentencing court.
Kotwicki, ¶ 21.
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¶21 For the foregoing reasons, we affirm the judgment of the District Court. The case
is remanded with instructions to the District Court to strike the language identified as the
third numbered paragraph of its reasons for judgment.
/S/ BETH BAKER
We concur:
/S/ MIKE McGRATH
/S/ MICHAEL E WHEAT
/S/ PATRICIA COTTER
/S/ LAURIE McKINNON
/S/ JIM RICE
/S/ BRIAN MORRIS
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