Randall Desjardin v. U.S. Postal Service , 2023 MSPB 6 ( 2023 )


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  •                          UNITED STATES OF AMERICA
    MERIT SYSTEMS PROTECTION BOARD
    
    2023 MSPB 6
    Docket No. SF-0353-15-0241-I-1
    Randall S. Desjardin,
    Appellant,
    v.
    United States Postal Service,
    Agency.
    February 22, 2023
    Randall S. Desjardin, Grove, Oklahoma, pro se.
    Michael R. Tita, Esquire, Sandy, Utah, for the agency.
    BEFORE
    Cathy A. Harris, Vice Chairman
    Raymond A. Limon, Member
    Tristan L. Leavitt Member
    Vice Chairman Harris recused herself and
    did not participate in the adjudication of this appeal.
    OPINION AND ORDER
    ¶1        The appellant has filed a petition for review of the initial decision that
    granted in part his restoration claim on the merits. The agency has filed a cross
    petition for review. For the reasons discussed below, we DENY the petition for
    review and GRANT the cross petition for review.           We AFFIRM the initial
    decision IN PART, AS MODIFIED by this Opinion and Order, REVERSE it IN
    PART, and VACATE it IN PART.                 More specifically, we AFFIRM AS
    MODIFIED the administrative judge’s finding that the agency arbitrarily and
    capriciously denied the appellant restoration. We REVERSE the administrative
    2
    judge’s finding that the agency discriminated against the appellant on the basis of
    his disability. We VACATE the administrative judge’s order to pay the appellant
    back pay for 2 hours per day for the time during which he was denied partial
    restoration.
    BACKGROUND
    ¶2         The appellant is employed by the agency as a City Carrier. Initial Appeal
    File (IAF), Tab 6, Subtab A at 2. On December 11, 2014, he submitted a written
    request to the agency’s local injury compensation manager to return to work
    following an absence due to a compensable injury. 
    Id.,
     Subtab B. He included a
    Form CA-17 (Duty Status Report) completed by his doctor that listed his medical
    restrictions. Id. at 2. He submitted updated paperwork over the following week.
    Id. at 4, 6-7, 10, 12.
    ¶3         On January 7, 2015, the appellant filed this Board appeal challenging the
    agency’s failure to restore him to duty.     IAF, Tab 1.     Around the time the
    appellant filed his Board appeal, the agency informed him by letter that it had
    unsuccessfully searched for available work within his medical restrictions within
    his facility and throughout the local commuting area.      IAF, Tab 6, Subtab E.
    Although the letter was dated January 5, 2015, it does not appear to have been
    sent to the appellant until 8 days later.      Id., Subtab F.    Additionally, the
    appellant’s supervisor conceded in her hearing testimony that in fact a full search
    of the local commuting area had not been conducted when the agency sent the
    letter. Hearing Compact Disc (HCD) (testimony of S.N.).
    ¶4         The agency searched the local commuting area on January 15, 2015, based
    on restrictions that differed somewhat from those set forth by the appellant’s
    doctor.   That search resulted in a finding of no work available within the
    appellant’s restrictions. IAF, Tab 17 at 31-71. Approximately 2 weeks after he
    filed this appeal, the appellant received and accepted a modified limited-duty
    assignment casing mail for up to 2 hours per day.       Id. at 14.   The appellant
    3
    accepted the modified limited-duty assignment “under protest,” asserting that
    there was sufficient work available for him to work a full-time schedule.
    Id. at 13-14. He also argued that he could perform his duties as a union steward.
    Id.
    ¶5         Effective March 24, 2015, the appellant accepted a new modified
    limited-duty assignment for 8 hours per day.             IAF, Tab 42, Subtab BB.
    In accepting the offer, the appellant protested that the offer did not specifically
    include union steward duties. Id. However, the appellant acknowledged in his
    hearing testimony that he was permitted to perform those duties after accepting
    the March 24, 2015 limited-duty assignment. HCD (testimony of the appellant).
    ¶6         After holding a hearing, the administrative judge issued an initial decision
    granting the appellant’s request for restoration in part.               IAF, Tab 61,
    Initial Decision (ID). Specifically, she found that the agency’s initial search for
    available work for the appellant was inadequate because it failed to include the
    entire local commuting area and was based on incorrect medical restrictions. 1
    ID at 7.   She further found that the appellant’s partial restoration to duty in
    January 2015 was so unreasonable as to amount to an arbitrary and capricious
    denial of restoration. ID at 7-8. The administrative judge rejected the appellant’s
    argument that the agency was required to assign him to perform union steward
    duties as part of its restoration obligation. ID at 9-11. However, she found that
    there were at least 2 hours of work available daily within the appellant’s medical
    restrictions from the time he submitted his restoration request in December 2014.
    ID at 11-13. Accordingly, the administrative judge ordered the agency to pay the
    appellant back pay and benefits for 2 hours per day for the period during which
    1
    The administrative judge determined that the agency had searched for work based on a
    restriction of no walking at all, when the appellant’s walking restriction was limited to
    walking carrier routes. ID at 7.
    4
    his request for restoration was denied in its entirety and to conduct a proper
    search for available work retroactive to December 12, 2014. ID at 28-29.
    ¶7        Having found that the Board had jurisdiction over the appellant’s
    restoration appeal, the administrative judge then addressed the appellant’s claims
    of discrimination, retaliation, and harmful procedural error. She found that the
    appellant failed to show that the agency denied him a reasonable accommodation
    for his disability because he failed to identify either an accommodation that
    would have enabled him to perform the essential functions of his position or a
    vacant funded position to which he could have been reassigned. ID at 16-17.
    In addressing the appellant’s disparate treatment disability discrimination claim,
    the administrative judge applied a mixed-motive analysis and found that the
    appellant’s disability was a motivating factor in both the agency’s failure to
    immediately restore him for at least 2 hours per day, as well as its failure to
    restore him to full-time work. ID at 17-19. The administrative judge found that
    the agency proved by clear and convincing evidence that it would have denied the
    appellant a full-time limited-duty assignment even in the absence of his
    disability, but she also found that the agency failed to meet that burden regarding
    the failure to immediately provide 2 hours of work. ID at 19-20.
    ¶8        The administrative judge also found that the appellant failed to prove that
    his sex or prior equal employment opportunity (EEO) activity was a motivating
    factor in the agency’s actions. ID at 20-23. She further found that the appellant
    failed to show that the agency’s actions constituted retaliation for his
    whistleblowing or union activities. ID at 23-27. Finally, the administrative judge
    found that the appellant failed to show any harmful error separate from the merits
    of his restoration claim. ID at 27-28.
    ¶9        The appellant has filed a petition for review and the agency has filed a cross
    petition for review challenging the initial decision. Petition for Review (PFR)
    File, Tabs 1, 9.   The appellant argues that the agency’s actions violated the
    applicable collective bargaining agreement, the agency’s Employee and Labor
    5
    Relations Manual, and the National Labor Relations Act by failing to allow him
    to perform union duties. PFR File, Tab 1 at 9-12. He also argues that there were
    sufficient nonunion     duties available to restore him to            full-time work.
    Id. at 13-17.   He argues that his union duties are essential functions of his
    position and that the agency’s failure to restore him to perform those duties is
    therefore a denial of reasonable accommodation. Id. at 17. The appellant further
    argues that he proved his claims of harmful error, sex discrimination, and
    retaliation for prior EEO, whistleblowing, and union activities.         Id. at 18-21.
    Finally, the appellant asserts that he has evidence that was not previously
    available. 2 Id. at 21, 25-165. In its cross petition for review, the agency argues
    that the administrative judge erred in finding disability discrimination because it
    was not required under the Rehabilitation Act to offer the appellant duties that did
    not comprise the essential functions of a position. PFR File, Tab 9 at 10-12.
    The appellant has responded in opposition to the agency’s cross petition for
    review. 3 PFR File, Tab 11.
    2
    We have reviewed the documents the appellant submitted for the first time on review,
    and we find that he has not shown that those documents were unavailable prior to the
    close of the record below, despite his due diligence. Therefore, the Board will not
    consider them. See Avansino v. U.S. Postal Service, 
    3 M.S.P.R. 211
    , 214 (1980);
    
    5 C.F.R. § 1201.115
    (d). Regarding the sworn statements submitted with the petition for
    review, although the statements themselves are dated after the close of the record
    below, the appellant has not shown that the information contained in the documents, not
    just the documents themselves, were unavailable despite his due diligence.
    See Grassell v. Department of Transportation, 
    40 M.S.P.R. 554
    , 564 (1989); 
    5 C.F.R. § 1201.115
    (d).
    3
    We deny the appellant’s objection to the Clerk of the Board’s order granting the
    agency an extension of time to file its response to the appellant’s petition for review.
    PFR File, Tab 11 at 4.
    6
    ANALYSIS
    To establish jurisdiction over his restoration claim as a partially recovered
    employee, the appellant must show that the agency failed to meet its minimum
    obligation under 
    5 C.F.R. § 353.301
    (d).
    ¶10           The Federal Employees’ Compensation Act provides, among other things,
    that Federal employees who suffer compensable injuries enjoy certain rights to be
    restored to their previous or comparable positions.            Kingsley v. U.S. Postal
    Service, 
    123 M.S.P.R. 365
    , ¶ 9 (2016); see 
    5 U.S.C. § 8151
    (b). Congress has
    explicitly granted the Office of Personnel Management (OPM) the authority to
    issue regulations governing the obligations of employing agencies in this regard.
    
    5 U.S.C. § 8151
    (b).        Pursuant to this authority, OPM has issued regulations
    requiring agencies to make certain efforts toward restoring employees with
    compensable injuries to duty, depending on the timing and extent of their
    recovery. 
    5 C.F.R. § 353.301
    ; see Smith v. U.S. Postal Service, 
    81 M.S.P.R. 92
    ,
    ¶ 6 (1999).
    ¶11           The regulation at 
    5 C.F.R. § 353.301
    (d) concerns the restoration rights
    granted to “partially recovered” employees, defined in 
    5 C.F.R. § 353.102
     as
    injured employees who, “though not ready to resume the full range” of their
    regular duties, have “recovered sufficiently to return to part-time or light duty or
    to      another    position    with    less    demanding      physical      requirements.”
    Section 353.301(d) requires agencies to “make every effort to restore in the local
    commuting area, according to the circumstances in each case, an individual who
    has partially recovered from a compensable injury and who is able to return to
    limited duty.”      This means, “[a]t a minimum,” treating individuals who have
    partially recovered from a compensable injury substantially the same as other
    disabled 4 individuals under the Rehabilitation Act, as amended.                 
    5 C.F.R. § 353.301
    (d). The Board has interpreted the regulation to require that an agency
    4
    The regulation anachronistically refers to “handicapped” individuals.
    7
    must at least search within the local commuting area for vacant positions to which
    it can restore a partially recovered employee and to consider her for any such
    vacancies. Sanchez v. U.S. Postal Service, 
    114 M.S.P.R. 345
    , ¶ 12 (2010). 5
    ¶12         Although 
    5 U.S.C. § 8151
     does not itself provide for an appeal right to the
    Board, the regulation at 
    5 C.F.R. § 353.304
     provides Board appeal rights to
    individuals affected by restoration decisions under 
    5 C.F.R. § 353.301
    .
    As relevant here, the regulation provides that a partially recovered individual
    “may appeal to [the Board] for a determination of whether the agency is acting
    arbitrarily and capriciously in denying restoration.”          
    5 C.F.R. § 353.304
    (c).
    Pursuant to the law and regulations in effect at the time this appeal was filed, to
    establish jurisdiction over a restoration appeal as a partially recovered individual,
    the appellant must prove the following by preponderant evidence:            (1) he was
    absent from his position due to a compensable injury; (2) he recovered
    sufficiently to return to duty on a part-time basis or to return to work in a position
    with less demanding physical requirements than those previously required of him;
    (3) the agency denied his request for restoration; and (4) the denial was arbitrary
    and capricious. 6 Bledsoe v. Merit Systems Protection Board, 
    659 F.3d 1097
    , 1104
    (Fed. Cir. 2011); Latham v. U.S. Postal Service, 
    117 M.S.P.R. 400
    , ¶ 10 (2012),
    5
    Although the Rehabilitation Act may in some cases require an agency to search
    beyond the local commuting area, we have found that, read as a whole,
    section 353.301(d) requires only that an agency search within the local commuting area
    and that the reference to the Rehabilitation Act means that, in doing so, it must
    undertake substantially the same effort that it would exert under that Act when
    reassigning a disabled employee within the local commuting area.             Sanchez,
    
    114 M.S.P.R. 345
    , ¶ 18.
    6
    A preponderance of the evidence is “[t]he degree of relevant evidence that a
    reasonable person, considering the record as a whole, would accept as sufficient to find
    that a contested fact is more likely to be true than untrue.” 
    5 C.F.R. § 1201.4
    (q)
    (formerly codified at 
    5 C.F.R. § 1201.56
    (c)(2) (2015)).
    8
    overruled on other grounds by Cronin v. U.S. Postal Service, 
    2022 MSPB 13
    ,
    ¶¶ 20-21. 7
    ¶13         The jurisdictional standard established by 
    5 C.F.R. § 353.304
    (c) “reflects
    the limited substantive right enjoyed by partially recovered employees.”
    Bledsoe, 
    659 F.3d at 1103
    .        Whereas employees who fully recover from a
    compensable injury within a year have an “unconditional right to restoration
    under 
    5 C.F.R. § 353.301
    (a) and 
    5 U.S.C. § 8151
    (b)(1),” a partially recovered
    employee does not have such an unconditional right. Bledsoe, 
    659 F.3d at 1103
    .
    Rather, the agency only is obliged to “make every effort to restore” a partially
    recovered employee “in the local commuting area” and “according to the
    circumstances in each case.” Id.; 
    5 C.F.R. § 353.301
    (d). The Board appeal right
    under 
    5 C.F.R. § 353.304
    (c) is likewise conditional:             “[b]ecause partially
    recovered employees do not have an unconditional right to restoration, they do
    not have the right to appeal every denial of restoration.”         Bledsoe, 
    659 F.3d at 1103
     (emphasis in original). Accordingly, the arbitrary and capricious standard
    of 
    5 C.F.R. § 353.304
    (c) “limits jurisdiction to appeals where the substantive
    rights of partially recovered [appellants] under section 353.301(d) are actually
    alleged to have been violated.”       Id.; cf. Palmer v. Merit Systems Protection
    Board, 
    550 F.3d 1380
    , 1383 (Fed. Cir. 2008) (holding that a partially recovered
    employee alleging improper restoration “may appeal only on the limited grounds
    enumerated in [section 353.304(c)]”). In other words, for purposes of the fourth
    jurisdictional element, a denial of restoration is “rendered arbitrary and
    7
    After Bledsoe and Latham were issued, the Board changed its regulations and adopted
    a “nonfrivolous allegation” standard for restoration appeals, rather than the
    “preponderant evidence” standard set forth in those cases. Kingsley, 
    123 M.S.P.R. 365
    ,
    ¶ 10. The new standard applies only in cases filed on or after March 30, 2015, Practices
    and Procedures, 
    80 Fed. Reg. 4,489
    , 4,496 (Jan. 28, 2015) (codified in pertinent part
    at 
    5 C.F.R. § 1201.57
    ), and is therefore inapplicable to this appeal.
    9
    capricious by [an agency’s] failure to perform its obligations under 
    5 C.F.R. § 353.301
    (d).” Bledsoe, 
    659 F.3d at 1104
    .
    ¶14           Under the law in effect at the time this appeal was filed, an appellant who
    established these jurisdictional elements automatically prevailed on the merits.
    Latham, 
    117 M.S.P.R. 400
    , ¶ 10 n.9. In finding that the appellant established
    jurisdiction over, and thus the merits of, his restoration claim, the administrative
    judge applied the standard set forth in Latham, in which the Board held that when
    an agency voluntarily assumes restoration obligations beyond the “minimum”
    requirements of 
    5 C.F.R. § 353.301
    (d), the agency’s failure to comply with those
    agency-specific requirements is arbitrary and capricious for purposes of
    establishing Board jurisdiction. ID at 5-6; Latham, 
    117 M.S.P.R. 400
    , ¶¶ 13-14.
    As the Board in Latham recognized, the U.S. Postal Service’s rules obligate it to
    offer modified assignments when the work is available regardless of whether the
    duties constitute those of an established position. See Latham, 
    117 M.S.P.R. 400
    ,
    ¶ 41.     Thus, under existing precedent, the administrative judge properly
    considered whether the agency properly searched for and provided available
    duties to the appellant. ID at 7-8.
    ¶15           However, after the initial decision in this appeal was issued, the Board
    overruled Latham in Cronin. The Board in Cronin held that, although agencies
    may undertake restoration efforts beyond the minimum effort required by OPM
    under 
    5 C.F.R. § 353.301
    (d), an agency’s failure to comply with self-imposed
    obligations cannot itself constitute a violation of 
    5 C.F.R. § 353.301
    (d) such that
    a resulting denial of restoration would be rendered arbitrary and capricious for
    purposes of establishing Board jurisdiction under 
    5 C.F.R. § 353.304
    (c).
    Cronin, 
    2022 MSPB 13
    , ¶ 20. Rather, as explained in Cronin, the issue before
    the Board is limited to whether the agency failed to comply with the minimum
    requirement of 
    5 C.F.R. § 353.301
    (d), i.e., to search within the local commuting
    area for vacant positions to which it can restore a partially recovered employee
    10
    and to consider him for any such vacancies. See Cronin, 
    2022 MSPB 13
    , ¶ 20
    (citing Sanchez, 
    114 M.S.P.R. 345
    , ¶ 12).
    ¶16        The Board in Cronin further held that, contrary to its prior suggestion in
    Latham, claims of prohibited discrimination or reprisal cannot serve as an
    “alternative means” of showing that a denial of restoration was arbitrary and
    capricious.   Id., ¶ 21.   The Board in Cronin held that, although an agency’s
    failure to comply with section 353.301(d) may well be the result of prohibited
    discrimination or reprisal for protected activity, whether that is so is immaterial
    to the question of whether a denial of restoration is arbitrary and capricious for
    purposes of section 353.304(c). Cronin, 
    2022 MSPB 13
    , ¶ 21.
    The agency violated its restoration obligation by failing to search throughout the
    local commuting area for vacant positions to which it could reassign the
    appellant, and the proper remedy is for the agency to conduct such a search
    retroactively.
    ¶17        Under Cronin, the Board’s sole jurisdictional inquiry in an appeal alleging
    an arbitrary and capricious denial of restoration to a partially recovered employee
    is whether the agency complied with its obligation under 
    5 C.F.R. § 353.301
    (d) to
    search within the local commuting area for vacant positions to which it can
    restore the employee and to consider him for any such vacancies. For restoration
    rights purposes, the local commuting area is the geographic area in which an
    individual lives and can reasonably be expected to travel back and forth daily to
    his usual duty station. Hicks v. U.S. Postal Service, 
    83 M.S.P.R. 599
    , ¶ 9 (1999).
    It includes any population center, or two or more neighboring ones, and the
    surrounding localities. Sapp v. U.S. Postal Service, 
    73 M.S.P.R. 189
    , 193 (1997).
    The question of what constitutes a local commuting area is one of fact.
    Sanchez, 
    114 M.S.P.R. 345
    , ¶ 13. The extent of a commuting area is ordinarily
    determined by factors such as common practice, the availability and cost of
    public transportation or the convenience and adequacy of highways, and the travel
    time required to go to and from work. 
    Id.
    11
    ¶18         Here, the administrative judge found that the agency’s initial search for
    available work in December 2014 was limited to the appellant’s facility and
    therefore did not cover the entire local commuting area. ID at 7. Under Cronin,
    the agency’s efforts to find work that did not constitute the essential functions of
    an established position cannot form the basis of a restoration claim before the
    Board. 8 We therefore vacate the administrative judge’s findings that the agency’s
    actions in connection with its search for modified duties constituted an arbitrary
    and capricious denial of restoration within the Board’s jurisdiction. 9 However, in
    light of both the agency’s failure to search beyond a single facility when the
    appellant sought to return to work, as well as its use of incorrect restrictions when
    searching for work, we find that the agency violated its obligation under 
    5 C.F.R. § 353.301
    (d) to search the local commuting area for vacant positions to which it
    could restore the appellant. See Scott v. U.S. Postal Service, 
    118 M.S.P.R. 375
    ,
    ¶ 13 (2012) (finding an arbitrary and capricious denial of restoration when the
    agency based its search for work on incorrect restrictions); Urena v. U.S. Postal
    Service, 
    113 M.S.P.R. 6
    , ¶ 13 (2009) (finding a nonfrivolous allegation of an
    arbitrary and capricious denial of restoration when the agency’s search for
    available work was limited to a single facility). We therefore find that the agency
    violated the appellant’s restoration rights under 
    5 C.F.R. § 353.301
    (d) but only to
    the extent it failed to conduct a proper search for vacant positions.
    8
    Consistent with general principles of law, we give Cronin retroactive effect in this
    case, which was pending at the time Cronin was decided. Heartland By-Products, Inc.
    v. United States, 
    568 F.3d 1360
    , 1365 (Fed. Cir. 2009).
    9
    Although we find the agency’s search in this case was inadequate, we do not mean to
    suggest that an agency violates an employee’s restoration rights under 
    5 C.F.R. § 353.301
    (d) by searching for available duties that do not constitute the essential
    functions of an established position. We assume that a properly conducted search for
    available duties within an employee’s restrictions also would encompass available
    positions with duties that fell within those restrictions. The search in this case was
    inadequate because the agency failed to search the entire local commuting area and used
    incorrect restrictions.
    12
    ¶19         When, as in this case, the denial of restoration was arbitrary and capricious
    for lack of a proper job search, the Board has found that the proper remedy is for
    the agency to conduct an appropriate search of the local commuting area
    retroactive to the date of the appellant’s request for restoration, and to consider
    him for any suitable vacancies. Tram v. U.S. Postal Service, 
    118 M.S.P.R. 388
    ,
    ¶ 10 (2012). The remedy of a retroactive job search will be sufficient to correct
    the wrongful action and substitute it with a correct one based on an appropriate
    search. 
    Id.
     However, it will not put the appellant in a better position than the one
    he was in before the wrongful action because it leaves open the possibility that
    the agency still might be unable to find a vacant position. 
    Id.
     The appellant may
    be entitled to back pay only if the agency’s retroactive search uncovers a position
    to which it could have restored him. 10 
    Id.
     We therefore vacate the administrative
    judge’s order requiring the agency to pay the appellant back pay for the period
    during which she determined he was entitled to partial restoration.
    The Board will continue to adjudicate discrimination and retaliation claims in
    connection with denials of restoration over which it has jurisdiction.
    ¶20         The Board in Cronin declined to address how it should address claims of
    discrimination and retaliation in restoration appeals within its jurisdiction.
    Cronin, 
    2022 MSPB 13
    , ¶ 21 n.12.            In Latham, the Board stated that, in
    restoration appeals, claims of discrimination and reprisal should be understood as
    “independent    claims”    rather   than   as   “affirmative   defenses.”      Latham,
    
    117 M.S.P.R. 400
    , ¶ 58 n.27.        The Board indicated that the concept of an
    “affirmative defense” fits better in matters such as adverse action appeals when
    the agency bears the burden of proof on the merits. 11 
    Id.
    10
    We agree with the administrative judge that the appellant’s union duties are not
    themselves a position to which he could have been reassigned. ID at 9-11.
    11
    The Board in Latham also noted the possibility that discrimination and reprisal claims
    could serve as alternative ways for an appellant to show that the denial of restoration
    was arbitrary and capricious. Latham, 
    117 M.S.P.R. 400
    , ¶ 58 n.27. However, as we
    13
    ¶21        Despite the Board’s criticism in Latham of the use of the term “affirmative
    defense” to describe the adjudication of discrimination and retaliation claims in
    restoration appeals, the Board has continued to adjudicate those claims in the
    same manner as it did before Latham. See, e.g., Davis v. U.S. Postal Service,
    
    120 M.S.P.R. 122
    , ¶¶ 15-18 (2013), overruled on other grounds by Cronin,
    
    2022 MSPB 13
    .      We see no reason to alter that approach.        Under 
    5 U.S.C. § 7702
    (a)(1), if an employee “has been affected by an action which [he] may
    appeal” to the Board and “alleges that a basis for the action was discrimination
    prohibited by” certain enumerated anti-discrimination statutes, the Board is
    required to “decide both the issue of discrimination and the appealable action in
    accordance with the Board’s appellate procedures.” Thus, once the appellant has
    established that the challenged action is within the Board’s jurisdiction, the Board
    is required by statute to adjudicate both the action itself and any claim that the
    action was based      on one of      the enumerated categories of        prohibited
    discrimination.
    Findings that the agency committed disability discrimination against injured
    employees in the past do not control the outcome of the disability discrimination
    issue in this appeal.
    ¶22        As we noted in Cronin, 
    2022 MSPB 13
    , ¶ 22 n.13, the Equal Employment
    Opportunity Commission (EEOC) held in a class action appeal that the agency
    had discriminated against disabled employees who were injured on duty (IOD)
    and assessed under the agency’s National Reassessment Program (NRP) between
    May 2006 and July 2011. See Velva B. v. U.S. Postal Service, EEOC Appeal
    Nos. 0720160006 & 0720160007, 
    2017 WL 4466898
     (Sept. 25, 2017), request for
    reconsideration    denied,     Request     Nos.    0520180094       & 0520180095,
    
    2018 WL 1392289
     (Mar. 9, 2018). Specifically, the EEOC found that “officials
    explained previously, that aspect of Latham is no longer good law under Cronin.
    
    Supra ¶ 16
    .
    14
    involved in the development and deployment of the NRP were motivated by
    unlawful considerations of the class members’ disabilities when they subjected
    IOD employees to NRP assessments and took follow-up actions to those
    assessments under the auspices of the NRP.” 
    Id.
     at *14-*21. Those “follow-up”
    actions included the withdrawal of previously granted modified work assignments
    from IOD employees, id. at *26, the creation of a hostile work environment,
    id. at *29, subjecting employees to unlawful disability-related medical inquiries,
    id. at *33, and disclosing confidential medical information, id. at *38.
    ¶23        The Board generally defers to the EEOC on issues of substantive
    discrimination law unless the EEOC’s decision rests on civil service law for its
    support or is so unreasonable that it amounts to a violation of civil service law.
    Alvara v. Department of Homeland Security, 
    116 M.S.P.R. 627
    , ¶ 8 (2011).
    However, we find that the EEOC’s decision in Velva B. does not control the
    outcome of the disability discrimination issue in this appeal or any other
    restoration appeal within the Board’s jurisdiction.
    ¶24        First, the EEOC made clear that the matters before it in the class action
    were not mixed cases, i.e., they did not involve matters appealable to the Board.
    Velva B., 
    2018 WL 1392289
    , at *3; see 
    29 C.F.R. § 1614.302
    (a). Any restoration
    appeal within the Board’s jurisdiction in which disability discrimination is
    claimed is, by definition, a mixed-case appeal, 
    29 C.F.R. § 1614.302
    (a)(2), and is
    therefore distinct from the matters addressed by the EEOC in Velva B.
    ¶25        Additionally, the Board’s jurisdiction over discrimination claims in mixed
    cases is limited to determining whether discrimination was “a basis for the
    action” within its jurisdiction.     See 
    5 U.S.C. § 7702
    (a)(1).        The Board’s
    jurisdiction to adjudicate a discrimination claim as to one personnel action does
    not include jurisdiction over all other actions the appellant alleges to be
    discriminatory. See Lethridge v. U.S. Postal Service, 
    99 M.S.P.R. 675
    , ¶¶ 8-13
    (2005) (rejecting the EEOC’s suggestion that the Board could adjudicate
    discrimination claims relating to otherwise nonappealable actions if they are
    15
    “inextricably intertwined” with or “cannot sensibly be bifurcated” from otherwise
    appealable actions). Thus, in the case of an arbitrary and capricious denial of
    restoration to a partially recovered employee, the Board can consider only
    whether that particular denial of restoration was discriminatory. The Board can
    consider agency actions other than the appealable action only to the extent those
    other actions are relevant to whether the appealable action itself was
    discriminatory. See Deas v. Department of Transportation, 
    108 M.S.P.R. 637
    ,
    ¶ 20 (2008) (finding in a suspension appeal that, while the Board could not
    adjudicate a claim that the proposal to suspend was discriminatory, it could
    consider whether any discrimination in the proposal could be imputed to the
    subsequent suspension), overruled on other grounds by Abbott v. U.S. Postal
    Service, 
    121 M.S.P.R. 294
    , ¶ 10 (2014). Here, the matter over which the Board
    has jurisdiction is the agency’s failure to restore the appellant due to its failure to
    properly search the local commuting area for vacant positions to which it could
    have reassigned him. In adjudicating the appellant’s discrimination claims, the
    Board therefore is limited to consideration of that action. Discrimination claims
    relating to other agency actions, including any actions relating to limited-duty
    assignments that do not constitute the essential functions of an established
    position, are matters for the EEOC, rather than the Board.
    ¶26         Finally, the EEOC’s findings of disability discrimination in Velva B.
    involve the development and implementation of the NRP, a program that ended in
    2011. Velva B., 
    2017 WL 4466898
    , at *6. The events at issue in this appeal took
    place more than 3 years after the NRP ended, and there is no indication that the
    actions at issue here were affected by the NRP. Thus, the EEOC’s findings as to
    the NRP’s development and implementation do not affect our analysis of the
    disability discrimination claim in this case.
    The appellant did not prove his disability discrimination claims.
    ¶27         The appellant alleged disability discrimination under both reasonable
    accommodation and disparate treatment theories. The Board adjudicates claims
    16
    of disability discrimination raised in connection with an otherwise appealable
    action under the substantive standards of section 501 of the Rehabilitation Act.
    Pridgen v. Office of Management and Budget, 
    2022 MSPB 31
    , ¶ 35.
    The Rehabilitation Act has incorporated the standards of the Americans with
    Disabilities Act (ADA), as amended by the Americans with Disabilities Act
    Amendments Act of 2008 (ADAAA). 
    Id.
     Therefore, we apply those standards
    here to determine if there has been a Rehabilitation Act violation.                  
    Id.
    In particular, the ADAAA provides that it is illegal for an employer to
    “discriminate against a qualified individual on the basis of a disability.”
    
    42 U.S.C. § 12112
    (a).      The Board recently clarified that only an otherwise
    qualified individual with a disability is entitled to relief, whether the individual
    alleges disability discrimination based on a disparate treatment or reasonable
    accommodation theory. Haas v. Department of Homeland Security, 
    2022 MSPB 36
    , ¶¶ 28-29. 12
    ¶28         A qualified individual with a disability is one who can “perform the
    essential functions of the . . . position that such individual holds or desires” with
    or without reasonable accommodation. 
    42 U.S.C. § 12111
    (8). Thus, an appellant
    can establish that he is a qualified individual with a disability by showing that he
    can, with or without accommodation, perform either the essential functions of his
    position of record or those of a vacant funded position to which he could be
    assigned.   See Clemens v. Department of the Army, 
    120 M.S.P.R. 616
    , ¶ 11
    (2014).
    12
    The administrative judge informed the appellant that he was required to show that he
    was a qualified individual with a disability to be entitled to protection under the
    Rehabilitation Act. IAF, Tab 51 at 5. Thus, although we are applying the Board’s
    decisions in Pridgen and Haas, which were issued after the initial decision in this case
    and clarified the relevant legal standard, the appellant had adequate notice of that
    standard.
    17
    ¶29         The appellant does not allege that he could perform the essential functions
    of his City Carrier position with or without accommodation, and the medical
    restrictions submitted by his doctor precluded “route walking. . . for the delivery
    of mail.” IAF, Tab 6, Subtab B at 7. We therefore find that the appellant did not
    establish that he was qualified based on his ability to perform the essential
    functions of the position he held.       Thus, he would need to identify a vacant
    funded position to which he could have been reassigned in order to establish that
    he is a qualified individual with a disability.         In addressing the appellant’s
    reasonable accommodation claim, the administrative judge found that the
    appellant failed to meet his burden to show that there was any vacant position he
    could perform within his medical restrictions, even with a reasonable
    accommodation. ID at 16-17. We agree with the administrative judge’s finding
    because the record does not show any existing vacant position to which the
    appellant could have been reassigned. 13 We therefore find that the appellant’s
    disability discrimination claims under both disparate treatment and reasonable
    accommodation theories fail because he has not established that he is a qualified
    individual with a disability.
    The appellant failed to prove his affirmative defenses of discrimination based on
    his sex or retaliation for prior EEO activity.
    ¶30         As to the appellant’s claims of sex discrimination and retaliation for prior
    EEO activity, the administrative judge applied the standard set forth by the Board
    in Savage v. Department of the Army, 
    122 M.S.P.R. 612
     (2015). Applying that
    13
    Our finding that the agency failed to conduct a proper search for available positions
    within the local commuting area, supra ¶ 18, does not relieve the appellant of his
    burden to establish the existence of a position to which he could have been reassigned
    in order to establish that he is a qualified individual with a disability. The agency
    argued before the administrative judge that the appellant had not identified a position he
    could perform within his medical restrictions. IAF, Tab 17 at 10. The appellant
    acknowledged that argument and indicated that he had requested information in
    discovery regarding the availability of positions he could perform. IAF, Tab 18 at 5.
    18
    standard, the administrative judge found that the appellant failed to prove by
    preponderant evidence that either his sex or prior EEO activity was a motivating
    factor in the agency’s actions. ID at 20-23.
    ¶31         Title VII of the Civil Rights Act of 1964, as amended, requires that actions
    “shall be made free from any discrimination based on race, color, religion, sex, or
    national origin.” 42 U.S.C. § 2000e-16(a). Since the initial decision was issued,
    the Board has clarified that an appellant who proves that discrimination under
    Title VII was a motivating factor in the contested personnel action may be
    entitled to injunctive or other “forward-looking” relief, but to obtain the full
    measure of relief, including status quo ante relief, compensatory damages, or
    other forms of relief related to the end result of an employment decision, the
    appellant must show that discrimination was a “but-for” cause of the action.
    Pridgen, 
    2022 MSPB 31
    , ¶¶ 20-22. “But-for” causation is a higher burden than
    “motivating factor” causation.      
    Id.,
     ¶¶ 21 n.4, 22, 48.     Consistent with the
    administrative judge’s findings, we conclude that the appellant has not shown that
    his sex was a motivating factor in the agency’s failure to properly search the local
    commuting area. 14    Because the appellant did not show that his sex was a
    motivating factor in the agency’s failure to restore him, he necessarily failed to
    meet the more stringent “but-for” standard. 
    Id.
     Accordingly, he is not entitled to
    any relief based on his allegations of sex discrimination.
    ¶32         Concerning the appellant’s retaliation claims, the record reflects that his
    prior EEO activity was based on both Title VII and the ADA. IAF, Tab 20 at 20,
    Tab 26 at 4, 28. Claims of retaliation for opposing discrimination in violation of
    14
    Administrative judges are not required to separate “direct” from “indirect” evidence
    and to proceed as if such evidence were subject to different legal standards, or to
    require appellants to demonstrate a “convincing mosaic” of discrimination or
    retaliation. Pridgen, 
    2022 MSPB 31
    , ¶ 24. Although the administrative judge in this
    case discussed different types of evidence, we find no material error and the initial
    decision reflects that the administrative judge properly considered the record as a
    whole. ID at 20-23.
    19
    Title VII are analyzed under the same framework used for Title VII
    discrimination claims, as set forth above. Pridgen, 
    2022 MSPB 31
    , ¶ 30. We see
    no error in the administrative judge’s findings that the appellant failed to prove
    that Title VII retaliation was a motivating factor in the agency’s actions. 15
    ¶33           To prevail in a claim of retaliation for engaging in activity protected by the
    ADA, as amended by the ADAAA, including filing EEO complaints based on
    disability discrimination, the appellant must show that retaliation was a “but-for”
    cause     of   the   agency’s   action.    Pridgen,   
    2022 MSPB 31
    ,   ¶¶ 44-47.
    The administrative judge, applying the now-obsolete mixed-motive analysis,
    found that the appellant failed to show that retaliation was a motivating factor in
    the agency’s denial of his restoration rights.          ID at 21-22; see Pridgen,
    
    2022 MSPB 31
    , ¶ 47 (overruling Southerland v. Department of Defense,
    
    119 M.S.P.R. 566
     (2013), to the extent it applied a mixed-motive standard to
    ADA retaliation claims). Because the appellant did not show that his protected
    activity was a motivating factor in the agency’s failure to restore him, he
    necessarily failed to meet the more stringent “but-for” standard that applies to his
    retaliation claims. See Pridgen, 
    2022 MSPB 31
    , ¶¶ 21 n.4, 22, 48. Thus, the
    appellant is not entitled to relief for his Title VII or ADA-based retaliation
    claims.
    The appellant’s claims of harmful procedural error and retaliation for
    whistleblowing and union activities are moot.
    ¶34           Having determined that the appellant is entitled to corrective action on the
    merits of his restoration claim, we find that we need not address some of the
    appellant’s additional claims.     First, because the sole remedy for a finding of
    15
    Because we affirm the administrative judge’s finding that the appellant failed to show
    that any prohibited consideration was a motivating factor in the agency’s action, we
    need not resolve the issue of whether the appellant proved that sex discrimination or
    retaliation for engaging in EEO activity protected by Title VII was a “but-for” cause of
    the agency’s decision. Pridgen, 
    2022 MSPB 31
    , ¶¶ 20-22, 30-33.
    20
    harmful procedural error is reversal of the agency action, see 
    5 U.S.C. § 7701
    (c)(2)(A), the appellant already is entitled to all the relief he would obtain
    if he were to prevail on that claim. Similarly, because the appellant would not be
    entitled to damages even if he were to prevail on his claims of retaliation for
    whistleblowing and union activities, those claims are also moot. See Hess v. U.S.
    Postal Service, 
    123 M.S.P.R. 183
    , ¶ 8 (2016) (dismissing as moot a Postal Service
    employee’s claim of whistleblower reprisal because such employees are not
    entitled to attorney fees or damages for whistleblower reprisal); Farquhar v.
    Department of the Air Force, 
    82 M.S.P.R. 454
    , 459, ¶ 11 (1999) (holding that
    awards of compensatory damages are not available for claims of reprisal for
    having filed a grievance, or any other kind of reprisal that does not implicate
    Title VII of the Civil Rights Act of 1964). 16
    ORDER
    ¶35         We ORDER the agency to conduct a proper job search retroactive to
    December 11, 2014, and to consider the appellant for any suitable positions
    available during that time period consistent with its restoration obligations under
    
    5 C.F.R. § 353.301
    (d). The agency must complete this action no later than
    30 days after the date of this decision.
    ¶36         In the event the agency’s restorative job search uncovers an available
    position to which it could have restored the appellant, we ORDER the agency to
    pay the appellant the correct amount of back pay, interest on back pay, and other
    benefits under the Back Pay Act and/or Postal Service regulations, no later than
    60 calendar days after the date of this decision. We ORDER the appellant to
    cooperate in good faith in the agency’s efforts to calculate the amount of back
    pay, interest, and benefits due, and to provide all necessary information the
    16
    The appellant’s discrimination and EEO reprisal claims are not moot because the
    Board is authorized to award compensatory damages in connection with those claims.
    Hess v. U.S. Postal Service, 
    124 M.S.P.R. 40
    , ¶¶ 1, 20 (2016).
    21
    agency requests to help it carry out the Board’s Order. If there is a dispute about
    the amount of back pay, interest due, and/or other benefits, we ORDER the
    agency to pay the appellant the undisputed amount no later than 60 calendar days
    after the date of this decision.
    ¶37         We further ORDER the agency to tell the appellant promptly in writing
    when it believes it has fully carried out the Board’s Order and of the actions it has
    taken to carry out the Board’s Order. The appellant, if not notified, should ask
    the agency about its progress. See 
    5 C.F.R. § 1201.181
    (b).
    ¶38         No later than 30 days after the agency tells the appellant that it has fully
    carried out the Board’s Order, the appellant may file a petition for enforcement
    with the office that issued the initial decision in this appeal if the appellant
    believes that the agency did not fully carry out the Board’s Order. The petition
    should contain specific reasons why the appellant believes that the agency has not
    fully carried out the Board’s Order, and should include the dates and results of
    any communications with the agency. 
    5 C.F.R. § 1201.182
    (a).
    ¶39         For agencies whose payroll is administered by either the National Finance
    Center of the Department of Agriculture (NFC) or the Defense Finance and
    Accounting Service (DFAS), two lists of the information and documentation
    necessary to process payments and adjustments resulting from a Board decision
    are attached. The agency is ORDERED to timely provide DFAS or NFC with all
    documentation necessary to process payments and adjustments resulting from the
    Board’s decision in accordance with the attached lists so that payment can be
    made within the 60-day period set forth above.
    ¶40         This is the final decision of the Merit Systems Protection Board in this
    appeal. Title 5 of the Code of Federal Regulations, section 1201.113 (
    5 C.F.R. § 1201.113
    ).
    22
    NOTICE TO THE APPELLANT
    REGARDING YOUR RIGHT TO REQUEST
    ATTORNEY FEES AND COSTS
    You may be entitled to be paid by the agency for your reasonable attorney
    fees and costs. To be paid, you must meet the requirements set out at Title 5 of
    the United States Code (U.S.C.), sections 7701(g), or 1221(g). The regulations
    may be found at 
    5 C.F.R. §§ 1201.201
    , 1202.202, and 1201.203. If you believe
    you meet these requirements, you must file a motion for attorney fees and costs
    WITHIN 60 CALENDAR DAYS OF THE DATE OF THIS DECISION.                              You
    must file your motion for attorney fees and costs with the office that issued the
    initial decision on your appeal.
    NOTICE OF APPEAL RIGHTS 17
    You may obtain review of this final decision. 
    5 U.S.C. § 7703
    (a)(1). By
    statute, the nature of your claims determines the time limit for seeking such
    review and the appropriate forum with which to file.              
    5 U.S.C. § 7703
    (b).
    Although we offer the following summary of available appeal rights, the Merit
    Systems Protection Board does not provide legal advice on which option is most
    appropriate for your situation and the rights described below do not represent a
    statement of how courts will rule regarding which cases fall within their
    jurisdiction.   If you wish to seek review of this final decision, you should
    immediately review the law applicable to your claims and carefully follow all
    filing time limits and requirements. Failure to file within the applicable time
    limit may result in the dismissal of your case by your chosen forum.
    Please read carefully each of the three main possible choices of review
    below to decide which one applies to your particular case. If you have questions
    17
    Since the issuance of the initial decision in this matter, the Board may have updated
    the notice of review rights included in final decisions. As indicated in the notice, the
    Board cannot advise which option is most appropriate in any matter.
    23
    about whether a particular forum is the appropriate one to review your case, you
    should contact that forum for more information.
    (1) Judicial review in general. As a general rule, an appellant seeking
    judicial review of a final Board order must file a petition for review with the U.S.
    Court of Appeals for the Federal Circuit, which must be received by the court
    within 60 calendar days of the date of issuance of this decision.                 
    5 U.S.C. § 7703
    (b)(1)(A).
    If you submit a petition for review to the U.S. Court of Appeals for the
    Federal   Circuit,   you   must   submit    your   petition    to   the   court    at   the
    following address:
    U.S. Court of Appeals
    for the Federal Circuit
    717 Madison Place, N.W.
    Washington, D.C. 20439
    Additional information about the U.S. Court of Appeals for the Federal
    Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
    relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
    contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
    If you are interested in securing pro bono representation for an appeal to
    the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
    http://www.mspb.gov/probono for information regarding pro bono representation
    for Merit Systems Protection Board appellants before the Federal Circuit. The
    Board neither endorses the services provided by any attorney nor warrants that
    any attorney will accept representation in a given case.
    (2) Judicial   or    EEOC    review     of   cases      involving   a   claim     of
    discrimination. This option applies to you only if you have claimed that you
    were affected by an action that is appealable to the Board and that such action
    was based, in whole or in part, on unlawful discrimination. If so, you may obtain
    24
    judicial review of this decision—including a disposition of your discrimination
    claims—by filing a civil action with an appropriate U.S. district court (not the
    U.S. Court of Appeals for the Federal Circuit), within 30 calendar days after you
    receive this decision.     
    5 U.S.C. § 7703
    (b)(2); see Perry v. Merit Systems
    Protection Board, 
    582 U.S. ____
     , 
    137 S. Ct. 1975 (2017)
    .          If you have a
    representative in this case, and your representative receives this decision before
    you do, then you must file with the district court no later than 30 calendar days
    after your representative receives this decision. If the action involves a claim of
    discrimination based on race, color, religion, sex, national origin, or a disabling
    condition, you may be entitled to representation by a court-appointed lawyer and
    to waiver of any requirement of prepayment of fees, costs, or other security. See
    42 U.S.C. § 2000e-5(f) and 29 U.S.C. § 794a.
    Contact information for U.S. district courts can be found at their respective
    websites, which can be accessed through the link below:
    http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
    Alternatively, you may request review by the Equal Employment
    Opportunity Commission (EEOC) of your discrimination claims only, excluding
    all other issues. 
    5 U.S.C. § 7702
    (b)(1). You must file any such request with the
    EEOC’s Office of Federal Operations within 30 calendar days after you receive
    this decision. 
    5 U.S.C. § 7702
    (b)(1). If you have a representative in this case,
    and your representative receives this decision before you do, then you must file
    with the EEOC no later than 30 calendar days after your representative receives
    this decision.
    If you submit a request for review to the EEOC by regular U.S. mail, the
    address of the EEOC is:
    Office of Federal Operations
    Equal Employment Opportunity Commission
    P.O. Box 77960
    Washington, D.C. 20013
    25
    If you submit a request for review to the EEOC via commercial delivery or
    by a method requiring a signature, it must be addressed to:
    Office of Federal Operations
    Equal Employment Opportunity Commission
    131 M Street, N.E.
    Suite 5SW12G
    Washington, D.C. 20507
    (3) Judicial     review   pursuant     to   the    Whistleblower      Protection
    Enhancement Act of 2012. This option applies to you only if you have raised
    claims of reprisal for whistleblowing disclosures under 
    5 U.S.C. § 2302
    (b)(8) or
    other protected activities listed in 
    5 U.S.C. § 2302
    (b)(9)(A)(i), (B), (C), or (D).
    If so, and your judicial petition for review “raises no challenge to the Board’s
    disposition of allegations of a prohibited personnel practice described in
    section 2302(b) other than practices described in section 2302(b)(8), or
    2302(b)(9)(A)(i), (B), (C), or (D),” then you may file a petition for judicial
    review either with the U.S. Court of Appeals for the Federal Circuit or any court
    of appeals of competent jurisdiction. 18 The court of appeals must receive your
    petition for review within 60 days of the date of issuance of this decision.
    
    5 U.S.C. § 7703
    (b)(1)(B).
    If you submit a petition for judicial review to the U.S. Court of Appeals for
    the Federal Circuit, you must submit your petition to the court at the
    following address:
    18
    The original statutory provision that provided for judicial review of certain
    whistleblower claims by any court of appeals of competent jurisdiction expired on
    December 27, 2017. The All Circuit Review Act, signed into law by the President on
    July 7, 2018, permanently allows appellants to file petitions for judicial review of
    MSPB decisions in certain whistleblower reprisal cases with the U.S. Court of Appeals
    for the Federal Circuit or any other circuit court of appeals of competent jurisdiction.
    The All Circuit Review Act is retroactive to November 26, 2017. 
    Pub. L. No. 115-195, 132
     Stat. 1510.
    26
    U.S. Court of Appeals
    for the Federal Circuit
    717 Madison Place, N.W.
    Washington, D.C. 20439
    Additional information about the U.S. Court of Appeals for the Federal
    Circuit is available at the court’s website, www.cafc.uscourts.gov. Of particular
    relevance is the court’s “Guide for Pro Se Petitioners and Appellants,” which is
    contained within the court’s Rules of Practice, and Forms 5, 6, 10, and 11.
    If you are interested in securing pro bono representation for an appeal to
    the U.S. Court of Appeals for the Federal Circuit, you may visit our website at
    http://www.mspb.gov/probono for information regarding pro bono representation
    for Merit Systems Protection Board appellants before the Federal Circuit. The
    Board neither endorses the services provided by any attorney nor warrants that
    any attorney will accept representation in a given case.
    Contact information for the courts of appeals can be found at their
    respective websites, which can be accessed through the link below:
    http://www.uscourts.gov/Court_Locator/CourtWebsites.aspx.
    FOR THE BOARD:
    /s/
    Jennifer Everling
    Acting Clerk of the Board
    Washington, D.C.
    DEFENSE FINANCE AND ACCOUNTING SERVICE
    Civilian Pay Operations
    DFAS BACK PAY CHECKLIST
    The following documentation is required by DFAS Civilian Pay to compute and pay back pay
    pursuant to 
    5 CFR § 550.805
    . Human resources/local payroll offices should use the following
    checklist to ensure a request for payment of back pay is complete. Missing documentation may
    substantially delay the processing of a back pay award. More information may be found at:
    https://wss.apan.org/public/DFASPayroll/Back%20Pay%20Process/Forms/AllItems.aspx.
    NOTE: Attorneys’ fees or other non-wage payments (such as damages) are paid by
    vendor pay, not DFAS Civilian Pay.
    ☐ 1) Submit a “SETTLEMENT INQUIRY - Submission” Remedy Ticket. Please identify the
    specific dates of the back pay period within the ticket comments.
    Attach the following documentation to the Remedy Ticket, or provide a statement in the ticket
    comments as to why the documentation is not applicable:
    ☐ 2) Settlement agreement, administrative determination, arbitrator award, or order.
    ☐ 3) Signed and completed “Employee Statement Relative to Back Pay”.
    ☐ 4) All required SF50s (new, corrected, or canceled). ***Do not process online SF50s
    until notified to do so by DFAS Civilian Pay.***
    ☐ 5) Certified timecards/corrected timecards. ***Do not process online timecards until
    notified to do so by DFAS Civilian Pay.***
    ☐ 6) All relevant benefit election forms (e.g. TSP, FEHB, etc.).
    ☐ 7) Outside earnings documentation. Include record of all amounts earned by the employee
    in a job undertaken during the back pay period to replace federal employment.
    Documentation includes W-2 or 1099 statements, payroll documents/records, etc. Also,
    include record of any unemployment earning statements, workers’ compensation,
    CSRS/FERS retirement annuity payments, refunds of CSRS/FERS employee premiums,
    or severance pay received by the employee upon separation.
    Lump Sum Leave Payment Debts: When a separation is later reversed, there is no authority
    under 
    5 U.S.C. § 5551
     for the reinstated employee to keep the lump sum annual leave payment
    they may have received. The payroll office must collect the debt from the back pay award. The
    annual leave will be restored to the employee. Annual leave that exceeds the annual leave
    ceiling will be restored to a separate leave account pursuant to 
    5 CFR § 550.805
    (g).
    NATIONAL FINANCE CENTER CHECKLIST FOR BACK PAY CASES
    Below is the information/documentation required by National Finance Center to process
    payments/adjustments agreed on in Back Pay Cases (settlements, restorations) or as ordered by
    the Merit Systems Protection Board, EEOC, and courts.
    1. Initiate and submit AD-343 (Payroll/Action Request) with clear and concise information
    describing what to do in accordance with decision.
    2. The following information must be included on AD-343 for Restoration:
    a.   Employee name and social security number.
    b.   Detailed explanation of request.
    c.   Valid agency accounting.
    d.   Authorized signature (Table 63).
    e.   If interest is to be included.
    f.   Check mailing address.
    g.   Indicate if case is prior to conversion. Computations must be attached.
    h.   Indicate the amount of Severance and Lump Sum Annual Leave Payment to be
    collected (if applicable).
    Attachments to AD-343
    1. Provide pay entitlement to include Overtime, Night Differential, Shift Premium, Sunday
    Premium, etc. with number of hours and dates for each entitlement (if applicable).
    2. Copies of SF-50s (Personnel Actions) or list of salary adjustments/changes and amounts.
    3. Outside earnings documentation statement from agency.
    4. If employee received retirement annuity or unemployment, provide amount and address to
    return monies.
    5. Provide forms for FEGLI, FEHBA, or TSP deductions. (if applicable)
    6. If employee was unable to work during any or part of the period involved, certification of the
    type of leave to be charged and number of hours.
    7. If employee retires at end of Restoration Period, provide hours of Lump Sum Annual Leave
    to be paid.
    NOTE: If prior to conversion, agency must attach Computation Worksheet by Pay Period and
    required data in 1-7 above.
    The following information must be included on AD-343 for Settlement Cases: (Lump Sum
    Payment, Correction to Promotion, Wage Grade Increase, FLSA, etc.)
    a. Must provide same data as in 2, a-g above.
    b. Prior to conversion computation must be provided.
    c. Lump Sum amount of Settlement, and if taxable or non-taxable.
    If you have any questions or require clarification on the above, please contact NFC’s
    Payroll/Personnel Operations at 504-255-4630.