State v. Gaddis ( 2022 )

IN THE SUPREME COURT OF NORTH CAROLINA
2022-NCSC-102
No. 306A21
Filed 19 August 2022
STATE OF NORTH CAROLINA
v.
RICHARD ALAN GADDIS, JR.
Appeal pursuant to N.C.G.S. § 7A-30(2) from the decision of a divided panel of
the Court of Appeals, 278 N.C. App. 524, 2021-NCCOA-351, finding no error in the
jury’s verdicts or in the judgments entered on 6 September 2019 by Judge Jeffery K.
Carpenter in Superior Court, Union County. Heard in the Supreme Court on 10 May
2022.
Joshua H. Stein, Attorney General, by Michael T. Henry, Assistant Attorney
General, for the State-appellee.
Jarvis John Edgerton IV for defendant-appellant.
BERGER, Justice.
¶1 Following a mistrial, defendant was convicted by a jury of driving while
impaired, driving while his license was revoked for an impaired driving offense,
driving without a valid registration, and driving without a displayed license plate.
Based upon a dissent in the Court of Appeals, the issue before this Court is whether
the Court of Appeals erred in determining that the trial court correctly denied
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defendant’s motion for a transcript of a prior trial and motion to continue. For the
reasons stated below, we affirm the decision of the Court of Appeals.
I. Factual and Procedural Background
¶2 On February 12, 2018, defendant was charged with multiple driving offenses
stemming from impaired driving. Defendant was found to be indigent, and Onyema
Ezeh was appointed as counsel. Defendant’s first trial in Superior Court, Union
County, began on July 15, 2019. The jury was deadlocked eleven to one, and the trial
court declared a mistrial. Ezeh was allowed to withdraw as counsel for defendant,
and Peter Dwyer was appointed as new counsel. The case was re-calendared for
September 3, 2019.
¶3 On August 26, 2019, approximately one week before trial and over five weeks
after Mr. Dwyer was appointed as counsel, defendant filed a “Motion for Transcript”
seeking to obtain a free transcript of the previous trial. Defendant also appears to
have requested in open court that his trial be continued.1 The trial court appears to
have summarily denied defendant’s motion for a transcript and corresponding motion
to continue.
¶4 On the day of trial, defendant submitted a renewed motion for a transcript and
a renewed motion to continue, arguing that the denial of each would be a “violation
1 Although defendant’s motion for transcript appears in writing in the record, a motion
to continue does not. It appears that defense counsel requested a continuance in open court
on August 26, 2019, but there is no transcript in the record for such a hearing.
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of [d]efendant[’s] right to fundamental fairness and due process of law guaranteed
by” both the United States Constitution and the North Carolina State Constitution.
The trial court again denied both motions, and the case proceeded to trial.
¶5 At defendant’s second trial, the evidence tended to show that on the evening of
February 12, 2018, Bryan Porcello was driving with his family on Idlewild Road in
Union County. Porcello observed a white truck ahead of him travelling in the same
direction swerve several times into oncoming traffic and travel through several traffic
signals that were emitting a solid red light. Porcello called law enforcement and
followed the white truck.
¶6 Porcello testified that he observed the driver of the truck attempt to drive
around other vehicles stopped at a traffic signal and become stuck on the right-hand
shoulder of the road. At that point, Porcello drove past the truck. Shortly thereafter,
Porcello decided to turn around to ensure the driver was no longer operating the
vehicle and that law enforcement had responded to the scene. However, the driver
managed to get off the shoulder and drive away, and soon crossed Porcello’s direction
of travel.
¶7 Porcello turned his vehicle around and followed the truck again. The driver of
the truck continued to operate the vehicle erratically for some time until Porcello
witnessed the truck travel off the right shoulder of the road, overcorrect, and “sho[o]t
across both lanes and wreck into a ditch” off the left side of the road. Porcello testified
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that he observed a “white male” driving the vehicle and did not see anyone else in the
vehicle.
¶8 Porcello responded to the crash, but conditions had become too dark to allow
Porcello to see clearly into the truck, and he flagged down another driver, David
Daniel, for assistance. Porcello testified that he always “kept [his] eye” on the vehicle
and did not observe anyone exit the white truck. Daniel stated that as he approached
the wrecked truck, the headlights from Daniel’s vehicle helped illuminate the scene.
Daniel observed defendant sitting alone in the driver seat of the wrecked truck. When
Porcello and Daniel approached the truck with a flashlight, the two men saw
defendant sitting in the front seat revving the engine. Defendant was disoriented,
his speech was slurred, and his breath smelled strongly of alcohol. Defendant
eventually exited the vehicle and stumbled down the road in an attempt to flee the
scene.
¶9 At first, Porcello and Daniel followed defendant on foot. While Daniel
remained on foot behind defendant, Porcello eventually went back to the scene of the
accident and retrieved Daniel’s vehicle in order to drive along the side of the road to
ensure he and Daniel did not lose sight of defendant.
¶ 10 Defendant verbally threatened and charged at Daniel several times. In
response, Daniel drew his handgun and fired a warning shot into the ground to keep
defendant at bay. When defendant began to head toward a nearby house, Porcello
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got out of the truck and helped Daniel subdue defendant. The two men held
defendant on the ground until law enforcement arrived.
¶ 11 Defendant was handcuffed and placed in the back of a patrol car when officers
arrived. Defendant became violent and attempted to kick his way out of the patrol
car. Officers removed defendant from the first patrol car and moved him to a different
vehicle where he had to be shackled to the floor. In-car camera footage recorded
defendant admitting that he owned the wrecked truck and had been driving.
Defendant failed to perform field sobriety tests to officers’ satisfaction, and a search
warrant was obtained to draw a blood sample from defendant. Testing showed
defendant’s blood alcohol concentration was .12 grams of alcohol per 100 milliliters.
¶ 12 The jury found defendant guilty of all charges, and he timely appealed to the
Court of Appeals. The Court of Appeals determined that defendant received a fair
trial free from prejudicial error. State v. Gaddis, 278 N.C. App. 524, 2021-NCCOA-
351, ¶ 17. Defendant appeals to this Court arguing that the trial court erred in
denying defendant’s motion for a transcript and motion to continue.
¶ 13 Defendant contends that the trial court’s denials of his motions violated his
equal protection and due process rights under Britt v. North Carolina, 404 U.S. 226(1971), and State v. Rankin, 306 N.C. 712 (1982). Specifically, defendant argues that
the trial court’s denial of his requests for a transcript prevented him from properly
impeaching the State’s witnesses on their identification of defendant as the operator
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of the vehicle. Although we agree that the trial court likely erred in failing to apply
the two-part Britt test upon defendant’s requests for a transcript of the previous
proceeding, we conclude that this error was harmless beyond a reasonable doubt.
II. Analysis
¶ 14 “At every retrial a transcript of the former trial would undoubtedly be a
convenience and at least of some assistance to all parties.” State v. Matthews, 295
N.C. 265, 289, 245 S.E.2d 727, 741 (1978). “[E]ven in the absence of specific
allegations it can ordinarily be assumed that a transcript of a prior mistrial would be
valuable to the defendant in at least two ways: as a discovery device in preparation
for trial, and as a tool at the trial itself for the impeachment of prosecution witnesses.”
Britt, 404 U.S. at 228, 92 S. Ct. at 434.
¶ 15 However, a defendant does not have “an unqualified right to a transcript or to
demand it at any stage of trial.” Matthews, 295 N.C. at 289, 245 S.E.2d at 741.
Neither the Supreme Court of the United States nor this Court have suggested that
“the mere request for a transcript by an indigent imposes a constitutional duty on the
trial court to order it prepared.” United States v. Smith, 605 F.2d 839, 843 (5th Cir.
1979). For example, a trial court may consider such motions untimely if they are
made at the last minute or “late in the game.” Id.¶ 16 In Britt, the Supreme Court outlined the following test to determine whether
the State must provide an indigent defendant with a free transcript, requiring trial
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courts to consider: (1) “the value of the transcript to the defendant in connection with
the appeal or trial for which it is sought”; and (2) “the availability of alternative
devices that would fulfill the same functions as a transcript.” Britt, 404 U.S. at 227,
92 S. Ct. at 433–34. Pursuant to Britt, resolution of the second factor is ultimately a
“determination of need.” Id. at 228, 92 S. Ct. at 434; see also Matthews, 295 N.C. at
289, 245 S.E.2d at 741 (“[T]he crucial test in any case is whether the requested
transcript is ‘needed for an effective defense or appeal,’ a rule first enunciated
in Griffin v. Illinois, 351 U.S. 12, 76 S. Ct. 585, 100 L. Ed. 891 (1956).”).
¶ 17 In Rankin, we held that because “there was no alternative available to the
defendant which was substantially equivalent to a transcript, the defendant was
entitled to a free transcript and therefore its denial was error.” Rankin, 306 N.C. at
717, 295 S.E.2d at 420 (1982).
¶ 18 Determination of whether a trial court erred in denying a defendant’s motion
for a transcript is ordinarily reviewed for abuse of discretion. Matthews, 295 N.C. at
290, 245 S.E.2d at 742; see also United States v. Smith, 605 F.2d 839, 843 (5th Cir.
1979) (holding that it was within the trial court’s “discretion to deny an indigent
defendant’s last minute request for a transcript” when the reason for the denial was
an unnecessary delay of the trial).
If the motion raises a constitutional issue, the trial court's
action upon it involves a question of law which is fully
reviewable by an examination of the particular
circumstances of each case. However, regardless of the
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nature of the motion . . . whether constitutional or not, a
denial of a motion to continue is grounds for a new trial
only upon a showing by the defendant that the denial was
erroneous and that his case was prejudiced thereby.
State v. Johnson, 379 N.C. 629, 2021-NCSC-165, ¶ 14 (cleaned up).
¶ 19 Here, the trial court denied defendant’s motions for a transcript of the earlier
trial. Neither the record nor the transcript of the subsequent proceedings indicate
that the trial court considered the Britt test in denying defendant’s request, making
appellate review difficult. However, even if we assume that the trial court erred in
denying defendant’s motions for a trial transcript, the error was harmless beyond a
reasonable doubt.
¶ 20 “A violation of the defendant’s rights under the Constitution of the United
States is prejudicial unless the appellate court finds that it was harmless beyond a
reasonable doubt.” N.C.G.S. § 15A-1443(b) (2021); see also State v. Lawrence, 365
N.C. 506, 512–13, 723 S.E.2d 326, 330–31 (2012). “[A]n error under the United States
Constitution will be held harmless if the jury verdict would have been the same
absent the error.” Lawrence, 365 N.C. at 513, 723 S.E.2d at 331 (cleaned up). When
a violation is alleged under the federal constitution, the Court must determine
whether it was harmless beyond a reasonable doubt. See id.¶ 21 “The harmless-error doctrine recognizes the principle that the central purpose
of a criminal trial is to decide the factual question of the defendant’s guilt or innocence
. . . .” State v. Malachi, 371 N.C. 719, 734, 821 S.E.2d 407, 418 (2018) (quoting Rose
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v. Clark, 478 U.S. 570, 577, 106 S. Ct. 3101, 3105 (1986)). “The presence of
overwhelming evidence of guilt may render error of constitutional dimension
harmless beyond a reasonable doubt.” State v. Bunch, 363 N.C. 841, 845–46, 689
S.E.2d 866, 869 (2010) (cleaned up) (holding that the trial court’s failure to properly
instruct the jury in a homicide trial on felony murder was harmless error and “[t]he
foundation on which defendant bases [ ]his argument is superficial in light of the
overwhelming evidence that defendant caused the victim’s death”). The State bears
the burden of demonstrating that the error was harmless beyond a reasonable doubt.
Lawrence, 365 N.C. at 513, 723 S.E.2d at 331; N.C.G.S. § 15A-1443(b).
¶ 22 The jury’s guilty verdicts here are supported by overwhelming evidence.
Defendant was captured on video admitting that he was the operator of the vehicle
when it wrecked. At a minimum, the evidence at trial showed that defendant was
involved in a single-vehicle accident. Daniel and Porcello responded to the accident,
where they saw defendant sitting in the vehicle, revving the engine. Daniel and
Porcello were ultimately able to detain defendant until law enforcement arrived at
the scene. Defendant was handcuffed and arrested by law enforcement. At trial,
Deputy James Murray and Sergeant Frank Hearne identified defendant as the
individual detained at the scene. A search warrant was issued for officers to obtain
a blood sample, which revealed defendant’s blood alcohol concentration of .12 grams
per 100 milliliters, well above the legal limit of .08.
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¶ 23 Even if the trial court had ordered production of the transcript, “the jury
verdict would have been the same.” Lawrence, 365 N.C. at 513, 723 S.E.2d at 331(quoting Neder v. United States, 527 U.S. 1, 17, 119 S. Ct. 1827, 1837 (1999)). Even
if defendant had the transcript of the prior trial to impeach the testimony of Porcello
and Daniel, there still existed overwhelming evidence of defendant’s guilt. The trial
court allowed defendant’s counsel to call defendant’s former counsel, Ezeh, as an
impeachment witness. Although able to impeach Porcello’s testimony regarding his
identification of defendant as the driver of the wrecked truck at the first trial, Ezeh
could not, and did not, impeach Daniel’s testimony. There is no indication that Daniel
made any inconsistent statements.
¶ 24 Officers identified defendant as the individual they arrested at the scene of the
accident who had been detained by Porcello and Daniel. After being placed in a patrol
unit, defendant admitted that he was the driver of the vehicle when it was wrecked.
This admission was captured on video and shown to the jury. A search warrant was
obtained to draw defendant’s blood, and the sample obtained from defendant
indicated that his blood alcohol concentration was above the legal limit. Thus, any
error was harmless beyond a reasonable doubt.
III. Conclusion
¶ 25 For the foregoing reasons, the State met its burden to prove that the error in
question was harmless beyond a reasonable doubt, and we affirm the decision of the
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Court of Appeals.
AFFIRMED.
Justice EARLS dissenting.
¶ 26 Affording equal protection and due process to all defendants, whether rich or
poor, “is an age-old problem,” but “[p]eople have never ceased to hope and strive to
move closer to that goal.” Griffin v. Illinois, 351 U.S. 12, 16 (1956). With Griffin, which
established that “[d]estitute defendants must be afforded as adequate appellate
review as defendants who have money enough to buy transcripts,” our criminal
system moved closer to that goal. Id. at 19. With Britt v. North Carolina, which
established that “the State must provide an indigent defendant with a transcript of
prior proceedings when the transcript is needed for an effective defense or appeal,”
we moved closer still. 404 U.S. 226, 227 (1971). Unfortunately, the majority chooses
to walk away from that goal in this case due to its unfounded confidence in this
defendant’s guilt.
¶ 27 This case concerns an indigent defendant, Richard Gaddis, who was charged
with various driving-related offenses. The State’s case against him relied heavily on
the testimony of witnesses who encountered Gaddis after a vehicle he was travelling
in crashed on the side of a road. The first trial ended in a mistrial due to a hung jury.
Before his second trial—and anticipating that the State would once again elicit
testimony from those same witnesses—Gaddis’s attorney filed a motion seeking a
transcript of the first trial and a continuance to allow sufficient time for its
production. Gaddis’s attorney hoped to use the transcript to highlight inconsistencies
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in the witnesses’ testimony and impeach their credibility. The trial court denied this
request. Gaddis was ultimately convicted.
¶ 28 A wealthier defendant would not have needed to involve the trial court in his
or her effort to obtain a transcript. A wealthier defendant could simply have placed a
standing order with the court reporter to receive daily copies of the transcript of the
trial proceedings. Accordingly, as established in Griffin and Britt, the trial court’s
actions implicated Gaddis’s constitutional rights. To determine if Gaddis’s
constitutional rights were violated in a manner warranting reversal, this Court must
answer two questions: First, was the transcript of the first trial necessary to Gaddis’s
defense at his second trial? And second, if the trial court did violate Gaddis’s
constitutional rights by failing to provide him with a transcript of the first trial, was
the error harmless beyond a reasonable doubt? See Britt, 404 U.S. at 227.
¶ 29 The majority addresses only the second question, concluding that “even if . . .
the trial court erred in denying defendant’s motions for a trial transcript, the error
was harmless beyond a reasonable doubt.” Ante, at ¶ 19. This conclusion is based on
the majority’s view that the evidence against Gaddis was “overwhelming.” Id., at
¶ 22. This conclusion is not supported by the record; indeed, a jury presented with
substantially the same evidence as presented at the second trial failed to convict
Gaddis during his initial trial. If Gaddis had been provided access to a transcript or
something substantially similar in advance of his second trial, there is a reasonable
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chance the outcome of his trial would have been different. Therefore, the trial court’s
denial of Gaddis’s motion violated his constitutional rights, and that violation was
not harmless beyond a reasonable doubt. I respectfully dissent.
I. Background
¶ 30 On 12 February 2018, Richard Alan Gaddis Jr. was charged with driving while
impaired, driving with a revoked license, driving without a registration, and driving
without a displayed license plate. That night, Bryan Porcello, a witness who would
later testify for the State, saw a white utility truck driving erratically before crashing
into a ditch. According to Porcello and another witness, David Daniel, Gaddis
emerged from the truck exhibiting signs of intoxication. The witnesses followed
Gaddis into a residential neighborhood, where they subdued him and waited for the
police.
¶ 31 The police arrived roughly twenty minutes later. Their interactions with
Gaddis were recorded on an officer’s dashboard camera. In that recording, Gaddis can
be heard admitting to drinking but denying that he had been driving the truck. When
asked who was driving, he stated “[n]ot sure.” However, later on in the police officer’s
questioning, Gaddis said, “Man, you know all that [expletive]. Now if you’re going to
blow smoke up my ass, I’m going to blow smoke up yours. We can go through this all
day. Look here dude, that’s my truck, I’ve been driving the mother-[expletive].”
Gaddis subsequently failed a field sobriety test, claimed once again that he was not
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the driver, and refused to submit to a roadside breath test. A subsequent blood draw
revealed a blood alcohol concentration of .12 grams per 100 milliliters, which is above
the legal limit. The vehicle identification number associated with the crashed truck
indicated the truck belonged to a woman living in Charlotte.
¶ 32 Gaddis was first tried on 15 July 2019. The trial ended in a mistrial due to a
hung jury. After the mistrial, Gaddis’s attorney, Onyema Ezeh, withdrew as counsel.
On 18 July 2019, a new attorney, Peter Dwyer, was appointed as Gaddis’s counsel.
Dwyer received discovery on 19 August 2019. A new trial was set for 3 September
2019.
¶ 33 On 26 August 2019, Dwyer filed a motion for transcript and a motion to
continue so that a transcript from the mistrial could be provided. He asserted that
“[d]efendant will need the transcript of the superior court trial showing the testimony
of the witnesses from that trial in order to be properly prepared for the re-trial of this
matter.” In a colloquy, Dwyer emphasized his client’s need for a transcript. His
concern was that when cross-examining the State’s witnesses, he would not be able
to “stick them to” what they said at the first trial.
But I just believe that without seeing the testimony of the
two eyewitnesses and what they stated at the prior trial
and my inability to impeach them when we do try this case
is so critical. And like I said, looking at . . . the information
Ezeh had given me, speaking with my client, I think there
was good testimony that would benefit me but their
testimony when they come back to trial could change
substantially. And like I said, I can say didn’t you say at
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the prior trial and they’re going to be able to go I don’t think
I did, I don’t recall, no I didn’t. And I have no way to pull
something out and say yes you did, this is what you stated,
this is the questions you were asked at the prior trial, this
is the answer you gave, why is your testimony today
different. And if they get up there and testify differently.
Dwyer also argued that because the State’s attorney was present at the prior trial,
Gaddis would be disadvantaged by having counsel who had not heard the arguments
and testimony presented at the prior trial. The same day that the motions were filed,
the court issued a joint order denying Gaddis’s motion for transcript and motion to
continue. The trial court did not enter any findings of fact related to Gaddis’s need
for a transcript.
¶ 34 On 3 September 2019, the morning of the retrial, Dwyer filed a second pretrial
motion to continue so that a transcript could be provided. In this renewed motion,
Dwyer argued that:
In reviewing the file, I only see a statement from one [of]
two alleged eyewitness[es]. It would be critical to this case
to ascertain the testimony of all [of] the witnesses for
impeachment purposes but especially the testimony of a
witness where no recorded statement or written statement
was taken. This case hinges on the testimony of those two
eyewitnesses trying to provide testimony to indicate that
Defendant was the driver of the truck. The ability to
impeach these witnesses with their prior sworn testimony
and discredit them is absolutely critical in this case.
Without [the] prior transcript, I have no way of impeaching
any witness who testified at the prior trial without a copy
of the prior transcript, never mind even knowing exactly
how they testified.
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In addition, the [S]tate has the unfair advantage of
changing their strategy on the retrial of this matter based
on prior testimony of the witnesses whereas I not being the
attorney of record at the previous trial do not accurately
know the testimony of any of the witnesses.
In reviewing the file, the [S]tate obtained an order on [18
July 2019] and may have sent out juror questionnaires and
will have the advantage of tailoring their case based on the
replies if any from the jurors at the prior trial, while I have
no transcript of the trial itself to review.
Dwyer also argued that his delay in requesting the transcript until a week before the
trial was not a tactic but was actually the result of him not having a chance to review
the case until 19 August 2019, when he returned from leave and first received
discovery. Nevertheless, the court again denied Gaddis’s motion to continue. It made
no written findings but found orally:
The alleged date of offense is February 12th, 2018. The
Defendant was taken into custody on February 12th, 2018.
He was appointed counsel on February 14th, 2018, that
being Vernon Cloud. Mr. Cloud represented Mr. Gaddis up
until the time he withdrew in October of — on October 9th,
2018. At which time Tiffany Wilson was appointed outright
to represent Mr. Gaddis. Ms. Wilson represented Mr.
Gaddis from October 9th, 2018 until December 10th, 2018,
at which time she withdrew and Mr. Ezeh was appointed
outright to represent Mr. Gaddis. That representation
began December 10th, 2018 and continued through July
18th, 2019, which included the last trial of this matter. At
which time Mr. Ezeh was allowed to withdraw and Mr.
Dwyer was appointed outright to represent Mr. Gaddis and
represents Mr. Gaddis here today September 3rd. So we’ve
been through three prior attorneys prior to getting to you,
Mr. Dwyer.
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The case proceeded to trial.
¶ 35 The State called Porcello and Daniel, the witnesses who first arrived at the
scene of the crash, to testify in both trials. At the retrial, Porcello testified that on 12
February 2018, at around 7:30 p.m., he observed a white work truck swerving from
lane to lane, running several red lights, and crashing in a ditch. Porcello testified
that, as he drove past the crash he saw “a white male” alone in the truck. Porcello
then returned to the crash to see if the driver was hurt. By this time, “it was starting
to get even darker and [Porcello] couldn’t see in the vehicle.” Porcello flagged down a
second individual, Daniel, to help. Using Daniel’s flashlight, Porcello testified that he
was able to see Gaddis in the driver’s seat as Porcello and Daniel approached. At some
point, Gaddis emerged from the truck, and he “ask[ed] where some female was” two
or three times.
¶ 36 The State next called on Daniel, who testified that he
pulled up just as the utility truck had come to a rest in the
ditch. Dust, a little bit of smoke was just rising up. As I
pulled up I saw the Defendant in the driver’s seat. My
headlights shined right on him. [Porcello] was out of his
vehicle so I rolled my window down to see if everyone was
okay . . . .
....
. . . [Porcello] said he didn’t want to approach because he
couldn’t see the driver, didn’t know if he had a gun or
anything. So hearing gun I grabbed mine out of the cup
holder and clipped my holster on and grabbed the
flashlight so that we could see clearly and not get into a
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bad situation. And then we approached the vehicle
together. I shown my light into the front of the vehicle and
saw the Defendant. He was still in the vehicle on the
accelerator trying to get it unstuck from the ditch.
Daniel also testified that Gaddis stumbled when he walked, smelled of alcohol, and
acted belligerently toward him. On cross-examination, Daniel testified that he
“believe[d]” he had testified at the first trial that he had seen Gaddis in the driver’s
seat. He also testified he never saw Gaddis driving the vehicle because he was not
there at the time of the accident.
¶ 37 In an effort to impeach the State’s witnesses, Dwyer called Ezeh, Gadds’s
attorney from the first trial, to testify. Ezeh alleged that, at the first trial, Porcello
(1) was unable to identify how many people were in the truck; (2) could not “tell the
[c]ourt or give the [c]ourt any identifier as to who was driving the truck”; (3) “was
unable to tell . . . if [the driver was] black, white, male, [or] female”; and (4) “did not
testify in the previous trial that he saw . . . Gaddis in the truck.” During his closing
argument, Dwyer emphasized these alleged discrepancies in Porcello’s testimony. He
argued that the only way to prove that Gaddis was guilty was to prove that he was
driving the truck and that the only witness that allegedly saw Gaddis driving was
not “credible” due to his changing testimony. He also noted that Gaddis was not the
owner of the truck he was alleged to have driven.
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¶ 38 Gaddis was convicted of driving while impaired and driving without a
registration, and the trial court sentenced him to 24 months in the Misdemeanant
Confinement Program.
II. Analysis
¶ 39 “Ordinarily, a motion to continue is addressed to the discretion of the trial
court, and absent a gross abuse of that discretion, the trial court’s ruling is not subject
to review.” State v. Taylor, 354 N.C. 28, 33 (2001). But when a party’s motion to
continue is predicated on that party’s assertion of a constitutional right, we review
the trial court’s decision to deny the motion de novo. See, e.g., In re C.A.B., 381 N.C.
105, 2022-NCSC-51, ¶ 14 (“ ‘If, however, the motion is based on a right guaranteed
by the Federal and State Constitutions, the motion presents a question of law and
the order of the court is reviewable’ de novo.” (quoting State v. Baldwin, 276 N.C. 690,
698 (1970))); State v. Johnson, 379 N.C. 629, 2021-NCSC-165, ¶ 16 (“Defendant’s
motion to continue raised a constitutional issue, requiring de novo review by this
Court.”). “When the trial court’s denial of a [defendant’s] motion to continue violates
that [defendant’s constitutional] rights, the ‘harmless error’ standard applies:
specifically, the challenged order must be overturned unless the error was harmless
beyond a reasonable doubt, and [the State] bears the burden of proving that the error
was harmless.” In re C.A.B., ¶ 33 (cleaned up).
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¶ 40 In this case, it is undisputed that Gaddis’s motion to continue was predicated
on his assertion of a constitutional right to the transcript of his first trial. The State
concedes that “[h]ere, defendant’s . . . motion to continue was premised upon his
contentions that he was constitutionally entitled to a transcript of his mistrial, and
that a continuous was required to allow for its receipt.” The majority does not
expressly acknowledge that it is reviewing the trial court’s denial of Gaddis’s motion
de novo, as is required, but the majority appears to recognize de novo review is
appropriate in concluding “that the trial court likely erred in failing to apply the two-
part Britt test,” ante, at ¶ 13, (the legal test used to discern whether denying an
indigent defendant’s request for a transcript is a constitutional violation) and that
that any error committed by the trial court “was harmless beyond a reasonable
doubt,” id., (the legal test used to determine whether a trial court’s violation of a
defendant’s constitutional rights warrants reversal of a conviction). Thus,
notwithstanding its imprecision, the majority opinion in no way casts doubt on the
“well[-]settled” principle that de novo review is necessary when a trial court denies a
defendant’s motion to continue which was based on the defendant’s assertion of a
constitutional right. See Piedmont Triad Reg’l Water Auth. v. Sumner Hills Inc., 353
N.C. 343, 348 (2001).
STATE V. GADDIS
2022-NCSC-102
Earls, J., dissenting
A. The trial court’s denial of Gaddis’s motion to continue and motion for a
transcript violated his constitutional rights
¶ 41 Denying an indigent defendant a free transcript violates that defendant’s
constitutional rights when (1) “a transcript is necessary for preparing an effective
defense” and (2) there are no “alternative devices available to the defendant which
are substantially equivalent to a transcript.” Rankin, 306 N.C. at 716. Here, the
transcript was necessary for Gaddis to prepare an effective defense, and the devices
available in lieu of a transcript—Ezeh’s notes and testimony—were not substantially
equivalent to the transcript. Accordingly, denying Gaddis’s motion to continue was a
violation of his constitutional rights.
¶ 42 Our caselaw demonstrates that a transcript of prior proceedings is valuable—
and often necessary—to an effective criminal defense. See, e.g., Britt, 404 U.S. at 228(“[A] transcript of a prior mistrial would be valuable to the defendant . . . as a tool at
the trial itself for the impeachment of prosecution witnesses.”); State v Reid, 312 N.C.
322, 323 (1984) (per curiam) (agreeing that the defendant needed a transcript of a
prior mistrial “to effectively cross-examine the [S]tate’s witnesses”). This is especially
true when much of the State’s case substantially depends on witness testimony,
see State v. Tyson, 220 N.C. App. 517, 520 (holding that the trial court’s denial of
defendant’s motion for a transcript was erroneous “especially in light of the fact that
the State’s case rested entirely on the victim’s identification of defendant as the
perpetrator”), or when the defendant’s lack of a transcript will put him or her at a
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2022-NCSC-102
Earls, J., dissenting
disadvantage compared to the State, see State v. Matthews, 295 N.C. 265, 290 (1978)
(reasoning that denial of a transcript was permissible because “[t]he scales were not
tipped in favor of the State on this count”). In addition, this Court has recognized that
a transcript is a tool that is not easily replaced. For example, in Rankin, we held that
“access to the court reporter [from the previous proceeding] and her notes for use
during the course of the trial” was not substantially equivalent to the transcript of
that proceeding. 306 N.C. at 715 (emphasis omitted).
¶ 43 Here, a transcript—or something substantially similar—was necessary to
Gaddis’s defense. As his attorney argued, the State’s case largely depended on the
ability of an eyewitness to identify Gaddis as the driver of the vehicle. Gaddis did not
and, given the results of his blood test, could not dispute that he was intoxicated.
Thus, his best chance at acquittal was disputing that he had actually been driving
the crashed vehicle. The best way of disputing that would have been to challenge the
eyewitness testimony placing him behind the wheel before and immediately after the
crash. Based on the notes from Ezeh, Gaddis’s attorney during the mistrial, Dwyer
believed that the witness testimony during the mistrial had been sufficiently vague
so as to benefit his client. However, Dwyer worried that should the witnesses change
their testimony from one trial to the next—which, according to Ezeh’s testimony, did
indeed happen—Dwyer would have no way to “stick them to” what they had said
under oath at the previous trial. With no credible source to draw from, any factual
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2022-NCSC-102
Earls, J., dissenting
dispute would amount to Dwyer’s (or Ezeh’s) word against the witnesses’ accounts.
This put Gaddis at a significant disadvantage.
¶ 44 This disadvantage was even more severe considering the disparity of
information between Dwyer and the prosecutor. Unlike Dwyer, the prosecutor was
present for both trials. As Dwyer pointed out before trial, the prosecutor could use
her experience from the mistrial to learn from her mistakes and “go after this case in
a different fashion.” In contrast, Dwyer was not present at the mistrial. In fact, he
did not even know he had been appointed as Gaddis’s defense counsel until two weeks
before the new trial. He had no firsthand knowledge of what was said during the first
trial and thus no independent way of knowing whether the State’s witnesses’
testimony remained consistent throughout; he had only his client’s and Ezeh’s notes
and recollections to rely upon. A transcript of the mistrial would have helped rectify
the imbalance of information between the parties. Because the court did not provide
that transcript, the scales of justice were tipped in the State’s favor.
¶ 45 The State argues that even if the transcript was necessary for preparing an
effective defense, Gaddis had a substantially equivalent alternative: the notes,
memory, and testimony of Ezeh. But at the second trial, the prosecutor made a
compelling argument to the contrary illustrating why Ezeh’s testimony was not
equivalent to a transcript. During cross-examination, the prosecutor repeatedly
attacked Ezeh’s memory and motives:
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Earls, J., dissenting
“And you can’t say word for word what a witness said in
that previous trial?”
“And you haven’t seen a transcript of the previous trial?”
“Are you relying on your memory of that?”
“And your notes and everything, those notes aren’t actual
trial transcripts in this case; correct?”
“Again, it’s been two months since this prior testimony
happened. Your recollection is not fresh in this case;
correct?”
“And [when you represented defendant] at the time of that
first trial you were interested in the outcome of the case?”
“And Mr. Ezeh, again in the prior case you were interested
in the outcome of the case?”
The prosecutor convincingly argued that Ezeh, like all people, was susceptible to bias
and the limits of memory. A transcript, on the other hand, would not have suffered
from these human shortcomings. With a transcript in hand, Dwyer could have
pointed out specific discrepancies in witness testimony using an objective source of
information—while the jury would be left to determine the significance of these
discrepancies, there would be no disputing their existence. Instead, the best Dwyer
could offer was Ezeh’s testimony. The jury, after hearing conflicting testimony from
the State’s witnesses and from Ezeh, may have decided the State’s witnesses were
more credible. Afterall, they knew Ezeh had represented Gaddis and may not have
been a neutral party. Therefore, Ezeh’s testimony could not support Gaddis’s efforts
to impeach the State’s witnesses in the way a transcript would have. Because
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2022-NCSC-102
Earls, J., dissenting
Gaddis’s defense depended on impeaching the State’s witnesses, and because the only
device available to him to accomplish this task was not substantially equivalent to a
transcript, Gaddis was deprived of a tool that was necessary to his defense in violation
of his constitutional rights.
B. The trial court’s failure to grant a continuance was not harmless
beyond a reasonable doubt
¶ 46 Constitutional errors require reversal unless they are shown to be harmless.
See State v. Lawrence, 365 N.C. 506, 513 (2012). The “harmless error” standard
requires that we “declare a belief that [the error] was harmless beyond a reasonable
doubt” before deciding to overlook a constitutional violation and affirm a judgment.
Id. (quoting Chapman v. California, 386 U.S. 18, 24 (1967)). When a constitutional
error has occurred, the State “bears the burden of showing that no prejudice resulted
from the challenged . . . constitutional error.” Id. Here, the majority concludes that
even if providing Gaddis with a transcript would have enabled him to discredit the
State’s witnesses, the State has met its burden of proving that there is no reasonable
possibility that the jury would have failed to find Gaddis guilty. Ante, at ¶ 13.
¶ 47 In coming to this conclusion, the majority relies heavily on the audio of Gaddis
telling the arresting officer “now if you’re going to blow smoke up my ass, I’m going
to blow smoke up yours. We can go through this all day. Look here dude, that’s my
truck, I’ve been driving the mother-[expletive].” The majority confidently calls this an
“admission.” Ante, at ¶ 24. Notably, the trial court—the tribunal closest to the
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2022-NCSC-102
Earls, J., dissenting
evidence—refused to instruct the jury that Gaddis’s comment was an admission of
guilt. The majority’s finding to the contrary is a dramatic overreading of Gaddis’s
comments, which must be viewed in context of facts casting significant doubt on the
majority’s chosen interpretation. These facts include that (1) Gaddis appears to have
been highly inebriated; (2) the phrase “blow smoke” is commonly meant to denote
that the speaker is lying1; (3) there is evidence that the truck was not, in fact, owned
by Gaddis; (4) on multiple occasions in the same recording, Gaddis states that he was
not the driver of the truck; and (5) both Dwyer and the State offered competing (but
plausible) interpretations of the meaning of Gaddis’s comments in the recording.
¶ 48 This uncertainty undercuts the majority’s speculation that Gaddis would have
been convicted even if the Gaddis had, armed with a transcript from his first trial,
discredited the State’s witnesses through more effective cross-examination. Absent
this statement, the only direct evidence indicating Gaddis was driving the truck at
the time it crashed was the State’s witnesses’ testimony. Gaddis expressly sought a
transcript of his first trial in order to impeach the credibility of those witnesses, and
there were in fact discrepancies between at least one of the witnesses’ testimony at
1 See, e.g., United States v. Fullerton, 187 F.3d 587, 592 (6th Cir. 1999) (concluding
that a prosecutor’s “statement that the defense counsel was ‘trying to blow smoke in the jury’s
faces’ ” was “improper” because it “indicat[ed] a personal belief in the witness’s credibility”);
State v. Maye, No. COA15-676, 2016 WL 1013179, at *3 (N.C. Ct. App. Mar. 15, 2016)
(unpublished) (concluding that a prosecutor’s statements that defense counsel’s “theory of
the case was ‘[a] bunch of crap’ ” and the defendant has “[n]ot only . . . blown smoke in your
faces, but he’s blown smoke in another part of your body” expressed an “impermissible
personal opinion” regarding the defense (first alteration in original)).
STATE V. GADDIS
2022-NCSC-102
Earls, J., dissenting
the first trial and at the second trial. Rather than engage these inconvenient facts,
the majority relies almost entirely on a statement it treats as an “admission”
notwithstanding the trial court’s express refusal to do the same.
¶ 49 The majority also cites other evidence including Gaddis’s intoxication and
presence near the vehicle around the time of the crash. See ante, at ¶ 22. But the
evidence needed to demonstrate that a trial court’s constitutional error was harmless
is not the same as the evidence needed to sustain a conviction: when applying the
harmless error standard, “[w]e are not concerned . . . with whether there was
sufficient evidence on which the petitioner could have been convicted without the
[trial court’s error]. The question is whether there is a reasonable possibility that the
[error] might have contributed to the conviction.” Fahy v. Connecticut, 375 U.S. 85,
86–87 (1963) (emphasis added). The undisputed facts which demonstrate that Gaddis
was involved in an accident, was found at the scene of the accident, and was impaired
at the time of the accident do not conclusively establish beyond any reasonable doubt
that Gaddis was the person driving the vehicle at the time of the accident. In this
case, there is a reasonable possibility that the trial court’s constitutional error
influenced the jury’s verdict.
¶ 50 The conclusion that the evidence of Gaddis’s guilt is not “overwhelming” is not
just a theory. At Gaddis’s first trial, the jury—having heard the same supposed
“admission” and witness testimony the majority now relies upon—failed to convict
STATE V. GADDIS
2022-NCSC-102
Earls, J., dissenting
Gaddis. The majority chooses to ignore this mistrial entirely when it conducts its
harmless error analysis, even though it is plainly relevant to the question of whether
an acquittal was a reasonably possible outcome of Gaddis’s second trial. The mistrial
suggests that had Gaddis been provided a transcript to effectively hold the State’s
witnesses to the testimony they gave at the first trial, one or more jurors might have
again failed to find him guilty beyond a reasonable doubt. Whether or not Gaddis was
driving the truck when it crashed was a disputed question of fact, and there is a
reasonable possibility that had Gaddis been able to obtain a transcript, he could have
more thoroughly impeached the State’s witnesses and convinced the jury to reach a
different conclusion. Nevertheless, the majority deigns to find that Gaddis was
driving the truck when it crashed. In so doing, the majority acts like a jury, not an
appellate court, in substituting its own belief in Gaddis’s guilt for a rigorous
application of the requisite harmless error standard.
III. Conclusion
¶ 51 The United States Supreme Court wrote in Griffin that “[t]here can be no equal
justice where the kind of trial a man gets depends on the amount of money he has.”
Griffin, 351 U.S. at 19. As the Court acknowledged, money and justice have always
been linked, but our system aspires to sever that connection. Id. One way to further
that goal is the promise that if a defendant cannot afford a transcript from a prior
proceeding, a transcript will be provided if it is necessary to the defendant’s ability to
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2022-NCSC-102
Earls, J., dissenting
mount an effective defense. By assuming away Gaddis’s constitutional rights based
on an unfounded assertion regarding the strength of the State’s case, the majority
ignores the importance of this protection, frustrates our progress towards the goal of
equal justice to all, and denies this defendant a fair trial. For these reasons, I
respectfully dissent.
Justice HUDSON and Justice MORGAN join in this dissenting opinion.