State v. Wagner , 249 N.C. App. 445 ( 2016 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA15-1111
Filed: 6 September 2016
Rowan County, Nos. 14 CRS 51824, 51826, 51828, 51830, 51833
STATE OF NORTH CAROLINA
v.
RICKEY HARDING WAGNER, JR.
Appeal by defendant from judgments entered 13 March 2015 by Judge W.
David Lee in Rowan County Superior Court. Heard in the Court of Appeals 25 April
2016.
Roy Cooper, Attorney General, by Jennie Wilhelm Hauser, Special Deputy
Attorney General, for the State.
Glenn Gerding, Appellate Defender, by Daniel Shatz, Assistant Appellate
Defender, for defendant-appellant.
DAVIS, Judge.
Rickey Harding Wagner, Jr. (“Defendant”) appeals from the judgments entered
upon his convictions for two counts of statutory rape, two counts of incest, three
counts of sex offense with a child, and three counts of taking indecent liberties with
a child. On appeal, Defendant contends that the trial court erred by (1) allowing his
wife to offer her opinion regarding Defendant’s guilt and to testify about a statement
by Defendant that implicated his privilege against self-incrimination; (2) admitting
testimony regarding the victim’s virginity at the time she was first sexually abused;
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Opinion of the Court
and (3) failing to find certain mitigating factors during the sentencing phase of
Defendant’s trial. After careful review, we conclude that Defendant received a fair
trial free from plain error.
Factual Background
The State presented evidence at trial tending to establish the following facts:
“Mary” is the daughter of Defendant and J.C.1 Defendant did not live with Mary or
J.C. but had regular visits with Mary on Thursdays and every other weekend.
In 2012, when Mary was 13 years old, Defendant began taking her on drives
in his truck during their visits. Defendant would drive to various residences where
he would sell drugs to individuals while Mary remained in the front passenger seat
of his truck. During these drives, Defendant forced Mary to take methamphetamine,
and he would then touch her breasts and buttocks.
On one occasion, Defendant drove Mary to a barn where he forced her to snort
methamphetamine through a rolled-up dollar bill. He then put his hands inside
Mary’s pants, touching her vagina.
Later that year, Defendant drove Mary to a secluded field in a rural area where
he again made her snort methamphetamine. He then proceeded to grope her breasts
and buttocks and digitally penetrated her vagina. He proceeded to take off her clothes
1 Pseudonyms and initials are used throughout this opinion for the protection of the minor
child and for ease of reading.
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and engage in vaginal intercourse with her. Afterwards, he warned Mary not to tell
anyone about the incident or else “there would be consequences.”
That same year, around Thanksgiving, Defendant took Mary to his home
where he lived with his wife, N.E., and their infant daughter. On the way there,
Defendant made Mary ingest methamphetamine. When they arrived, N.E. was
asleep. Mary took off her clothes and went to the bathroom. As Mary exited the
bathroom, she encountered Defendant wearing only a shirt. He began groping her
breasts and buttocks and penetrated her vagina with his fingers. He then forced her
to perform oral sex on him. When Mary went back to her bedroom, Defendant
followed her, physically forced her onto the floor, and proceeded to engage in vaginal
intercourse with her.
On another occasion, Defendant once again drove Mary to a secluded rural
area, forced her to take methamphetamine, and touched her breasts and buttocks
while digitally penetrating her vagina. He then took off her clothes and engaged in
vaginal and anal intercourse with her.
On 2 March 2014, after this latest incident of sexual abuse by Defendant, Mary
told J.C. that Defendant had raped her and that she did not want to see him again.
J.C. called the police and informed them of Mary’s accusations against Defendant.
Detective Sarah Benfield (“Detective Benfield”) with the Rowan County
Sheriff’s Office went to the home of Mary and J.C. and interviewed Mary. After
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hearing Mary’s account of Defendant’s actions, Detective Benfield subsequently
obtained an arrest warrant and placed Defendant under arrest on 28 March 2014.
On 19 May 2014, Defendant was indicted on (1) two counts of statutory rape;
(2) two counts of incest; (3) three counts of sex offense with a child; and (4) three
counts of taking indecent liberties with a child. Beginning on 9 March 2015, a jury
trial was held before the Honorable W. David Lee in Rowan County Superior Court.
At trial, the State introduced the testimony of Mary, J.C., Detective Benfield, and
N.E. Defendant testified on his own behalf.
The jury found Defendant guilty of all charges. The trial court sentenced
Defendant to consecutive sentences of 220-324 months imprisonment for his
statutory rape and incest convictions (which were consolidated in file number 14 CRS
51824); 220-324 months imprisonment for his statutory rape and incest convictions
(which were consolidated in file number 14 CRS 51828); 166-260 months
imprisonment in connection with his sex offense with a child conviction in file number
14 CRS 51826; 166-260 months imprisonment with regard to his sex offense with a
child conviction in file number 14 CRS 51830; 166-260 months imprisonment in
connection with his sex offense with a child conviction in file number 14 CRS 51833;
and 12-24 months imprisonment for his taking indecent liberties with a child
convictions in file numbers 14 CRS 51826, 51830, and 51833. Defendant was also
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Opinion of the Court
ordered to register as a sex offender and enroll in satellite-based monitoring for the
remainder of his natural life. Defendant gave oral notice of appeal in open court.
Analysis
I. Opinion Testimony
Defendant’s first argument on appeal is that the trial court erred by allowing
N.E. to offer opinion testimony as to whether Defendant was guilty of sexually
abusing Mary. We disagree.
Defendant failed to object at trial to the testimony he now challenges on appeal.
Therefore, our review is limited to plain error. See N.C.R. App. P. 10(a)(4) (“In
criminal cases, an issue that was not preserved by objection noted at trial and that is
not deemed preserved by rule or law without any such action nevertheless may be
made the basis of an issue presented on appeal when the judicial action questioned
is specifically and distinctly contended to amount to plain error.”).
For error to constitute plain error, a defendant must
demonstrate that a fundamental error occurred at trial. To
show that an error was fundamental, a defendant must
establish prejudice — that, after examination of the entire
record, the error had a probable impact on the jury’s
finding that the defendant was guilty. Moreover, because
plain error is to be applied cautiously and only in the
exceptional case, the error will often be one that seriously
affects the fairness, integrity or public reputation of
judicial proceedings.
State v. Lawrence, 365 N.C. 506, 518, 723 S.E.2d 326, 334 (2012) (internal citations,
quotation marks, and brackets omitted).
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Defendant’s argument on this issue is based on the following portions of N.E.’s
testimony on direct examination:
Q. Did you ever see anything abnormal take place between
[Defendant] and [Mary] when she was at the home?
A. Actually, yes. Now that I’ve had time to think about
some things --
Q. Okay.
A. -- since he’s been incarcerated. It’s just little things that
-- well, red flags that I should have picked up on, but I
didn’t think much of it at the time.
Q. Okay. What were those little red flags that you didn’t
pick up on?
A. I’d wake up at like maybe three or four or something like
that to go get the baby a bottle, go use the restroom, and
him and [Mary] would be wide awake. And it -- I would
really be upset because I was thinking in my mind, “you
know, why aren’t y’all in the bed asleep? You could help
me with the baby instead of staying up all night.”
On another occasion, which I found very odd, I had
gotten up to go use the restroom because I was on a lot of
antibiotics, so, you know, it affected my stomach. And it’s
like [Defendant] had come running out of [Mary’s]
bedroom, and [Mary] actually went into the bathroom.
(Emphasis added).
Defendant asserts that N.E.’s reference to “red flags that I should have picked
up on” in connection with Defendant’s behavior towards Mary constituted an
improper opinion that Defendant was, in fact, guilty of the crimes with which he was
charged. It is true that witnesses are not permitted to “offer their opinions of whether
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Opinion of the Court
[a] defendant [is] guilty.” State v. Carrillo, 164 N.C. App. 204, 210, 595 S.E.2d 219,
223 (2004), appeal dismissed and disc. review denied, 359 N.C. 283, 610 S.E.2d 710
(2005). However, a contextual reading of this portion of her testimony shows that
N.E. was not offering an opinion as to Defendant’s guilt. Rather, she was merely
responding to a question on direct examination as to whether she had ever observed
any unusual behavior involving Defendant and Mary while Mary was visiting their
home. In so doing, she testified solely as to her own observations of Defendant’s
behavior during Mary’s overnight visits. Her use of the phrase “red flags” was a
short-hand label for instances of unusual conduct she personally observed as opposed
to a declaration of her opinion as to his guilt.
Therefore, we believe that the trial court’s admission of this evidence clearly
did not constitute plain error. Defendant’s argument on this issue is overruled.
II. Privilege Against Self-Incrimination
Defendant also contends that during her testimony N.E. improperly
commented on Defendant’s exercise of his constitutional right to remain silent
following his arrest. Defendant did not object to this testimony at trial. Therefore,
our review is limited to plain error. Lawrence, 365 N.C. at 518, 723 S.E.2d at 334.
Defendant’s argument is specifically based on the following testimony from
N.E. regarding a phone call between her and Defendant after his arrest and while he
was incarcerated for the charges upon which he was ultimately convicted.
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Opinion of the Court
Q. Okay. Do you still talk to the defendant now?
A. No.
Q. When is the last time that you spoke to him?
A. I want to say it was the week before Halloween.
Q. Did you ever talk to him about these specific allegations?
A. I want to say that I did ask him what had happened, and
he said that he couldn’t talk over the phone because it was
being recorded.
(Emphasis added).
This argument is lacking in merit. “[A] proper invocation of the privilege
against self-incrimination is protected from prosecutorial comment or substantive
use, no matter whether such invocation occurs before or after a defendant’s arrest.”
State v. Boston, 191 N.C. App. 637, 651, 663 S.E.2d 886, 896, appeal dismissed and
disc. review denied, 362 N.C. 683, 670 S.E.2d 566 (2008). However, this is not what
happened here. The testimony at issue was from Defendant’s wife rather than from
a law enforcement officer and was given by her in the course of explaining whether
she had ever discussed with Defendant Mary’s allegations against him. Her
statement that Defendant had declined to discuss those allegations over the phone
due to his stated concern that the call was being recorded cannot properly be
characterized as a violation of his privilege against self-incrimination.
III. Testimony as to Victim’s Virginity
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Opinion of the Court
Defendant next challenges the admission of testimony from J.C. and Detective
Benfield stating that Mary was a virgin at the time Defendant began sexually
abusing her. J.C. testified as follows on direct examination:
Q. Okay. Was there anything specific that happened on
that Sunday that led [Mary] to -- to talk to you about what
had taken place?
A. No, nothing happened. She just kind of out of the blue
said she just wanted to talk to me, and that’s when she told
me.
Q. Okay. Did she go into any great detail about it? [O]r
did she pretty much leave it as you’ve testified; that he
raped her and had done things to her?
A. Yes, she had told me -- she had told me what happened;
that she was still a virgin when it happened.
(Emphasis added). Detective Benfield testified on direct examination as follows:
Q. Okay. And what did [Mary] tell you about what
occurred at that time?
A. She said that her dad told her that he was going to take
her virginity, and that he made her take her pants off and
had sex with her in the backseat of the car.
(Emphasis added).
On appeal, Defendant argues that this evidence was inadmissible under Rule
412 of the North Carolina Rules of Evidence, which generally prohibits evidence of a
rape or sex offense victim’s sexual history. N.C.R. Evid. 412. Defendant asserts that
“[t]he improper admission of testimony regarding [Mary’s] virginity at the time of
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[Defendant’s] alleged conduct could only serve to inflame the jury against [him],
causing the jury to decide the case based on passion and prejudice, rather than on a
rational weighing of the evidence in light of the State’s burden of proof beyond a
reasonable doubt.” The State, conversely, contends that this testimony was properly
admitted as corroborative evidence of Mary’s account of Defendant’s actions.
Defendant did not object to this testimony at trial. Therefore, our review is
once again limited to plain error. Lawrence, 365 N.C. at 518, 723 S.E.2d at 334.
Even assuming — without deciding — that the testimony regarding Mary’s
virginity was improperly admitted, Defendant has failed to demonstrate that this
evidence had a probable impact on the jury’s verdict. Because Mary was only 13 years
old at the time the sexual conduct between her and Defendant began, a reasonable
juror would have assumed that she was a virgin at the time even without testimony
on that issue. We therefore hold that this testimony did not rise to the level of plain
error.
IV. Mitigating Factors
Defendant’s final arguments on appeal concern the trial court’s refusal to find
two mitigating factors during the sentencing phase of his trial. Specifically, he
contends that the trial court erred in failing to find as mitigating factors the fact that
he (1) successfully completed a substance abuse program prior to trial; and (2) had a
positive employment history. We disagree.
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Opinion of the Court
It is well settled that
[t]he court shall consider evidence of aggravating or
mitigating factors present in the offense that make an
aggravated or mitigated sentence appropriate, but the
decision to depart from the presumptive range is in the
discretion of the court. The State bears the burden of
proving beyond a reasonable doubt that an aggravating
factor exists, and the offender bears the burden of proving
by a preponderance of the evidence that a mitigating factor
exists.
N.C. Gen. Stat. § 15A-1340.16(a) (2015).
“The weighing of factors in aggravation and mitigation is within the sound
discretion of the sentencing court, and will not be disturbed upon appeal absent a
showing of an abuse of discretion.” State v. Clifton, 125 N.C. App. 471, 480, 481
S.E.2d 393, 399, disc. review improvidently allowed, 347 N.C. 391, 493 S.E.2d 56
(1997). See also State v. Butler, 341 N.C. 686, 694, 462 S.E.2d 485, 489-90 (1995)
(“The balance struck by a sentencing court in weighing the aggravating and
mitigating factors is a matter left to the sound discretion of the sentencing court and
will not be disturbed on appeal absent a showing that the decision was manifestly
unsupported by reason. The sentencing court need not justify the weight it attaches
to any factor.” (internal citation omitted)).
A. Completion of Substance Abuse Program
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Opinion of the Court
The completion of a drug treatment program after a defendant’s arrest and
prior to trial is one of the statutory mitigating factors set out in N.C. Gen. Stat. § 15A-
1340.16.
(e) Mitigating Factors. — The following are mitigating
factors:
....
(16) The defendant has entered and is currently
involved in or has successfully completed a drug
treatment program or an alcohol treatment program
subsequent to arrest and prior to trial.
N.C. Gen. Stat. § 15A-1340.16(e)(16).
During sentencing, Defendant presented his certificate of completion for a
substance abuse program dated 7 January 2014. However, Defendant was not
arrested for the offenses at issue in the present case until 28 March 2014. Therefore,
his completion of the program occurred prior to — rather than after — his arrest and
thus did not meet the statutory criteria set out in N.C. Gen. Stat. § 15A-
1340.16(e)(16).
Defendant nevertheless contends that the trial court erred by failing to treat
his completion of the substance abuse program as a non-statutory mitigating factor.
Factors not expressly enumerated in N.C. Gen. Stat. § 15A-1340.16(e) may also be
deemed by a trial court, in its discretion, as worthy of consideration as a mitigating
factor. See State v. Cameron, 314 N.C. 516, 518-19, 335 S.E.2d 9, 10 (1985)
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(“Regarding non-statutory factors that are proven by a preponderance of the evidence
and are reasonably related to the purposes of sentencing . . . the trial judge may
consider them, but such consideration is not required.”).
The trial court is authorized to consider any such non-statutory mitigating
factors under the “catch-all” provision of N.C. Gen. Stat. § 15A-1340.16(e), which
provides for a trial court’s consideration of “[a]ny other mitigating factor reasonably
related to the purposes of sentences.” N.C. Gen. Stat. § 15A-1340.16(e)(21). See State
v. Spears, 314 N.C. 319, 322-23, 333 S.E.2d 242, 244 (1985) (“[A]lthough failure to
find a statutory mitigating factor supported by uncontradicted, substantial and
manifestly credible evidence is reversible error, a trial judge’s consideration of a non-
statutory factor which is (1) requested by the defendant, (2) proven by uncontradicted,
substantial and manifestly credible evidence, and (3) mitigating in effect, is a matter
entrusted to the sound discretion of the sentencing judge. . . . Thus, [the trial court’s]
failure to find such a non-statutory mitigating factor will not be disturbed on appeal
absent a showing of abuse of discretion.”).
Here, the trial court carefully considered and weighed the applicable
mitigating and aggravating factors, ultimately finding one mitigating factor — that
Defendant “has a support system in the community” — and finding no aggravating
factors. As a result, the trial court sentenced Defendant within the mitigated range.
Moreover, it is clear from the trial transcript that the trial court inquired about
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Opinion of the Court
Defendant’s completion of the substance abuse program as a potential non-statutory
mitigating factor.
Defendant argues, in essence, that the timing of Defendant’s substance abuse
program in relation to his arrest should be deemed irrelevant and asserts that the
trial court’s refusal to find this as a mitigating factor entitles him to a new sentencing
hearing. Defendant’s argument, however, is inconsistent with the balance struck by
the General Assembly in N.C. Gen. Stat. § 15A-1340.16(e)(16). By requiring trial
courts to consider as a statutory mitigating factor a defendant’s involvement in a drug
treatment program only in cases where he entered the program following arrest and
prior to trial, the legislature has implicitly directed that a defendant’s completion of
such a program prior to arrest is not required to be so considered.
Adoption of Defendant’s argument would essentially require us to rewrite N.C.
Gen. Stat. § 15A-1340.16(e)(16) to do away with the timing requirement imposed by
the General Assembly in this statutory provision. This we cannot do. Our courts lack
the authority to rewrite a statute, and instead, “[t]he duty of a court is to construe a
statute as it is written.” In re Advance Am., Cash Advance Centers of N.C., Inc., 189
N.C. App. 115, 122, 657 S.E.2d 405, 410 (2008) (citation and quotation marks
omitted). See Carolina Power & Light Co. v. City of Asheville, 358 N.C. 512, 518, 597
S.E.2d 717, 722 (2004) (“Where the statutory language is clear and unambiguous, the
Court does not engage in judicial construction but must apply the statute to give effect
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to the plain and definite meaning of the language.” (citation and quotation marks
omitted)). The trial court therefore did not abuse its discretion by declining to find
as a mitigating factor Defendant’s completion of a substance abuse program prior to
his arrest.
B. Positive Employment History
Finally, Defendant contends that the trial court should have found as a
statutory mitigating factor his positive employment history. N.C. Gen. Stat. § 15A-
1340.16(e)(19) sets forth the following mitigating factor: “The defendant has a
positive employment history or is gainfully employed.” N.C. Gen. Stat. § 15A-
1340.16(e)(19). Defendant asserts that he demonstrated at the sentencing phase
through his own testimony and the testimony of his mother as well as by his
introduction of a newspaper article into evidence that he had achieved success as a
professional bull rider.
Initially, we note that at the sentencing hearing Defendant’s trial counsel did
not specifically request that Defendant’s employment history be considered as a
mitigating factor under N.C. Gen. Stat. § 15A-1340.16(e)(19). Instead, evidence of his
bull riding career was introduced for the purpose of showing that he possessed a
“support system in the community” — a separate statutory mitigating factor that is
set out in N.C. Gen. Stat. § 15A-1340.16(e)(18). Defendant’s counsel argued that the
evidence of his prior employment history showed that he had been a more “normal”
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Opinion of the Court
member of society prior to his drug use and that he could revert back to that status
with the help of the family and community support system he now had in place.
We have emphasized that where “a defendant fails to request that a trial court
find a factor in mitigation, the trial court has a duty to find the factor only when the
evidence offered at the sentencing hearing supports the existence of a [statutory]
mitigating factor . . . [and] defendant [proves] by a preponderance of the evidence that
the evidence so clearly establishes the fact in issue that no reasonable inferences to
the contrary can be drawn, and that the credibility of the evidence is manifest as a
matter of law.” State v. Davis, 206 N.C. App. 545, 549, 696 S.E.2d 917, 920 (2010)
(internal citations and quotation marks omitted).
Taken together, Defendant’s evidence merely showed that he had (1)
participated in and won several bull riding competitions; (2) won several thousand
dollars in prize money, as well as a saddle for his horse and a truck; and (3) competed
in the 2007 national bull riding championship with a broken leg. Even assuming,
without deciding, that a career in professional bull riding constitutes the type of
positive employment history envisioned by N.C. Gen. Stat. § 15A-1340.16(e)(19),
Defendant’s evidence indicated that he retired from professional bull riding in 2007,
and he did not present evidence that he was gainfully employed between 2007 and
the date of his arrest in 2014. Indeed, to the contrary, the only evidence at trial of
Defendant earning money during this time period concerned his sale of
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methamphetamine. Therefore, the trial court did not err in declining to find
Defendant’s employment history as a mitigating factor.
Conclusion
For the reasons stated above, we conclude that Defendant received a fair trial
free from plain error.
NO PLAIN ERROR.
Chief Judge McGEE and Judge STEPHENS concur.
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