State v. Williams , 248 N.C. App. 112 ( 2016 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA15-1004
Filed: 21 June 2016
Hyde County, No. 11 CRS 50118
STATE OF NORTH CAROLINA
v.
SAMUEL EUGENE WILLIAMS, JR.
Appeal by defendant from judgment entered 19 February 2015 by Judge
Wayland J. Sermons, Jr., in Hyde County Superior Court. Heard in the Court of
Appeals 9 February 2016.
Attorney General Roy Cooper, by Special Deputy Attorney General Hal F.
Askins, for the State.
The Robinson Law Firm, P.A., by Leslie S. Robinson, for defendant.
BRYANT, Judge.
Where the trial court enhanced a sentence based solely on a defendant’s prior
record of convictions, defendant’s Sixth Amendment right to “reasonable notice” was
not violated. Further, where the underlying facts support the trial court’s conclusions
of law, the trial court did not err in denying defendant’s motion to suppress.
On 21 June 2011, Ms. Laura Weatherspoon and her boyfriend were on vacation
on Ocracoke Island, when they observed a golf cart traveling on the road nearby. She
described the golf cart as going really fast and noted that the three passengers on the
golf cart were being very loud and rocking the golf cart, causing it to sway back and
STATE V. WILLIAMS
Opinion of the Court
forth. As the golf cart approached Weatherspoon’s location, the driver suddenly made
a hard U-turn, and the passenger riding on the rear of the golf cart, Clay Evans, fell
off. Weatherspoon and others attempted to assist Evans, but he was rendered
unconscious by the fall and died later that evening.
Deputy Sheriff Scott W. Wilkerson, employed by the Hyde County Sheriff’s
Department, was on duty on Ocracoke Island. Deputy Wilkerson received a call to
report to the scene of an accident involving a golf cart. He arrived at approximately
8:41 PM and observed an individual lying in the roadway, with a golf cart right in
front of him and being attended to by a number of people. Deputy Wilkerson
questioned people at the scene to determine the identity of the driver of the golf cart.
Samuel Eugene Williams, Jr., defendant, responded that he was the driver.
Deputy Wilkerson detected a strong odor of alcohol coming from defendant’s
breath. He also noted that defendant’s clothes were bloody, that he was very talkative
and repeated himself, stating at least nine times that he had been trying to make a
U-turn. Deputy Wilkerson further observed that defendant’s eyes were red and
glassy and, as they spoke, defendant had to lean against the deputy’s patrol car.
Based on his observations of defendant, including the odor of alcohol on his breath,
his repeating the same sentence over and over, his red and glassy eyes, and
defendant’s leaning on the patrol car, Deputy Wilkerson formed an opinion that
defendant was impaired. Defendant was asked if he had been drinking, to which
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defendant replied that he had only had “six beers since noon.” Defendant was
requested to submit a breath sample into a portable breath testing device while at
the scene. Defendant provided multiple breath samples, which resulted in a positive
result for alcohol. Defendant was then placed under arrest and transported to the
Hyde County Sheriff’s Office substation on Ocracoke Island.
At the Sheriff’s Office, defendant was taken to the intoxolizer room and advised
of his implied consent rights around 9:28 PM. Defendant spontaneously stated to
Deputy Wilkerson that he had consumed three “Jager bombs” after he left the bar
and prior to the accident. However, defendant refused to submit to a chemical breath
test. Subsequently, troopers with the North Carolina State Highway Patrol brought
in a blood test kit and, at approximately 10:27 PM, defendant signed a consent form
to having his blood drawn, which was done.
On 20 February 2012, a Hyde County Grand Jury indicted defendant for
Driving While Impaired (“DWI”). Prior to trial, defendant filed multiple motions to
suppress evidence. On 25 May 2012, defendant filed a motion to suppress that
challenged the probable cause to arrest him for impaired driving.1 Defendant’s
1 Defendant also filed a motion to suppress results of the Alco-Sensor test administered to him
prior to his arrest and, on 16 July 2012, defendant filed another motion to suppress the results of an
analysis of blood samples seized from him after his arrest. These motions were also heard on 9 May
2013. Judge Sermons granted defendant’s motion to suppress the blood analysis, and denied
defendant’s motion to suppress the results of the Alco-Sensor test. On 29 July 2013, the State filed a
notice of appeal to this Court from Judge Sermon’s 23 July 2013 order suppressing the blood analysis.
On 17 July 2014, this Court filed a published opinion that affirmed Judge Sermons’s order. On 22
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Opinion of the Court
motion to suppress based on lack of probable cause to arrest was heard on 9 May 2013
during the Administrative Session of Hyde County Superior Court before the
Honorable Wayland J. Sermons, Jr., Judge presiding. By order entered 23 July 2013,
Judge Sermons denied defendant’s motion.
On 9 February 2015, the State served Notice of Grossly Aggravating and
Aggravating Factors on counsel for defendant. This case came on for trial during the
16 February 2015 session of Hyde County Criminal Superior Court before the
Honorable Wayland J. Sermons, Jr., Judge presiding. Defendant filed a Motion to
Strike Grossly Aggravating and Aggravating Factors, which motion was denied.
The jury returned verdicts of Guilty of DWI and Not Guilty of Aggravated
Felony Death by Motor Vehicle. After the jury verdict but prior to sentencing, the
trial court conducted a hearing on defendant’s Motion to Strike. Although the trial
court denied defendant’s Motion to Strike, the court elected not to consider any factors
in aggravation other than defendant’s prior record history or submit to the jury any
factors in aggravation.
At sentencing, the trial court found the existence of two grossly aggravating
factors, i.e., that defendant had two or more convictions involving impaired driving,
also which occurred within seven years before the date of the offense. The trial court
July 2014, the State filed petitions for writ of supersedeas and discretionary review in the North
Carolina Supreme Court. The Court denied both petitions on 19 August 2014. See State v. Williams,
___ N.C. App. ___, 759 S.E.2d 350, disc. review denied, 367 N.C. 528, 762 S.E.2d 201 (2014).
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Opinion of the Court
found two factors in mitigation. Defendant was sentenced to Level One punishment
with an active sentence of eighteen months in the Misdemeanant Confinement
Program. Defendant gave notice of appeal in open court.
______________________________________________________
On appeal, defendant argues that the trial court erred when it (I) denied
defendant’s Motion to Strike; (II) found two grossly aggravating factors; and (III)
denied defendant’s motion to suppress evidence obtained as a result of his DWI
arrest. Because defendant’s arguments (I) and (II) are primarily based on the State’s
alleged failure to comply with the ten-day statutory notice requirement set out in
N.C. Gen. Stat. § 20-179(a1)(1), we address these arguments together.
I & II
Defendant first argues that the trial court erred when it denied defendant’s
Motion to Strike Grossly Aggravating and Aggravating Factors. Specifically,
defendant contends that the State served its notice of grossly aggravating and
aggravating factors on defense counsel seven days before trial—and three years after
defendant was indicted—in violation of N.C. Gen. Stat. § 20-179(a1)(1). Defendant
asserts that the notice provisions contained in N.C.G.S. § 20-179 were enacted as part
of the Motor Vehicle Driver Protection Act of 2006, in order to protect defendant’s
Sixth Amendment right to notice of aggravating factors. He further argues that the
State’s failure to comply with the ten-day requirement violates the United States
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Supreme Court’s holding in Blakely v. Washington, 542 U.S. 296, 304, 159 L. Ed. 2d
403, 414 (2004) (“When a judge inflicts punishment that the jury’s verdict does not
allow, the jury has not found all the facts ‘which the law makes essential to the
punishment,’ . . . and the judge exceeds his proper authority.” (internal citation
omitted)).
Defendant contends that, as a result of the trial court’s denial of his Motion to
Strike, the trial court consequently erred when it found two grossly aggravating
factors, sentenced defendant to Level One punishment, and imposed an active
sentence. We disagree.
Statutory errors are questions of law reviewed de novo. State v. Mackey, 209
N.C. App. 116, 120, 708 S.E.2d 719, 721 (2011) (citations omitted). Under the de novo
standard, this Court “ ‘considers the matter anew and freely substitutes its own
judgment’ for that of the lower tribunal.” State v. Williams, 362 N.C. 628, 632–33,
669 S.E.2d 290, 294 (2008) (quoting In re Appeal of The Greens of Pine Glen Ltd.
P’ship, 356 N.C. 642, 647, 576 S.E.2d 316, 319 (2003)).
The statute here at issue states as follows, in pertinent part:
(1) Notice. – If the defendant appeals to superior court, and
the State intends to use one or more aggravating factors
under subsections (c) or (d) of this section, the State must
provide the defendant with notice of its intent. The notice
shall be provided no later than 10 days prior to trial and
shall contain a plain and concise factual statement
indicating the factor or factors it intends to use under the
authority of subsections (c) and (d) of this section. The
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notice must list all the aggravating factors that the State
seeks to establish.
N.C. Gen. Stat. § 20-179(a1)(1) (2014), amended by 2015 N.C. Sess. Laws 2015-264, §
38(b), eff. Dec. 1, 2015 (emphasis added) (amending subsection (c) of N.C. Gen. Stat.
§ 20-179 to state that the grossly aggravating factor “Driving by the defendant at the
time of the offense while his driver’s license was revoked” is subject to the notice
provision in N.C.G.S. § 20-179(a1)). This amendment was added subsequent to
defendant’s trial.
With regard to defendant’s statutory argument, we acknowledge the plain
language of the statute, which would seem to preclude this notice provision from
applying in this case. The notice provision states that it only applies to sentencing in
cases where “the defendant appeals to superior court . . . .” See id. (emphasis added).
The record clearly indicates that defendant was indicted in superior court on the
impaired driving offense, and therefore, the charge was not on appeal to the superior
court. Cf. State v. Reeves, 218 N.C. App. 570, 576–77, 721 S.E.2d 317, 322 (2012)
(remanding for resentencing where the defendant appealed to superior court after he
was found guilty of DWI after jury trial in district court, and where “the State failed
to provide [d]efendant with the statutorily required notice of its intention to use an
aggravating factor”—that the defendant’s driving was “especially reckless”—
pursuant to N.C.G.S. § 20-179(a1)(1)). Where, as here, the charge in question was
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Opinion of the Court
not on appeal to the superior court, defendant’s argument that his seven-day notice
was in violation of the statute providing for ten-day notice, is overruled.
We also address defendant’s main argument, which is a constitutional one—
that the State’s failure to comply with statutory notice requirements amounts to a
Sixth Amendment violation, as set forth in Blakely.
The Sixth Amendment guarantees defendant the right to be informed of the
charges against him and, specifically, any fact that could increase the maximum
penalty beyond that for the crime charged in the indictment. See U.S. Const. amend.
VI; Blakely, 542 U.S. at 301–02, 159 L. Ed. 2d at 412 (“[A]n accusation which lacks
any particular fact which the law makes essential to the punishment is . . . no
accusation within the common law . . . .” (citation and quotation marks omitted)). “
‘Other than the fact of a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted to a jury and
proved beyond a reasonable doubt.’ ” Blakely, 542 U.S. at 301, 159 L. Ed. 2d at 412
(quoting Apprendi v. New Jersey, 530 U.S. 466, 490, 147 L. Ed. 2d 435, 455 (2000)).
Where, as here, the trial court enhances a sentence based solely on a
defendant’s prior record of convictions, a defendant’s Sixth Amendment right to
“reasonable notice” is not violated. See State v. Pace, ___ N.C. App. ___, ___, 770
S.E.2d 677, 683 (2015) (“We do not believe [d]efendant’s Sixth Amendment right to
‘reasonable notice’ is violated where the State provides no prior notice that it seeks
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Opinion of the Court
an enhanced sentence based on the fact of prior conviction.”). But see State v. Keel,
No.COA15-69, 2015 WL 4620513, at *1, *5 (N.C. Ct. App. Aug. 4, 2015) (unpublished)
(remanding for new sentencing hearing following DWI conviction where the State
“failed to file the notice of sentencing factors in the trial court, and it was not included
in the trial court record”).
Here, defendant’s sentence was enhanced based only on his prior convictions.
Also, defendant received prior notice of the State’s intent to use aggravating factors
seven days prior to trial. Accordingly, defendant’s argument that he was improperly
sentenced because his right to constitutionally adequate notice was violated is
overruled.
III
Lastly, defendant argues that the trial court committed plain error when it
denied his motion to suppress evidence of his DWI arrest based on lack of probable
cause. Defendant asserts there was no evidence to establish that the golf cart was
operated in an “other than normal” fashion, that his balance, coordination, and
speech were normal, and he was not requested to submit to any field sobriety test.2
We disagree.
2 Defendant also contends that the Alco-Sensor result cannot be used to establish probable
cause where the State failed to produce evidence that the device used was an appropriate one and that
it was used in the approved manner. Defendant’s contention regarding the Alco-Sensor will not be
considered where the trial court denied defendant’s motion to suppress the results of the Alco-Sensor
test, and defendant did not challenge that ruling on appeal.
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Opinion of the Court
A “pretrial motion to suppress is not sufficient to preserve for appeal the
question of admissibility of [evidence]” where the defendant does not object at the
time the evidence is offered at trial. See State v. Golphin, 352 N.C. 364, 405, 533,
S.E.2d 168, 198 (2000) (“[W]e have previously stated that a motion in limine was not
sufficient to preserve for appeal the question of admissibility of evidence if the
defendant does not object to that evidence at the time it is offered at trial. . . . As a
pretrial motion to suppress is a type of motion in limine, [defendant’s] pretrial motion
to suppress is not sufficient to preserve for appeal the question of the admissibility of
his statement because he did not object at the time the statement was offered into
evidence.” (citations omitted)).
Here, defendant filed a pretrial motion to suppress evidence of his arrest
alleging that there was not sufficient evidence to establish probable cause for his
arrest. That motion was decided after an evidentiary hearing and denied.
Thereafter, the record is silent as to any further objection from defendant to the
introduction of the same evidence at the trial of this case. Therefore, defendant has
waived any objection to the denial of his motion to suppress, and it is not properly
preserved for this Court’s review. See State v. Oglesby, 361 N.C. 550, 553–54, 648
S.E.2d 819, 821 (2007); Golphin, 352 N.C. at 405, 533 S.E.2d at 198. Defendant,
however, attempts to cure this defect by arguing that the trial court committed plain
error instead.
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Opinion of the Court
In criminal cases, an issue that was not preserved
by objection noted at trial and that is not deemed preserved
by rule or law without any such action nevertheless may be
made the basis of an issue presented on appeal when the
judicial action questioned is specifically and distinctly
contended to amount to plain error.
N.C. R. App. P. 10(a)(4) (2015); see also State v. Goss, 361 N.C. 610, 622–23, 651
S.E.2d 867, 874–75 (2007). The North Carolina Supreme Court “has elected to review
unpreserved issues for plain error when they involve either (1) errors in the judge’s
instructions to the jury, or (2) rulings on the admissibility of the evidence.” State v.
Gregory, 342 N.C. 580, 584, 467 S.E.2d 28, 31 (1996) (citations omitted). Under the
plain error rule, defendant must establish “ ‘that a fundamental error occurred at
trial’ ” and that absent the error, it is probable the jury would have returned a
different verdict. State v. Carter, 366 N.C. 496, 500, 739 S.E.2d 548, 551 (2013)
(quoting State v. Lawrence, 365 N.C. 506, 518, 723 S.E.2d 326, 334 (2012)).
Our review of a trial court’s denial of a motion to suppress is “strictly limited
to determining whether the trial judge’s underlying findings of fact are supported by
competent evidence, in which event they are exclusively binding on appeal, and
whether those factual findings in turn support the judge’s ultimate conclusions of
law.” State v. Cooke, 306 N.C. 132, 134, 291 S.E.2d 618, 619 (1982) (citations omitted).
“The trial court’s conclusions of law . . . are fully reviewable on appeal.” State v.
Hughes, 353 N.C. 200, 208, 539 S.E.2d 625, 631 (2000).
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Opinion of the Court
In determining whether probable cause is present, the North Carolina
Supreme Court has stated that
“[p]robable cause for an arrest has been defined to be a
reasonable ground of suspicion, supported by
circumstances sufficiently strong in themselves to warrant
a cautious man in believing the accused to be guilty. . . . To
establish probable cause the evidence need not amount to
proof of guilt, or even to prima facie evidence of guilt, but
it must be such as would actuate a reasonable man acting
in good faith.” . . .
Probable cause “deal[s] with probabilities. These are
not technical; they are the factual and practical
considerations of everyday life on which reasonable and
prudent men, not legal technicians, act.”
State v. Bone, 354 N.C. 1, 10, 550 S.E.2d 482, 488 (2001) (alteration in original)
(internal citation omitted) (quoting Brinegar v. United States, 338 U.S. 160, 175, 93
L. Ed. 1879, 1890 (1949)).
Here, the uncontested facts3 found by the trial court in its order include that
the charging officer, Deputy Wilkerson, responded to a call involving the operation of
a golf cart and serious injury to an individual still in the roadway when he arrived at
the scene. Defendant admitted to Deputy Wilkerson that he was the driver of the
golf cart. Defendant had “very red and glassy” eyes and “a strong odor of alcohol
coming from his breath.” Defendant’s clothes were bloody, and he was very talkative,
3 Defendant does not contest that the trial court’s findings of fact are supported by evidence,
but only challenges its conclusions of law. Therefore, the facts found by the trial court are binding on
this Court. State v. White, 232 N.C. App. 296, 302–03, 753 S.E.2d 698, 702 (2014) (“[U]nchallenged
findings of fact . . . are binding on appeal . . . .”).
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Opinion of the Court
repeating himself several times. Defendant’s mannerisms were “fairly slow,” and
defendant placed a hand on the deputy’s patrol car to maintain his balance.
Defendant further stated that he had “6 beers since noon.” Defendant submitted to
an Alco-Sensor test, the result of which was positive for alcohol. This evidence was
sufficient to provide probable cause to arrest defendant for DWI.
Therefore, the trial court’s findings and conclusions were such that one could
reasonably conclude that defendant operated a vehicle on a street or public vehicular
area while under the influence of an impairing substance in violation of N.C. Gen.
Stat. § 20-138.1. See State v. Townsend, ___ N.C. App. ___, ___, 762 S.E.2d 898, 905
(2014) (holding there was sufficient probable cause for officer to arrest a defendant
for driving while impaired where defendant had “bloodshot eyes and a moderate odor
of alcohol about his breath,” admitted to “drinking a couple of beers earlier,” and two
Alco-Sensor tests yielded positive results); State v. Tappe, 139 N.C. App. 33, 38, 533
S.E.2d 262, 265 (2000) (“[Officer’s] observations of defendant, . . . including his
observation of defendant’s vehicle crossing the center line, defendant’s glassy, watery
eyes, and the strong odor of alcohol on defendant’s breath, provided sufficient
evidence of probable cause to justify the warrantless arrest of defendant.” (citations
omitted)). The trial court did not commit error, plain or otherwise, in denying
defendant’s motion to suppress. Defendant’s argument is overruled.
NO ERROR.
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Opinion of the Court
Judges DILLON and ZACHARY concur.
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