State v. Coley , 263 N.C. App. 249 ( 2018 )


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  •               IN THE COURT OF APPEALS OF NORTH CAROLINA
    No. COA18-234
    Filed: 18 December 2018
    Guilford County, Nos. 16 CRS 77832-33
    STATE OF NORTH CAROLINA
    v.
    JOHN THOMAS COLEY
    Appeal by defendant from judgments entered 25 September 2017 by Judge
    Richard S. Gottlieb in Guilford County Superior Court. Heard in the Court of Appeals
    3 October 2018.
    Attorney General Joshua H. Stein, by Assistant Attorney General Michael T.
    Henry, for the State.
    Kimberly P. Hoppin for defendant-appellant.
    TYSON, Judge.
    John Thomas Coley (“Defendant”) appeals from his convictions of assault with
    a deadly weapon inflicting serious injury and possession of a firearm by a felon.
    Defendant argues on appeal that the trial court erred by declining to instruct the jury
    on self-defense and defense of habitation. We reverse Defendant’s convictions, vacate
    the judgment, and grant him a new trial.
    I. Background
    STATE V. COLEY
    Opinion of the Court
    On the evening of 7 June 2016, Defendant was sitting outside of his neighbor’s
    house with friends. At the time, Defendant was recovering from a broken leg and
    was using crutches and a wheelchair. Derrick Garris, who “stayed at [Defendant’s]
    house off and on,” approached Defendant at the neighbor’s house and punched
    Defendant, causing him to fall out of his chair. Defendant got up and began walking
    home on crutches. When Defendant arrived home, Garris grabbed Defendant and
    threw him up against the door. After Defendant opened the door, Garris grabbed
    Defendant and threw him over two chairs. Defendant bounced off the chairs and
    landed on the floor. Garris then grabbed and threw Defendant into a recliner. Garris
    repeatedly called Defendant “12,” which is slang for a narcotics officer or law
    enforcement agent, and accused Defendant of “snitch[ing] on [his] brothers” and
    getting them “locked up” for trafficking guns. Defendant denied Garris’ accusations.
    Garris left, but quickly returned with a friend, Djimon Lucas, allegedly to
    retrieve his clothes. As Defendant attempted to explain the earlier events to Lucas,
    Garris punched Defendant a couple more times and then left again. Defendant
    testified that by the time he had climbed from the floor into his wheelchair, he saw
    Garris once more entering the house. As Garris entered, Defendant reached down
    beside his wheelchair, retrieved a gun, and shot at Garris.        Conversely, Garris
    testified that he was standing in the street in front of the house when the gunshot hit
    him and that he fled the scene seeking medical assistance.
    -2-
    STATE V. COLEY
    Opinion of the Court
    On 12 December 2016, the Guilford County Grand Jury indicted Defendant for
    attempted first-degree murder, assault with a deadly weapon with intent to kill
    inflicting serious injury, and possession of a firearm by a felon. During the charge
    conference at trial, the court denied Defendant’s request for jury instructions on self-
    defense and defense of habitation. Defendant objected and preserved the issue for
    appeal.
    The jury found Defendant not guilty of attempted first-degree murder and
    assault with a deadly weapon with intent to kill inflicting serious injury. The jury
    found Defendant guilty of assault with a deadly weapon inflicting serious injury, a
    lesser-included offense without intent to kill, and possession of a firearm by a felon.
    The trial court sentenced Defendant to twenty-six to forty-four months’ imprisonment
    for assault with a deadly weapon inflicting serious injury, together with a consecutive
    term of thirteen to twenty-five months for possession of a firearm by a felon.
    Defendant gave oral notice of appeal in court.
    II. Jurisdiction
    An appeal of right lies with this Court pursuant to N.C. Gen. Stat. §§ 7A-27(b)
    and 15A-1444 (2017).
    III. Standard of Review
    A defendant is entitled to a self-defense instruction when “competent evidence
    of self-defense is presented at trial.” State v. Morgan, 
    315 N.C. 626
    , 643, 340 S.E.2d
    -3-
    STATE V. COLEY
    Opinion of the Court
    84, 95 (1986) (emphasis omitted). Defendant’s evidence, taken as true, is sufficient
    to support the instruction, even if contradictory evidence exists. State v. Moore, 
    363 N.C. 793
    , 796, 
    688 S.E.2d 447
    , 449 (2010). “[T]he evidence is to be viewed in the light
    most favorable to the defendant.” 
    Id.
     (citation omitted). “[A] defendant entitled to any
    self-defense instruction is entitled to a complete self-defense instruction, which
    includes the relevant stand-your-ground provision.” State v. Bass, __ N.C. __, __, 
    819 S.E.2d 322
    , 326 (2018).
    Determining whether a trial court erred in instructing the jury is a question of
    law reviewed de novo. State v. Voltz, ___ N.C. App. ___, ___ 
    804 S.E.2d 760
    , 765 (2017).
    “Under a de novo review, the court considers the matter anew and freely substitutes
    its own judgment for that of the lower tribunal.” State v. Williams, 
    362 N.C. 628
    , 632-
    33, 
    669 S.E.2d 290
    , 294 (2008) (citation and quotation marks omitted).
    IV. Self-Defense
    Defendant argues the trial court erred by failing to instruct the jury on self-
    defense. We agree.
    The trial judge must instruct the jury on the law applicable to the substantive
    features of the case arising from the evidence and apply the law to the facts of the
    case. State v. Covington, 
    317 N.C. 127
    , 131, 
    343 S.E.2d 524
    , 527 (1986). Self-defense
    is a substantial and essential feature of a case; thus, a defendant who presents
    competent evidence of self-defense at trial is entitled to a jury instruction on this
    -4-
    STATE V. COLEY
    Opinion of the Court
    defense. Morgan, 
    315 N.C. at 643
    , 
    340 S.E.2d at 95
    . The evidence is viewed in the
    light most favorable to the defendant, and if the evidence taken as true is sufficient
    to support a self-defense instruction, it must be given, even if the State presents
    contradictory evidence. Moore, 363 N.C. at 796, 688 S.E.2d at 449.
    In North Carolina, the right to use deadly force to defend oneself is provided
    both by statute and case law. Under statute,
    (a) A person is justified in using force, except deadly force,
    against another when and to the extent that the person
    reasonably believes that the conduct is necessary to defend
    himself or herself or another against the other’s imminent
    use of unlawful force. However, a person is justified in the
    use of deadly force and does not have a duty to retreat in
    any place he or she has the lawful right to be if either of the
    following applies:
    (1) He or she reasonably believes that such force is
    necessary to prevent imminent death or great bodily
    harm to himself or herself or another.
    (2) Under the circumstances permitted pursuant to
    G.S. 14-51.2.
    
    N.C. Gen. Stat. § 14-51.3
    (a) (2017) (emphasis supplied).
    The State’s cross-examination of Defendant focused upon whether or not
    Defendant had intended to kill Garris when Defendant shot at him. However, intent
    to kill is not necessary for an instruction on self-defense, only that the defendant
    intentionally used deadly force to defend himself without retreating from a place
    where he had a lawful right to be. State v. Richardson, 
    341 N.C. 585
    , 594, 
    461 S.E.2d 724
    , 730 (1995) (“self-defense involves an admitted, intentional act”); see also State v.
    -5-
    STATE V. COLEY
    Opinion of the Court
    Ayers, __ N.C. App. __, __, 
    819 S.E.2d 407
    , 412 (“Defendant intended to ‘strike the
    blow’ . . . even if he did not intend to kill”), stay allowed, __ N.C. __, 
    817 S.E.2d 735
    (2018).
    An instruction on self-defense is not appropriate where a defendant testifies
    he did not intend to hit anyone when he fired his weapon. State v. Cook, __ N.C. App.
    __, __, 
    802 S.E.2d 575
    , 577 (2017), aff’d per curiam, 
    370 N.C. 506
    , 
    809 S.E.2d 566
    (2018) (“a defendant who fires a gun in the face of a perceived attack is not entitled
    to a self-defense instruction if he testifies that he did not intend to shoot the attacker
    when he fired the gun”).
    Defendant’s statement of the shot being a “warning shot” came only as a
    response to the prosecutor’s question on whether Defendant had “intend[ed] to kill”
    Garris. Taken as a whole, Defendant’s testimony supports his argument that he had
    shot at Garris, and intended to do so:
    [Prosecutor:] Did you shoot [Garris]?
    [Defendant:] Yes, I did.
    [Prosecutor:] Did you intend to kill [Garris]?
    [Defendant:] No, I didn’t.
    [Prosecutor:] When you shot [Garris] and, be clear, you did
    not intend to kill [Garris]?
    [Defendant:] No, sir. My intentions was to warn him off so
    he wouldn’t hurt me again.
    -6-
    STATE V. COLEY
    Opinion of the Court
    [Prosecutor:] So, you were shooting a warning shot?
    [Defendant:] Yes, sir.
    [Prosecutor:] So, isn’t a warning shot when you shoot in the
    air?
    [Defendant:] Sometimes people shoot warning shots in the
    air, sometimes people shoot them at the door, sometimes
    people shoot warning shots at people’s feet. I mean, there’s
    several places you can shoot a warning shot.
    [Prosecutor:] But it’s your testimony that your intentions
    were not to kill [Garris]?
    [Defendant:] And that is correct. That’s why there was only
    one shot fired.
    [Prosecutor:] So, why would you use deadly force if it was
    not your intention to kill [Garris]?
    [Defendant:] Because that was the only means of protection
    that I could use. I had nothing else.
    (Emphasis supplied).
    The prosecutor introduced the idea of a warning shot, and tried to assert a
    warning shot would occur when a person “shoot[s] in the air.” Our precedents hold
    this action would not be entitled to a self-defense instruction. State v. Williams, 
    342 N.C. 869
    , 873, 
    467 S.E.2d 392
    , 394 (1996) (instruction on self-defense is not
    appropriate where “the defendant testified that he fired his pistol three times into
    the air to scare [the victim] and the others and make them retreat so he could leave
    the area”).
    -7-
    STATE V. COLEY
    Opinion of the Court
    Defendant’s testimony asserts he only fired one shot at Garris because he did
    not intend to kill him, but was using “the only means of protection” he had to defend
    himself against Garris’ repeated attacks. If Defendant had intended to simply warn
    Garris and then cause further injury to defend himself, he would have fired more
    than one shot. See 
    id. at 874
    , 
    467 S.E.2d at 394-95
     (where defendant fired three
    warning shots, and the third one struck the victim in the back, “it is entirely
    unreasonable to believe” a person would have thought the use of deadly force was
    necessary to protect himself from a fleeing assailant).
    In Williams, our Supreme Court concluded “a reasonable person believing that
    the use of deadly force was necessary to save his or her life would have pointed the
    pistol at the perceived threat and fired at the perceived threat.” 
    Id.
     Such a belief
    must be “objectively reasonable.” 
    Id.
     In the light most favorable to him, Defendant’s
    testimony and cross-examination, including the testimony above, indicates he had a
    reasonable belief Garris would continue to severely injure him or even kill him.
    Defendant shot at Garris to “strike the blow” as a way to prevent further assault or
    death.
    During direct examination, Defendant had testified to his fear of Garris.
    Garris had implied Defendant was a “snitch” and, as Defendant stated:
    [Defendant:] Normally in the streets a snitch get beat up.
    They jump -- they jump on snitches.
    -8-
    STATE V. COLEY
    Opinion of the Court
    [Defense Counsel:] Okay. When you say beat up, is -- is that
    the extent of it?
    [Defendant:] I mean, it could go from being killed, beaten
    with bats. I mean, it’s – there’s no limit to what could
    happen to you.
    ...
    [Defense Counsel:] You said you had a feeling he was going
    to come back. Why -- why did you have that feeling?
    [Defendant:] Because he had already jumped on me so
    many times, I mean, he -- he, as they seen, as the jury seen,
    he’s a pretty big dude. He had jumped on me so many
    times, I took him as being a aggressive individual.
    [Defense Counsel:] Did you -- did you have any -- what --
    what did you think he was going to do if he came back?
    [Defendant:] He was going to jump on me again or possibly
    even kill me. I, you know, I had no understanding of what
    he might have did.
    ...
    [Defendant:] Well, again, like I said, he had attacked me so
    many times, my statement he was going to jump on me as
    if he was going to punch me in my face or maybe even try
    to hurt, harm, or endanger me physically. Like I never
    knew what he left to go get, as if he might have -- he could
    have went and got another weapon, I don’t know.
    Defendant’s testimony of his fear of Garris, his uncertainty of whether Garris
    was armed, and his need to protect himself continued during cross-examination.
    [Prosecutor:] Okay. And you – [Garris] did not have a gun
    in his hand when he walked in the door, did he?
    -9-
    STATE V. COLEY
    Opinion of the Court
    [Defendant:] No, he didn’t, but I don’t know what he had.
    He could have possessed a knife, a bat, anything.
    [Prosecutor:] He could have, but you didn’t see any of that
    in his hand, did you?
    [Defendant:] I don’t know what he possessed.
    [Prosecutor:] I’m just asking what you saw.
    [Defendant:] At the time, no, I wasn’t looking to see what
    he had. I was only worried about getting hurt.
    [Prosecutor:] So, the answer to my question is you did not
    see a weapon in [Garris’] hand?
    [Defendant:] At the time I didn’t -- I wasn’t looking. I was
    more focused on not getting hurt.
    ...
    [Prosecutor:] How would you describe the force that you
    used?
    [Defendant:] As protective.
    [Prosecutor:] Did you think that the shot that you gave
    [Garris] was something that he could die from?
    [Defendant:] No, I didn’t.
    [Prosecutor:] So, you didn’t think that shooting a person in
    vital areas of their body they would die from that?
    [Defendant:] I didn’t feel it was a vital area.
    ...
    [Prosecutor:] So, you thought the appropriate response was
    to shoot him?
    - 10 -
    STATE V. COLEY
    Opinion of the Court
    [Defendant:] Once he came back in, I felt like he was going
    to attack me another time, yes, sir.
    (Emphasis supplied).
    Viewing Defendant’s testimony as true, competent evidence was presented
    from which a jury could reasonably infer Defendant intended to “strike the blow”
    when he aimed at Garris and shot his gun in self-defense. Ayers, __, N.C. App. at __,
    819 S.E.2d at 412; cf. Williams, 
    342 N.C. at 873
    , 
    467 S.E.2d at 394
    .
    Viewed in the light most favorable to him, ample testimony was presented
    showing Defendant had an objectively reasonable belief he needed to use deadly force
    to repel another physical attack to his person by Garris. Cf. Williams, 
    342 N.C. at 873
    , 
    467 S.E.2d at 394
    . Because of the previous assaults by Garris, Defendant, who
    required the use of a wheelchair or crutches to maneuver and ambulate as a result of
    his injuries, was reasonably afraid of further injury or even death. Defendant did not
    know whether or not Garris had retrieved a weapon before Garris returned, after
    multiple prior assaults, and came back into Defendant’s home for a final time. “From
    this evidence, a jury could reasonably infer that [D]efendant reasonably believed
    [Garris] was armed at the time of the altercation.” State v. Irabor, __ N.C. __, __,
    __S.E.2d __, __, 
    2018 WL 6051600
    , at *4 (2018).
    The State’s argument focuses on a very brief portion of Defendant’s responses
    to the prosecutor’s questions, that he fired a “warning shot,” but neglects to review in
    the light most favorable to Defendant his testimony to support a jury instruction for
    - 11 -
    STATE V. COLEY
    Opinion of the Court
    self-defense. Even though contradictory evidence exists, sufficient evidence was
    presented to provide an instruction on self-defense to the jury. Moore, 363 N.C. at
    796, 688 S.E.2d at 449; see also Irabor, 
    2018 WL 6051600
    , at *4.
    V. Defense of Habitation
    Our statutes provide that a lawful occupant of a home “is presumed to have
    held a reasonable fear of imminent death or serious bodily harm to himself or herself
    or another when using defensive force that is intended or likely to cause death or
    serious bodily harm to another” if:
    (1) The person against whom the defensive force was used
    was in the process of unlawfully and forcefully entering, or
    had unlawfully and forcibly entered, a home, motor vehicle,
    or workplace, or if that person had removed or was
    attempting to remove another against that person’s will
    from the home, motor vehicle, or workplace.
    (2) The person who uses defensive force knew or had reason
    to believe that an unlawful and forcible entry or unlawful
    and forcible act was occurring or had occurred.
    
    N.C. Gen. Stat. § 14-51.2
    (b) (2017). Further, any “person who unlawfully and by force
    enters or attempts to enter a person’s home . . . is presumed to be doing so with the
    intent to commit an unlawful act involving force or violence.” 
    N.C. Gen. Stat. § 14
    -
    51.2(d).
    Defendant was inside his home when Garris crossed over the door’s threshold,
    according to Defendant’s testimony. Garris had repeatedly assaulted Defendant
    previously that evening, including throwing Defendant into and over furniture inside
    - 12 -
    STATE V. COLEY
    Opinion of the Court
    his home. Defendant had barely managed to get himself off of the floor and into his
    wheelchair when Garris returned and entered Defendant’s home.
    The dissenting opinion argues Garris also had a right to be in the house,
    negating the defense of home presumption in 
    N.C. Gen. Stat. § 14-51.2
    (b). See 
    N.C. Gen. Stat. § 14-51.2
    (c)(1).     Defendant testified Garris “stayed” in the house
    occasionally. Garris testified he only kept some clothes at Defendant’s house, but no
    other belongings.
    Presuming a conflict in the evidence exists as to whether Garris had a right to
    be in the home, it is to be resolved by the jury, properly instructed. See Moore, 363
    N.C. at 796, 688 S.E.2d at 449. Because Defendant intended to and did shoot at
    Garris while under attack inside his home, he should have been afforded the
    instruction on defense of habitation. 
    N.C. Gen. Stat. § 14-51.2
    ; cf. Cook, __ N.C. App.
    at __, 802 S.E.2d at 578.
    VI. Conclusion
    Defendant presented competent evidence at trial that he was acting in self-
    defense. The trial court was required to instruct the jury on self-defense. See Morgan,
    
    315 N.C. at 643
    , 
    340 S.E.2d at 95
    . Defendant’s response to the State’s question that
    he had fired a “warning shot” is not dispositive of his lack of intent to shoot Garris.
    Defendant continuously describes his actions as shooting at Garris, and only stated
    he did not intend to kill Garris, which is not a requirement for self-defense. The State
    - 13 -
    STATE V. COLEY
    Opinion of the Court
    focuses on two responses at cross-examination to dispense of Defendant’s right to self-
    defense, but ignores the remainder of Defendant’s testimony.
    Viewed in the light most favorable to Defendant, the evidence was sufficient to
    support a jury instruction on self-defense and on defense of habitation. See Moore,
    363 N.C. at 796, 688 S.E.2d at 449; 
    N.C. Gen. Stat. § 14-51.2
    (b). The trial court’s
    failure to provide the requested instructions on self-defense was error and prejudicial,
    as Defendant was acquitted by the jury on all charges involving an intent to kill.
    Defendant is entitled to a new trial with complete self-defense instructions. See Bass,
    __ N.C. at __, 819 S.E.2d at 326. It is so ordered.
    NEW TRIAL.
    Judge CALABRIA concurs.
    Judge ZACHARY dissents with separate opinion.
    - 14 -
    No. COA18-234 – State v. Coley
    ZACHARY, Judge, dissenting.
    In this case, Defendant testified that he fired a warning shot at Garris. This
    acknowledgment by Defendant demonstrates that he did not “inten[d] to strike the
    victim with the blow,” State v. Ayers, ___, N.C. App. ___, ___, 
    819 S.E.2d 407
    , 411,
    stay allowed, ___, N.C. ___, 
    817 S.E.2d 735
     (2018), and that such act exceeded that
    which was reasonably necessary to protect himself from death or serious bodily harm,
    thereby precluding a jury instruction on self-defense. The trial court also correctly
    declined to instruct on defense of habitation because Defendant’s testimony that he
    fired a warning shot rebuts the statutory presumption of “reasonable fear of
    imminent death or serious bodily harm” when using defensive force in the home.
    Additionally, Garris was a lawful occupant of Defendant’s residence further
    precluding an instruction on defense of habitation.         For these reasons and as
    explained below, I respectfully dissent.
    I.
    In North Carolina, both statute and case law provide the right to use force to
    defend oneself. The General Assembly has enacted two relevant statutes concerning
    self-defense and defense of habitation. See 
    N.C. Gen. Stat. §§ 14-51.2
    , -51.3 (2016).
    Concerning defense of the person, 
    N.C. Gen. Stat. § 14-51.3
     provides, in pertinent
    part:
    (a) A person is justified in using force, except deadly force,
    against another when and to the extent that the person
    STATE V. COLEY
    Zachary, J., dissenting
    reasonably believes that the conduct is necessary to defend
    himself or herself or another against the other’s imminent
    use of unlawful force. However, a person is justified in the
    use of deadly force and does not have a duty to retreat in
    any place he or she has the lawful right to be if either of
    the following applies:
    (1) He or she reasonably believes that such force is
    necessary to prevent imminent death or great bodily
    harm to himself or herself or another.
    (2) Under the circumstances permitted pursuant to
    G.S. 14-51.2.
    (b) A person who uses force as permitted by this section is
    justified in using such force and is immune from civil or
    criminal liability for the use of such force . . . .
    
    Id.
     § 14-51.3.
    Regarding defense of habitation, 
    N.C. Gen. Stat. § 14-51.2
     provides, in
    pertinent part:
    (b) The lawful occupant of a home, motor vehicle, or
    workplace is presumed to have held a reasonable fear of
    imminent death or serious bodily harm to himself or herself
    or another when using defensive force that is intended or
    likely to cause death or serious bodily harm to another if
    both of the following apply:
    (1) The person against whom the defensive force
    was used was in the process of unlawfully and
    forcefully entering, or had unlawfully and forcibly
    entered, a home, motor vehicle, or workplace . . . .
    (2) The person who uses defensive force knew or had
    reason to believe that an unlawful and forcible entry
    or unlawful and forcible act was occurring or had
    occurred.
    (c) The presumption set forth in subsection (b) of this
    section shall be rebuttable and does not apply in any of the
    following circumstances:
    (1) The person against whom the defensive force is
    used has the right to be in or is a lawful resident of
    2
    STATE V. COLEY
    Zachary, J., dissenting
    the home, motor vehicle, or workplace, such as an
    owner or lessee, and there is not an injunction for
    protection from domestic violence or a written
    pretrial supervision order of no contact against that
    person.
    ....
    (d) A person who unlawfully and by force enters or
    attempts to enter a person’s home . . . is presumed to be
    doing so with the intent to commit an unlawful act
    involving force or violence.
    (e) A person who uses force as permitted by this section is
    justified in using such force and is immune from civil or
    criminal liability for the use of such force . . . .
    (f) A lawful occupant within his or her home, motor vehicle,
    or workplace does not have a duty to retreat from an
    intruder in the circumstances described in this section.
    (g) This section is not intended to repeal or limit any other
    defense that may exist under the common law.
    
    Id.
     § 14-51.2(b)-(g).
    However, a defendant cannot establish that he is entitled to a self-defense
    instruction under any of these standards when he testifies that he did not “inten[d]
    to strike the victim with the blow.” Ayers, ___ N.C. App. at ___, 819 S.E.2d at 411.
    II.
    If an individual reasonably believes that deadly force is necessary to prevent
    death or great bodily harm to that individual or to another, then the individual is
    justified in the use of that deadly force and does not have a duty to retreat in any
    place that the individual has a lawful right to be. 
    N.C. Gen. Stat. § 14-51.3
    (a)(1)
    (2016).
    3
    STATE V. COLEY
    Zachary, J., dissenting
    In State v. Cook, officers were executing a search warrant at the defendant’s
    residence while the defendant was upstairs in his bedroom. ___ N.C. App. ___, ___,
    
    802 S.E.2d 575
    , 576 (2017). Two officers went upstairs and announced their presence
    to the defendant. 
    Id.
     at ___, 802 S.E.2d at 576. As one officer kicked down the door
    of the bedroom, the defendant fired two gunshots from inside his bedroom, narrowly
    missing an officer. Id. at ___, 802 S.E.2d at 576. On appeal, the defendant argued
    that he shot at the officers in self-defense and stated that he had “no specific
    intention” when he fired his weapon and was “just scared.” Id. at ___, 802 S.E.2d at
    576. This Court, applying § 14-51.3, held that because the defendant “testified that
    he did not intend to shoot anyone when he fired his gun . . . he was not entitled to a
    self-defense instruction.” Id. at ___, 802 S.E.2d at 576.
    Here, as in Cook, Defendant testified that he did not intend to kill Garris, but
    merely to “warn him off” by firing one shot:
    [The State:] Did you shoot [Garris]?
    [Defendant:] Yes, I did.
    [The State:] Did you intend to kill [Garris]?
    [Defendant:] No, I didn’t.
    [The State:] When you shot [Garris] and, be clear, you did
    not intend to kill [Garris]?
    [Defendant:] No, sir. My intentions was to warn him off so
    he wouldn’t hurt me again.
    4
    STATE V. COLEY
    Zachary, J., dissenting
    [The State:] So, you were shooting a warning shot?
    [Defendant:] Yes, sir.
    ....
    [The State:] But it’s your testimony that your intentions
    were not to kill [Garris]?
    [Defendant:] And that is correct. That’s why there was
    only one shot fired.
    [The State:] So, why would you use deadly force if it was
    not your intention to kill [Garris]?
    [Defendant:] Because that was the only means of protection
    that I could use. I had nothing else.
    (Emphasis added).
    It is evident from Defendant’s testimony that he intended merely to fire a
    warning shot. Defendant’s act of shooting a warning shot exceeded that which was
    reasonably necessary to protect himself from death or serious bodily harm, thereby
    precluding a jury instruction on self-defense. Therefore, the trial court did not err by
    refusing to instruct the jury on self-defense.
    Despite Defendant’s testimony that he meant to fire a warning shot, the
    majority argues that “Defendant’s testimony supports his argument that he had shot
    at Garris, and intended to do so.” Majority Op. at 6. The majority further states that
    all self-defense requires is “that the defendant intentionally used deadly force to
    defend himself without retreating from a place where he had a lawful right to be.”
    5
    STATE V. COLEY
    Zachary, J., dissenting
    Id. at 5. Shooting a gun at someone is certainly using deadly force, but a warning
    shot is not an intentional attempt to strike a blow as Ayers requires. The majority’s
    assertion that “[i]f Defendant had intended to simply warn Garris and then cause
    further injury to defend himself, he would have fired more than one shot,” id. at 8,
    disregards Defendant’s express testimony that demonstrates his lack of intent to
    strike a blow to Garris. The manner and number of warning shots should not be
    dispositive as to whether a defendant is entitled to a self-defense instruction. Such
    insistence muddies the water of self-defense law in this State. When asked whether
    Defendant knew that he had hit Garris, Defendant responded, “No, I didn’t at the
    time.” This testimony, together with Defendant’s acknowledgement that the one shot
    he took was a warning shot, demonstrates that Defendant did not possess an intent
    to strike a blow upon Garris. An errant warning shot that inadvertently hits an
    attacker does not reveal an intent to shoot the attacker.
    III.
    The trial court properly declined to instruct on defense of habitation as well.
    In 2011, the General Assembly enacted the defense of habitation statute, 
    N.C. Gen. Stat. § 14-51.2
    , which provides a rebuttable presumption that the lawful occupant of
    a home has “a reasonable fear of imminent death or serious bodily harm . . . when
    using defensive force that is intended or likely to cause death or serious bodily harm
    to another” when the following two circumstances apply. 
    Id.
     § 14-51.2(b). First, “[t]he
    6
    STATE V. COLEY
    Zachary, J., dissenting
    person against whom the defensive force was used was in the process of unlawfully
    and forcefully entering, or had unlawfully and forcibly entered, a home, . . . or if that
    person had removed or was attempting to remove another against that person’s will
    from the home,” and second, “[t]he person who uses defensive force knew or had
    reason to believe that an unlawful and forcible entry or unlawful and forcible act was
    occurring or had occurred.” Id. § 14-51.2(b)(1),(2).
    The statutory defense of habitation with its presumption of reasonable fear
    does not apply where the defendant testifies that he fired a warning shot and did not
    intend to shoot his attacker. Cook, ___ N.C. App. at ___, 802 S.E.2d at 578 (“[A]
    defendant who testifies that he did not intend to shoot the attacker is not entitled to
    an instruction under 
    N.C. Gen. Stat. § 14-51.2
     because his own words disprove the
    rebuttable presumption that he was in reasonable fear of imminent harm.” (emphasis
    added)).   Defendant’s testimony that he shot to “warn [Garris] off” without the
    intention of shooting him rebuts the statutory presumption that Defendant held a
    reasonable fear of imminent harm. Furthermore, a warning shot is not force “that is
    intended or likely to cause death or serious bodily harm to another.” 
    Id.
     § 14-51.2(b).
    Moreover, Garris was a lawful occupant of Defendant’s home, thereby
    precluding Defendant’s right to a jury instruction on defense of habitation.
    Defendant allowed Garris to live with him at his residence “off and on,” and Garris
    possessed a key to the house. Garris testified that on the night that Defendant shot
    7
    STATE V. COLEY
    Zachary, J., dissenting
    Garris, he was going to Defendant’s residence to retrieve some of his clothes. The
    statutory presumption of “reasonable fear of imminent death or serious bodily harm”
    does not apply if “[t]he person against whom the defensive force is used has the right
    to be in or is a lawful resident of the home.” Id. § 14-51.2(c)(1).
    Garris was a lawful occupant of the home because he had been living at the
    residence, he possessed a key to the residence, and some of his personal belongings
    remained at Defendant’s residence.        Even viewed in the light most favorable to
    Defendant, no evidence was presented that Defendant rescinded Garris’s right to be
    present in the home even after their altercation—in fact, Garris testified that he left
    “voluntarily” after the altercation with Defendant. For this reason, and because
    Defendant’s testimony that he shot a warning shot rebutted the statutory
    presumption that Defendant held a reasonable fear of imminent harm, the trial court
    correctly declined to instruct the jury on defense of habitation.
    IV.
    Where Defendant testified that he shot in warning, lacking an intent to shoot
    the attacker, the trial court did not err in declining to instruct the jury on self-defense
    or defense of habitation. In addition, the trial court did not err in refusing to instruct
    the jury on defense of habitation where Garris was a lawful occupant of the house
    into which he entered. For these reasons, I would find no error in the trial court’s
    8
    STATE V. COLEY
    Zachary, J., dissenting
    jury instructions concerning self-defense and defense of habitation. I respectfully
    dissent.
    9
    

Document Info

Docket Number: 18-234

Citation Numbers: 822 S.E.2d 762, 263 N.C. App. 249

Filed Date: 12/18/2018

Precedential Status: Precedential

Modified Date: 1/12/2023