State v. Vaughn ( 2014 )


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  • An unpublished opinion of the North Carolina Court of Appeals does not constitute
    controlling legal authority. Citation is disfavored, but may be permitted in accordance
    with the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
    NO. COA14-364
    NORTH CAROLINA COURT OF APPEALS
    Filed: 21 October 2014
    STATE OF NORTH CAROLINA
    v.                                      Wilson County
    Nos. 11-CRS-55061, 13-CRS-
    00418-20
    LONNELLE VAUGHN
    Appeal by Defendant from judgment entered 18 November 2013
    by Judge Walter H. Godwin, Jr., in Wilson County Superior Court.
    Heard in the Court of Appeals 10 September 2014.
    Attorney General Roy Cooper, by Assistant Attorney General
    Kimberly N. Callahan, for the State.
    James W. Carter for Defendant.
    STEPHENS, Judge.
    This appeal arises from Defendant Lonnelle Vaughn’s plea of
    guilty to one count of statutory rape of a person who is 13, 14,
    or 15 years old. Defendant now petitions this Court to grant a
    writ of certiorari and seeks to vacate his plea, arguing that
    the trial court erred in accepting it because: (1) it was not
    the product of an informed choice, based on his allegation that
    -2-
    the court violated N.C. Gen. Stat. § 15A-1022(a)(6) by failing
    to accurately inform him of the maximum and minimum possible
    sentences he faced, and (2) it was not supported by a factual
    basis    as    required       by    N.C.    Gen.    Stat.      §    15A-1022(c).        In     our
    discretion, we grant Defendant’s petition for certiorari review
    and hold that the trial court did not err in accepting his
    guilty plea.
    Additionally,           Defendant      seeks        certiorari         review     of     the
    trial court’s order that he enroll in Satellite-Based Monitoring
    (“SBM”) for a period of 15 years following his release from
    prison,       arguing    that       the    court’s       finding      that    he    was      in   a
    supervisory      role     with       the   victim    is       insufficient         to   justify
    subjecting him to the highest possible level of supervision and
    monitoring because he was not convicted of an aggravated offense
    and his STATIC-99 report indicated a low risk of reoffending.
    The   State     has     also       petitioned      for    a    writ    of     certiorari          to
    challenge the trial court’s conclusion that statutory rape of a
    person who is 13, 14, or 15 years old is not an aggravated
    offense. In light of this Court’s holding in State v. Sprouse,
    
    217 N.C. App. 230
    , 
    719 S.E.2d 234
    (2011), disc. review denied,
    
    365 N.C. 552
    , 
    722 S.E.2d 787
    (2012), that statutory rape of a
    person    who    is     13,    14,    or    15   years        old   does     qualify      as      an
    -3-
    aggravated offense, we remand to the trial court for entry of an
    SBM order consistent with this Court’s present ruling.
    Facts and Procedural History
    On 6 August 2012, Defendant was indicted by a Wilson County
    grand jury for statutory rape of a person who is 13, 14, or 15
    years old and sexual offense by a person in a parental role for
    allegedly “guilt-tripping” a 13-year-old girl for whom he served
    as   guardian,     and   was     more   than    six    years    older   than,    into
    regularly having sex with him by threatening to withhold money,
    food,   and     clothing   from     her   and    the    other    six    children   in
    Defendant’s household. On 4 March 2013, Defendant was indicted
    on three additional counts of statutory rape and sexual offense.
    On   18    November      2013,      pursuant     to   a    plea    agreement,
    Defendant pled guilty to one count of statutory rape of a person
    who is 13, 14, or 15 years old, with sentencing at the trial
    court’s    discretion,      in    exchange      for    dismissal   of    all    other
    pending charges. After a sentencing hearing, the trial court
    imposed a sentence within the presumptive range for an offender
    at Defendant’s prior record level of a minimum 267 and maximum
    330 months in prison. The trial court also ordered that upon his
    release from prison, Defendant must register as a sex offender
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    for a period of 30 years. Regarding SBM, the State’s STATIC-99
    report     classified          Defendant        at    the    lowest      risk      level       for
    reoffending          with    minus-one        point,       and   the    order       the    State
    prepared for the trial judge to sign stated Defendant was not a
    sexually violent predator or recidivist and that the offense of
    conviction          was     not    an       aggravated      offense.         The   prosecutor
    explained that although these factors standing alone did not
    require that Defendant be ordered to enroll in SBM, the trial
    court could enter additional findings to support such an order,
    which    the        trial    court      subsequently        did.      Citing       Defendant’s
    supervisory role with the victim as an additional finding that
    required       the        highest       possible       level     of     supervision            and
    monitoring, the court ordered Defendant to enroll in SBM for a
    period of 15 years following his release from prison. On 22
    November 2013, Defendant filed a pro se notice of his intent to
    appeal.
    We note at the outset that Defendant is not entitled to an
    appeal    as    a     matter      of    right    to   challenge        the    trial   court’s
    acceptance of his guilty plea. See State v. Bolinger, 
    320 N.C. 596
    , 601, 
    359 S.E.2d 459
    , 462 (1987) (“[A] defendant is not
    entitled       as    a    matter       of    right    to    appellate        review       of   his
    contention that the trial court improperly accepted his guilty
    -5-
    plea.”). Under North Carolina law, a defendant who pleads guilty
    has a right of appeal limited to the issues of whether the
    sentence: (1) is supported by sufficient evidence, but only if
    the   minimum   term   of    imprisonment       does   not   fall      within   the
    presumptive range; (2) is based on an erroneous finding of the
    defendant’s prior record or conviction level; (3) imposes a type
    of sentence disposition        or term of imprisonment that is not
    authorized for the defendant’s class of offense and prior record
    or    conviction   level;     (4)     resulted    from     the    trial   court’s
    improper denial of the defendant’s motion to suppress; or (5)
    resulted    from   the      trial     court’s    improper        denial   of    the
    defendant’s motion to withdraw his guilty plea. See N.C. Gen.
    Stat. § 15A–1444 (2013). However, our Supreme Court has held
    that a defendant who alleges the trial court improperly accepted
    his guilty plea “may obtain appellate review of this issue only
    upon grant of a writ of certiorari.” 
    Bolinger, 320 N.C. at 601
    ,
    359 S.E.2d at 462.
    Here, through his appointed appellate counsel, Defendant
    has    timely   petitioned     this    Court     for     writs    of   certiorari
    pursuant to N.C. Gen. Stat. § 15A-1444(e) and N.C.R. App. P. 21
    to challenge (1) whether his guilty plea was voluntarily and
    knowingly entered and was the product of an informed choice; and
    -6-
    (2) whether his guilty plea was supported by an adequate factual
    basis.   Additionally,       Defendant     has    petitioned         for    a    writ    of
    certiorari     to   challenge      whether       the    trial       court       erred   in
    ordering him to enroll in SBM after his release from prison, and
    the State has filed its own petition for a writ of certiorari
    seeking to challenge the trial court’s ruling that statutory
    rape of a person 13, 14, or 15 years old was not an aggravated
    offense pursuant to N.C. Gen. Stat. § 14-208.6(1a) (2013). We
    first address Defendant’s argument that his guilty plea should
    be vacated.
    Since our decision in State v. Rhodes, 
    163 N.C. App. 191
    ,
    
    592 S.E.2d 731
       (2004),     this        Court    has     regularly         granted
    certiorari     to   review     alleged     violations         of     the    procedural
    requirements    set    forth      in    N.C.    Gen.    Stat.       §   15A-1022        for
    accepting guilty pleas. 
    Id. at 194,
    592 S.E.2d at 733. See also,
    e.g., State v. DeMaio, 
    216 N.C. App. 558
    , 562, 
    716 S.E.2d 863
    ,
    866 (2011) (allowing review of defendant’s challenge that his
    plea was improperly accepted because it was not the product of
    informed   choice     and   did   not    provide       him    the   benefit       of    his
    bargain). Accordingly, we grant Defendant’s petition and review
    the issues.
    I. Defendant’s Guilty Plea
    -7-
    A. Voluntary and Knowing Product of an Informed Choice
    Defendant    first    argues        that    the      trial   court    erred   in
    determining that his plea was entered knowingly and voluntarily
    as the product of an informed choice, as required by N.C. Gen.
    Stat. § 15A-1022(b), because the terms of his plea were not
    sufficiently clear to allow him to be fully aware of its direct
    consequences. Specifically, Defendant contends the trial court
    violated N.C. Gen. Stat. § 15A-1022(a)(6) by failing to inform
    him of the minimum term of imprisonment and by misinforming him
    of the maximum possible punishment on the charge for which he
    was   being    sentenced.      As     a    result     of    this   alleged     error,
    Defendant     argues   that     the       trial     court’s    judgment      must   be
    vacated. We disagree.
    Because a plea of guilty requires a defendant to forfeit
    fundamental rights such as a trial by jury and the right against
    self-incrimination, due process requires that the record must
    affirmatively establish that the entry of the plea was made
    voluntarily,      knowingly,        and    understandingly.        See     Boykin   v.
    Alabama, 
    395 U.S. 238
    , 244, 
    23 L. Ed. 2d 274
    , 280 (1969). In
    order for a guilty plea to be voluntary, it must be “entered by
    one fully aware of the direct consequences, including the actual
    value of any commitments made to him by the court . . . .” Brady
    -8-
    v. United States, 
    397 U.S. 742
    , 755, 
    25 L. Ed. 2d 747
    , 760
    (1970)   (citation   omitted).   Thus,      our   General   Assembly   has
    codified the procedural requirements governing the adjudication
    of guilty pleas. Under N.C. Gen. Stat. § 15A–1022, a trial court
    may not accept a guilty plea from a defendant without first
    addressing him personally and:
    (1) Informing him that he has a right to
    remain silent and that any statement he
    makes may be used against him;
    (2) Determining that         he    understands    the
    nature of the charge;
    (3) Informing him that he has a right to
    plead not guilty;
    (4) Informing him that by his plea he
    waives his right to trial by jury and his
    right to be confronted by the witnesses
    against him;
    (5) Determining that the            defendant, if
    represented by counsel, is          satisfied with
    his representation;
    (6) Informing him of the maximum possible
    sentence on the charge for the class of
    offense for which the defendant is being
    sentenced, including that possible from
    consecutive sentences, and of the mandatory
    minimum sentence, if any, on the charge; and
    (7) Informing him that if he is not a
    citizen of the United States of America, a
    plea of guilty or no contest may result in
    deportation, the exclusion from admission to
    this    country,    or    the    denial   of
    naturalization under federal law.
    -9-
    N.C. Gen. Stat. § 15A–1022(a) (2013). However, this Court has
    “refuse[d]    to   adopt   a   technical,    ritualistic     approach”     to
    assessing compliance with the requirements of section 15A-1022.
    State v. Richardson, 
    61 N.C. App. 284
    , 289, 
    300 S.E.2d 826
    , 829
    (1983). “Failure to strictly adhere to the requirements of the
    statute, without more, does not entitle [a] defendant to have
    the judgment vacated.” State v. Salvetti, 
    202 N.C. App. 18
    , 27,
    
    687 S.E.2d 698
    , 704, disc. review denied, 
    364 N.C. 246
    , 
    699 S.E.2d 919
    (2010). “Even when a violation occurs, there must be
    prejudice before a plea will be set aside.” State v. McNeill,
    
    158 N.C. App. 96
    , 103, 
    580 S.E.2d 27
    , 31 (2003). Indeed, “the
    omission of this inquiry has been held to be harmless error if
    the record demonstrates that the defendant’s plea was knowingly
    and voluntarily entered.” State v. Santos, 
    210 N.C. App. 448
    ,
    451, 
    708 S.E.2d 208
    , 211 (2011). Thus, we must “look to the
    totality of the circumstances” surrounding the acceptance of the
    plea   and   “determine    whether   non-compliance   with      the   statute
    either    affected   [the]     defendant’s    decision     to     plead   or
    undermined the plea’s validity.” State v. Hendricks, 138 N.C.
    App. 668, 670, 
    531 S.E.2d 896
    , 898 (2000).
    In the present case, Defendant insists that the trial court
    erred when it told him he could potentially be sentenced to life
    -10-
    in    prison    because——as         a    prior    record          level      II    offender——the
    presumptive      range   maximum          he     faced       for       one   class       B1    felony
    conviction       is   only      344       months           according         to    our        State’s
    structured      sentencing      grid.          N.C.    Gen     Stat.         §    15A-1340.17(c)
    (2013). Defendant relies on this Court’s decision in State v.
    Reynolds,      218    N.C.    App.       433,     
    721 S.E.2d 333
    ,      disc.       review
    denied, 
    366 N.C. 219
    , 
    726 S.E.2d 855
    (2012), as support for his
    argument       that   because       he    was     not       properly         informed         of    the
    maximum sentence he faced, his plea was not knowing, voluntary,
    or the product of an informed choice. Defendant’s reliance on
    Reynolds is misplaced.
    In   Reynolds,        this       Court     vacated          a    guilty       plea      of     a
    defendant who was erroneously informed by the trial court that
    the maximum possible sentence he faced for felony breaking and
    entering and felony larceny as an habitual felon was 168 months
    imprisonment when, in actuality, he received a maximum sentence
    of 171 months. As we explained, “[w]hile the difference between
    the    maximum    sentence      described             by    the    trial         court    and       the
    correct maximum sentence is only three months, we cannot say
    that an additional three months of possible imprisonment is not
    prejudicial.” 
    Id. at 437,
    721 S.E.2d at 336. Thus, we held that
    “the trial court’s failure to properly inform [the d]efendant of
    -11-
    the   maximum       sentence    he     faced     calls       into    question     the
    voluntariness of his guilty plea” and remanded the case for a
    new trial. 
    Id. at 438,
    721 S.E.2d at 336 (citation and internal
    quotation marks omitted).
    Here, Defendant essentially argues that because he got a
    better deal than he bargained for——267 to 330 months in prison,
    rather than a life sentence——we should stretch our holding in
    Reynolds to apply under the opposite circumstances and vacate
    his   plea.   But     this   argument    ignores        a    crucial    distinction
    between the two cases. In Reynolds, the voluntariness of the
    defendant’s     guilty   plea    was    called    into       question   because    he
    received a harsher sentence than he was told he could receive as
    a result of the trial court’s error, whereas here, Defendant not
    only received a lighter sentence but, more significantly, our
    cases indicate that the trial court did not err at all.
    Our   Supreme    Court    has    stated    that       the   maximum   possible
    sentence “is that which could be imposed if the defendant were
    in the highest criminal history category and the offense were
    aggravated.” State v. Lucas, 
    353 N.C. 568
    , 596, 
    548 S.E.2d 712
    ,
    730 (2001), overruled on other grounds by State v. Allen, 
    359 N.C. 425
    , 
    615 S.E.2d 256
    (2005). The rationale for such a rule
    is that:
    -12-
    Although the parties may have agreed to the
    sentence that will actually be imposed, the
    court must nevertheless again advise the
    defendant of the maximum possible sentence.
    Warning a defendant of the harshest possible
    outcome ensures that the defendant is fully
    advised of the implications of the charge
    against him or her and, if pleading, is
    aware of the possible consequences of the
    plea.
    
    Id. (citation omitted).
    Thus, when advising a defendant of the
    consequences of his guilty plea, the trial court does not err by
    focusing on the theoretical maximum sentence that any defendant
    could     receive.   Indeed,     in     at     least    two    prior   unpublished
    opinions, this Court has explained that the plain language of
    section    15A-1022(a)(6)       does    not    require    the    trial    court   to
    specifically    tailor    its    explanation       of    the    maximum   possible
    sentence to fit a particular defendant’s projected prior record
    level. See State v. Felton, __ N.C. App. __, 
    606 S.E.2d 458
    (2005) (unpublished), available at 
    2005 WL 14623
    (“[N]othing in
    G.S. § 15A-1022(a)(6) requires the trial court to adjust the
    ‘maximum possible sentence’ based upon a particular defendant’s
    projected prior record level.”); State v. Hayes, __ N.C. App.
    __, 
    615 S.E.2d 739
    (2005) (unpublished) available at 
    2005 WL 1669612
       (“Contrary    to   defendant’s        assertion,     nothing    in   N.C.
    Gen. Stat. § 15A-1022(a)(6)              requires a trial court to tailor
    the   information    regarding         the    maximum    and    minimum   possible
    -13-
    sentences       for   an   offense        by    inquiring    into     each   defendant’s
    projected prior record level.”).1
    According to our State’s structured sentencing grid, the
    maximum possible sentence                 for an aggravated B1 felony for a
    defendant with either of the highest two prior record levels (V
    or VI) is life imprisonment without the possibility of parole.
    N.C.     Gen.     Stat.      §     15A-1340.17(c).          Because     Defendant   was
    accurately informed of this in the written transcript of his
    plea and during his plea colloquy, we hold that the trial court
    did not err in advising Defendant of the maximum sentence he
    faced.
    Defendant further contends that his plea could not have
    been the result of an informed decision because the trial court
    erred by failing to inform him of the minimum sentence he faced.
    This   argument       also       fails.    Under      section   15A-1022(a)(6),      the
    trial court is required to inform defendants “of the mandatory
    minimum sentence, if any, on the charge[.]” N.C. Gen. Stat. §
    15A-1022(a)(6). Thus, the statute’s plain language demonstrates
    that this requirement only applies to certain offenses that are
    1
    Although Rule 30(e)(3) of North Carolina’s Rules of Appellate
    Procedure holds that this Court’s unpublished decisions do not
    constitute controlling legal authority, we find these two cases
    persuasive and consistent with the precedent established by our
    Supreme Court’s decision in Lucas.
    -14-
    not subject to our State’s structured sentencing scheme because
    our General Assembly has prescribed statutory mandatory minimum
    sentences for those offenses. See, e.g., N.C. Gen. Stat. § 90-
    95(h) (2013) (providing for mandatory sentences based upon the
    type and weight of the controlled substance trafficked); N.C.
    Gen. Stat. § 20-138.5(b) (2013) (providing a person convicted of
    habitual impaired driving shall be sentenced to a minimum active
    term of not less than 12 months of imprisonment). Rather than
    prescribing a mandatory minimum sentence for statutory rape of a
    person who is 13, 14, or 15 years old, our General Assembly has
    classified    the   offense     as    a    Class   B1    felony,       subject    to
    structured sentencing. In the present case, this means that the
    trial court was not under any duty to inform Defendant of any
    mandatory minimum sentence, and we accordingly find no violation
    of section 15A-1022(a)(6).
    Finally, considering the totality of the circumstances, in
    both the written transcript of his plea and during his plea
    colloquy, Defendant averred that he understood that he had the
    right to remain silent, he understood the nature of the charges
    against    him,   and   that   he    had   discussed     with    his   lawyer    any
    possible    defenses.    Defendant     understood       that    he   was   pleading
    guilty to one count of statutory rape of a person who is 13, 14,
    -15-
    or 15 years old, a Class B1 felony with a maximum punishment of
    life imprisonment, and that in exchange for his plea, the State
    had agreed to dismiss three additional charges of statutory rape
    and four counts of sex offense by a person in a parental role.
    Defendant also averred that no one had promised him anything or
    threatened him in any way to cause him to enter the plea against
    his wishes. Thus, the record indicates Defendant’s plea was, in
    fact, knowingly and voluntarily entered. Accordingly, because
    Defendant’s argument for vacating his guilty plea under section
    15A-1022(b) is predicated entirely on these erroneous assertions
    that    the   trial    court   failed    to    comply     with   section      15A-
    1022(a)(6), we hold that the trial court did not err in finding
    Defendant’s guilty plea was the product of an informed choice.
    B. Factual Basis to Support Guilty Plea
    Defendant   next   contends      that   the     trial   court   erred   in
    determining that there was a factual basis to support his guilty
    plea to statutory rape of a person who is 13, 14, or 15 years
    old    because   the   State   failed    to    prove    each   element   of    the
    offense. Specifically, Defendant claims that the State did not
    prove that he engaged in vaginal intercourse with the victim. We
    find this argument to be entirely devoid of merit.
    -16-
    Under North Carolina law, the trial court may not accept a
    guilty plea “without first determining that there is a factual
    basis for the plea.” N.C. Gen. Stat. § 15A-1022(c). While a
    guilty plea standing alone is itself insufficient to establish a
    factual basis, see State v. Sinclair, 
    301 N.C. 193
    , 199, 
    270 S.E.2d 418
    , 421 (1980), the statute expressly provides that the
    trial court’s determination may be based upon “[a] statement of
    the facts by the prosecutor.” N.C. Gen. Stat. § 15A-1022(c)(1).
    This Court has repeatedly held that when a prosecutor recites
    the   factual      basis    at   the   plea    hearing   and   the    defendant
    stipulates    to    those   facts,     the   trial   court   does   not   err   in
    determining that a factual basis exists to support a guilty
    plea. See, e.g., State v. Crawford, __ N.C. App. __, __, 
    737 S.E.2d 768
    , 771, disc. review denied, 
    366 N.C. 590
    , 
    743 S.E.2d 196
    (2013).
    In the present case, Defendant stipulated in the transcript
    of his plea agreement and again during his plea colloquy that
    there was a factual basis for his plea, and he also consented to
    the prosecutor summarizing the facts for the trial court. The
    prosecutor summarized the factual basis to support Defendant’s
    guilty plea as follows:
    In the fall of 2009 a minor child at the
    time age 13-years-old, [A.M.], was placed
    -17-
    into this Defendant’s home along with that,
    along with Lonnelle Vaughn’s wife, Kitrell
    (phonetic) Vaughn. He was the guardian for
    that   minor   at   the    time.   A   sexual
    relationship started by this Defendant. This
    Defendant was the only person who got income
    to the house. It was a disability check
    that’s fairly sizeable and he would withhold
    money and food and clothing for the other
    children in the house which there were six
    other children in the house at the time,
    Your Honor, and force the minor child, 13-
    years-old, to have sex with him in order for
    him to provide money, clothing, food for the
    other children in the house. In a sense he
    guilt tripped her into having sex with him.
    During that time around, between the times
    of January and April of that year she was
    having sex with the Defendant regularly,
    several times a week. She became pregnant
    and had a child who is alive today born in
    November of 2010, [L.M.], Your Honor. At the
    time she was 13. At the time the Defendant
    was more than six-years-older than her, his
    birthday being October 9th, 1973. He was not
    legally married to her at the time. He is
    legally married to a Kitrell Vaughn.
    Defense counsel did not object to this recitation of the facts
    and expressly declined to add anything further for the trial
    court to consider. In defining the offense of statutory rape of
    a person who is 13, 14, or 15 years old, section 14-27.7A of our
    General Statutes provides that,
    [a] defendant is guilty of a Class B1 felony
    if   the   defendant   engages  in   vaginal
    intercourse or a sexual act with another
    person who is 13, 14, or 15 years old and
    the defendant is at least six years older
    -18-
    than the person, except when the defendant
    is lawfully married to the person.
    N.C. Gen. Stat. § 14-27.7A(a) (2013). Although Defendant insists
    that the State failed to prove he engaged in vaginal intercourse
    with the victim, he has already stipulated to the facts that he
    forced the victim “to have sex with him” and that she later gave
    birth to his child. Our prior cases make clear that, combined
    with    the      prosecutor’s      recitation      of     the     facts,     those
    stipulations are sufficient to establish a factual basis for
    Defendant’s guilty plea. See Crawford, __ N.C. App. at __, 737
    S.E.2d at 771. Accordingly, we hold that the trial court did not
    err    in   finding   Defendant’s        guilty   plea   was    supported    by   a
    factual basis.
    II. SBM for Aggravated Offense
    Finally, both Defendant and the State filed petitions for
    writs of certiorari seeking to challenge the trial court’s order
    requiring Defendant to enroll in SBM for a period of 15 years
    following his release from prison. On appeal from an SBM order,
    this    Court    reviews    “the   trial    court’s      findings   of     fact   to
    determine       whether    they    are    supported      by    competent    record
    evidence, and . . . the trial court’s conclusions of law for
    legal accuracy and to ensure that those conclusions reflect a
    correct application of law to the facts found.” State v. Kilby,
    -19-
    
    198 N.C. App. 363
    , 367, 
    679 S.E.2d 430
    , 432 (2009) (citation and
    internal quotation marks omitted). “The trial court’s findings
    of   fact   are       conclusive     on   appeal    if    supported     by   competent
    evidence, even if the evidence is conflicting.” 
    Id. at 366,
    679
    S.E.2d at 432 (citation and internal quotation marks omitted).
    Section 14-208.40A of our General Statutes provides that a
    trial    court       shall   order    a   criminal       defendant      to   enroll   in
    lifetime SBM if it finds, inter alia, that the offender has
    committed       an    aggravated     offense.      See   N.C.    Gen.    Stat.   §    14-
    208.40A(c) (2013). An “aggravated offense” is defined as
    any criminal offense that includes either of
    the following: (i) engaging in a sexual act
    involving vaginal, anal, or oral penetration
    with a victim of any age through the use of
    force or the threat of serious violence; or
    (ii) engaging in a sexual act involving
    vaginal, anal, or oral penetration with a
    victim who is less than 12 years old.
    N.C.    Gen.    Stat.    §   14-208.6(1a)        (2013).   Section      14-208.40A(d)
    provides       that     if   the     defendant     was     not   convicted       of   an
    aggravated offense, or determined to be a recidivist or sexually
    violent predator, the trial court can only order SBM enrollment
    after reviewing a STATIC-99 risk assessment report. The STATIC-
    99   risk      assessment    “is     an   actuarial      instrument      designed     to
    estimate the probability of sexual and violent recidivism among
    male offenders who have already been convicted of at least one
    -20-
    sexual offense against a child or non-consenting adult.” State
    v. Thomas, __ N.C. App. __, __, 
    741 S.E.2d 384
    , 386 (2013)
    (citation and internal quotation marks omitted). If, based on
    the STATIC-99, the trial court determines that the defendant
    “require[s]      the   highest    possible   level    of    supervision      and
    monitoring, the court shall order the offender to enroll in
    [SBM] for a period of time to be specified by the court.”                   N.C.
    Gen. Stat. § 14-208.40A(e). Even if the defendant’s STATIC-99
    score indicates his risk of reoffending is low, the trial court
    can still order SBM by making additional findings based on “any
    proffered and otherwise admissible evidence relevant to the risk
    posed by a defendant.” State v. Morrow, 
    200 N.C. App. 123
    , 131,
    
    683 S.E.2d 754
    , 760–61           (2009), affirmed per curiam, 
    364 N.C. 424
    , 
    700 S.E.2d 224
    (2010). “These additional findings must be
    supported   by    competent   record   evidence      and   must   support    the
    trial court’s ultimate conclusion of law.” See Thomas, __ N.C.
    App. at __, 741 S.E.2d at 386 (internal citation and quotation
    marks omitted).
    In the present case, Defendant contends the trial court’s
    additional finding that he was in a supervisory role with the
    victim was insufficient to justify its SBM order, given that the
    AOC-CR-615 form the State prepared for his sentencing hearing
    -21-
    did    not     classify   him   as   a   sexually   violent   predator    or
    recidivist, and did not classify the offense of his conviction
    as    an     aggravated   offense,   while   the    DOC’s   STATIC-99    risk
    assessment indicated he had a low risk of reoffending. On the
    other hand, the State argues that, in light of this Court’s
    holding in Sprouse, the trial court erred by ruling that the
    offense of statutory rape of a person who is 13, 14, or 15 years
    old is not an aggravated offense as defined by N.C. Gen. Stat. §
    14-208.6(1a). The State therefore seeks remand for the trial
    court to order that Defendant be enrolled in lifetime SBM in
    accordance with N.C. Gen. Stat. §14-208.40A(c).
    Both parties concede they have lost their chance to appeal
    as of right: Defendant admits his original pro se notice of
    appeal was defective insofar as it omitted the docket number of
    the case he sought to appeal, failed to address the appropriate
    appellate court, and was never properly served on the State,
    while the State acknowledges that it failed to give notice of
    its intent to appeal within the thirty-day window allowed by
    Rule 3 of our Rules of Appellate Procedure, which governs here
    because SBM is a civil regulatory scheme rather than a criminal
    punishment. See State v. Brooks, 
    204 N.C. App. 193
    , 194, 
    693 S.E.2d 204
    , 206 (2010). Rule 21 of North Carolina’s Rules of
    -22-
    Appellate Procedure vests us with discretion to grant certiorari
    review,   and   we    turn    first     to   the      State’s     petition,   as    its
    resolution is dispositive on this issue.
    Defendant opposes the State’s petition for certiorari on
    the grounds that it failed to meet its filing deadline, failed
    to   preserve   the   issue       for   appellate       review     by   objecting    at
    trial, and is complaining of an error that came at its own
    invitation, given that the State originally advised the trial
    court   that    Defendant’s       offense       was    not   an    aggravated      one.
    However, this Court has previously allowed the State’s petition
    for a writ of certiorari in a virtually identical scenario in
    State v. Oxendine, 
    206 N.C. App. 205
    , 
    696 S.E.2d 850
    (2010). In
    Oxendine, the State petitioned for certiorari to challenge an
    SBM determination, arguing that the trial court erred by failing
    to   classify   the   defendant’s        guilty       plea   to    three   counts    of
    second-degree     rape       of   a     mentally       disabled     victim    as    an
    aggravated offense. 
    Id. at 209,
    696 S.E.2d at 853. Although the
    prosecutor never objected at trial and the State failed to file
    a timely appeal, this Court granted certiorari in light of its
    decision in State v. McCravey, 
    203 N.C. App. 627
    , 
    692 S.E.2d 409
    , disc. review denied, 
    364 N.C. 438
    , 
    702 S.E.2d 506
    (2010),
    where we held that second-degree rape, as defined by statute,
    -23-
    does indeed qualify as an aggravated offense and thus requires
    lifetime SBM enrollment. Consequently, in Oxendine, we vacated
    the trial court’s original 10-year SBM order and remanded for
    entry of an appropriate order in light of                McCravey. 206 N.C.
    App. at 
    212, 696 S.E.2d at 854-55
    .
    Similarly, in the present case, the State argues, based on
    this Court’s decision in Sprouse, that the trial court’s 15-year
    SBM   order   derives    from    an     improper      conclusion     of   law——
    specifically, that statutory rape of a person who is 13, 14, or
    15 years old is not an aggravated offense. We agree. In Sprouse,
    this Court held that a person who is 13, 14, or 15 years old is
    statutorily incapable of consenting to sexual 
    intercourse. 217 N.C. App. at 241
    , 719 S.E.2d at 242. As we explained, because
    “an act of sexual intercourse with a person deemed incapable of
    consenting as a matter of law is a violent act,” statutory rape
    of a person who is 13, 14, or 15 years old qualifies as an
    aggravated    offense   for   lifetime       SBM   purposes.   
    Id. (citation omitted).
    Because we agree with the State that in light of our prior
    holding in Sprouse the trial court erred as a matter of law in
    concluding    that   Defendant   had         not   committed   an    aggravated
    offense, we need not reach Defendant’s argument regarding the
    -24-
    trial court’s additional findings. Accordingly, we vacate the
    trial   court’s   15-year   SBM   order   and   remand   for   entry   of   an
    appropriate order in light of Sprouse.
    AFFIRMED in part; VACATED and REMANDED in part.
    Judges CALABRIA and ELMORE concur.
    Report per 30(e).