Sartori v. NC Dep't of Pub. Safety ( 2015 )


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  • An unpublished opinion of the North Carolina Court of Appeals does not constitute
    controlling legal authority. Citation is disfavored, but may be permitted in accordance with
    the provisions of Rule 30(e)(3) of the North Carolina Rules of Appellate Procedure.
    IN THE COURT OF APPEALS OF NORTH CAROLINA
    No. COA15-84
    Filed: 1 September 2015
    Wake County, No. 14 CVS 8849
    ROBERT ALLEN SARTORI, Plaintiff,
    v.
    NORTH    CAROLINA     DEPARTMENT     OF   PUBLIC   SAFETY;      DPS
    COMMUNICATIONS, INFORMATION TECHNOLOGY SERVICES; GEORGE T.
    SOLOMON; KIERAN J. SHANAHAN; AMERICAN TELEPHONE AND TELGRAPH
    CO.; GLOBAL-TEL-LINK CORP; and EVERCOM SYSTEMS INC., Defendants.
    Appeal by plaintiff from order entered 11 August 2014 by Judge Donald W.
    Stephens in Wake County Superior Court. Heard in the Court of Appeals 13 August
    2015.
    Robert Sartori, pro se.
    Attorney General Roy Cooper, by Assistant Attorney General Yvonne B. Ricci,
    for defendant.
    INMAN, Judge.
    Plaintiff Robert Allen Sartori appeals the order dismissing his civil action
    against the North Carolina Department of Public Safety (“NCDPS”), George T.
    Solomon (“Solomon”) and Kieran J. Shanahan (“Shanahan”) in their official capacities
    as NCDPS officers, and several telecommunications providers (the “providers”)
    (collectively, “Defendants”) as frivolous pursuant to N.C. Gen. Stat. § 1-110(b).
    SARTORI V. NCDPS
    Opinion of the Court
    After careful review, we conclude that the trial court did not abuse its
    discretion in dismissing Plaintiff’s action and affirm the order.
    Factual and Procedural Background
    On 3 July 2014, Plaintiff, an inmate at Scotland Correctional Institution, filed
    a petition to sue as an indigent, along with a proposed complaint, in Wake County
    Superior Court. Plaintiff’s proposed complaint alleged that, between 5 March 1997
    and 1 July 2011, the services contract between the providers and NCDPS resulted in
    excessively high fees to the recipients of the inmates’ phone calls. Furthermore,
    Plaintiff contended that inmates are often unable to get a dial tone when using the
    phones. In his complaint, Plaintiff asserted two causes of action: (1) violations of the
    First, Fifth, and Fourteenth Amendments of the United States Constitution and
    violations of various sections of the North Carolina Constitution’s Declaration of
    Rights; and (2) violations of sections 18, 19, and 23 of the North Carolina Declaration
    of Rights. Plaintiff failed to provide any specific allegations to support his second
    cause of action but, instead, primarily argued that his claims were not barred by
    sovereign immunity.
    Judge Donald Stephens determined that Plaintiff’s complaint was frivolous
    pursuant to N.C. Gen. Stat. § 1-110(b) and dismissed it. Plaintiff received permission
    from the trial court to appeal the order and filed a notice of appeal on 3 September
    2014.
    -2-
    SARTORI V. NCDPS
    Opinion of the Court
    Standard of Review
    This Court reviews a trial court’s N.C. Gen. Stat. § 1-110(b) determination on
    frivolity for an abuse of discretion. Gray v. Bryant, 
    189 N.C. App. 527
    , 528, 
    658 S.E.2d 537
    , 538 (2008).   Accordingly, “the trial court's decision is to be accorded great
    deference and will be upset only upon a showing that it was so arbitrary that it could
    not have been the result of a reasoned decision.” Kingston v. Lyon Constr., Inc., 
    207 N.C. App. 703
    , 709, 
    701 S.E.2d 348
    , 353 (2010) (internal quotation marks omitted).
    Analysis
    N.C. Gen. Stat. § 1-110(b) governs the treatment of motions to proceed as an
    indigent for inmates:
    Whenever a motion to proceed as an indigent is filed pro se
    by an inmate in the custody of the Division of Adult
    Correction of the Department of Public Safety, the motion
    to proceed as an indigent and the proposed complaint shall
    be presented to any superior court judge of the judicial
    district. This judge shall determine whether the complaint
    is frivolous. In the discretion of the court, a frivolous case
    may be dismissed by order.
    This Court has explained that
    [a] claim is frivolous if a proponent can present no rational
    argument based upon the evidence or law in support of [it].
    In determining whether a complaint is frivolous, the
    standard is not the same as in a ruling on a motion under
    Rule 12(b)(6). Instead, we look with a far more forgiving
    eye in examining whether a claim rests on a meritless legal
    theory.
    Griffith v. N.C. Dep't of Corr., 
    196 N.C. App. 173
    , 174, 
    675 S.E.2d 72
    , 73 (2009).
    -3-
    SARTORI V. NCDPS
    Opinion of the Court
    Here, as the basis for his causes of action, Plaintiff identified various
    constitutional violations including, but not limited to, violations of the Eight
    Amendment’s prohibition on cruel and unusual punishment and the First
    Amendment’s right to free speech under the United States Constitution and
    violations of equal protection and prohibition of monopolies under North Carolina
    Declaration of Rights.     Plaintiff’s constitutional claims rely on vague factual
    allegations that Defendants engaged in unfair and deceptive, fraudulent, and
    deceptive acts.   These allegations are insufficient to establish the constitutional
    violations Plaintiff is asserting as the bases for his complaint. Thus, even construing
    Plaintiff’s proposed complaint liberally and with a “forgiving eye,” Griffith, 196 N.C.
    App. at 
    174, 675 S.E.2d at 73
    , it is devoid of any factual allegations or “rational
    argument,” 
    id., that Defendants
    engaged in conduct that violated the United States
    and North Carolina Constitutions. In the absence of any underlying support for
    Plaintiff’s claims, we are unable to conclude that the trial court’s action was so
    arbitrary that it could not have been the result of a reasoned decision. Accordingly,
    we affirm the trial court’s order dismissing Plaintiff’s proposed complaint for frivolity
    pursuant to N.C. Gen. Stat. § 1-110(b).
    Based on our conclusion that the trial court did not abuse its discretion in
    dismissing Plaintiff’s action, it is not necessary to address Defendants’ alternative
    argument that defendants Solomon, Shanahan and NCDPS are entitled to judgment
    -4-
    SARTORI V. NCDPS
    Opinion of the Court
    as a matter of law based on sovereign immunity.           See generally Hedgepeth v.
    Lexington State Bank, __ N.C. App. __, __, 
    744 S.E.2d 138
    , 144 (2013) (declining to
    address the defendants’ alternative basis for dismissal once the trial court’s dismissal
    order was affirmed). Accordingly, we deny Defendants’ motion to dismiss the appeal.
    AFFIRMED.
    Judges STROUD and MCCULLOUGH concur.
    Report per Rule 30(e).
    -5-