Farrell v. Thomas , 247 N.C. App. 64 ( 2016 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA15-257
Filed: 19 April 2016
Wake County, No. 14 CVS 2703
PETER JERARD FARRELL, Petitioner,
v.
United States Army Brigadier General, Retired, KELLY J. THOMAS, Commissioner
of NC Division of Motor Vehicles, in his official capacity, Respondent.
Appeal by respondent from order entered 31 December 2014 by Judge G. Bryan
Collins in Wake County Superior Court. Heard in the Court of Appeals 10 September
2015.
Attorney General Roy Cooper, by Assistant Attorney General Christopher W.
Brooks, for respondent-appellant.
The Farrell Law Group, P.C., by Richard W. Farrell, for petitioner-appellee.
DIETZ, Judge.
In 2013, a Raleigh police officer pulled over a car driven by Petitioner Peter
Farrell. When the officer approached Farrell, he noticed that Farrell’s eyes were
glassy and bloodshot and that his speech was slightly slurred. The officer returned
to his patrol car to wait for backup. When he returned to question Farrell further,
the officer noticed a strong odor of mouthwash that wasn’t there before, and a nearly
empty bottle of mouthwash on the floorboard. The officer asked Farrell if he had just
FARRELL V. THOMAS
Opinion of the Court
used mouthwash, and Farrell lied and said he had not. As the officer continued to
question Farrell, he admitted that he had used mouthwash.
Farrell ultimately refused the officer’s request to take a breath test after being
informed of his implied consent rights and the consequences of refusing to comply.
Law enforcement then obtained a blood sample from Farrell, which revealed that
Farrell’s blood alcohol level was .18.
Because Farrell refused to submit to a breath test upon request, the Division
of Motor Vehicles revoked Farrell’s driving privileges as required by our State’s
implied consent laws. Farrell challenged his license revocation and the DMV upheld
it following a hearing. Farrell appealed the DMV’s order to the Wake County
Superior Court. There, the court reversed on the ground that the DMV’s findings did
not support its conclusion that the officer had reasonable grounds to believe Farrell
was driving while impaired.
We reverse. As explained in more detail below, the DMV’s findings readily
support its conclusion. Those findings establish that the arresting officer observed
Farrell with glassy, bloodshot eyes and slightly slurred speech; that, while the officer
had returned to his patrol car, Farrell used enough mouthwash to create a strong
odor detectable by the officer from outside the car; and that Farrell lied to the officer
about using the mouthwash. From these facts, a reasonable officer could conclude
that Farrell was impaired and had attempted to conceal the alcohol on his breath by
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Opinion of the Court
using mouthwash and then lying about having done so. Thus, the DMV did not err
in concluding that, based on its uncontested findings of fact, the arresting officer had
reasonable grounds to believe Farrell was driving while impaired. Accordingly, we
reverse the superior court’s order.
Facts and Procedural History
Around 1:30 a.m. on 6 September 2013, Raleigh police received a call about a
car driving dangerously at a shopping center. Officer David Maucher traveled to the
scene and witnesses described the car as a silver four-door Audi sedan.
As Officer Maucher searched the area in his patrol car, he spotted a silver Audi
matching the witnesses’ descriptions. Officer Maucher ran a check on the plate and
discovered that the car had an expired registration and was past its State-required
inspection date. Based on this information, Officer Maucher pulled the car over.
Officer Maucher approached the car and found Farrell in the driver’s seat,
sitting on top of his seat belt, with glassy, bloodshot eyes and “slightly” slurred
speech. Farrell admitted that he had consumed multiple beers earlier in the night.
Officer Maucher returned to his patrol car and requested backup. After other
officers arrived, Officer Maucher returned to Farrell’s car. As he approached the
driver’s side window, he smelled a strong odor of mouthwash that was not present
the first time he approached the vehicle. Officer Maucher also noticed a nearly empty
mouthwash bottle on the floorboard. Officer Maucher asked Farrell if he had just
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Opinion of the Court
used mouthwash and Farrell said he had not. When Officer Maucher told Farrell
that he did not believe him, Farrell relented and said he used “a little” mouthwash.
Officer Maucher then asked Farrell to step out of the vehicle to perform field
sobriety tests. Farrell refused to perform the sobriety tests, but indicated that he
would take a breath test. Officer Maucher then placed Farrell under arrest for
driving while impaired based on the officer’s conclusion that Farrell was “under the
influence of an impairing substance” and “appreciably impaired by alcohol.”
At 2:29 a.m. in the Wake County Detention Center, Officer Maucher, a certified
chemical analyst, informed Farrell of his implied consent rights, both orally and in
writing in accordance with N.C. Gen. Stat. § 20-16.2(a), and explained to Farrell how
to submit a sample of his breath for chemical analysis. After speaking with his
brother by phone, Farrell told Officer Maucher that he would not take the breath test.
Officer Maucher officially marked Farrell’s refusal of chemical analysis at 3:04 a.m.
Following this refusal, police obtained a blood sample from Farrell. That test
revealed that Farrell had a blood alcohol concentration of .18.
The State charged Farrell with driving while impaired but later dismissed the
criminal charges because the prosecutor believed that all evidence resulting from
Farrell’s stop and arrest would be suppressed under the exclusionary rule.
On 10 October 2013, Farrell received an official notice of license suspension
from the DMV, effective 20 October 2013, based on his willful refusal to submit to
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Opinion of the Court
chemical analysis under N.C. Gen. Stat. § 20-16.2. Upon receiving this notice, Farrell
requested a hearing before the DMV.
On 19 February 2014, the DMV found adequate evidence to sustain the
revocation of Farrell’s driving privileges. Farrell appealed the administrative
hearing results to the Wake County Superior Court. On 21 December 2014, the
Superior Court reversed the DMV’s decision on the basis that the findings of fact did
not support the conclusion that Officer Maucher had reasonable grounds to believe
Farrell was driving while impaired. The DMV timely appealed.
Analysis
The DMV argues that the superior court erred in reversing its decision. We
agree.
In an appeal from a DMV hearing to the superior court under N.C. Gen. Stat.
§ 20-16.2(e), the superior court acts as an “appellate court.” Johnson v. Robertson,
227 N.C. App. 281, 286, 742 S.E.2d 603, 607 (2013). It is not a trier of fact. Id. By
statute, the superior court’s review “shall be limited to whether there is sufficient
evidence in the record to support the Commissioner’s findings of fact and whether the
conclusions of law are supported by the findings of fact and whether the
Commissioner committed an error of law in revoking the license.” N.C. Gen. Stat.
§ 20-16.2(e).
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Opinion of the Court
Here, the superior court held there was “sufficient evidence in the record to
support the Findings of Fact” but that “Conclusion of Law of [sic] #2 . . . is not
supported by the Findings of Fact.” In Conclusion of Law #2, the DMV concluded
that “Officer Maucher had reasonable grounds to believe that [Farrell] had committed
an implied consent offense.” For the reasons explained below, we hold that
Conclusion of Law #2 is supported by the DMV’s findings.
In a license revocation proceeding, “the term ‘reasonable grounds’ is treated
the same as ‘probable cause.’” Hartman v. Robertson, 208 N.C. App. 692, 695, 703
S.E.2d 811, 814 (2010). “[P]robable cause exists if the facts and circumstances at that
moment and within the arresting officer’s knowledge and of which the officer had
reasonably trustworthy information are such that a prudent man would believe that
the [suspect] had committed or was committing a crime.” Id.Thus, in reviewing the DMV’s conclusion, we must ask whether the findings of
fact establish that Officer Maucher had probable cause to believe Farrell was driving
while impaired.1 As explained below, the findings readily support that conclusion.
The DMV found that, when Officer Maucher approached the car, Farrell’s “eyes
were glassy and bloodshot and his speech was slightly slurred.” The officer returned
to his patrol car and when he approached Farrell a second time, he “smelt [sic] a
1 Farrell does not contend that any particular findings by the DMV are unsupported by the
record, nor does he challenge the superior court’s holding that there was “sufficient evidence in the
record” to support all findings.
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Opinion of the Court
significant strong odor of mouthwash coming from” Farrell. Officer Maucher did not
smell this odor when he first approached Farrell’s car. Officer Maucher asked Farrell
“if he had just washed his mouth out with the mouthwash.” Farrell lied and said he
had not, then changed his story and admitted he had used “just a little bit” of
mouthwash.
These findings are sufficient to establish probable cause. Farrell’s glassy,
bloodshot eyes and slurred speech alone created a strong suspicion that Farrell might
be impaired. Then, Farrell acted in an unusual and suspicious manner by using so
much mouthwash while the officer had returned to his patrol car that, when the
officer returned, there was “a significant strong odor of mouthwash” detectable from
outside Farrell’s car. Finally, and perhaps most significantly for the officer’s
determination of probable cause, Farrell lied to the officer and said he had not used
any mouthwash and then, under further questioning, admitted that he had.
From this conduct, the officer had probable cause to believe that Farrell was
impaired and sought to hide any odor of alcohol on his breath by using mouthwash
and attempting to conceal that he had done so. See United States v. Wilson, 699 F.3d
235, 246 (2d Cir. 2012) (finding probable cause to search car for contraband where
defendant “lied about having crossed the border at a non-designated border crossing
point, and had then admitted to lying,” and also admitted to having “scored a little”
marijuana while in Canada); People v. McCowen, 159 A.D.2d 210, 213 (N.Y. App. Div.
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1990) (“Defendant’s untruthful answers to officers upon being questioned as to
whether he had any gold chains on him provided the predicate for reasonable
suspicion to ripen into probable cause.”). Accordingly, the DMV properly concluded
that Officer Maucher had reasonable grounds (i.e., probable cause) to believe Farrell
was driving while impaired.
Farrell next argues that the State’s dismissal of his DWI charge is a “judicial
admission” that bars the DMV from pursuing a driver’s license revocation under the
implied consent laws. The record before the DMV did not disclose why the State
dismissed the DWI charge. On appeal, Farrell submitted a dismissal document from
the criminal case in which a handwritten entry, apparently made by the prosecuting
attorney, indicates that the State dismissed the DWI charge because all evidence
would be “suppressed due to a pre-arrest request violation.”
Ordinarily, we do not consider material not submitted to the trial court, and
we cannot tell, from the record before us, whether Farrell raised this issue at the
DMV hearing despite not producing the dismissal document. In any event, even
assuming Farrell properly raised and preserved this issue below, it is meritless.
First, as the concurrence observes, no court in this State has ever held that the
decision of an assistant district attorney not to pursue criminal charges, made in the
exercise of prosecutorial discretion, is binding on other state agencies that can pursue
civil remedies for the same underlying conduct. Second, whatever evidence the
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prosecutor believed would be suppressed in the criminal case would not have been
suppressed at the DMV hearing. It is well-settled that, unlike in a criminal
proceeding, the exclusionary rule does not apply in a civil license revocation
proceeding like this one. See Combs v. Robertson, __ N.C. App. __, 767 S.E.2d 925,
928, appeal dismissed, review denied, __ N.C. __, 776 S.E.2d 194 (2015); Hartman,
208 N.C. App. at 695, 703 S.E.2d at 814; Quick v. N.C. Div. of Motor Vehicles, 125
N.C. App. 123, 127, 479 S.E.2d 226, 228 (1997).
The dissent contends that the U.S. Supreme Court’s recent decision in Grady
v. North Carolina, 575 U.S. ___ (2015) (per curiam), which held that “the Fourth
Amendment’s protection extends beyond the sphere of criminal investigations,”
means that we should revisit our holding from Combs, Hartman, and Quick. This
confuses the Fourth Amendment’s protection (against unreasonable searches) with a
court-created remedy (the exclusionary rule). The Fourth Amendment itself “says
nothing about suppressing evidence” and the U.S. Supreme Court has been clear that
the exclusionary rule is a “judicially created remedy” and not a requirement of the
Fourth Amendment. See Davis v. United States, 564 U.S. 229 (2011); see also Stone
v. Powell, 428 U.S. 465, 494 at n.37 (1976) (holding that “the exclusionary rule is a
judicially created remedy rather than a personal constitutional right”). Thus,
although Grady held that the Fourth Amendment itself applies in the civil context, it
does not follow that the exclusionary rule also must apply there. Indeed, Grady dealt
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solely with whether imposing satellite-based monitoring on sex offenders in a civil
proceeding amounted to a search under the Fourth Amendment; the decision does not
even mention the exclusionary rule.
We agree with our dissenting colleague that there are strong policy reasons for
applying the exclusionary rule in civil license revocation cases. Indeed, the majority
in this case also was in the majority in Combs, which pointed out that there was a
significant split in our sister states on this issue, making it suitable for review by our
Supreme Court. Combs, __ N.C. App. at __, 767 S.E.2d at 929, appeal dismissed,
review denied, __ N.C. __, 776 S.E.2d 194 (2015). Our Supreme Court nevertheless
dismissed the Combs appeal on the ground that it did not present a substantial
constitutional question, and denied discretionary review, leaving our precedent from
Combs, Hartman, and Quick intact. Id.We remain bound by that precedent until an intervening decision of our
Supreme Court or the U.S. Supreme Court overrules it and—for the reasons
explained above—Grady does not. Accordingly, we are constrained to reject Farrell’s
argument.
Conclusion
For the reasons discussed above, we reverse the superior court.
REVERSED.
Judge DILLON concurs by separate opinion.
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Judge HUNTER, JR. dissents by separate opinion.
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No. COA15-257 – FARRELL V. THOMAS
DILLON, Judge, concurring.
I agree with the majority’s conclusion that the Commissioner’s findings are
sufficient to establish that the officer had reasonable grounds (i.e. probable cause) to
believe Mr. Farrell was driving while impaired.
I agree with the majority’s conclusion that the State’s dismissal of Mr. Farrell’s
DWI charge does not bar the DMV from suspending Mr. Farrell’s license,
notwithstanding the written notation on the DWI dismissal form which suggests that
the prosecutor believed that the State’s evidence would be “suppressed due to a pre-
arrest request violation.” The majority reasons that even if Mr. Ferrell’s Fourth
Amendment rights were violated, the exclusionary rule would not apply since the rule
is not part of the Fourth Amendment but rather is a judicial remedy that does not
apply to a DMV hearing. The dissent argues that the exclusionary rule should apply,
notwithstanding our case law to the contrary, in light of the recent United States
Supreme Court holding in Grady v. North Carolina, 575 U.S. ___ (2015) (per curiam).
I write separately because I do not believe we need to reach the issue of
whether the exclusionary rule still applies in a DMV hearing, in light of Grady.
Specifically, I do not believe the DMV is estopped from making a reasonable grounds
(probable cause) determination because of the decision (or reasoning) of an assistant
district attorney not to pursue the DWI charge.
No. COA15-257 – Farrell v. Thomas
HUNTER, JR., Robert N., Judge, Dissenting.
The Fourth Amendment protects the “right of the people to be secure in their
persons, house, papers, and effects, against unreasonable searches and seizures . . .
and no Warrants shall issue, but upon probable cause . . . .” U.S. Const. amend. IV.
Our State Constitution protects these same rights by prohibiting general warrants,
which “are dangerous to liberty” N.C. Const. art. I, section 20. To protect these
rights, both courts created the exclusionary rule, making “all evidence seized in
violation of the Constitution . . . inadmissible in a State court as a matter of
constitutional law.” State v. Cherry, 298 N.C. 86, 92, 257 S.E.2d 551, 556–57 (1979).
Historically, the exclusionary rule has not been applied in civil proceedings.
Quick v. North Carolina Div. or Motor Vehicles, 125 N.C. App. 123, 127, 479 S.E.2d
226, 228 n. 3 (1997) (citing United States v. Janis, 428 U.S. 433, 459–60 (1976)). Our
Supreme Court “has long viewed drivers’ license revocations as civil, not criminal, in
nature.” State v. Oliver, 343 N.C. 202, 207–08, 470 S.E.2d 16, 20 (1996) (citations
omitted). Consequently, our Court has held that “evidence in a license revocation
hearing . . . is not subject to the exclusionary rule.” Hartman v. Robertson, 208 N.C.
App. 692, 698, 703 S.E.2d 811, 816 (2010) (citing Quick, 125 N.C. App. at 127 n. 3,
479 S.E.2d at 228–29).
Prior to Grady v. North Carolina, 575 U.S. ___, 135 S. Ct. 1368 (2015), our
Court noted this impasse, stating, “unless our Supreme Court holds otherwise the
FARRELL V. THOMAS
Hunter, Jr., J., Dissenting
Fourth Amendment’s exclusionary rule does not apply in civil proceedings such as
driver’s license revocation hearings . . . .” Combs v. Robertson, ___ N.C. App. ___, ___,
767 S.E.2d 925 (Feb. 3, 2015) (No. COA14–709). Without the benefit of Grady, our
Court has been obligated to affirm license revocation decisions that are based upon a
record of unconstitutional evidence. See Hartman, 208 N.C. App. at 697, 703 S.E.2d
at 815 (“Petitioner’s second argument is that, because the traffic stop was illegal, the
evidence gathered subsequent to the stop should have been suppressed. We
disagree.”); Combs, ___ N.C. App. at ___, 767 S.E.2d at 926–27 (“[P]olice violated
Petitioner[‘s] Fourth Amendment rights by stopping her without reasonable
suspicion. . . . Without the exclusionary rule, we must . . . affirm DMV’s revocation of
[Petitioner’s] driver’s license.”)
This precedent was best critiqued by the United States Supreme Court in
Grady, in the context of civil satellite based monitoring. At the State level, our Court
“placed decisive weight on the fact that the State’s monitoring program is civil in
nature.” Grady, 575 U.S. ___, 135 S. Ct. at 1371 (citation omitted). We affirmed the
order imposing Grady’s satellite based monitoring, and our Supreme Court
“summarily dismissed [his] appeal and denied his petition for discretionary review.”
Id. at ___, 135 S. Ct. at 1370 (citation omitted). On appeal, the United States
Supreme Court granted certiorari and published a per curiam opinion. The Court
reasoned, “the Fourth Amendment’s protection extends beyond the sphere of criminal
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Hunter, Jr., J., Dissenting
investigations.” Id. at ___, 135 S. Ct. at 1371 (citing Ontario v. Quon, 560 U.S. 746,
755 (2010); Camara v. Municipal Court of City and County of San Francisco, 387 U.S.
523 (1967)). The Grady Court held the monitoring program “is plainly designed to
obtain information. And since it does so by physically intruding on a subject’s body,
it effects a Fourth Amendment search.” Grady, 575 U.S. at ___, 135 S. Ct. at 1371.
The Court vacated and remanded the case, directing “North Carolina courts [to]
examine whether the States’ monitoring program is reasonable—when properly
viewed as a [Fourth Amendment] search . . . .” Id.Other states have resolved this issue in their highest courts, protecting Fourth
Amendment rights by applying the exclusionary rule to license revocation
proceedings. See Olson v. Comm’r of Pub. Safety, 371 N.W.2d 552, 556 (Minn. 1985);
Pooler v. Motor Vehicles Div., 306 Or. 47, 755 P.2d 701 (1988); Vermont v. Lussier,
171 Vt. 19, 757 A.2d 1017 (2000); State v. Nickerson, 170 Vt. 654, 756 A.2d 1240(2000). With the hindsight of Grady, our Supreme Court is now ripe to consider
whether the exclusionary rule should apply in civil license revocation proceedings, to
allow the trial court to determine whether a police search was “reasonable” and if any
evidence obtained should be suppressed.
I would hold the majority’s view of the standard of review is erroneously
applied in this case and others arising from the revocation of driver’s licenses. As the
majority states, “the Superior Court review” shall be limited to whether there is
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Hunter, Jr., J., Dissenting
sufficient evidence in the record to support the Commissioner’s findings of fact and
whether the conclusions of law are supported by the findings of fact and whether the
Commissioner committed an error of law in revoking the license. N.C. Gen. Stat. §
20.162(e) (2015).
Here, I concur that Appellant has not produced record evidence that the
procurement of his breathalyzer was the result of an illegal search. Under the
procedures used to revoke his license, he could not do so because a hearing officer is
not a judicial officer with the jurisdictional mandate to enforce an illegal
search. Assuming arguendo that the search was illegal, then in that event, I would
hold in favor of remanding to the Superior Court to make findings on the
constitutional issue on whether the Commissioner committed an error of law in
revoking the license. Otherwise, unconstitutionally procured evidence could be used
to support a governmental action to revoke a license. The use of the writ of certiorari
to make findings of fact to reach legal issues not within the jurisdictional mandate of
a body they are reviewing is not novel but a traditional use of the writ. See Wilson
Realty Co. v. City and County Planning Bd. for City of Winston-Salem and Forsyth
County, 243 N.C. 648, 655–56, 92 S.E.2d 82, 87 (1956) (“Certiorari, as an independent
remedy, is designed to review and examine into proceedings of lower tribunals and to
ascertain their validity and correct errors therein. The writ issues to review
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Hunter, Jr., J., Dissenting
proceedings of inferior boards and tribunals which are judicial or quasi[-]judicial in
nature.”) (citation omitted).
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