State v. Faulk , 256 N.C. App. 255 ( 2017 )

IN THE COURT OF APPEALS OF NORTH CAROLINA
No. COA17-194
Filed: 7 November 2017
Columbus County, No. 10 CRS 53880
STATE OF NORTH CAROLINA,
v.
TIFFANY FAULK, Defendant.
Appeal by Defendant from judgment entered 4 August 2016 by Judge Douglas
B. Sasser in Columbus County Superior Court. Heard in the Court of Appeals 22
August 2017.
Attorney General Joshua H. Stein, by Special Deputy Attorney General Richard
L. Harrison, for the State.
Massengale & Ozer, by Marilyn G. Ozer, for Defendant-Appellant.
INMAN, Judge.
When the evidence relevant to a defendant’s motion to suppress is undisputed,
a trial court denying the motion need not make findings of fact, but it must explain
its rationale. Failure to do so precludes meaningful appellate review and requires
remand.
Tiffany Faulk (“Defendant”) appeals from a judgment following a jury verdict
finding her guilty of first degree murder on the basis of malice, premeditation and
deliberation. Defendant argues that: (1) the trial court committed plain error by
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failing to instruct the jury on the defense of duress; (2) the trial court abused its
discretion by allowing into evidence photographs depicting the victim’s injuries and
the crime scene; and (3) the trial court erred by denying her motions to suppress other
evidence. After careful review, we remand to the trial court to make the necessary
conclusions of law regarding Defendant’s motions to suppress.
Factual and Procedural History
The evidence at trial tended to show the following:
On 6 November 2010, Defendant and Kenneth Gore (“Gore”) were staying with
a friend in the Berry Court Apartments in Chadbourn, North Carolina. On occasion,
and twice on 6 November 2010, Defendant would knock on Ms. Bonnie Fowler’s door
to use her phone. Ms. Fowler, a 77-year-old woman, lived alone in the apartment
next door to where Defendant and Gore were staying, and would oblige Defendant’s
request to make calls.
At some point in the late afternoon or early evening of 6 November 2010, Ms.
Fowler was attacked in her kitchen. She suffered repeated blows to the head and
multiple stab wounds, and died as a result of her injuries. Security footage from the
apartment complex showed Ms. Fowler’s car leaving the parking lot that same
evening at approximately 8:13 p.m.
The next day, 7 November 2010, around 9:00 a.m., Ms. Fowler’s daughter
arrived at her mother’s apartment to pick her mother up for church. When Ms.
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Fowler did not answer her door, her daughter retrieved an extra key and let herself
into Ms. Fowler’s apartment. Upon entering, Ms. Fowler’s daughter found the
apartment ransacked and her mother’s body in the kitchen; she immediately called
9-1-1.
Police arrived and secured the crime scene. Detectives found several bloody
footprints in the kitchen. Police also found a hammer in one of the closets, which
later tested positive for the presence of Ms. Fowler’s blood. The medical examiner
documented numerous injuries, which included several defensive wounds and stab
wounds. The medical examiner concluded that the cause of death was from multiple
stab wounds to Ms. Fowler’s chest.
On 9 November 2010, the North Carolina State Bureau of Investigation (the
“SBI”) contacted the Maryland State Police regarding Defendant’s and Gore’s
outstanding arrest warrants in connection with Ms. Fowler’s death. The SBI
provided Maryland police with copies of the arrest warrants and a description of the
homicide and apparent theft of Ms. Fowler’s car. Maryland police contacted
Defendant’s sister, who was living in Baltimore. Defendant’s sister took police to a
row house in Baltimore where Defendant and Gore were staying.
Maryland police converged on the row house, and as officers knocked on the
front door, Gore fled out the back door where he was immediately apprehended by
police. Gore told police that Defendant was upstairs, and two officers entered the row
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house, performed a protective sweep, and arrested Defendant. The officers secured
the house while a search warrant was obtained. While the officers were waiting for
the warrant, the owner of the house arrived.
Once the warrant was issued, the owner of the row house led police to items
identified as belonging to Defendant and Gore. The police recovered various items
from the basement, including the following: clothing, a steak knife, a pair of Jordan
tennis shoes, a pair of Adidas tennis shoes, a cell phone, and a pill bottle with Ms.
Fowler’s name on it. Crime lab results from the items revealed that the two pairs of
shoes were consistent with the shoes that made the bloody shoeprints in Ms. Fowler’s
apartment. The Adidas tennis shoes also tested positive for Ms. Fowler’s DNA.
On 17 November 2010, Defendant provided police with a voluntary statement
concerning the events leading up to her arrest. During the interview, Defendant told
police that she had used Ms. Fowler’s phone twice on 6 November 2010, witnessed
Gore stab Ms. Fowler while Ms. Fowler was bleeding on the kitchen floor, and drove
Ms. Fowler’s car to Baltimore with Gore. Defendant explained that she had not
attempted to flee from Gore because she was afraid of how he would react.
Defendant was indicted on 10 February 2011 for one count of first degree
murder and on 6 October 2011 for one count of robbery with a dangerous weapon. A
hearing was held on 25 July 2016 to address Defendant’s various pre-trial motions,
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including three motions to suppress—the first filed in August 2013 and the second
two filed on 5 and 14 July 2016.
At the outset of the hearing, Defendant’s counsel withdrew the August 2013
motion to suppress. Defendant’s counsel proceeded to argue the motions filed on 5
and 14 July 2016, which sought to exclude evidence obtained from the Baltimore row
house following Defendant’s arrest and pursuant to a search warrant and Defendant’s
statement to police. The trial court denied the motions, announcing from the bench
that “the State has met its burden, proven by a preponderance of the evidence; that
the challenged evidence is admissible.” The trial court then instructed the prosecutor
to draft a written order disposing of the motions to suppress, stating that “there’s no
conflict as to the testimony and the evidence presented.” The trial court then asked
whether there was “[a]nything else we need to address from the defense in regards to
those motions?” Defense counsel responded, “No, sir.”
At trial, Defendant’s counsel properly objected to each item of evidence which
the motions to suppress sought to exclude. Following presentation of the evidence,
the trial court instructed the jury on first degree murder on the basis of premeditation
and deliberation, armed robbery, and felony murder based on armed robbery. The
trial court also instructed the jury on duress as a defense to the armed robbery and
first degree murder on the basis of felony murder charges.
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The jury returned a verdict finding Defendant guilty of first degree murder on
the basis of premeditation and deliberation and guilty of robbery with a dangerous
weapon. The trial court imposed a mandatory life prison sentence without the
possibility of parole for the first degree murder conviction and 73 to 97 months in
prison for the robbery with a dangerous weapon conviction.
Defendant entered a notice of appeal in open court.
Analysis
I. Jury Instructions
Defendant first argues that the trial court committed plain error by failing to
instruct the jury on duress as a defense to the charge of first degree murder on the
basis of premeditation and deliberation. We disagree.
Both parties assert plain error as the proper standard of review on appeal
because Defendant’s counsel failed to renew his request for a duress instruction as a
defense for premeditation and deliberation. However, our Supreme Court’s decision
in Wall v. Stout, 310 N.C. 184, 189, 311 S.E.2d 571, 574 (1984), suggests that a
defendant properly preserves a jury instructional issue when “a request to alter an
instruction has been submitted and the trial judge has considered and refused the
request.” Here, Defendant’s initial request for a duress instruction, coupled with the
trial court’s subsequent refusal, would appear to satisfy the issue of preservation.
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However, as discussed below, Defendant has failed to demonstrate that the trial court
erred, and is therefore unsuccessful under either a plain error or de novo review.
The North Carolina Supreme Court has held that “duress is not a defense to
murder in North Carolina.” State v. Cheek, 351 N.C. 48, 61, 520 S.E.2d 545, 553
(1999). Our Court, relying on the decision in Cheek, has held further that a trial court
does not commit plain error by failing to instruct a jury on the defense of duress for a
charge of first degree murder on the basis of premeditation and deliberation. State
v. Clodfelter, 203 N.C. App. 60, 68, 691 S.E.2d 22, 27 (2010) (overruling the
defendant’s argument that the trial court committed plain error because “[d]uress is
not a defense to first degree murder[,]” and the jury found the defendant guilty “on
the basis of premeditation and deliberation”).
Notwithstanding established precedent, Defendant cites State v. Gibson, 333
N.C. 29, 424 S.E.2d 95 (1992), overruled on other grounds by State v. Lynch, 334 N.C.
402, 432 S.E.2d 349 (1993), and State v. Grant, 178 N.C. App. 565, 632 S.E.2d 258
(2006), in support of her contention that duress may be used as a permissible defense
to first degree murder on the basis of premeditation and deliberation. However, a
close reading of these decisions reveals that neither reaches the issue of whether it is
proper for a trial court to instruct on the defense of duress; rather, the decisions
address whether—when a defendant attacks the intent element of premeditation and
deliberation by arguing duress at the commission of the crime—the State may
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properly submit evidence of a defendant’s prior bad acts under Rule 404(b) of the
North Carolina Rules of Evidence. Gibson, 333 N.C. at 42-43, 424 S.E.2d at 103;
Grant, 178 N.C. App. at 578, 632 S.E.2d at 268. Both decisions resolved this issue in
favor of the State. Gibson, 333 N.C. at 42-43, 424 S.E.2d at 103 (holding that
statements made by the defendant regarding prior crimes were admissible “under the
exception in . . . Rule 404(b) for evidence tending to prove some aspect of the State’s
case other than character or propensity to commit the crimes at issue”); Grant, 178
N.C. App. at 578, 632 S.E.2d at 268 (holding that “evidence that [the] defendant
robbed drug dealers and hit a drug dealer during a robbery was clearly relevant to
refute [the] defendant’s contention that he shot the victim without premeditation and
deliberation”).
Gibson and Grant are inapposite to the case before us, because Defendant is
challenging the trial court’s failure to charge the jury with the defense of duress on
the charge of first degree murder on the basis of premeditation and deliberation, not
the admissibility of evidence under Rule 404(b). As discussed above, the issue here
was determined by Clodfelter where we held, as we do today, that a trial court does
not commit plain error by failing to instruct on the defense of duress on a charge of
first degree murder on the basis of premeditation and deliberation. Clodfelter, 203
N.C. App. at 68, 691 S.E.2d at 27. Accordingly, we overrule Defendant’s argument.
II. Photographic Evidence
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Defendant next argues that the trial court abused its discretion by admitting
repetitious photographs of the victim and crime scene that unfairly prejudiced her—
an error for which Defendant now seeks a new trial. We disagree.
The determination of whether to admit photographic evidence “lies within the
sound discretion of the trial court, and the trial court’s ruling should not be
overturned on appeal unless the ruling was manifestly unsupported by reason or
[was] so arbitrary that it could not have been the result of a reasoned decision.” State
v. Goode, 350 N.C. 247, 258, 512 S.E.2d 414, 421 (1999) (citation omitted). In making
this determination, a trial court must weigh the probative value of the photographs
against the danger of unfair prejudice to the defendant. N.C. Gen. Stat. § 8C-1, Rule
403 (2015); State v. Hennis, 323 N.C. 279, 283, 372 S.E.2d 523, 526 (1988). In
homicide cases, photographs of the victim “may be introduced even if they are gory,
gruesome, horrible or revolting, so long as they are used for illustrative purposes and
so long as their excessive or repetitious use is not aimed solely at arousing the
passions of the jury.” Hennis, 323 N.C. at 284, 372 S.E.2d at 526 (citations omitted).
The North Carolina Supreme Court has explained:
The test for excess is not formulaic: there is no bright line
indicating at what point the number of crime scene or
autopsy photographs becomes too great. The trial court’s
task is rather to examine both the content and the manner
in which photographic evidence is used and to scrutinize
the totality of circumstances composing that presentation.
What a photograph depicts, its level of detail and scale,
whether it is color or black and white, a slide or a print,
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where and how it is projected or presented, the scope and
clarity of the testimony it accompanies—these are all
factors the trial court must examine in determining the
illustrative value of photographic evidence and in weighing
its use by the state against its tendency to prejudice the
jury.
Id. at 285, 372 S.E.2d at 527 (citation omitted). The Court in Hennis further noted
that “photographs of the victim’s body may be used to illustrate testimony as to the
cause of death[.] Photographs may also be introduced in a murder trial to illustrate
testimony regarding the manner of killing so as to prove circumstantially the
elements of murder in the first degree, and for this reason such evidence is not
precluded by a defendant’s stipulation as to the cause of death.” Id. at 284, 372 S.E.2d
at 526 (citations omitted). “Photographs depicting [t]he condition of the victim’s body,
the nature of the wounds, and evidence that the murder was done in a brutal fashion
[provide the] circumstances from which premeditation and deliberation can be
inferred.” State v. Hyde, 352 N.C. 37, 54, 530 S.E.2d 281, 293 (2000) (alterations in
original) (internal quotation marks and citations omitted). Ultimately, “[t]he large
number of photographs, in itself, is not determinative.” State v. Goode, 350 N.C. 247,
259, 512 S.E.2d 414, 421 (1999).
Here, the trial court allowed the State to introduce approximately twenty
photographs. These photographs depicted various angles and details of the crime
scene. They depicted the victim’s location and her injuries. The photographs
corroborated Defendant’s statement to officers that the victim was attacked in her
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kitchen, suffered a head injury, and was stabbed multiple times. The autopsy
photographs illustrated the testimony of the medical examiner who described the
injures as consistent with multiple and particular weapons, the defensive
characteristics of some injuries, and the deliberate and persistent nature of the
attack. We conclude that the photographs were relevant and had probative value.
We now review whether any unfair prejudice to Defendant outweighed the
probative value of the photographs. We acknowledge that “the admission of an
excessive number of photographs depicting substantially the same scene may be
sufficient ground for a new trial when the additional photographs add nothing in the
way of probative value but tend solely to inflame the jurors.” State v. Mercer, 275
N.C. 108, 120, 165 S.E.2d 328, 337 (1969) (citation omitted), overruled on other
grounds by State v. Caddell, 287 N.C. 266, 290, 215 S.E.2d 348, 363 (1975). However,
we also note that “[t]his determination is within the sound discretion of the trial
court[.]” Goode, 350 N.C. at 258, 512 S.E.2d at 421 (citation omitted).
Having reviewed the photographs and determined their relevancy and
probative value—that they corroborate Defendant’s statements, illustrate the
medical examiner’s testimony, and tend to support a finding of premeditation and
deliberation—we cannot conclude that the trial court’s decision was so arbitrary that
it could not have been supported by reason. Accordingly, we overrule Defendant’s
argument.
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III. Motions to Suppress
Defendant’s final argument is that the trial court erred by denying her motions
to suppress evidence and her statements to police because they were tainted by an
illegal arrest and search warrant.1 Because the trial court failed to provide its
rationale for denying the motions at the hearing and its written order lacks adequate
conclusions of law, we are unable to engage in meaningful appellate review with
regard to this issue.
“The standard of review in evaluating the denial of a motion to suppress is
whether competent evidence supports the trial court’s findings of fact and whether
the findings of fact support the conclusions of law.” State v. Biber, 365 N.C. 162, 167-
68, 712 S.E.2d 874, 878 (2011) (citation omitted). Where, as here, the trial court’s
findings of fact are not challenged on appeal, “they are deemed to be supported by
competent evidence and are binding on appeal.” Id. at 168, 712 S.E.2d at 878 (citation
omitted). Conclusions of law, however, are reviewed de novo. See State v. McCollum,
334 N.C. 208, 237, 433 S.E.2d 144, 160 (1993). “Under a de novo review, the court
considers the matter anew and freely substitutes its own judgment for that of the
lower tribunal.” State v. Williams, 362 N.C. 628, 632-33, 669 S.E.2d 290, 294 (2008)
(internal quotation marks and citations omitted).
1 Defendant asserts in her brief before this Court that she appeals the trial court’s denial of
three motions to suppress. However, the record reveals that Defendant withdrew her initial motion
to suppress, which was filed in August 2013. Accordingly, we only address Defendant’s appeal as to
the two motions filed in July 2016.
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When ruling on a motion to suppress following a hearing, “[t]he judge must set
forth in the record his findings of facts and conclusions of law.” N.C. Gen. Stat. § 15A-
977(f) (2015). While this statute has been interpreted by the North Carolina Supreme
Court to require findings of fact “only when there is a material conflict in the
evidence[,]” State v. Bartlett, 368 N.C. 309, 312, 776 S.E.2d 672, 674 (2015), our Court
has explained that “it is still the trial court’s responsibility to make the conclusions
of law.” State v. McFarland, 234 N.C. App. 274, 284, 758 S.E.2d 457, 465 (2014).
“Generally, a conclusion of law requires ‘the exercise of judgment’ in making a
determination, ‘or the application of legal principles’ to the facts found.” State v.
McFarland, 234 N.C. App. at 284, 758 S.E.2d at 465 (quoting Sheffer v. Rardin, 208
N.C. App. 620, 624, 704 S.E.2d 32, 35 (2010)). When a trial court fails to make all the
necessary determinations, i.e., findings of fact resolving disputed issues of fact and
conclusions of law applying the legal principles to the facts found, “[r]emand is
necessary because it is the trial court that is entrusted with the duty to hear
testimony, weigh and resolve any conflicts in the evidence, find the facts, and, then
based upon those findings, render a legal decision, in the first instance, as to whether
or not a constitutional violation of some kind has occurred.” State v. Baskins, __ N.C.
App. __, __, 786 S.E.2d 94, 99 (2016) (emphasis added) (internal quotation marks and
citation omitted); see also State v. Salinas, 366 N.C. 119, 124, 729 S.E.2d 63, 67 (2012)
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(holding that remand was necessary for additional findings of fact that resolved the
conflicts in evidence).
In Baskins, this Court reviewed a similar order denying a defendant’s motion
to suppress. __ N.C. App. at __, 786 S.E.2d at 99-100. The trial court’s order
contained the following sole conclusion of law regarding the validity of a traffic stop:
The temporary detention of a motorist upon probable cause
to believe he has violated a traffic law (such as operating a
vehicle with expired registration and inspection) is not
inconsistent with the Fourth Amendment’s prohibition
against unreasonable searches and seizures, even if a
reasonable officer would not have stopped the motorist for
the violation. [citation omitted] [Detective] O’Hal was
justified in stopping [the] Defendant[s’] vehicle.
Id. at __, 786 S.E.2d at 99 (alterations in original). Our Court noted that the
conclusion “does not specifically state that the stop was justified based upon any
specific violation of a traffic law.” Id. at __, 786 S.E.2d at 100. We explained that
“[a]lthough we can imagine how the facts as found by the trial court would likely fit
into the legal standards recited in the section of the order which is identified as
‘conclusions of law,’ based upon the trial court’s denial of the motion, it is still the
trial court’s responsibility to make the conclusions of law.” Id. at __, 786 S.E.2d at
100. We held that the conclusion did not reflect the necessary exercise of judgment
or application of legal principles, and remanded the matter back to the trial court to
make additional findings of fact and conclusions of law. Id. at __, 786 S.E.2d at 99-
100.
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As in Baskins, the trial court here did not provide its rationale during the
hearing and the trial court’s order lacks adequate conclusions of law applying
necessary legal principles to the facts presented. The written order’s sole conclusion
of law states:
That [N.C. Gen. Stat. §] 15A-401(E) was not applicable to
the arrest of Tiffany Faulk in the State of Maryland and
the arrest and subsequent search was not in violation of
the Fourth and Fourteenth Amendments of the United
States Constitution, therefore, the motion to suppress filed
by the Defendant in this matter on July 5, 2016 is hereby
denied.
This conclusion does not provide the trial court’s rationale regarding why Defendant’s
warrantless arrest while in a private home—an act that was held unconstitutional
by the United States Supreme Court in Payton v. New York, 445 U.S. 573, 63 L. Ed. 2d
639 (1980)—did not violate Defendant’s Fourth and Fourteenth Amendments rights.
While the undisputed evidence and facts found by the trial court support the denial
of the motion, the order lacks any conclusion applying legal principles to those facts,
i.e., it omits an appropriate determination in the first instance. Therefore, we must
remand this matter to the trial court to provide adequate conclusions of law to
support its denial of the 5 July 2016 motion to suppress evidence obtained as the
result of Defendant’s warrantless arrest.
The trial court’s written order does not address the 14 July 2016 motion to
suppress evidence obtained pursuant to the search warrant. It is apparent from the
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trial transcript that defense counsel understood the trial court’s announcement, that
“the challenged evidence is admissible,” amounted to a denial of that motion.
However, neither the trial court’s cursory explanation of its ruling nor the written
order provides a rationale for this denial. Accordingly, we must remand the denial of
the 14 July 2016 motion to suppress to the trial court to make necessary conclusions
of law relevant to the challenged search warrant.
Defendant also argues that the trial court’s ruling was inadequate because the
findings of fact in the written order do not relate to the search warrant and therefore
cannot support a conclusion denying the 14 July 2016 motion. However, the absence
of factual findings alone is not error because “only a material conflict in the
evidence—one that potentially affects the outcome of the suppression motion—must
be resolved by explicit factual findings that show the basis for the trial court’s ruling.”
Bartlett, 368 N.C. at 312, 776 S.E.2d at 674. “When there is no conflict in the
evidence, the trial court’s findings can be inferred from its decision.” Id. at 312, 776
S.E.2d at 674. The North Carolina Supreme Court has noted that while “[a] written
determination setting forth the findings and conclusions is not necessary, [] it is the
better practice.” Id. at 312, 776 S.E.2d at 674 (citing State v. Oates, 366 N.C. 264,
268, 732 S.E.2d 571, 574 (2012)). Because the evidence relevant to the search warrant
was undisputed, the trial court was not required to make findings of fact to support
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its denial of the 14 July 2016 motion; we hold Defendant’s argument on this issue is
without merit.
Even though findings of fact are not required, the trial court’s failure to provide
its rationale from the bench, coupled with the omission of any mention of the motion
challenging the search warrant, precludes meaningful appellate review of that ruling.
It is the trial court’s duty to apply legal principles to the facts, even when they are
undisputed. We therefore hold that the trial court erred by failing to either provide
its rationale from the bench or make the necessary conclusions of law in its written
order addressing both of Defendant’s motions to suppress.
“Where there is prejudicial error in the trial court involving an issue or matter
not fully determined by that court, the reviewing court may remand the cause to the
trial court for appropriate proceedings to determine the issue or matter without
ordering a new trial.” State v. Neal, 210 N.C. App. 645, 656, 709 S.E.2d 463, 470
(2011) (internal quotation marks and citations omitted).
If the trial court determines that the motion to suppress
was properly denied, then [the] defendant would not be
entitled to a new trial because there would have been no
error in the admission of the evidence, and his convictions
would stand. If, however, the court determines that the
motion to suppress should have been granted, [the]
defendant would be entitled to a new trial.
Id. at 656-57, 709 S.E.2d at 470-71. Having held that Defendant has shown no other
prejudicial error in her trial, we conclude that the trial court’s failure to make
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adequate conclusions of law to support its denial of Defendant’s motions to suppress
does not require that we order a new trial. See McFarland, 234 N.C. App. at 284, 758
S.E.2d at 465. Accordingly, we remand this matter to the trial court to make
necessary conclusions of law concerning Defendant’s motions to suppress.
Conclusion
For the foregoing reasons, we hold that the trial court did not err by failing to
instruct the jury on duress as a defense to first degree murder on the basis of
premeditation and deliberation. We also hold that the trial court did not abuse its
discretion by admitting the photographs depicting the crime scene and the victim’s
injuries. Finally, we hold that the trial court did not err in failing to make findings
of fact to support its ruling because the evidence related to the rulings was
undisputed. Nevertheless, we remand this case to the trial court to make proper
conclusions of law regarding its decision to deny Defendant’s motions to suppress. If,
on remand, the trial court decides to make additional findings of fact, it has the
discretion to do so.
NO ERROR IN PART, REMANDED IN PART.
Judges BRYANT and DAVIS concur.
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