State v. Craig , 2020 ND 80 ( 2020 )

Filed 04/06/2020 by Clerk of Supreme Court
IN THE SUPREME COURT
STATE OF NORTH DAKOTA
2020 ND 80State of North Dakota, Plaintiff and Appellee
v.
Russell Frank Craig, Defendant and Appellant
No. 20190282
Appeal from the District Court of Burleigh County, South Central Judicial
District, the Honorable Bruce A. Romanick, Judge.
AFFIRMED.
Opinion of the Court by Crothers, Justice.
Tessa M. Vaagen, Assistant State’s Attorney, Bismarck, ND, for plaintiff and
appellee.
Kiara C. Kraus-Parr, Grand Forks, ND, for defendant and appellant.
State v. Craig
No. 20190282
Crothers, Justice.
[¶1] Russell Frank Craig appeals from an order denying his motion to
withdraw his guilty plea to the offense of murder. We affirm.
I
[¶2] On June 5, 2006, a criminal complaint was filed with the court charging
Craig with murder in violation of N.D.C.C. § 12.1-16.01, a class AA felony. On
January 17, 2007, Craig pled guilty under an open plea. On March 2, 2007,
Craig was sentenced to life with the possibility of parole. Craig testified when
he arrived at the Department of Corrections and Rehabilitation (DOCR) he
received a case plan stating he was eligible for parole in 20 years based on his
life expectancy of 67 years less his current age of 44. In 2007 Craig wrote a
letter requesting reduction of his sentence. In the letter Craig wrote the district
court “Currently on a life sentence [I] have to [s]erve 85 [percent] of 30 years.
I would be able to see the p[a]role board in 26.5 years . . . .” The court treated
the letter as a motion for reduction of sentence and denied the requested relief.
[¶3] On November 27, 2017, the Burleigh County clerk of district court sent
Craig a letter regarding a statutory change requiring a calculation of life
expectancy for life sentences with the possibility of parole. On August 17, 2018,
Craig filed a motion to withdraw his guilty plea because he believed he was
eligible for parole after 20 years as outlined on his DOCR case plan which
calculated his remaining life expectancy at 23 years, and not 85 percent of his
remaining life expectancy of 33.8 years under the State’s calculation based on
N.D. Sup.Ct. Admin. R. 51. The district court denied his motion without
holding a hearing. Craig appealed to this Court and argued the district court
was required to hold oral argument on his motion once he requested it. This
Court reversed and remanded for a hearing on the motion. State v. Craig, 2019
ND 123, ¶ 1, 927 N.W.2d 99. A hearing took place on August 19, 2019, and the
district court denied Craig’s motion to withdraw his guilty plea.
1
[¶4] Craig argues his sentence was illegal, the district court violated the
prohibition on ex post facto punishment, and the district court erred by denying
Craig’s motion to withdraw his plea.
II
[¶5] Craig concedes he did not raise at the district court the issue of whether
his sentence was illegal or whether the district court violated the prohibition
against ex post facto laws. Although not argued to the district court, this Court
may review the issues for obvious error. “An issue not raised in the trial court
is generally not reviewable on appeal unless it constitutes ‘obvious error’ under
N.D.R.Crim.P. 52(b).” State v. Sah, 2020 ND 38, ¶ 9, 938 N.W.2d. 912 (citing
State v. Hart, 1997 ND 188, ¶ 22, 569 N.W.2d 451). “The burden to show an
obvious error is on the appellant, and when it is not argued, it is difficult for
an appellate court to conclude the burden is satisfied.” Id. (citing State v.
Thomas, 2020 ND 30, ¶ 14, 938 N.W.2d 897 (citations omitted)). On appeal,
Craig does not argue obvious error and we decline to address the claims.
III
[¶6] Craig argues the district court erred when it denied his motion to
withdraw his guilty plea because he did not make a knowing, intelligent and
voluntary waiver of his rights.
[¶7] The State argues Craig was informed he could receive a sentence from
zero to life without parole. The State argued the fact Craig mistakenly thought
he was eligible for parole after 20 years, when the law actually required him
to serve 30 years prior to being eligible for parole, does not amount to a
manifest injustice.
[¶8] The district court denied Craig’s motion to withdraw his guilty plea. The
district court found “there was no procedural error on the part of the sentencing
court. Craig’s argument he was confused at the change of plea is unconvincing.
Craig was advised he would be required to serve at least thirty years before
being eligible for parole.” The Court explained that Craig was informed at his
change of plea hearing that he could be sentenced to life without parole. Craig
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indicated he understood. Craig also was in the courtroom at sentencing when
the State informed Craig he would have to serve 30 years before being eligible
for parole, and the letter Craig wrote in 2007 indicated he believed he must
serve 85 percent of 30 years.
[¶9] Rule 11, N.D.R.Crim.P., regulates changes of pleas. “The provisions of
N.D.R.Crim.P. 11 ‘are mandatory and substantial compliance is required to
ensure a defendant knowingly and voluntarily enters a guilty plea.’” State v.
Peterson, 2019 ND 140, ¶ 6, 927 N.W.2d 74 (citing State v. Yost, 2018 ND 157,
¶ 17, 914 N.W.2d 508). “N.D.R.Crim.P. 11 does not require the trial court’s
advice to follow a ritualistic, predetermined formality, but the court must
substantially comply with the procedural requirements of the rule to ensure
the defendant is entering a voluntary guilty plea.” Id. (citing Yost, at ¶ 20).
[¶10] Rule 11(d), N.D.R.Crim.P., dictates when a guilty plea may be
withdrawn. “Unless the defendant proves that withdrawal is necessary to
correct a manifest injustice, the defendant may not withdraw a plea of guilty
after the court has imposed sentence.” N.D.R.Crim.P. 11(d)(2). “The decision
whether a manifest injustice exists for withdrawal of a guilty plea lies within
the trial court’s discretion and will not be reversed on appeal except for an
abuse of discretion.” State v. Garge, 2012 ND 138, ¶ 8, 818 N.W.2d 718. An
abuse of discretion under N.D.R.Crim.P. 11(d) occurs when the court’s legal
discretion is not exercised in the interests of justice. Peterson, 2019 ND 140,
¶ 20, 927 N.W.2d 74 (citing Yost, 2018 ND 157, ¶ 6, 914 N.W.2d 508). “A
manifest injustice may result from procedural errors by the sentencing court.”
Id. at ¶ 21 (citing Yost, at ¶ 15). “However, this Court has been reluctant to
order a guilty plea withdrawn without evidence that suggests the defendant
did not understand the nature of any agreement or sentencing
recommendation.” Id.[¶11] “There is a significant difference between an agreement to make a non-
binding recommendation of sentence and a binding plea agreement under
3
N.D.R.Crim.P. 11[c].” State v. Feist, 2006 ND 21, ¶ 16, 708 N.W.2d 870. 1 “If the
parties agree to a non-binding recommendation of sentence, the State fulfills
its obligation when it makes the specified non-binding recommendation, and
the trial court may impose a harsher sentence than the one recommended
without allowing the defendant to withdraw the guilty plea.” Id.[¶12] The following exchange occurred at Craig’s change of plea hearing:
“THE COURT: . . . The Court was notified yesterday of a
change. Mr. Schwarz contacted my office indicating Mr. Craig
desired to change his plea.
Is that the case, Mr. Schwarz?
MR. SCHWARZ: It is.
THE COURT: Okay. Mr. Craig, I want to make sure you
understand your rights. If you change your plea here today, you
give up those rights that were given to you at your first appearance
and then at your arraignment. Those rights include the right to an
attorney, which still continue with you even if you were to change
your plea. Your right to remain silent. The right to have a jury trial
of 12 persons. The right to force the State to prove beyond a
reasonable doubt you committed the offense. The right to call
witnesses. The right to cross-examine witnesses. Basically, those
rights would go away and we would move on to sentencing.
Do you understand that, sir?
THE DEFENDANT: Yes, I do.
THE COURT: Okay. And is there a recommendation of some
sort on the table from the State to the Defense?
MR. RIHA: Your Honor, the Defense is aware of our
recommendation.
THE COURT: That’s what I want to make sure. You’re
aware of what the State’s going to recommend as a
recommendation, Mr. Craig?
THE DEFENDANT: Yes, I do.
THE COURT: And you understand I can sentence you,
because it’s a recommendation it’s not an agreement, anywhere
from zero to the maximum penalty involved in this case which is
life without parole.
1 When State v. Feist was decided the numeration of the rule was N.D.R.Crim.P. 11(d).
4
Do you understand that, sir?
THE DEFENDANT: Yes, I do.
....
THE COURT: Other than knowing what the State’s going to
recommend as a sentence, has anybody promised you anything or
threatened you with anything to get you to plead guilty here today,
sir?
THE DEFENDANT: No.”
[¶13] Here, Craig has not provided evidence that he did not understand the
nature of the sentencing recommendation. Craig entered his guilty plea based
on a non-binding recommendation from the State that they would suggest a
sentence of life with parole. The State made that recommendation at the
sentencing hearing and fulfilled its obligation. At the change of plea hearing
Craig entered his open plea of guilty knowing the district court was not
obligated to accept the State’s recommendation, and he could be sentenced
anywhere from zero to life without parole. Craig received a lesser sentence
than the maximum penalty. Therefore, he cannot claim his plea was not
knowingly made.
[¶14] Further, the sentencing requirements under N.D.C.C. § 12.1-32-09.1
both now and when Craig was charged are clear. When Craig was charged
Section 12.1-32-09.1, N.D.C.C., stated in pertinent part:
“Any offender who is convicted of a crime in violation of section
12.1-16-01, 12.1-16-02, 12.1-17-02, 12.1-18-01, subdivision a of
subsection 1 or subdivision b of subsection 2 of section 12.1-20-03,
section 12.1-22-01, subdivision b of subsection 2 of section 12.1-22-
02, or an attempt to commit the offenses, and who receives a
sentence of imprisonment is not eligible for release from
confinement on any basis until eighty-five percent of the sentence
imposed by the court has been served or the sentence is commuted.
In the case of an offender who is sentenced to a term of life
imprisonment with opportunity for parole under subsection 1 of
section 12.1-32-01, the term ‘sentence imposed’ means the
remaining life expectancy of the offender on the date of sentencing.
The remaining life expectancy of the offender must be calculated
on the date of sentencing, computed by reference to a recognized
mortality table as established by rule by the supreme court.
5
Notwithstanding this section, an offender sentenced under
subsection 1 of section 12.1-32-01 may not be eligible for parole
until the requirements of that subsection have been met.” 2
Section 12.1-32-01, N.D.C.C., stated: 3
“1. Class AA felony, for which a maximum penalty of life
imprisonment without parole may be imposed. The court must
designate whether the life imprisonment sentence imposed is with
or without an opportunity for parole. Notwithstanding the
provisions of section 12-59-05, a person found guilty of a class AA
felony and who receives a sentence of life imprisonment with
parole, shall not be eligible to have that person’s sentence
considered by the parole board for thirty years, less sentence
reduction earned for good conduct, after that person’s admission to
the penitentiary.”
[¶15] Craig was convicted of a crime in violation of N.D.C.C § 12.1-16-01.
Section 12.1-16-01, N.D.C.C., includes one of the convictions listed in N.D.C.C.
§ 12.1-32-09.1. Therefore, Craig is not eligible for release from confinement on
any basis until 85 percent of his sentence has been served. Section 12.1-32-
09.1, N.D.C.C., defines the term “sentence imposed” as “the remaining life
expectancy of the offender on the date of sentencing.” The statute directs
determination of the life expectancy by reference to a recognized mortality
table as established by rule by the North Dakota Supreme Court. Id.
Regardless of the calculated life expectancy, “an offender sentenced under
subsection 1 of section 12.1-32-01 may not be eligible for parole until the
requirements of that subsection have been met.” N.D.C.C. § 12.1-32-09.1.
[¶16] Craig was sentenced under N.D.C.C. § 12.1-32-01 because he pled guilty
to a class AA felony, for which a maximum penalty of life imprisonment
without parole may be imposed. Section 12.1-32-01, N.D.C.C., requires that
any person found guilty of a class AA felony and who receives a sentence of life
imprisonment with parole must serve 30 years, less sentence reduction earned
2 1997 N.D. Sess. Laws ch. 135, § 1.
3 1997 N.D. Sess. Laws ch. 132, § 1.
6
for good conduct. (Emphasis added.) Regardless of which life expectancy
calculation is used, 85 percent of Craig’s life expectancy calculation is lower
than 30 years. Therefore, Craig is required to serve 30 years less sentence
reduction earned for good conduct before he is eligible for parole.
[¶17] Before changing his plea, Craig was informed by the court that he was
required to serve 30 years, less sentence reduction earned for good conduct.
The following exchange occurred at the preliminary hearing:
“THE COURT: Before I can accept the waiver of the
preliminary hearing, Mr. Craig, I need to ask you a few questions.
Do you understand that the charge against you of murder carries
a maximum penalty of life imprisonment without parole? If you
are found guilty and the Court sentences you to life imprisonment
with parole, there would be a minimum of 30 years before you will
be eligible to have your sentence considered by the parole board
less any reduction in the time of sentence for good conduct.
....
Do you understand the charge against you?
THE DEFENDANT: Yes.”
The court later explained:
“If the Court determines that this sentence should be imposed with
parole, you would not be eligible to have your sentence considered
by the parole board for 30 years less sentence reduction earned for
good conduct after your admission to the penitentiary.”
The court then asked, “Do you understand the nature of the charge against you
and the maximum and minimum penalties that can be imposed?” Craig
responded, “Yes.”
[¶18] Ideally, the district court judge would have informed Craig again at the
change of plea hearing of the 30 year mandatory minimum required under
N.D.C.C. § 12.1-32-01. However, that is not required. See Houle v. State, 482
N.W.2d 24, 29-30 (N.D. 1992) (This Court concluded N.D.C.C. § 12.1-32-01(1)
did not establish a mandatory minimum punishment, but, instead, established
a period of parole ineligibility, and the sentencing court’s failure to advise the
7
defendant of a parole eligibility provision did not affect the voluntariness of the
defendant’s plea.).
[¶19] The evidence establishes Craig understood his plea deal, including that
he must serve a minimum of 30 years less reduction for good conduct.
Therefore, the district court did not abuse its discretion in finding a manifest
injustice did not exist.
IV
[¶20] We affirm the district court’s order denying Craig’s motion to withdraw
his guilty plea.
[¶21] Daniel J. Crothers
Gerald W. VandeWalle
Jerod E. Tufte
Lisa Fair McEvers
Jon J. Jensen, C.J.
8