Hammons (Benny) v. State ( 2014 )


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  •                 findings if supported by substantial evidence and not clearly erroneous but
    review the court's application of the law to those facts de novo.     Lader v.
    Warden, 
    121 Nev. 682
    , 686, 
    120 P.3d 1164
    , 1166 (2005).
    First, appellant argues that counsel was ineffective for
    conceding that appellant should be adjudicated a habitual criminal.
    Appellant has failed to demonstrate deficiency or prejudice. In support of
    his argument, appellant points to Jones v. State, in which this court held
    that trial counsel was ineffective for conceding in closing argument during
    the guilt phase of a jury trial that his client was guilty of a lesser-included
    offense where the concession directly contradicted his client's own
    testimony. 
    110 Nev. 730
    , 738, 
    877 P.2d 1052
    , 1057 (1994).           Jones was
    expressly limited to its facts, id. at 739, 
    877 P.2d at 1057
    , and is thus
    inapposite here where counsel conceded before the sentencing judge to
    habitual criminal treatment and did not contradict any testimony of
    appellant at trial. Further, the district court's finding that it was a
    reasonable strategic decision of counsel is supported by substantial
    evidence in the record. We therefore conclude that the district court did
    not err in denying this claim.
    Second, appellant argues that counsel was ineffective for
    failing to object to appellant's adjudication as a habitual criminal on the
    grounds that the district court did not follow the proper procedures.
    Specifically, appellant argues that the evidence of his prior convictions
    was not formally offered and accepted into evidence, the district court did
    not state on the record that the prior convictions were valid and proper for
    enhancement purposes, he was not given an opportunity to admit or deny
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    their validity, and the district court did not first sentence him on the
    substantive crime charged and then invoke the recidivist statute to
    determine the penalty. Appellant has failed to demonstrate deficiency or
    prejudice. This court has never required a formal offering and acceptance
    of evidence of prior convictions, see Hymon v. State, 
    121 Nev. 200
    , 215-16,
    
    111 P.3d 1092
    , 1103 (2005), nor has it required the articulation of
    "talismanic phrases," cf. Avery v. State, 
    122 Nev. 278
    , 284, 
    129 P.3d 664
    ,
    668 (2006). Further, trial counsel testified at the evidentiary hearing that
    he had reviewed the prior convictions with appellant and that appellant
    did not indicate that any were invalid. Appellant's testimony contradicted
    this, but the district court found him to be largely incredible. Also, the
    judgment of conviction unequivocally demonstrated that appellant was
    convicted of the primary offenses, was adjudicated a habitual criminal,
    and was sentenced accordingly. Finally, appellant failed to demonstrate
    prejudice where, even were the procedures improper, a successful
    objection would simply have resulted in the use of the proper procedure
    but not a reasonable probability of a different outcome. We therefore
    conclude that the district court did not err in denying this claim.
    Third, appellant argues that counsel was ineffective for failing
    to object to appellant's adjudication as a habitual criminal on the ground
    that the State failed to prove beyond a reasonable doubt the existence of
    each prior conviction and that each was a felony. Appellant has failed to
    demonstrate deficiency or prejudice. Where the state in which the crime
    was committed considers the crime to be a felony, it is a felony for
    purposes of habitual criminal adjudication regardless of whether it would
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    be a felony in Nevada. See NRS 207.010(1)(b). Moreover, appellant has
    neither alleged nor demonstrated by a preponderance of the evidence that
    any of his prior felony convictions were invalid and, accordingly, has failed
    to demonstrate a reasonable probability of a different outcome had counsel
    objected. We therefore conclude that the district court did not err in
    denying this claim.
    Fourth, appellant argues that counsel was ineffective when he
    persuaded appellant to waive his preliminary hearing because, had he not
    done so, counsel could have learned who knew of the victim's safe in order
    to explore their motives and opportunities to commit the crime and could
    have questioned the victim why, on the day of the crime, her written police
    statement listed several possible suspects but did not include appellant.
    Appellant has failed to demonstrate deficiency or prejudice. Substantial
    evidence in the record supports the district court's finding that it was a
    reasonable strategic decision of counsel and that counsel was in fact aware
    of and had investigated many of the leads and alternative suspects
    appellant suggests he should have. Further, although appellant failed to
    provide this court with the victim's written police statement, see Greene v.
    State, 
    96 Nev. 555
    , 558, 
    612 P.2d 686
    , 688 (1980) ("The burden to make a
    proper appellate record rests on appellant."), the record reflects that at the
    time she reported the theft, the victim told detectives about appellant and
    gave them the paper on which he had written his name and number.
    Moreover, appellant presented no evidence at his evidentiary hearing of
    what additional leads or information would have developed from a
    preliminary hearing, and accordingly, he failed to demonstrate a
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    reasonable probability of a different outcome.      See Molina v. State, 
    120 Nev. 185
    , 192, 
    87 P.3d 533
    , 538 (2004). We therefore conclude that the
    district court did not err in denying this claim.
    Fifth, appellant argues that counsel was ineffective for failing
    to conduct adequate pretrial investigation. Appellant has failed to
    demonstrate deficiency or prejudice. Appellant did not demonstrate by a
    preponderance of the evidence that law enforcement stopped their
    investigation as soon as they identified appellant's prints and thus did not
    demonstrate that counsel was objectively unreasonable in not
    investigating why they did. Also, the record demonstrates that counsel
    made reasonable strategic decisions not to call J. Hightower as a witness
    where he would not have been credible nor testified in a manner that
    would have helped appellant and not to present appellant's cell phone
    records that, at best, would have had no effect on the case. Moreover,
    appellant failed to present any evidence at the evidentiary hearing of what
    a more thorough investigation would have yielded or how it would have
    affected the outcome of the trial, 
    id.,
     nor did he demonstrate a reasonable
    probability of a different outcome where none of the hoped-for evidence
    would have explained his fingerprints on the inside of the locked closet
    where the stolen safe was kept. We therefore conclude that the district
    court did not err in denying this claim.
    Sixth, appellant argues that counsel was ineffective for failing
    to challenge the State's fingerprint evidence. Appellant has failed to
    demonstrate deficiency or prejudice. Counsel retained a fingerprint expert
    to review the State's evidence, and the defense expert concurred with the
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    State's expert that appellant's fingerprints were recovered from both the
    inside and outside of the locked closet. Further, the district court's finding
    that counsel made a strategic decision to offer an alternative explanation
    for the presence of the prints instead of challenging their accuracy was
    supported by substantial evidence in the record. Moreover, appellant's
    references to a vacated federal case from Pennsylvania and to an article
    questioning in general the rigor of the science underlying fingerprint
    analysis failed to demonstrate by a preponderance of the evidence that
    there was any admissible evidence that counsel could have used to
    impeach the accuracy of the fingerprint identification, see, e.g., Sheriff v.
    Harrington, 
    108 Nev. 869
    , 871, 
    840 P.2d 588
    , 589 (1992) (holding that the
    ruling of a court is an opinion, not evidence), and, accordingly, failed to
    demonstrate a reasonable probability of a different outcome had counsel
    challenged the evidence. See Molina, 120 Nev. at 192, 87 P.3d at 538. We
    therefore conclude that the district court did not err in denying this claim.
    Seventh, appellant argues that counsel was ineffective for
    failing to argue at sentencing that appellant's criminal history was
    primarily of non-violent, theft-related crimes, that he was employable and
    had family that he may never see again if adjudicated a large habitual
    criminal, and that he had health issues that would render his sentence the
    equivalent of life without the possibility of parole. Appellant has failed to
    demonstrate deficiency or prejudice. The record demonstrates that the
    sentencing court was well aware of the nature of appellant's criminal past
    and the presentence investigation report indicated that appellant was
    unemployed at the time of the crime and suffered from diabetes and high
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    blood pressure. Moreover, in light of his extensive criminal history
    spanning decades and the sentencing court's statement that it would have
    considered an even stronger sentence than what the State advocated for
    and what was imposed, appellant has failed to demonstrate a reasonable
    probability of a more favorable sentence had counsel highlighted this
    mitigating information. We therefore conclude that the district court did
    not err in denying this claim.
    Eighth, appellant argues that counsel was ineffective for
    failing to object when the State commented on his silence which shifted
    the burden of proof in closing argument because, had counsel done so, this
    court would have analyzed those assignments of error under a more
    favorable standard of review, resulting in a different outcome on direct
    appeal. Appellant has failed to demonstrate deficiency or prejudice. On
    direct appeal, this court held that the State's remarks were not a comment
    on appellant's silence, Hammons v. State, Docket No. 55801 (Order of
    Affirmance, September 14, 2011) and that ruling is the law of the case,
    Hall v. State, 
    91 Nev. 314
    , 315-16, 
    535 P.2d 797
    , 798-99 (1975). Appellant
    thus failed to demonstrate that counsel was objectively unreasonable in
    not objecting to the argument and that there was a reasonable probability
    of a different outcome had counsel objected. We therefore conclude that
    the district court did not err in denying this claim.
    Appellant next argues that the district court erred in denying
    his claims of ineffective assistance of appellate counsel. To prove
    ineffective assistance of appellate counsel, a petitioner must demonstrate
    that counsel's performance was deficient in that it fell below an objective
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    standard of reasonableness, and resulting prejudice such that the omitted
    issue would have a reasonable probability of success on appeal. Kirksey v.
    State, 
    112 Nev. 980
    , 998, 
    923 P.2d 1102
    , 1114 (1996). Both components of
    the inquiry must be shown. Strickland v. Washington, 
    466 U.S. 668
    , 697
    (1984).
    First, appellant argues that counsel was ineffective for failing
    to challenge appellant's adjudication as a habitual criminal on the grounds
    that some prior convictions were not felonies and that the district court
    did not use the proper procedures to adjudicate appellant a habitual
    criminal. For the reasons discussed previously, appellant has failed to
    demonstrate that appellate counsel was deficient or that he was
    prejudiced. We therefore conclude that the district court did not err in
    denying these claims.
    Second, appellant argues that counsel was ineffective for
    failing to provide this court with a transcript in support of appellant's
    direct-appeal claim that the district court erred in denying his request for
    new trial counsel. Appellant has failed to demonstrate deficiency or
    prejudice. Although this court noted on direct appeal that appellant failed
    to provide the transcript for the hearing at which the district court ruled
    on appellant's request, this court did affirm the district court's decision
    based on the minutes of the hearing. See Hammons v. State, Docket No.
    55801 (Order of Affirmance, September 14, 2011). Appellant has again
    failed to provide this court with transcripts of the relevant hearing.   See
    Greene, 96 Nev. at 558, 
    612 P.2d at 688
    . Thus appellant has failed to
    demonstrate by a preponderance of the evidence that the transcripts
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    differed substantially from the minutes on which this court relied and,
    accordingly, has failed to demonstrate that counsel was objectively
    unreasonable in not providing the transcript or that there was a
    reasonable probability of a different outcome on appeal had counsel
    provided them. We therefore conclude that the district court did not err in
    denying this claim.
    Third, appellant argues that counsel was ineffective for failing
    to argue that trial counsel erred in conceding that appellant should be
    adjudicated a habitual criminal. Appellant has failed to demonstrate
    deficiency because ineffective-assistance claims are generally
    inappropriate to raise on direct appeal     See Pellegrini v. State, 
    117 Nev. 860
    , 882-83, 
    34 P.3d 519
    , 534-35 (2001). We therefore conclude that the
    district court did not err in denying this claim.
    Appellant next argues that he was denied the right to testify
    on his own behalf, that the length of his sentence constituted cruel and
    unusual punishment, and that the cumulative effect of trial error deprived
    him of due process. These claims could have been raised on direct appeal,
    Hammons v. State, Docket No. 55801 (Order of Affirmance, September 14,
    2011), and are therefore procedurally barred absent a demonstration of
    good cause and actual prejudice. NRS 34.810(1)(b). Appellant made no
    cogent argument of good cause or actual prejudice in his opening brief, 1
    'In his reply brief, appellant claims that appellate counsel was
    ineffective for not raising the first two claims on direct appeal and appears
    to suggest that the cumulative errors of trial and appellate counsel
    warrant relief under Strickland. However, arguments on appeal may not
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    and we therefore conclude that the district court did not err in denying
    these claims.
    Finally, appellant lists several claims that had been raised in
    his initial proper person petition for a writ of habeas corpus. They are
    bare assertions without any context, cogent argument, or support, and we
    decline to consider them.      See Maresca v. State, 
    103 Nev. 669
    , 673, 
    748 P.2d 3
    , 6 (1987); NRAP 28(e)(2) (prohibiting incorporation by reference).
    For the foregoing reasons, we conclude that appellant's claims
    lack merit, and we
    ORDER the judgment of the district court AFFIRMED.
    x   o,   stAt,           J.
    J.
    J.
    ...continued
    be raised for the first time in a reply brief, see NRAP 28(c); Browning v.
    State, 
    120 Nev. 347
    , 368 n.53, 
    91 P.3d 39
    , 54 n.53 (2004), and we therefore
    decline to consider these claims on their merits.
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    cc: Hon. James M. Bixler, District Judge
    Brown Law Office
    Attorney General/Carson City
    Clark County District Attorney
    Eighth District Court Clerk
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