STATE OF NEW JERSEY VS. K.W.A. (010-08-17, BERGEN COUNTY AND STATEWIDE) ( 2018 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-0330-17T3
STATE OF NEW JERSEY,
Plaintiff-Respondent,
v.
K.W.A.,1
Defendant-Appellant.
_______________________
Argued October 11, 2018 – Decided October 23, 2018
Before Judges Koblitz, Currier and Mayer.
On appeal from Superior Court of New Jersey, Law
Division, Bergen County, Municipal Appeal No. 010-
08-17.
Kenneth M. Ralph argued the cause for appellant
(Bruno & Ferraro, attorneys; Kenneth M. Ralph, of
counsel and on the brief).
William P. Miller, Special Deputy Attorney General/
Acting Assistant Prosecutor, argued the cause for
respondent (Dennis Calo, Acting Bergen County
1
We use initials to protect the identity of the purported victim of domestic
violence. R. 1:38-3(c)(12).
Prosecutor, attorney; William P. Miller, of counsel and
on the brief).
PER CURIAM
Defendant K.W.A. appeals from the September 5, 2017 Law Division
order denying de novo his petition for post-conviction relief (PCR), filed
pursuant to Rule 7:10-2(c)(1). Defendant pled guilty in municipal court without
counsel to the disorderly persons offense of domestic-violence-related simple
assault, N.J.S.A. 2C:12-1(a)(1).2 The court imposed a $500 fine, $33 in court
costs and other mandatory financial penalties. Later, defendant discovered that
the State was seeking to forfeit his gun and firearms purchaser identification
card permit.3 Because the municipal court judge failed to ensure that defendant
knowingly and intelligently waived his right to counsel, we reverse.
Eight days after his arrest for domestic violence assault, on December 1,
2016, defendant appeared in Ridgewood Municipal Court for the first time.
2
N.J.S.A. 2C:12-(1)(a) reads: "Simple assault. A person is guilty of assault if
he:
(1) Attempts to cause or purposely, knowingly or recklessly causes bodily injury
to another"
3
The purported victim did not appear on the return date of the domestic violence
cross-complaints, which were dismissed five days after defendant pled guilty in
municipal court.
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Defendant was not given the first appearance information, as required by Rule
7:3-2. Rule 7:3-2(a) states that at a first appearance:
The judge shall inform the defendant of the right to
retain counsel or, if indigent, to have counsel assigned
pursuant to paragraph (b) of this rule. The defendant
shall be specifically asked whether legal representation
is desired and defendant's response shall be recorded on
the complaint.
Without any on-the-record explanation of his right to counsel, and before
being informed of the possible sanctions, defendant told the municipal court that
he wished to waive his right to counsel. The total exchange regarding waiver of
counsel was the judge's inquiry: "Mr. A[], you don’t have an attorney. Are you
waiving your right to have an attorney today?" to which defendant said, "Yes
sir." After this exchange, the municipal judge explained what rights defendant
was giving up by pleading guilty.
With regard to the waiver of counsel prior to trial, Rule 7:8-10 states:
In all cases other than parking cases, a request by a
defendant to proceed to trial without an attorney shall
not be granted until the judge is satisfied from an
inquiry on the record that the defendant has knowingly
and voluntarily waived the right to counsel following
an explanation by the judge of the range of penal
consequences and an advisement that the defendant
may have defenses and that there are dangers and
disadvantages inherent in defending oneself.
[Emphasis added.]
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The judge accepted the waiver of counsel before explaining the "range of
penal consequences" and never advised defendant that he "may have defenses
and that there are dangers and disadvantages inherent in defending oneself."
Ibid. Rule 7:6-2(a)(1) requires, "Prior to accepting a guilty plea when an
unrepresented defendant faces a consequence of magnitude, the judge shall
make a finding on the record that the court is satisfied that the defendant's waiver
of the right to counsel is knowing and intelligent." In State v. Abbondanzo, we
stated, when reversing a municipal conviction: "A searching and painstaking
inquiry must be made by a trial judge before he [or she] can conclude there has
been an intelligent and competent waiver of counsel." 201 N.J. Super. 181, 184
(App. Div. 1985). "When the trial court analyzes a defendant's responses to its
examination, it should 'indulge [in] every reasonable presumption against
waiver.'" State v. King, 210 N.J. 2, 19 (2012) (quoting State v. Gallagher, 274
N.J.Super. 285, 295 (App.Div.1994)). Such a searching inquiry did not happen
here.
When defendant first filed his PCR petition in municipal court on
February 27, 2017, only three months after the guilty plea, the prosecutor
certified that defendant, in his discussion with her prior to his guilty plea,
represented that "as long as the penalty for the assault charge was just a fine, he
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wished to proceed without counsel." She certified she told "court personnel"
what defendant had told her and did not participate in the court hearing. She
thus did not place a plea agreement on the record, as would be required if
defendant entered into such an agreement. R. 7:6-2(d).
With neither defense counsel nor the prosecutor participating, defendant's
factual basis was somewhat tentative.
Defendant: Well I did pull her out of the car, but from
pulling her out of the car when she tripped, it lunged
me forward with her, which caused her to hit her head
on the car.
The judge: Well, you put the whole motion in
progress—
Defendant: Correct—
The judge: —is that right?
Defendant: Yes sir.
The judge: Did you grab her?
Defendant: Yes sir. That’s why I'm pleading guilty.
The judge: You know, did you grab her inappropriately
sir?
Defendant: Yes sir. That's why I'm pleading guilty.
The judge: Did you pull her from the front seat of her
vehicle?
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Defendant: Yes sir.
The judge: All right, and you assaulted her as you were
doing that; is that right?
Defendant: Yes sir.
The judge then said:
I accept the guilty plea. I believe that are you (sic)
entering the plea knowingly and intelligently. Has (sic)
waived your right for counsel. You've waived your
right for a trial. Is there anything you want to tell me
before I impose a penalty?
The purported victim then told the judge that she did not want defendant
to "get into trouble" and that they were both at fault. Although at the scene the
purported victim claimed defendant had slapped her, the police report reflects
that defendant showed the police a security videotape that confirmed his version
of the interaction.
Defendant did not appeal directly from his conviction and the State argues,
pursuant to Rule 3:22-3, that his complaint of deprivation of counsel could have
been raised on direct appeal and therefore should not be considered as a basis
for PCR. The application of Rule 3:22-3, however, "is not an inflexible
command." State v. Franklin, 184 N.J. 516, 528 (2005). Courts may consider
procedurally non-compliant petitions for PCR. When the "constitutional
problem presented is of sufficient import to call for relaxation of the rules we
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may consider the question on its merits." Ibid. (quoting State v. Johns, 111 N.J.
Super. 574, 576 (App. Div. 1970)). To penalize defendant for not filing a direct
appeal when he was deprived of his constitutional right to legal counsel would
be unduly harsh, especially when defendant filed his PCR application only three
months after the guilty plea. Defendant's right to counsel when facing
consequences of magnitude is fundamental. U.S. Const. amend. VI; N.J. Const.
art. I, ¶ 10; State v. Rodriguez, 58 N.J. 281, 295 (1971); State v. Hermanns, 278
N.J.Super. 19, 29-30 (App.Div.1994) (finding a fine is a consequence of
magnitude triggering the right to counsel); R. 7:3-2.
"Under the two-court rule, appellate courts ordinarily should not
undertake to alter concurrent findings of facts and credibility determinations
made by two lower courts absent a very obvious and exceptional showing of
error." State v. Locurto, 157 N.J. 463, 474 (1999). This issue, however, is not
a matter of the credibility of a witness. The municipal court found at the PCR
argument that, based on the record, defendant waived the right to counsel
"knowingly and intelligently." The Law Division found de novo, based on the
transcript of the municipal proceedings, that defendant "knowingly and
voluntarily waived his right to counsel . . . ."
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We are bound to uphold the Law Division's findings if supported by
sufficient credible evidence in the record. State v. Reece, 222 N.J. 154, 166
(2015). "Occasionally, however, a trial court's findings may be so clearly
mistaken 'that the interests of justice demand intervention and correction.'" State
v. Kuropchak, 221 N.J. 368, 383 (2015) (quoting State v. Johnson, 42 N.J. 146,
162 (1964)). And “a reviewing court owes no deference to the trial court in
deciding matters of law.” State v. Mann, 203 N.J. 328, 337 (2010).
Defendant gave up his right to counsel before the possible sanctions were
explained to him on the record, and without a discussion of the benefits of
counsel, or his right to appointed counsel if indigent. Because the record does
not support the finding that defendant, facing consequences of magnitude,
knowingly and voluntarily waived his right to counsel in municipal court, we
reverse and remand for further proceedings consistent with this opinion. We do
not retain jurisdiction.
Reversed.
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