SANDRA NICHOLAS VS. HACKENSACK UNIVERSITY MEDICAL CENTER (L-4839-12, MIDDLESEX COUNTY AND STATEWIDE) ( 2018 )


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  •                         NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court."
    Although it is posted on the internet, this opinion is binding only on the
    parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-5165-15T2
    SANDRA NICHOLAS and CORY LEO,
    individually and as Administrators
    Ad Prosequendum of the ESTATE OF
    SANTINO MICHAEL LEO,
    Plaintiffs-Appellants,
    v.
    HACKENSACK UNIVERSITY MEDICAL CENTER,
    Defendant-Respondent,
    and
    BRUCE FRIEDMAN, M.D., MARK SIEGEL, M.D.,
    STEPHEN PERCY, M.D., and ABRAHAM
    ZERYKIER, M.D.,
    Defendants.
    __________________________________________
    Argued January 16, 2018 – Decided August 9, 2018
    Before Judges Messano, Accurso and Vernoia.
    On appeal from Superior Court of New Jersey,
    Law Division, Middlesex County, Docket No. L-
    4839-12.
    William L. Gold argued the cause for
    appellants (Bendit Weinstock, PA, attorneys;
    William L. Gold, on the briefs).
    Richard J. Mirra argued the cause for
    respondent (Hoagland, Longo, Moran, Dunst &
    Doukas, LLP, attorneys; Richard J. Mirra, of
    counsel and on the brief; Andrew J. Obergfell,
    on the brief).
    PER CURIAM
    Plaintiffs Sandra Nicholas and Cory Leo, individually and as
    administrators ad prosequendum of the estate of their four-year-
    old son Santino Michael Leo, appeal from orders resulting in the
    dismissal of their medical malpractice action against defendant
    Hackensack University Medical Center (HUMC).           We reverse.
    I.
    After suffering seizures, Santino Michael Leo was admitted
    to HUMC on April 30, 2011.       While in HUMC's pediatric intensive
    care unit (PICU), it was determined he had an airborne infection,
    methicillin-resistant staphylococcus aureus, and pneumonia.                   He
    developed acute respiratory distress, multiple organ failure and
    sepsis, and passed away on May 13, 2011.
    In    July    2012,    plaintiffs    filed    a   wrongful    death     and
    survivorship     medical   malpractice    complaint    against    HUMC,     the
    child's   treating   physicians,   Dr.    Bruce   Friedman,      Dr.   Stephen
    Percy, and Dr. Mark Siegel,1 and fictitiously-named physicians,
    1
    Dr. Abraham Zerykier was also named as a defendant but was
    subsequently dismissed from the action by stipulation of the
    parties.
    2                                  A-5165-15T2
    nurses and other HUMC staff.      At the time of the malpractice
    alleged in the complaint, each of the named physicians was board
    certified in pediatrics and in pediatric critical care.
    In support of their complaint, plaintiffs filed affidavits
    of merit (AOM) from Dr. Howard Eigen, and Alisha Wursten, R.N.,
    B.S.N.   In his AOM, Dr. Eigen states he is a licensed physician
    in the state of Indiana, "board certified and credentialed by a
    hospital for at least five years in the          [sub]specialties of
    pediatric pulmonology and critical care" and, "[d]uring the year
    immediately preceding the date of the occurrence that is the basis
    of the claim or action, . . . devoted a majority of [his]
    professional time to the active clinical practice of pediatric
    pulmonology and critical care."       Dr. Eigen subsequently provided
    three reports opining as to the alleged deviations from the
    standard of care by Drs. Friedman, Percy and Siegel, and other
    HUMC personnel,2 and the manner in which the deviations proximately
    2
    In Dr. Eigen's report dated June 18, 2014, he asserted the
    absence of a "systematic method for enforcing infection control
    measures" in HUMC's PICU fell "below the standard of care, and
    increased the risk of nosocomial infections . . . at the time that
    Santino [Michael] Leo was being treated." Dr. Eigen also noted
    that the "[l]ack of sterile procedure has a high likelihood of
    introducing bacteria into the blood stream at the time of the
    central line placement" in the child, and other lapses in procedure
    "greatly increased [the child's] risk of sepsis and death."
    3                           A-5165-15T2
    caused   the   child's   death.       The   parties   waived   the      Ferreira3
    conference.
    Almost three years later, Dr. Eigen testified during his
    March 2015 deposition that he was board certified in pediatrics
    and in the subspecialty of pediatric critical care, and in 2011
    was credentialed at the Riley Hospital for Children to practice
    pediatric and pediatric critical care medicine.             He also testified
    that from 2006 through 2011, he served as the medical director of
    the hospital's PICU, and was on call approximately ten weeks per
    year providing care to the PICU patients.                 When he was not on
    call, Dr. Eigen administered the PICU and served as the vice-
    chairman of pediatrics for clinical affairs.              Dr. Eigen testified
    that between 2006 and 2011 he devoted twenty-five percent of his
    time   to   direct   patient   care    in   the   PICU,    fifty   percent      to
    administrative       duties    and    twenty-five     percent      to     seeing
    outpatients and teaching residents in the outpatient clinics.
    3
    In Ferreira v. Rancocas Orthopedic Assocs., 
    178 N.J. 144
    (2003),
    the Court determined that "a 'case management conference [shall]
    be held within ninety days of the service of an answer in all
    malpractice actions' . . . [where] a 'defendant [is] required to
    advise the court whether he has any objections to the adequacy of
    the affidavit' that has been served on him." Buck v. Henry, 
    207 N.J. 377
    , 394 (2011) (third alteration in original) (internal
    citation omitted) (quoting 
    Ferreira, 178 N.J. at 154-55
    ); see also
    Meehan v. Antonellis, 
    226 N.J. 216
    , 221 (2016) (reinforcing the
    importance of such a conference).
    4                                 A-5165-15T2
    Drs. Friedman, Percy and Siegel moved for summary judgment,
    arguing plaintiffs lacked proof they deviated from the requisite
    standard of care because Dr. Eigen was not qualified to testify
    as   an   expert    under     the   New   Jersey   Medical   Care    Access     and
    Responsibility and Patients First Act, N.J.S.A. 2A:53A-37 to -42.
    The physicians claimed Dr. Eigen was not qualified to testify
    because he did not devote the majority of his professional time
    to   clinical      practice    during     the   year   preceding    the   alleged
    malpractice in 2011, and therefore did not satisfy the requirements
    of N.J.S.A. 2A:53A-41(a)(2).
    In its written opinion, the court noted the physicians'
    summary judgment motions presented the following issue:                   "whether
    [p]lainiffs' proffered expert[, Dr. Eigen,] is qualified as an
    expert under N.J.S.A. 2A:53A-41(a)(1) or N.J.S.A. 2A:53A-41(a)(2)
    as required under Nicholas v. Mynster, 
    213 N.J. 463
    (2013)."                    The
    court determined that although Dr. Eigen is board certified in
    pediatrics and pediatric critical care, he did not satisfy the
    requirements of either N.J.S.A. 2A:53A-41(a)(2)(a) or N.J.S.A.
    2A:53A-41(a)(2)(b), "which require either devotion to practice or
    the teaching requirement mandated for a board certified expert."
    The court concluded Dr. Eigen did not satisfy the statutory
    requirements because he "only devoted a small percentage of his
    5                                A-5165-15T2
    practice time to pediatric critical care in the year prior to the
    date of the alleged malpractice[.]"
    In separate orders dated September 22, 2015, the court barred
    Dr. Eigen's testimony against Drs. Siegel and Friedman, and granted
    summary judgment in their favor, and barred Dr. Eigen's testimony
    against Dr. Percy.      Two weeks later, the court entered an order
    granting Dr. Percy summary judgment.
    In October 2015, plaintiffs moved for an order permitting Dr.
    Eigen to testify as to the standard of care and causation against
    HUMC.   Plaintiffs argued the court's order barring Dr. Eigen's
    testimony as to the defendant physicians under the Patients First
    Act did not preclude him from testifying as an expert against
    HUMC.
    After hearing argument, the court denied the motion in a
    December 11, 2015 order.     In its written opinion, the court noted
    plaintiffs' liability claims against HUMC were premised on the
    hospital's alleged vicarious liability for the negligence of the
    defendant physicians, who the court found were "employees of"
    HUMC.   The court reasoned that its prior disqualification of Dr.
    Eigen as an expert against the physicians precluded his testimony
    against the hospital, and found it could not "allow [p]laintiff[s]
    to   bootstrap   into   evidence   the   excluded   testimony   of     [the]
    dismissed defendant doctors['] deviation [from] the standard of
    6                                A-5165-15T2
    care    under   the     circumstances."       The   court      determined       that
    plaintiffs could not use Dr. Eigen's testimony to support their
    claim HUMC is liable due to the defendant physicians' deviation
    from the standard of care because Dr. Eigen was not qualified to
    testify concerning the physicians' alleged negligence under the
    Patients     First    Act.     The   court   concluded   Dr.    Eigen     was   not
    permitted to testify as to HUMC's alleged deviation from the
    standard of care "because it would violate the rule of N.J.S.A.
    2A:53A-41(a) et. seq."
    Plaintiffs filed a motion to correct the court's December 11,
    2015 order to permit Dr. Eigen to offer proximate causation
    testimony as to HUMC.4          In a February 11, 2016 order, the court
    denied the motion.           In its written opinion, the court found Dr.
    Eigen's proximate causation testimony would be "unduly prejudicial
    under the circumstances of this case" because he "disavowed"
    offering standard of care opinions as to HUMC in his reports and
    deposition.      In addition, the court found that permitting Dr.
    Eigen   to    testify    about    proximate    causation    would    be    unduly
    prejudicial to HUMC because the court's order barring his testimony
    as to the defendant physicians would necessarily preclude HUMC
    4
    Plaintiffs intended to rely on Wursten as their expert witness
    on HUMC's alleged deviation from the standard of care.
    7                                 A-5165-15T2
    from   cross-examining    Dr.    Eigen   about   the   physicians'   alleged
    deviations from the standard of care.
    On February 17, 2016, HUMC moved for summary judgment claiming
    plaintiffs    lacked     expert    testimony     establishing    proximate
    causation.    Plaintiffs cross-moved to allow late service of an
    expert report from Dr. Emily Dawson and substitution of Dr. Dawson
    for Dr. Eigen as their expert.             Plaintiffs argued that late
    submission of the report should be permitted because they could
    not have anticipated what they characterized as the court's "novel"
    rulings barring Dr. Eigen's testimony, and because Dr. Eigen
    retired and was no longer available.
    On June 3, 2016, the court denied plaintiffs' cross-motion,
    finding their need for a new expert was the result of their failure
    to comply with N.J.S.A. 2A:53A-41, and their request was made too
    late - a year and a half after the discovery end date and following
    seven scheduled trial dates.         The court granted HUMC's summary
    judgment motion, finding plaintiffs lacked an expert on proximate
    cause that was essential to their malpractice claim.            On July 8,
    2016, the court denied plaintiffs' motion for reconsideration of
    its June 3, 2016 orders.        This appeal followed.
    Plaintiffs do not appeal the orders barring Dr. Eigen's
    testimony as to the physicians or granting the physicians' summary
    judgment motions.      Instead, plaintiffs challenge the December 11,
    8                               A-5165-15T2
    2015 order barring Dr. Eigen from testifying as to the standard
    of care and proximate cause as to HUMC, the February 11, 2016
    order barring Dr. Eigen from testifying as to proximate cause as
    to HUMC, the June 3, 2016 orders granting HUMC summary judgment
    and denying plaintiffs' cross-motion permitting the late filing
    of a new expert report, and the July 8, 2016 order denying their
    motion for reconsideration.     In its brief on appeal, plaintiffs
    make clear they do "not seek reversal of any of the [o]rders as
    to any of the individual doctors and only seek[] to reinstate the
    claim against HUMC."
    Plaintiffs     present   the   following   arguments   for   our
    consideration:
    POINT I
    THE MOTION COURT IMPROPERLY BARRED THE
    TESTIMONY OF PLAINTIFFS' EXPERT UNDER THE
    RELEVANT STATUTES WHICH ARE APPLICABLE ONLY
    TO PHYSICIANS, NOT TO HOSPITALS.
    POINT II
    BECAUSE DR. EIGEN WAS QUALIFIED UNDER N.J.S.A.
    2A:53A-41(a)(1), BARRING HIS TESTIMONY IS
    REVERSIBLE ERROR.
    POINT III
    BARRING DR. EIGEN FROM TESTIFYING ON PROXIMATE
    CAUSE IS REVERSIBLE ERROR.
    9                        A-5165-15T2
    POINT IV
    DISMISSAL OF PLAINTIFFS' CASE WAS TOO HARSH A
    REMEDY.
    II.
    The orders barring Dr. Eigen's testimony against HUMC and
    granting HUMC summary judgment are founded on the court's initial
    determination that Dr. Eigen was not qualified to testify against
    the physicians because he did not satisfy the requirements of
    N.J.S.A. 2A:53A-41(a)(2)(a) or N.J.S.A. 2A:53A-41(a)(2)(b).                          We
    therefore first consider whether the court correctly determined
    Dr. Eigen was not qualified to testify as an expert under the
    Patients First Act.
    "[W]e apply . . . [a] deferential approach to a trial court's
    decision to admit expert testimony, reviewing it against an abuse
    of   discretion    standard."       Borough      of    Saddle   River    v.    66    E.
    Allendale,   LLC,    
    216 N.J. 115
    ,       154-55   (2013)   (alterations         in
    original) (quoting Pomerantz Paper Corp. v. New Cmty. Corp., 
    207 N.J. 344
    , 371-72 (2011)).          "Absent a clear abuse of discretion,
    an appellate court will not interfere with the exercise of that
    discretion."      Carey v. Lovett, 
    132 N.J. 44
    , 64 (1993).
    Enacted in 2004, "[t]he [Patients First Act] establishes
    certain   qualifications          that    expert       witnesses    in        medical
    malpractice actions must possess."              Castello v. Wohler, 446 N.J.
    Super. 1, 14 (App. Div.) (citation omitted), certif. denied, 228
    10                                   A-5165-15T2
    N.J. 154 (2016).   The Patients First Act "generally requir[es] the
    challenging     expert   to   be    equivalently-qualified   to    the
    defendant[.]"    Ryan v. Renny, 
    203 N.J. 37
    , 52 (2010).
    In pertinent part, the Patients First Act provides:
    In an action alleging medical malpractice, a
    person shall not give expert testimony or
    execute an affidavit pursuant [N.J.S.A.
    2A:53A-26 to -28]5 on the appropriate standard
    of practice or care unless the person is
    licensed as a physician or other health care
    professional in the United States and meets
    the following criteria:
    a. If the party against whom or on whose
    behalf the testimony is offered          is a
    specialist or subspecialist recognized by the
    American Board of Medical Specialties [ABMS]
    or the American Osteopathic Association and
    the care or treatment at issue involves that
    specialty or subspecialty . . . , the person
    providing the testimony shall have specialized
    at the time of the occurrence that is the basis
    for the action in the same specialty or
    subspecialty, . . . , as the party against
    whom or on behalf the testimony is offered,
    and if the person against whom or on whose
    behalf the testimony is being offered is board
    certified and the care or treatment at issue
    involves that board specialty or subspecialty
    . . . the expert witness shall be:
    5
    In relevant part, N.J.S.A. 2A:53A-26 to -28 generally provides
    that in any action for damages for personal injury, wrongful death
    or property damage resulting from the negligence of certain
    licensed persons, including physicians in the practice of medicine
    or surgery, the plaintiff must file an affidavit of an
    appropriately licensed person that there exists a reasonable
    probability the defendant's conduct fell outside of acceptable
    professional or occupational standards.
    11                         A-5165-15T2
    (1) a physician credentialed by a hospital to
    treat patients for the medical condition, or
    to perform the procedure, that is the basis
    for the claim or action; or
    (2) a specialist or subspecialist recognized
    by the American Board of Medical Specialties
    or the American Osteopathic Association who
    is board certified in the same specialty or
    subspecialty,   .   .   .  during   the  year
    immediately   preceding   the  date   of  the
    occurrence that is the basis for the claim or
    action, shall have devoted a majority of his
    professional time to either:
    (a) the active clinical practice of the same
    health care profession in which the defendant
    is licensed, and, if the defendant is a
    specialist or subspecialist . . . , the active
    clinical practice of that specialty or
    subspecialty . . . ; or
    (b) the   instruction   of   students   in  an
    accredited medical school, other accredited
    health professional school or accredited
    residency or clinical research program in the
    same health care profession in which the
    defendant is licensed, and, if that party is
    a   specialist   or   subspecialist   .   .  .
    accredited residency or clinical research
    program in the same specialty or subspecialty
    . . . ; or
    (c) both.
    [N.J.S.A. 2A:53A-41(a) (emphasis added).]
    In Nicholas, our Supreme Court explained N.J.S.A. 2A:53A-
    41(a)'s requirements where, as here, a plaintiff proffers an expert
    who is board certified in a specialty and a subspecialty to testify
    about the care or treatment rendered by another physician in the
    12                           A-5165-15T2
    same specialty and 
    subspecialty.6 213 N.J. at 479-88
    .    The Court
    first noted that where "a physician is a specialist and the basis
    of the malpractice action 'involves' the physician's specialty,
    the challenging expert must practice in the same specialty."          
    Id. at 481-82;
    accord 
    Castello, 446 N.J. Super. at 16
    .       A plaintiff's
    expert "must be a specialist in the same field in which the
    defendant physician specializes . . . ."         
    Nicholas, 213 N.J. at 482
    ; see N.J.S.A. 2A:53A-41(a); see also 
    Meehan, 226 N.J. at 233
    (explaining N.J.S.A. 2A:53A-41(a) requires that a "proposed expert
    . . . must have specialized in the same specialty or subspecialty"
    as the defendant physician).
    N.J.S.A.      2A:53A-41(a)        imposes    additional      expert
    qualifications where a defendant physician practices in an ABMS
    specialty and is also board certified in the specialty.        
    Nicholas, 213 N.J. at 482
    .     The Court explained that "if the defendant-
    physician specializes in a practice area 'and . . . is board
    certified and the care or treatment at issue involves that board
    6
    Where the treatment at issue is not provided by a specialist,
    or is provided by a specialist but does not involve the physician's
    specialty, the requirements for the qualification of an expert to
    testify against a general practitioner apply. 
    Buck, 207 N.J. at 391
    ; see also N.J.S.A. 2A:53A-41(b).         The standard has no
    application here because the defendant physicians were specialists
    in pediatrics and subspecialists in pediatric critical care and
    their   alleged    malpractice   involved    that   specialty   and
    subspecialty.
    13                             A-5165-15T2
    specialty . . . , the expert witness' then must" satisfy the
    requirements of "either" N.J.S.A. 2A:53A-41(a)(1) "or" N.J.S.A.
    2A:53A-41(a)(2).        
    Ibid. (citation omitted); see
    also 
    Castello, 446 N.J. Super. at 15
    (noting that where the defendant physician is
    board     certified     in    the   specialty    involved       in   the       alleged
    malpractice, the challenging expert must satisfy the requirements
    of N.J.S.A. 2A:53A-41(a), and "the additional qualifications set
    forth in subsections (a)(1) or (a)(2)"); Lomando v. United States,
    
    667 F.3d 363
    , 383 (3d Cir. 2011) (finding N.J.S.A. 2A:53A-41(a)
    requires    that   an    expert     offering    testimony    against       a    board-
    certified       specialist      share   that     specialty       and   meet           the
    requirements of either N.J.S.A. 2A:53A-41(a)(1) or (a)(2)).
    To    satisfy      N.J.S.A.    2A:53A-41(a)(1)'s       requirements,             the
    expert must be "credentialed by a hospital to treat the condition
    at issue . . . ."            
    Nicholas, 213 N.J. at 482
    .          To satisfy the
    requirements      of   N.J.S.A.     2A:53A-41(a)(2),      the   expert         must   be
    "board certified in the same specialty in the year preceding 'the
    occurrence that is the basis for the claim or action,'" 
    ibid. (quoting N.J.S.A. 2A:53A-41(a)(2)),
         and     during     the         year
    immediately preceding the occurrence he or she must have devoted
    a majority of his or her time to "either" clinical practice as
    defined    in   N.J.S.A.      2A:53A-41(a)(2)(a)     or   the    instruction          of
    students as defined in N.J.S.A. 2A:53A-41(a)(2)(b), 
    ibid. 14 A-5165-15T2 Measured
    against the statutory standards as explained by the
    Court in Nicholas, we are convinced the court erred by determining
    Dr. Eigen was not qualified to testify against the defendant
    physicians.   In the first instance, Dr. Eigen met the requirements
    of N.J.S.A. 2A:53A-41(a).       He was a licensed physician and, at the
    time of the alleged malpractice, "specialized . . . in the same
    specialty,    [pediatrics,     and]    subspecialty   [pediatric      critical
    care,]" involved in the treatment and care at issue.            See N.J.S.A.
    2A:53A-41(a).       Although   Dr.    Eigen's    administrative    duties     as
    director of the PICU and as a hospital administrator consumed a
    substantial amount of his professional time in 2011, his clinical
    practice was devoted exclusively to the practice of pediatrics and
    pediatric critical care.       See 
    Buck, 207 N.J. at 391
    (finding "[a]
    physician may practice in more than one specialty").
    N.J.S.A. 2A:53A-41(a) does not require that a proposed expert
    devote a majority of his or her professional time to the practice
    of the pertinent specialty.           It requires only a showing that a
    proposed expert "practice in the same specialty" as a defendant
    physician.    
    Nicholas, 213 N.J. at 486
    .           In Nicholas, the Court
    determined    the   plaintiff's       proposed   expert   did   not    satisfy
    N.J.S.A. 2A:53A-41(a)'s requirements because although credentialed
    at a hospital and board certified in the pertinent specialties,
    the expert "did not specialize" in those specialties when the
    15                               A-5165-15T2
    alleged malpractice occurred. 
    Id. at 487.
    Similarly, in 
    Castello, 446 N.J. Super. at 16
    -17, we determined that a proposed expert did
    not satisfy "the preliminary qualification of specialization"
    under N.J.S.A. 2A:53A-41(a) because he retired from the practice
    of   medicine   prior     to   the   time   of   the   alleged   malpractice
    occurrence.
    In contrast, here the evidence shows Dr. Eigen practiced
    pediatrics and pediatric critical care in 2011 when the defendant
    physicians provided the care at issue.             Although he had duties
    independent of his clinical practice, he devoted all of his
    clinical practice to pediatrics and pediatric critical care in
    2011.       Thus,   Dr.    Eigen     satisfied    N.J.S.A.    2A:53A-41(a)'s
    requirement that he practice and specialize in the specialty and
    subspecialty of the defendant physicians.
    The defendant physicians were board certified in pediatrics
    and pediatric critical care, and therefore Dr. Eigen was required
    to satisfy the additional requirements of either N.J.S.A. 2A:53A-
    41(a)(1) or (a)(2) to qualify as an expert witness under the
    Patients First Act.       
    Nicholas, 213 N.J. at 482
    ; Castello, 446 N.J.
    Super. at 15-16.        The court found Dr. Eigen was not qualified
    because he did not devote the majority of his professional time
    to   the   active   clinical   practice     of   pediatrics   and   pediatric
    critical care during the year immediately preceding the alleged
    16                              A-5165-15T2
    malpractice.    In other words, the court found Dr. Eigen was not a
    qualified expert because he failed to satisfy the requirements of
    N.J.S.A. 2A:53A-41(a)(2)(a).
    To be sure, Dr. Eigen's qualifications did not satisfy the
    requirements of N.J.S.A. 2A:53A-41(a)(2)(a).                 The court erred,
    however, because it did not consider that Dr. Eigen satisfied the
    requirements    of    N.J.S.A.    2A:53A-41(a)(1).           When    the   alleged
    malpractice occurred in 2011, Dr. Eigen was credentialed at the
    Riley Hospital for Children to provide pediatric and pediatric
    critical   care,     and   thus   "to   treat    patients     for    the   medical
    condition, or to perform the procedure, that is the basis for"
    plaintiffs'    medical     malpractice       claim.    See   N.J.S.A.      2A:53A-
    41(a)(1). Dr. Eigen satisfied the requirements of N.J.S.A. 2A:53A-
    41(a)(1), and his lack of qualifications under N.J.S.A. 2A:53A-
    41(a)(2) did not permit or require his disqualification as an
    expert witness against the defendant physicians.                    
    Nicholas, 213 N.J. at 412
    ; 
    Castello, 446 N.J. Super. at 15
    -16.               The court erred
    in holding otherwise and in barring Dr. Eigen's testimony as to
    the defendant physicians.
    The court's orders granting HUMC summary judgment and denying
    plaintiffs' request to serve a late expert report were founded on
    its determination Dr. Eigen was not a qualified expert under the
    Patients First Act in the first instance.             Because we conclude the
    17                                 A-5165-15T2
    determination was in error, we are constrained to reverse the
    court's   order     granting   summary     judgment   to    HUMC    and   denying
    plaintiffs' request to serve a late expert report.
    We are not persuaded by HUMC's contention that even if Dr.
    Eigen was qualified to testify under the Patients First Act, the
    court properly barred his testimony as to proximate causation and
    granted     HUMC    summary    judgment    because    Dr.    Eigen    disavowed
    providing    a     proximate   causation    opinion   as    to     HUMC   in   his
    deposition.      The record does not support HUMC's contention.
    During his deposition, Dr. Eigen was asked directly if his
    reports included an opinion that HUMC "and its nurses or personnel
    departed from the applicable standard of care of a hospital."                    He
    incorrectly stated his reports did not include such an opinion,7
    and agreed, subject to a caveat,8 that he did not express an opinion
    concerning HUMC's deviation from the standard of care.
    7
    Dr. Eigen's June 18, 2014 report included an opinion HUMC
    deviated from the standard of care that was not dependent on the
    actions of the defendant physicians. See footnote 
    2, supra
    .
    8
    The caveat was that he did not offer an opinion as to HUMC's
    deviation from the standard of care but only if the defendant
    physicians were not HUMC employees.    In other words, Dr. Eigen
    made clear that if the physicians were HUMC employees, his opinion
    was that HUMC was liable for their deviation from the standard of
    care detailed in his reports and otherwise in his testimony. The
    record is unclear whether the defendant physicians were HUMC
    employees.    In its brief, HUMC states it is undisputed the
    physicians were not HUMC employees, but fails to cite to any
    18                                   A-5165-15T2
    Dr. Eigen was not similarly asked if he had an opinion on
    proximate   causation,   and   our    review   of   the    portion   of   the
    transcript from his deposition provided by HUMC makes clear he
    never disavowed offering an opinion on proximate cause. HUMC's
    contention Dr. Eigen was properly barred as an expert witness
    because he disavowed offering an opinion on proximate causation
    as to HUMC is unavailing.
    It is unnecessary to address plaintiffs' arguments that the
    court's orders should be reversed for reasons other than its
    erroneous conclusion Dr. Eigen was not a qualified expert under
    the Patients First Act.     Because the court's order granting HUMC
    summary judgment was founded on the incorrect conclusions that Dr.
    Eigen was not a qualified expert witness and he disavowed offering
    an opinion as to proximate cause, we reverse the summary judgment
    order and remand for further proceedings.                 Our determination
    renders it unnecessary to address plaintiffs' contention the court
    evidence in the record supporting the assertion. See R. 2:6-2;
    see also State v. Mauti, 
    448 N.J. Super. 275
    , 314 n.17 (App. Div.)
    (noting it is the parties' responsibility to refer to specific
    parts of the record to support their arguments on appeal), certif.
    denied, 
    230 N.J. 170
    (2017). In the trial court's written opinion
    supporting its December 11, 2015 order denying plaintiffs' motion
    to permit Dr. Eigen to testify against HUMC, the court expressly
    found the defendant physicians were HUMC employees.         It is
    unnecessary to resolve this factual dispute, however, because we
    have determined the court erred by finding Dr. Eigen was not a
    qualified expert under the Patients First Act.
    19                              A-5165-15T2
    erred by denying their motions to serve the late expert report of
    Dr. Dawson and for reconsideration.
    Dr. Eigen has retired and is no longer available to provide
    expert testimony.    On remand, the court shall allow plaintiffs to
    serve Dr. Dawson's report as plaintiffs' new expert report, and
    permit such other discovery as the court deems necessary under the
    circumstances.
    Reversed and remanded for further proceedings in accordance
    with this opinion.    We do not retain jurisdiction.
    20                         A-5165-15T2
    

Document Info

Docket Number: A-5165-15T2

Filed Date: 8/9/2018

Precedential Status: Non-Precedential

Modified Date: 8/20/2019