VASIL W. HEISLER VS. NEW JERSEY DEPARTMENT OF CORRECTIONSÂ (NEW JERSEY DEPARTMENT OF CORRECTIONS) ( 2017 )


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  •                         NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court."
    Although it is posted on the internet, this opinion is binding only on the
    parties in the case and its use in other cases is limited. R.1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-2021-14T1
    VASIL W. HEISLER,
    Appellant,
    v.
    NEW JERSEY DEPARTMENT
    OF CORRECTIONS,
    Respondent.
    _______________________________
    Submitted January 10, 2017 – Decided            August 3, 2017
    Before Judges Messano and Espinosa.
    On appeal from the New Jersey Department of
    Corrections.
    Vasil W. Heisler, appellant pro se.
    Christopher S. Porrino, Attorney General,
    attorney for respondent (Lisa A. Puglisi,
    Assistant Attorney General, of counsel; Randy
    Miller, Deputy Attorney General, on the
    brief).
    PER CURIAM
    Vasil Heisler, an inmate at New Jersey State Prison (NJSP),
    appeals from the final administrative decision of the Department
    of Corrections (DOC) that upheld a hearing officer's decision
    finding him guilty on two counts of prohibited act *.009, misuse
    and possession of an electronic communication device, N.J.A.C.
    10A:4-4.1(a)(1)(v); and one count of prohibited act *.803/*.306,
    conspiracy to disrupt or interfere with the security or orderly
    running    of   the   correctional         facility,    N.J.A.C.    10A:4-
    4.1(a)(1)(xiv),   (2)(xxix);   and       imposed   sanctions.   Heisler's
    charges resulted from a system-wide investigation by the NJSP's
    Special Investigations Division (SID) to uncover a large-scale
    conspiracy to smuggle contraband into prisons by inmates and
    corrupt prison staff.
    On April 8, 2014, the DOC issued two *.009 charges and a
    *.306 charge against Heisler and placed him in prehearing detention
    based on evidence from the SID investigation that he (1) placed
    several calls to a family member from two cell phones seized from
    two other inmates in April and July 2012, and (2) conspired with
    other inmates and civilians to transfer money used to bribe a
    sworn DOC officer.1   Heisler was served with the charges on April
    9, 2014, and the matter was referred to a disciplinary hearing
    officer.
    The hearing officer modified the *.306 charge, converting it
    1
    Heisler was also charged with, but found not guilty of,
    prohibited act *.803/*.751, attempting to give or offer any
    official or staff member a bribe or anything of value.
    2                             A-2021-14T1
    to *.803/*.306, a conspiracy charge.              Heisler requested counsel
    substitute, which was granted, and together they asked to review
    the    documentary   evidence     and    twenty-four      hours    to   prepare     a
    defense.    To accommodate Heisler's request and to give the hearing
    officer time to "review [and] prepare evidence," the hearing was
    postponed to April 30, 2014.
    The DOC identified a list of non-confidential materials it
    relied on, including the call records of the two cell phones seized
    and the subscriber information of a cell phone number linked to
    Heisler's family member.         In addition, the DOC provided a list of
    confidential SID investigation reports, that were withheld because
    they      "contain[ed]     info     regarding       an      ongoing      criminal
    invest[igation]"     and   the    DOC    sought   "[t]o    avoid    [and]     deter
    violence [and] retaliation."            Instead, Heisler was provided with
    "a concise summary of evidence" contained in the confidential
    reports, including statements made by a confidential informant
    (CI).
    The disciplinary hearing resumed on April 30, 2014, where,
    following a review of the evidence, the hearing officer found
    Heisler guilty of both *.009 charges and the modified *.803/*.306
    charge.    Following Heisler's administrative appeal, the Associate
    Administrator upheld the hearing officer's decision.
    On appeal, Heisler argues the DOC's final decision should be
    3                                  A-2021-14T1
    reversed because his due process rights were violated, the decision
    was   unsupported      by   substantial   credible    evidence,    and     the
    modification      of   prohibited   act    *.803     or   *.803/*.306      was
    extraneously excessive.
    We preface our analysis by recognizing our review of the
    DOC's decision is limited.       Reversal is appropriate only when the
    agency's decision is arbitrary, capricious or unreasonable, or
    unsupported by substantial credible evidence in the record as a
    whole.   Henry v. Rahway State Prison, 
    81 N.J. 571
    , 579-80 (1980);
    see also In re Taylor, 
    158 N.J. 644
    , 657 (1999) (a court must
    uphold an agency's findings, even if it would have reached a
    different result, so long as sufficient credible evidence in the
    record exists to support the agency's conclusions).                However,
    "although   the    determination    of    an   administrative     agency    is
    entitled to deference, our appellate obligation requires more than
    a perfunctory review."       Figueroa v. N.J. Dep't of Corr., 414 N.J.
    Super. 186, 191 (App. Div. 2010) (quoting Blackwell v. Dep't of
    Corr., 
    348 N.J. Super. 117
    , 123 (App. Div. 2002)).
    I.
    An incarcerated inmate is not entitled to the full panoply
    of rights in a disciplinary proceeding as a defendant in a criminal
    prosecution.      Avant v. Clifford, 
    67 N.J. 496
    , 522 (1975).               An
    inmate is entitled to written notice of the charges at least
    4                               A-2021-14T1
    twenty-four hours prior to the hearing; an impartial tribunal; a
    limited right to call witnesses and present documentary evidence;
    a limited right to confront and cross-examine adverse witnesses;
    a right to a written statement of the evidence relied upon and the
    reasons for the sanctions imposed; and, where the charges are
    complex, the inmate is permitted the assistance of a counsel
    substitute.   
    Id. at 525-33.
        It is undisputed Heisler was afforded
    these procedural safeguards.
    Heisler argues the DOC violated N.J.A.C. 10A:4-9.2, which
    requires the disciplinary report "be served upon the inmate within
    48   hours   after   the   violation       unless   there   are    exceptional
    circumstances," because the disciplinary report was issued years
    after the violations were uncovered.                He also asserts that,
    beginning on April 8, 2014, he was held in prehearing detention
    for two weeks prior to his April 23, 2014 hearing in violation of
    N.J.A.C. 10A:4-9.8(c), which mandates that inmates in prehearing
    detention "receive a hearing within three calendar days of their
    placement . . .      unless   there    are    exceptional    circumstances,
    unavoidable delays, or reasonable postponements."
    We are satisfied the adjudication of violations uncovered
    during a long-term, system-wide investigation into corrupt prison
    practices qualifies as an exceptional circumstance.               However, even
    where there are no exceptional circumstances, a failure to comply
    5                                A-2021-14T1
    with time limits set by inmate disciplinary regulations does not
    mandate a dismissal of the charges. N.J.A.C. 10A:4-9.9(a).                      The
    dismissal of charges rests within the discretion of the hearing
    officer, with consideration given to the length and reason for the
    delay, prejudice to the inmate's defense preparation, and the
    seriousness of the violation charged.                N.J.A.C. 10A:4-9.9(a)(1)-
    (4).
    Both of the prohibited acts charged are asterisk offenses,
    which are "considered the most serious."                  N.J.A.C. 10A:4-4.1(a).
    However, Heisler has not identified any prejudice he suffered in
    preparing a defense to these charges as a result of the delays.
    The charges were delayed to prevent an adverse "impact or impede
    any     ongoing     activities"         relating      to     SID's     corruption
    investigation.       The hearing was delayed because the "extensive
    investigation      by   SID . . .   produced         an    extensive   amount    of
    evidence" that "created an excessive case load" for the hearing
    officer    as     evinced    by   the     lengthy,        over-four-hundred-page
    confidential      record    documenting      SID's    investigation.      We    are
    satisfied that, under the circumstances, the stated reasons for
    the delays are valid, the delays were not unreasonable and Heisler
    suffered no prejudice.
    Heisler also argues his due process rights were violated when
    the DOC failed to provide him "photocopies of [all] documented
    6                                A-2021-14T1
    evidence," namely the confidential records the hearing officer
    relied on in adjudicating his guilt.             However, Heisler was not
    entitled to receive such confidential information.              Where there
    is a confidential record, the hearing officer is only required to
    provide "[a] concise summary of the facts on which the hearing
    officer concluded that the informant was creditable or his or her
    information reliable" and "[t]he informant's statement (either in
    writing or as reported) in language that is factual rather than a
    conclusion, and based on the informant's personal knowledge of the
    matters contained in such statement."           N.J.A.C. 10A:4-9.15(b)(1).
    Heisler    was   provided   a   "concise    summary    of   evidence,"    the
    sufficiency of which he does not challenge on appeal.
    We are thus satisfied that Heisler received all due process
    protections afforded to him.
    II.
    "A finding of guilt at a disciplinary hearing shall be based
    upon   substantial    evidence    that    the    inmate   has   committed    a
    prohibited act."     N.J.A.C. 10A:4-9.15(a).        "Substantial evidence"
    is "such evidence as a reasonable mind might accept as adequate
    to support a conclusion."       
    Figueroa, supra
    , 414 N.J. Super. at 192
    (quoting In re Pub. Serv. Elec. & Gas Co., 
    35 N.J. 358
    , 376
    (1961)).   In other words, it is "evidence furnishing a reasonable
    basis for the agency's action."           
    Ibid. (quoting McGowan v.
    N.J.
    7                               A-2021-14T1
    State Parole Bd., 
    347 N.J. Super. 544
    , 562 (2002)).         "Where there
    is substantial evidence in the record to support more than one
    regulatory conclusion, 'it is the agency's choice which governs.'"
    In re Vineland Chem. Co., 
    243 N.J. Super. 285
    , 307 (App. Div.)
    (quoting De Vitis v. N.J. Racing Comm'n., 
    202 N.J. Super. 484
    , 491
    (App. Div.), certif. denied, 
    102 N.J. 337
    (1985)), certif. denied,
    
    127 N.J. 323
    (1990).
    The call histories of the two confiscated cell phones show
    that several calls were placed in March and April 2012 to a number
    that belongs to a member of Heisler's family, as confirmed by
    subscriber information from the cell phone provider, who was on
    his list of approved visitors.         Our review of the confidential
    appendix   corroborates   the   substance   of   the    concise   summary
    provided to Heisler, i.e., the CI confirmed calls were made to a
    Heisler family member from cellphones in NJSP and that Heisler
    used third parties to exchange money that was used to bribe a
    corrupt officer to smuggle contraband into the prison.
    At the disciplinary hearing, Heisler provided no alternate
    explanation for the outgoing calls to his family member, nor did
    he show it was possible that the other two inmates could have
    called his family member without him knowing.          He also presented
    no evidence to rebut the confidential informant's statements as
    described in the concise summary provided to him.           Because the
    8                              A-2021-14T1
    charges against Heisler were supported by substantial credible
    evidence, the determination that Heisler committed two counts of
    prohibited act *.009 and one count of prohibited act *.803/*.306
    was not arbitrary, capricious or unreasonable.
    III.
    Pursuant to N.J.A.C. 10A:4-9.16(a), a hearing officer is
    required   to   modify   a   charge   when   "it   becomes   apparent   at   a
    disciplinary hearing that an incorrect prohibited act is cited in
    the disciplinary report but that the inmate may have committed
    another prohibited act."        When this happens, the inmate must "be
    given the option of a 24-hour postponement to prepare his or her
    defense against the new charge or have the new charge adjudicated
    at that time."    
    Ibid. Heisler's original charge
    of *.306, which
    concerns "conduct which disrupts or interferes with" with the
    function   of   the   prison,    N.J.A.C.    10A:4-4.1(a)(2)(xxix),      was
    modified to a charge of *.803/*.306, which instead concerns "making
    plans to commit" such disruptive or interfering conduct, N.J.A.C.
    10A:4-4.1(a)(1)(xiv). The hearing officer found the *.803/*.306
    was the "more appropriate charge."           Based on our review of the
    record, we agree, and discern no abuse of discretion in the
    modification.
    Affirmed.
    9                            A-2021-14T1