JACQUELINE BAPTISTE VS. ALBERTO BAPTISTE (FM-11-1024-14, MERCER COUNTY AND STATEWIDE) ( 2019 )

NOT FOR PUBLICATION WITHOUT THE
APPROVAL OF THE APPELLATE DIVISION
This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
SUPERIOR COURT OF NEW JERSEY
APPELLATE DIVISION
DOCKET NO. A-4734-16T3
JACQUELINE BAPTISTE,
Plaintiff-Appellant,
v.
ALBERTO BAPTISTE,
Defendant-Respondent.
_____________________________
Submitted September 20, 2018 – Decided September 6, 2019
Before Judges Fuentes, Accurso and Vernoia.
On appeal from the Superior Court of New Jersey,
Chancery Division, Family Part, Mercer County,
Docket No. FM-11-1024-14.
Thomas John Hurley, attorney for appellant.
Pellettieri Rabstein & Altman, attorneys for respondent
(John A. Hartmann, III, of counsel and on the brief;
Nicole Joy Huckerby, on the brief).
PER CURIAM
Plaintiff Jacqueline Baptiste appeals from a March 10, 2017 judgment of
divorce, which ended her thirty-two-year marriage to defendant Alberto Baptiste
following an eight-day trial over equitable distribution and alimony. We
reverse. The trial judge's failure to make adequate factual findings as to the
parties' marital lifestyle and the sums each was receiving in equitable
distribution left the award of open-durational alimony without sufficient support
in the record. We further find the judge erred in refusing to rule on plaintiff's
motion for pendente lite support and in declining to award plaintiff counsel fees
despite the vast disparity in the parties' incomes.
The parties were both fifty-eight-years old at the time of the divorce in
June of 2014. They have two daughters, then aged twenty-three and nineteen.
They agreed their oldest daughter was emancipated, although still living with
plaintiff in the marital home. Their younger daughter was a junior in college at
the time of trial.
This case got off to a poor start for plaintiff. After filing a complaint for
divorce in June 2014, her lawyer failed to communicate with her, complete her
CIS, or respond to discovery. His dereliction led, unbeknownst to plaintiff, to
the dismissal of her pleadings in February 2015 and an award of counsel fees
against her. On learning that a default hearing was scheduled, plaintiff filed a
pro se motion to remove her lawyer and vacate the default in April. Defendant
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opposed that motion. The court entered an order permitting vacation of the
default conditioned on all discovery being completed within thirty days.
Plaintiff retained new counsel, served discovery and filed another motion
to vacate default and for pendente lite relief. That was in July 2015. Defendant
opposed that motion as well and cross-moved for an award of counsel fees, to
list the marital home for sale and to direct plaintiff to cooperate with an
employability expert. He declined to respond to plaintiff's pendente lite motion,
claiming she did not have the right to any relief from the court because she was
still in default, and he was in any event voluntarily paying the expenses of the
marital home, plaintiff's auto insurance, as well as college tuition and expenses
for their younger daughter.
The court entered an order in August reflecting the parties' agreement on
remaining discovery and the entry of a consent order vacating default. It also
established dates for plaintiff to respond to defendant's motion for counsel fees
and for defendant to respond to plaintiff's pendente lite motion and set a return
date on those motions for September.
By then, a new judge was assigned responsibility for the matter.
Defendant filed opposition to the pendente lite motion, again arguing it should
be denied because of his voluntary assumption of the expenses of the marital
home and payment of plaintiff's auto insurance. He also argued that the prior
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judge, while "permitt[ing] [plaintiff] back in the case when she remedied her
discovery deficiencies, . . . did not anticipate opening this matter up for
extensive litigation." He argued "[a]n extensive pendente lite support motion
was certainly not anticipated at that time and should not be granted given [his]
voluntary support payments and the delays caused in this matter by Plaintiff
and/or her former counsel."
The new judge did not decide or even acknowledge receipt of plaintiff's
motion for pendente lite relief. When the motion plaintiff filed in July 2015 still
had not been heard in February, plaintiff filed another motion for pendente lite
relief. That motion, likewise, was never heard. The parties were not divorced
until March 2017. In the opinion accompanying the divorce judgment, the trial
court judge acknowledged "[a] motion for pendente lite support had been filed
by Plaintiff, but in light of the ongoing voluntary support being paid by
Defendant, the motion was not entertained by the Court."
Trial court judges enjoy considerable discretion "as to the mode and
scheduling of disposition of motions," R. 5:5-4(a); 1:6-2(b)(1), but that
discretion obviously does not extend to refusing to hear a properly filed motion
for pendente lite support. The trial court's failure to have addressed plaintiff's
motion, which the first judge scheduled for September 2015, was a dereliction
of its responsibility to conscientiously respect the right of plaintiff to be heard.
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See D'Amore v. D'Amore, 186 N.J. Super. 525, 530 (App. Div. 1982)
(recognizing "the fundamental right of the public to access to the courts in order
to secure adjudication of claims on their merits"). Having reviewed the record,
we agree with plaintiff that the court's failure to have addressed the motion
prejudiced her throughout the remainder of the case and left her with the not
unreasonable impression the proceedings were tilted against her. See DeNike
v. Cupo, 196 N.J. 502, 517 (2008).
In addition to refusing to address plaintiff's pendente lite motion based on
defendant's voluntary payments, the court's finding after trial that defendant
voluntarily "maintained all of [plaintiff's] Schedule A and B expenses for the
entire pendente lite period" appears overstated. Plaintiff did not dispute that
defendant paid the mortgage, taxes, and insurance and made certain car
payments, including auto insurance. Plaintiff disputed, however, that defendant
assumed all of her Schedule A expenses. Moreover, defendant never claimed
he was paying all of plaintiff's Schedule B expenses. That discrepancy is minor
when compared with other problems revealed by this record.
We note, with particular concern, our inability to review the equitable
distribution and alimony awarded because of the trial court's failure to specify
the sums plaintiff was to receive in equitable distribution or to make specific
findings as to the standard of living established during the parties' thirty-two-
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year marriage. Although our review of decisions of the Family Part is ordinarily
deferential, see Cesare v. Cesare, 154 N.J. 394, 412-13 (1998), here, the trial
court's failure to make critical findings simply deprives us of any ability to
determine whether "the alimony awarded and the equitable distribution made
are, both singly and together, fair and consistent with the statutory design,"
Steneken v. Steneken, 183 N.J. 290, 301 (2005).
Specifically, the trial court, although acknowledging its initial task was to
"identify the assets subject to equitable distribution and assign appropriate
values before allocating the assets consistent with the statutory factors," in
accordance with Rothman v. Rothman, 65 N.J. 219, 232 (1974), failed to value
the parties' most significant asset, the marital home. Instead, after noting the
mortgage balance of $100,605 as of a date two years prior, the court found "there
does not need to be a value assigned to this asset" because it ordered the property
listed for sale with the equity to be split evenly. An equal percentage allocation
of the equity does not discharge the court's obligation to assign a value to the
asset. See ibid.Even more troubling is the court's failure to determine "the amount the
parties needed during the marriage to maintain their lifestyle," Weishaus v.
Weishaus, 180 N.J. 131, 145 (2004), that is, the marital standard of living. The
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trial court judge's findings on the standard of living established during the
marriage were as follows:
The parties and their children led a middle-class
lifestyle during the marriage. The parties' primary
expense during the marriage was the private school and
college tuition for their two daughters. The parties did
not frequently dine out at expensive restaurants nor did
they vacation extensively. Plaintiff herself testified
during her direct examination that the parties
occasionally ate at nicer restaurants, but often they ate
at the Olive Garden and other neighborhood
restaurants. She testified that they shopped for clothes
at White House Black Market, Lord & Taylor, Express,
and Gap. The family vacationed primarily in Florida
during the marriage; however, they had not taken a
vacation in many years.
The judge nowhere addressed the amount of money the parties spent each
month during the course of their marriage. It matters not what the parties spent
their money on, whether private school tuition or nice vacations; the amount
expended is the critically important finding. See ibid. (noting that in
determining the marital standard "the court establishes the amount the parties
needed during the marriage to maintain their lifestyle" without regard to the
source of the funds or how they were expended). Although plaintiff's income
and earning capacity on her recent return to the workforce after a twenty-year
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absence while raising the parties' children were hotly disputed,1 there was no
dispute over defendant's income. Defendant's base salary of $234,100 has
remained consistent for a decade. He also receives large annual bonuses,
bringing his annual salary to $316,996 in 2013; $366,824 in 2014; and $334,177
in 2015. Defendant's CIS lists the family's monthly expenses as $13,706. In her
CIS filed shortly before trial, plaintiff claims their monthly expenses were
$16,487.
The trial judge never addressed the discrepancy or indeed ever mentioned
it. Instead, the court criticized plaintiff's updated CIS listing monthly expenses
of $11,615 because plaintiff did not provide an anticipated budget, and she
included "shelter expenses associated with the marital home" and $3000 in
college expenses "which have been continuously paid by Defendant." Plaintiff,
1
The parties agree plaintiff returned to work in 2011, two-and-a-half years
before she filed her complaint for divorce. She is employed as an executive
assistant to the President and Chief Executive Officer of a non-profit advocacy
group. Plaintiff earned $17.50 an hour and worked a thirty-hour week. She
certified in July 2015 that her annual base salary was $25,500, although she
noted she received an extra $1000 per month from August 2014 through August
2015 on account of a grant awarded to the agency. She testified at trial that the
grant was extended through January 2016, but had then ended. Plaintiff's 2013
W-2 revealed earning of $23,275; her 2014 W-2 earnings of $30,825; and 2015
W-2 earnings of $54,850. Plaintiff's employability expert testified in light of
her age, skills and limited funding of her current employer, her earning capacity
was $33,620. Defendant's employability expert testified her earning capacity as
an administrative assistant in East Windsor was between $72,237 and $83,007.
The court imputed income to plaintiff at the level of her 2015 earnings, $54,850.
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however, was advocating that she remain in the marital home, buying out
defendant's interest, which would mean absorbing those expenses. That
defendant assumed certain expenses for plaintiff pendente lite does not mean
those expenses vanished. Indeed, after criticizing plaintiff for including tuition
expenses "none of which have been paid by Plaintiff since the complaint was
filed," the judge assigned plaintiff seventeen percent of those expenses going
forward.
The trial court judge's failure to determine the marital standard of living
left her unable to conclude the open durational alimony award of $2500 a month
augmented by twenty percent of defendant's annual net bonus would permit
plaintiff to "maintain a lifestyle that is reasonably comparable to the standard of
living enjoyed during the marriage," Crews v. Crews, 164 N.J. 11, 17 (2000),
and indeed the judge did not do so. Instead, the judge merely concluded
"Defendant's $2500 suggested monthly alimony figure to be an equitable amount
for payment to the Plaintiff." See Hughes v. Hughes, 311 N.J. Super. 15, 31
(App. Div. 1998) (holding "[b]are survival is not the proper standard, it is the
quality of the economic life during the marriage that determines alimony").
The rationale for even that finding, which, of course, is not the standard,
is elusive. Plaintiff's updated CIS represented her monthly expenses to be
$11,615. The judge noted that "Defendant suggested adjustments to Plaintiff's
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CIS expenses," without detailing them or noting that defendant's suggested
monthly budget for plaintiff was $3780, a reduction of almost two-thirds. The
judge stated she did "not accept all [defendant's] proposed adjustments;
however, after examining carefully the expenses set forth, Plaintiff's Schedule
A shall be adjusted to $2,272; Schedule B shall be adjusted to $533, and
Schedule C expenses shall be adjusted to $2,647 for a total monthly budget for
Plaintiff of $5,452 per month," a figure less than half of what plaintiff said she
needed, with no explanation of what "adjustments" the judge made or why.
Defendant's post-divorce budget for himself was $13,740 a month, a
number slightly higher than what he claimed was the family's monthly budget.
The judge stated she found defendant's CIS expenses "to be generally
acceptable," and "[a]fter adjustment," which was also not explained, "accepted"
defendant's monthly expenses to be $10,035. The judge nowhere explains why
the budget she "accepted" for defendant was almost twice the budget she
assigned plaintiff.
In addition to claiming the trial judge erred in failing to rule on her
pendente lite motion and that the judge's decisions on equitable distribution and
alimony are not supported by the record, plaintiff also claims the court erred in
failing to award her counsel fees. We agree here as well.
In addressing counsel fees, the court found:
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Both parties have made applications for counsel
fees, and the Court denies both parties' applications.
While it may seem that the disparity in income might
result in an order requiring Defendant to contribute to
Plaintiff's counsel fees, that factor alone does not
overcome the remaining factors, including that
Plaintiff, even in her counsel's Certification of
Services, continues to understate her income, utilizing
the 2014 figure of $27,000 instead of the $54,850
Plaintiff actually earned in 2015. Defendant, contrary
to Plaintiff's claim, has not acted unreasonably
throughout this litigation; indeed, as set forth above,
Defendant has voluntarily maintained the shelter and
transportation expenses of [Plaintiff] and has continued
to be solely responsible for [the younger daughter's]
college costs. Further, Defendant, since the litigation's
inception, has agreed that equitable distribution of the
parties' assets should be on a 50/50, basis, and he has
agreed that this is a case where alimony is required.
Plaintiff's claims that Defendant acted unreasonably by
not consenting to vacate default after issues arose with
Plaintiff's prior counsel are rejected. Thus, while the
disparity in income will not overcome the remaining
factors such that the Court will require a contribution
by Defendant to Plaintiff's counsel fees, that same
disparity will not equitably permit an award from
Plaintiff to Defendant for his counsel fees. Each party
shall be responsible for his or her own attorney's fees.
We fail to see how plaintiff's counsel's reference in her fee certification to
plaintiff's 2014 income of $27,000, a year when defendant earned $366,824,
instead of her 2015 income of $54,850, a year when defendant earned $ 334,177
supports the denial of plaintiff's request for an award of counsel fees. There is
a vast disparity in the parties' incomes, no matter what year one compares. Nor
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do we find defendant's voluntarily assumption pendente lite of mortgage
payments that would have otherwise undoubtedly gone into default or their
daughter's college expenses and his concession that the parties' thirty-two-year
marriage should result in an even split of their assets and an award of alimony
to plaintiff should relieve him of any contribution to plaintiff's fees.
The trial judge declined plaintiff's request that she be allowed to buy out
defendant's interest in the marital home because "it would not be possible for
Plaintiff to accomplish that buy-out without significantly diminishing her liquid
and/or retirement assets to do so." The judge found that
[e]ven assuming that Plaintiff is able to secure
financing for such a buy-out and continue to pay the
property taxes (unlikely in light of her claimed
income), the anticipated dissipation of the equitably
distributed assets does not support Plaintiff's request
that she receive a greater percentage of the retirement
accounts "since she will have no ability in the future to
save for her retirement at the level that Husband saves."
The Court finds Plaintiff's position disingenuous when
considering Plaintiff's intention to use retirement assets
to fund the purchase of a home which, by all accounts,
she cannot afford. Moreover, the parties owe
significant credit card and counsel fee debt and the net
proceeds from the sale of the home will be necessary to
pay same.
The trial court judge did not reference plaintiff's counsel fees in her
opinion, but the certification of services in the appendix puts them at $100,000
through trial, almost none of which had been paid. The judge determined that
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the parties' joint pre-complaint credit card debt of $11,545 should be paid from
the proceeds of the sale of the marital home prior to those proceeds being evenly
distributed. The judge also ruled that each party should assume his or her own
post-filing credit card debt. The judge found that amount for plaintiff totaled
$14,658. Accordingly, assuming a value of $525,000 for the marital home,
which we take from defendant's CIS, plaintiff is likely to net less than $95,000
from the parties' largest non-retirement asset.
Failing to consider plaintiff's need for support pendente lite, rejecting her
request for counsel fees and failing to actually consider the value of assets
plaintiff would receive in equitable distribution may have made the court's
ostensible award of fifty percent of the parties' assets chimerical. Moreover,
there is no way of knowing whether the alimony award of $2500 a month
augmented by twenty percent of defendant's annual net bonus would permit
plaintiff to "maintain a lifestyle that is reasonably comparable to the standard of
living enjoyed during the marriage," Crews, 164 N.J. at 17, which defendant in
his CIS averred required $13,706 per month to maintain.
Because we cannot on this record evaluate whether the trial court's
equitable distribution award "effect[ed] a fair and just division of marital
assets," Steneken, 183 N.J. at 299, or whether the court set alimony at a level
that will continue for her the standard of living both parties enjoyed prior to their
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separation, see Innes v. Innes, 117 N.J. 496, 503 (1990), we reverse those aspects
of the divorce judgment relating to equitable distribution, alimony and attorney's
fees and remand for further proceedings not inconsistent with this opinion.
Further, as the judge who heard the matter has weighed evidence and expressed
an opinion as to the credibility of the parties, the hearing should take place
before a different judge. 2 See N.J. Div. of Youth & Family Servs. v. A.W., 103
N.J. 591, 617 (1986).
Reversed and remanded. We do not retain jurisdiction.
2
In determining an alimony award, that judge should consider whether
requiring defendant to pay over an annual percentage of his net bonus "poses a
potential 'source of strife and friction' that should be eliminated." Bowen v.
Bowen, 96 N.J. 36, 43 (1984) (quoting Borodinsky v. Borodinsky, 162 N.J.
Super. 437, 443 (App. Div. 1978)).
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