IN THE MATTER OF CURTIS DIAZ, MERCER COUNTY DEPARTMENT OF PUBLIC SAFETY (NEW JERSEY CIVIL SERVICE COMMISSION) ( 2019 )


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  •                             NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-0587-17T2
    IN THE MATTER OF CURTIS
    DIAZ, MERCER COUNTY
    DEPARTMENT OF PUBLIC SAFETY.
    Submitted November 28, 2018 - Decided January 2, 2019
    Before Judges Accurso and Vernoia.
    On appeal from the New Jersey Civil Service
    Commission, Docket No. 2012-3507.
    Alterman & Associates, LLC, attorneys for appellant
    Curtis Diaz (Stuart J. Alterman, of counsel and on the
    brief).
    Paul R. Adezio, Mercer County Counsel, attorney for
    respondent Mercer County Department of Public Safety
    (Kristina E. Chubenko, Assistant County Counsel, of
    counsel and on the brief).
    Gurbir S. Grewal, Attorney General, attorney for
    respondent Civil Service Commission (Cameryn J.
    Hinton, Deputy Attorney General, on the statement in
    lieu of brief).
    PER CURIAM
    Curtis Diaz, a corrections officer with the Mercer County Department of
    Public Safety, appeals from an August 22, 2017 final agency decision of the
    Civil Service Commission. The Commission adopted the initial decision of the
    administrative law judge on summary disposition that Diaz be suspended for six
    days for excessive absenteeism pursuant to N.J.A.C. 4A:2-2.3(a)(4), by calling
    out of work on December 25, 28 and 29, 2011, without available leave time or
    extending his FMLA (Family and Medical Leave Act, 
    29 U.S.C. §§ 2612
     to
    2654) leave period.
    Diaz claims the Commission's decision was arbitrary and capricious
    because the ALJ "disregarded material evidence pertaining to whether Diaz was
    ever apprised of the six-month expiration" of his FMLA leave and that a six-day
    suspension was inappropriate because his several days of absence stemmed from
    a "singular 'honest mistake.'" Having reviewed the record and those arguments
    in light of applicable law, we affirm.
    The County submitted two certifications in support of its motion for
    summary disposition alleging it approved Diaz's request for intermittent FMLA
    leave by letter of June 3, 2011. According to the County, the letter advised Diaz
    the leave period was from June 1 through December 1, 2011, and that he would
    be required to exhaust his accrued sick time before resorting to his unpaid FMLA
    A-0587-17T2
    2
    leave. Diaz exhausted his sick time on June 27, 2011, and thereafter began to
    draw on his FMLA leave. At the time his leave period expired on December 1,
    2011, Diaz had forty days of FMLA leave still available to him. He did not,
    however, take any action to have his leave extended for another six months.
    Diaz called out of work on December 9 and 10; December 21 and
    December 25, 28 and 29, 2011. He received minor discipline in the form of two
    written reprimands for his first absences in December; one for the December 9
    and 10 absences and another for the absence on December 21. Because of those
    two prior violations, the County charged Diaz with a "step 3" violation for his
    absences on December 25, 28 and 29. Specifically, the County charged Diaz
    with excessive absenteeism, N.J.A.C. 4A:2-2.3(a)(4); conduct unbecoming,
    N.J.A.C. 4A:2-2.3(a)(6); and other sufficient cause, N.J.A.C. 4A:2-2.3(a)(11),
    namely violation of Section A-4 of the Mercer County Table of Offenses and
    Penalties — chronic or excessive absenteeism with the potential for ten days'
    suspension. The charges were sustained at a departmental hearing, but the
    penalty was reduced to a six-day suspension.
    Although Diaz opposed the motion, arguing his conduct did not support
    the charges and the suspension was excessive, he did not submit his own
    certification. Instead, Diaz argued in his brief that he thought he had been
    A-0587-17T2
    3
    granted a full year of intermittent FMLA leave. Finding the material facts
    alleged by the County to be undisputed, see N.J.A.C. 1:1-12.5(a), specifically,
    that Diaz received the notice advising him of the particulars of his leave and its
    duration and that he was absent for the days in question, the ALJ found they
    supported the charge of excessive absenteeism, even accepting Diaz's
    uncertified assertion that he mistakenly believed his FMLA leave was for a year
    and not six months. The ALJ dismissed the remaining charges, finding the other
    sufficient cause charge to be redundant and the conduct unbecoming charge
    unsupported by the evidence, and sustained the six-day suspension. The Civil
    Service Commission adopted the ALJ's decision.
    On appeal, Diaz reprises the arguments he made in the agency and claims
    the ALJ disregarded "known material facts" as to whether Diaz had notice of the
    expiration of his FMLA leave. Specifically, he argues that "[d]espite evidence
    of Diaz 'having received' a letter from the U.S. Department of Labor, there are
    material facts of him misplacing the letter without ever reading it — facts that
    were not considered by the ALJ in the summary decision analysis."
    Our review of administrative agency actions is limited. In re Herrmann,
    
    192 N.J. 19
    , 27 (2007). We will not upset an agency's final quasi-judicial
    decision absent a "clear showing that it is arbitrary, capricious, or unreasonable,
    A-0587-17T2
    4
    or that it lacks fair support in the record." 
    Id. at 27-28
    . This same deferential
    standard applies to our review of the agency's choice of a disciplinary sanction.
    
    Id. at 28
    . We review discipline only to determine whether the "'punishment is
    so disproportionate to the offense, in the light of all of the circumstances, as to
    be shocking to one's sense of fairness.'" In re Stallworth, 
    208 N.J. 182
    , 195
    (2011) (quoting In re Carter, 
    191 N.J. 474
    , 484 (2007)). The standard governing
    agency determinations for summary disposition under N.J.A.C. 1:1-12.5 is
    "'substantially the same as that governing a motion under Rule 4:46-2 for
    summary judgment in civil litigation,'" and our review is de novo. L.A. v. Bd.
    of Educ. of City of Trenton, Mercer Cty., 
    221 N.J. 192
    , 203 (2015) (quoting
    Contini v. Bd. of Educ. of Newark, 
    286 N.J. Super. 106
    , 121-22 (App. Div.
    1995)).
    Applying those standards here, Diaz has provided us no reason to reverse
    the findings of the ALJ, as adopted by the Civil Service Commission. The ALJ's
    refusal to accept statements by counsel in Diaz's opposition brief as "facts" was
    not error, it was required. See Pressler & Verniero, Current N.J. Court Rules,
    cmt. on R. 1:6-6 (2019) ("It is . . . clear that the mere appending of relevant
    documents to the motion brief does not constitute compliance with this
    rule. . . . Even more egregious is the attempted presentation of facts which are
    A-0587-17T2
    5
    neither of record, judicially noticeable, nor stipulated, by way of statements of
    counsel made in supporting briefs, memoranda and oral argument."); see also
    Mazur v. Crane's Mill Nursing Home, 
    441 N.J. Super. 168
    , 180 (App. Div.
    2015).    As we have previously noted, "[t]hese are not merely formal
    requirements. They go to the heart of procedural due process." Celino v. Gen.
    Accident Ins., 
    211 N.J. Super. 538
    , 544 (App. Div. 1986). We further agree
    with the ALJ that Diaz's failure to read the letters approving his FMLA leave is
    not a defense to the charge.
    Our review makes plain the decision of the Civil Service Commission is
    supported by sufficient credible evidence on the record as a whole and the
    sanction of a six-day suspension was justified. See R. 2:11-3(e)(1)(D); Carter,
    
    191 N.J. at 484
    . Diaz's arguments to the contrary are without sufficient merit
    to warrant discussion in a written opinion. See R. 2:11-3(e)(1)(E).
    Affirmed.
    A-0587-17T2
    6