STATE OF NEW JERSEY VS. LESLIE D. HILL (16-04-0227, SALEM COUNTY AND STATEWIDE) ( 2020 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-3448-18T4
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    LESLIE D. HILL, a/k/a LESLIE
    W. HILL, LESLIE HILL and
    LESLIE BUNDY,
    Defendant-Appellant.
    ____________________________
    Submitted November 9, 2020 – Decided December 28, 2020
    Before Judges Messano and Hoffman.
    On appeal from the Superior Court of New Jersey, Law
    Division, Salem County, Indictment No. 16-04-0227.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (Michele A. Adubato, Designated Counsel,
    on the brief).
    John T. Lenahan, Salem County Prosecutor, attorney
    for respondent (David M. Galemba, Assistant
    Prosecutor, of counsel and on the brief).
    PER CURIAM
    Defendant Leslie Hill appeals from the January 14, 2019 Law Division
    order denying his petition for post-conviction relief (PCR) without an
    evidentiary hearing. Defendant collaterally challenges his conviction, after a
    guilty plea to first-degree aggravated manslaughter.
    Because we conclude that defendant, in the course of his plea allocution,
    did not present a sufficient factual basis of guilt, we reverse. In reaching this
    conclusion, we apply the principles set forth in State v. Urbina, 
    221 N.J. 509
    ,
    (2015). We conclude the failure to elicit a sufficient factual basis was of
    constitutional dimension and warrants PCR. See State v. D.D.M., 
    140 N.J. 83
    ,
    95 (1995); State v. Mitchell, 
    126 N.J. 565
    , 577-78 (1992); State v. Belton, 
    452 N.J. Super. 528
    , 530 (App. Div. 2017).
    I.
    On February 8, 2016, Kyana Roman called 9-1-1 because A.C., her two-
    year-old daughter, was not breathing. When officers from Salem City Police
    Department    arrived   at   Roman's     apartment,    A.C.   was   unresponsive.
    Approximately one hour after the 9-1-1 call, A.C. was pronounced dead at Salem
    Memorial Hospital. While no injuries were visible at the time of death, an
    autopsy revealed multiple blunt force injuries to A.C.'s spine, head, and internal
    organs.
    A-3448-18T4
    2
    Defendant, Roman's boyfriend, was also present at the scene when police
    arrived and voluntarily gave a recorded statement to Salem County Prosecutor's
    Office (SCPO) investigators, admitting no wrongdoing. After the autopsy,
    police called Roman and defendant to be interviewed at the Salem City Police
    Department. Before defendant's interview, however, police learned defendant
    had an outstanding warrant for an unrelated matter.
    At the start of the interview, police read defendant his Miranda1 rights.
    During the approximately three-hour interview, defendant admitted he
    "slammed" A.C. on the couch, caused her to fall, and "wrestl[ed]" with her
    during the evening of February 7, 2016. While putting A.C. in "yoga positions"
    – pushing her legs behind her head – defendant heard a loud "pop" and A.C.
    began crying.    He subsequently took A.C. upstairs and placed her in her
    bedroom. At no point during this interview did defendant invoke his Miranda
    rights.
    On April 27, 2016, a Salem County Grand Jury returned an indictment,
    charging defendant with one count of first-degree murder, N.J.S.A. 2C:11-
    4(a)(1); two counts of second-degree aggravated assault, N.J.S.A. 2C:12-
    1
    Miranda v. Arizona, 
    384 U.S. 436
     (1966).
    A-3448-18T4
    3
    1(b)(1); and one count of second-degree endangering the welfare of a child,
    N.J.S.A. 2C:24-4(a).
    On June 29, 2016, defendant's plea counsel filed a motion to suppress
    defendant's second statement to law enforcement. However, counsel withdrew
    the motion on September 2, 2016 and requested "the pre-trial conference remain
    as scheduled to permit counsel to continue off-record plea negotiations."
    Defendant eventually accepted the State's plea offer. Under the plea agreement,
    defendant agreed to plead to an amended charge of first-degree aggravated
    manslaughter, and the State agreed to recommend defendant receive a twenty-
    five-year prison term, subject to the No Early Release Act (NERA), N.J.S.A.
    2C:43-7.2, and dismissal of the remaining charges.
    At his plea hearing on December 5, 2016, plea counsel engaged defendant
    in the following colloquy:
    Q: [Y]ou were in Salem on or around February 7th of
    2015?
    A. Yes.
    Q: Is it correct on that day you engaged in rough play
    with a two-year-old whose initials are A.C.?
    A. Yes.
    Q: And in the course of that rough play . . . did you
    cause significant injuries to her?
    A-3448-18T4
    4
    A. Yes.
    Q: And in the course of causing those injuries, did you
    cause her death?
    A. Yes.
    Q: And would you agree that the manner in which you
    were playing with A.C. disregarded a risk of injury
    that you posed to her?
    A. Yes.
    Q: Isn't it correct that after you engaged in rough play
    with her, you did not seek any medical attention?
    A. Yes.
    While defendant may have admitted to reckless conduct, he was not asked
    to admit that his conduct was done "under circumstances manifesting extreme
    indifference" to human life, N.J.S.A. 2C:11-4(a)(1), i.e., that it was probable,
    not possible, that death would result. Notwithstanding this omission, neither the
    prosecutor nor the judge asked any additional questions to establish the key
    element of aggravated manslaughter.2
    2
    In State v. Curtis, 
    195 N.J. Super. 354
    , 364-65 (App. Div. 1984), this court
    found that the difference between aggravated and reckless manslaughter is the
    degree of risk created by defendant's conduct. If, under all the surrounding
    circumstances, the defendant's conduct creates a probability, as opposed to a
    "mere possibility" of death, then the circumstances manifest "extreme
    A-3448-18T4
    5
    On January 20, 2017, the same judge sentenced defendant, in accordance
    with the plea agreement, to a twenty-five-year prison term, subject to NERA,
    and dismissed the remaining charges. Defendant appealed his sentence to an
    excessive sentence oral argument (ESOA) panel, which affirmed the sentence.
    State v. Hill, No. A-002678-16 (App. Div. June 5, 2017).
    On January 3, 2018, defendant filed a pro se petition for PCR. Assigned
    counsel filed a brief in support of the petition, asserting that 1) there was an
    insufficient factual basis for the amended charge of aggravated manslaughter;
    2) plea counsel was ineffective for failing to explain the aggravated
    manslaughter charge and failing to investigate third party guilt; and 3) counsel
    improperly withdrew the Miranda motion.
    On January 14, 2019, a different judge heard oral argument on defendant's
    PCR petition at a non-evidentiary hearing. The PCR judge issued a written
    opinion denying defendant's petition on January 18, 2019, finding defendant's
    argument that the factual basis was insufficient was procedurally barred by Rule
    3:22-4, because it could have been raised on direct appeal, and was otherwise
    indifference to human life" and the offense is aggravated manslaughter. 
    Id. at 365-65
    . Our Supreme Court endorsed Curtis in State v. Breakiron, 
    108 N.J. 591
    ,
    605 (1987). See also State v. Galicia, 
    210 N.J. 364
    , 378 (2012) ("[W]hen it is
    only possible that death will result, the homicide constitutes reckless
    manslaughter." (citing Curtis, 
    195 N.J. Super. at 364
    )).
    A-3448-18T4
    6
    without merit, and that defendant failed to establish a prima facie case of
    ineffective assistance of counsel. This appeal followed.
    Defendant raises the following argument on appeal:
    THE POST-CONVICTION RELIEF COURT ERRED
    IN DENYING THE DEFENDANT'S PETITION FOR
    POST-CONVICTION      RELIEF    WITHOUT
    AFFORDING HIM AN EVIDENTIARY HEARING
    TO FULLY ADDRESS HIS CONTENTION THAT HE
    FAILED TO RECEIVE ADEQUATE LEGAL
    REPRESENTATION FROM PLEA COUNSEL.
    II.
    PCR is the vehicle through which a defendant may, after conviction and
    sentencing, challenge a judgment of conviction by raising issues that could not
    have been raised on direct appeal and, therefore, ensures that a defendant was
    not unjustly convicted. State v. McQuaid, 
    147 N.J. 464
    , 482 (1997). Pursuant
    to Rule 3:22-2(a), a defendant is entitled to PCR if there was a "[s]ubstantial
    denial in the conviction proceedings of defendant's rights under the Constitution
    of the United States and the Constitution or laws of the State of New Jersey."
    We review the trial court's denial of PCR de novo. State v. Harris, 
    181 N.J. 391
    , 421 (2004) (stating appellate court conducts de novo review when PCR
    court does not hold an evidentiary hearing). We also review de novo a decision
    whether a defendant has provided an adequate factual basis for a guilty plea.
    A-3448-18T4
    7
    State v. Tate, 
    220 N.J. 393
    , 403-04 (2015). "An appellate court is in the same
    position as the trial court in assessing whether the factual admissions during a
    plea colloquy satisfy the essential elements of an offense." Id. at 404.
    When seeking PCR, a defendant may challenge the adequacy of the factual
    basis of a guilty plea. Urbina, 221 N.J. at 527. Our decision on this appeal is
    largely guided by Urbina.
    In Urbina, the defendant – a juvenile waived up to adult court – attempted
    to plead guilty to aggravated manslaughter. But, in the course of his allocution,
    he asserted that he reached for his firearm only after the victim began to reach
    for his own. The defendant "just wanted to have [the victim] back up," but his
    automatic weapon "just went off." Id. at 516. Defense counsel then stated that
    he had discussed a potential self-defense claim with his client and advised him
    that it was not "particularly viable." Id. at 517. In response to the prosecutor's
    request, defendant's plea form was amended to state that he was waiving self-
    defense. Ibid. Without reviewing the nature of a self-defense claim, or the
    State's burden to disprove self-defense, the court then asked Urbina, "And you
    do know . . . by pleading today, you've waived any potential utilization of self-
    defense, correct?" Ibid. Defendant answered yes, and the court accepted the
    plea as providing an adequate factual basis. Id. at 517-18. After this court
    A-3448-18T4
    8
    affirmed the conviction on direct appeal by a divided panel, State v. Urbina, No.
    A-1761-11 (App. Div. July 19, 2013) (slip op. at 2), the Supreme Court reversed.
    Urbina, 
    221 N.J. 509
    .
    In reversing, the Court reaffirmed New Jersey's adherence to the principle
    that a defendant must provide a comprehensive factual basis for a plea,
    addressing each element of the offense. 
    Id. at 526-27
    . "[I]n New Jersey, '[e]ven
    if a defendant wished to plead guilty to a crime he or she did not commit, he or
    she may not do so.'" 
    Id. at 527
     (quoting State v. Smullen, 
    118 N.J. 408
    , 415
    (1990)).
    "A factual basis may be challenged by a petition for post-conviction relief,
    as well as by a motion to withdraw a plea, or by direct appeal." Belton, 452 N.J.
    Super. at 537 (citing Urbina, 221 N.J. at 528). "In short, if a factual basis has
    not been given to support a guilty plea, the analysis ends and the plea must be
    vacated." Tate, 220 N.J. at 403-04. As a result, "a challenge to the sufficiency
    of a factual basis does not implicate the four-part standard under State v. Slater,
    
    198 N.J. 145
     (2009)." Belton, 452 N.J. Super. at 537, n.2.
    III.
    We first address the PCR judge's determination that defendant's
    insufficient factual basis claim was procedurally barred under Rule 3:22-4.
    A-3448-18T4
    9
    Other than for enumerated exceptions, Rule 3:22-4 bars a defendant from
    employing PCR to assert a claim that could have been raised on direct appeal.
    See State v. Nash, 
    212 N.J. 518
    , 546 (2013). However, Rule 3:22-4(a)(2)
    provides an exception where enforcement of the bar to preclude claims would
    result in "fundamental injustice."     Although there is no bright-line test to
    determine when this exception applies, the Court has instructed:
    In defining fundamental injustice, the courts will look
    to whether the judicial system has provided the
    defendant with fair proceedings leading to a just
    outcome. 'Fundamental injustice' will be found . . . if
    inadvertent errors mistakenly impacted a determination
    of guilt or otherwise 'wrought a miscarriage of justice
    for the individual defendant.' The standard goes
    beyond      constitutional    infringements      to    any
    circumstances deemed 'unjust.' Although a petitioner
    would not have to prove that the issue of concern cost
    him the case, 'to establish injustice there should at least
    be some showing that . . . [the alleged violation] played
    a role in the determination of guilt. . . . To conclude
    otherwise would exalt form over substance.'
    [Mitchell, 
    126 N.J. at 587
     (alterations in original)
    (citations omitted).]
    The defendant must "allege specific facts, which, if believed, would demonstrate
    the likelihood of injustice by a preponderance of the evidence." 
    Id. at 589
    .
    On appeal, defendant contends the factual basis of his guilty plea did not
    establish the essential elements of aggravated manslaughter, specifically a
    A-3448-18T4
    10
    probability of death. The State responds that the factual basis presents sufficient
    circumstances involving a probability of death, particularly given that A.C. was
    only two years old, and defendant failed to seek medical attention. In light of
    the limited plea colloquy in this case, we are constrained to agree with
    defendant. As a result, we must vacate defendant's guilty plea, concluding
    enforcement of the bar would result in fundamental injustice." R. 3:22-4(a)(2).
    The factual basis requirement, among other things, protects a defendant
    who voluntarily and knowingly pleads, but without recognition that his conduct
    does not fall within the charge. State ex rel. T.M., 
    166 N.J. 319
    , 327 (2001). It
    also provides a record for appellate review if the plea is later challenged and
    gives a court the opportunity to evaluate the conditions under which a plea is
    made. State v. Barboza, 
    115 N.J. 415
    , 421 (1989). Because of the constitutional
    values at stake, "we have been very sensitive to the requirement that there be an
    adequate factual basis for a plea of criminal guilt." Smullen, 
    118 N.J. at 414
    .
    "Criminal homicide constitutes aggravated manslaughter when . . . [t]he
    actor recklessly causes death under circumstances manifesting extreme
    indifference to human life[.]"       N.J.S.A. 2C:11-4(a)(1).      For aggravated
    manslaughter, a defendant acts recklessly when he consciously disregards a
    substantial and unjustifiable risk of death, State v. Cruz, 
    163 N.J. 403
    , 417
    A-3448-18T4
    11
    (2000), i.e., when defendant's actions create "a probability as opposed to the
    mere possibility that death would occur." State v. Bakka, 
    176 N.J. 533
    , 549
    (2003) (citing State v. Kotter, 
    271 N.J. Super. 214
    , 227 (App. Div. 1994)).
    The "law requires that each element of the offense be addressed in the plea
    colloquy[,]" State v. Campfield, 
    213 N.J. 218
    , 231 (2013), though "[t]hat does
    not mean that a court must follow a prescribed or artificial ritual." T.M., 
    166 N.J. at 327
    . This is because "different criminal charges and different defendants
    require courts to act flexibly to achieve constitutional ends, [and] a factual basis,
    established . . . through direct admission by the defendant, should be examined
    in light of all surrounding circumstances and in the context of an entire plea
    colloquy." 
    Ibid.
     Nonetheless, "it is essential to elicit from the defendant a
    comprehensive factual basis, addressing each element of a given offense in
    substantial detail." Campfield, 213 N.J. at 236.
    In this case, the plea colloquy clearly failed to establish the essential
    elements of aggravated manslaughter. Although defendant admitted causing
    "significant injuries" to A.C., and those injuries caused A.C.'s death, defendant
    neither admitted nor acknowledged facts constituting the requisite "extreme
    indifference" or conscious disregard for a "probability of [A.C.'s] death." See
    Campfield, 213 N.J. at 231. Defendant's conduct of engaging in "rough play"
    A-3448-18T4
    12
    with two-year-old A.C., disregarding a risk of injury to her, and failing to seek
    medical attention after causing her injuries, while inappropriate and reckless,
    are not circumstances manifesting extreme indifference to A.C.'s life.
    Defendant's colloquy does not establish a disregard for a risk of death, let alone
    a probability of death. We note that no injuries were visible at the time of death.
    Additional information should have been elicited from defendant to assure that
    the factual basis supported his plea. See State v. Harris, 
    141 N.J. 525
    , 545
    (1995) (holding that the State must prove beyond a reasonable doubt the
    elements of the charged offense).
    However, as we recognized in Belton,
    an inadequate factual basis does not necessarily entitle
    a defendant to relief upon a collateral attack of a
    conviction. "As long as a guilty plea is knowing and
    voluntary . . . a court's failure to elicit a factual basis
    for the plea is not necessarily of constitutional
    dimension and thus does not render illegal a sentence
    imposed without such basis."
    [452 N.J. Super. at 540 (quoting Mitchell, 
    126 N.J. at 577
    ).]
    However, "a contemporaneous claim of innocence alters the legal significance
    of the lack of factual basis. 
    Ibid.
     As does other "indicia . . . that the defendant
    does not understand enough about the natre of the law as it applied to the facts
    of the case to make a truly voluntary decision on his own." Mitchell, 126 N.J.
    A-3448-18T4
    13
    at 577. See also Barboza, 
    115 N.J. at
    415 n.1, ("A guilty plea violates due
    process and is, thus, constitutionally defective if it is not voluntary and
    knowing.").
    Here, we find significant a hand-written letter dated November 28, 2016
    that defendant sent to the judge approximately one week before his guilty plea.
    In the letter, defendant wrote "the whole incident was an accident," and "[i]f
    [he] had anything to do with" A.C.'s death, or "[i]f he was the cause," he was
    sorry. We note these comments are consistent with the voluntary statement
    defendant provided the day of A.C.'s death, when he admitted that he engaged
    in rough housing with A.C. the night before, but qualified his admission, stating,
    "I didn't even know she was hurt though." During all the questioning, defendant
    maintained his position that he did not kick or punch A.C. in anger or do
    anything to harm her intentionally. The entire transcript of defendant's guilty
    plea is less than ten pages, and we have quoted above the entire plea allocution.
    Inasmuch as the plea colloquy did not establish that defendant's conduct
    created "a probability . . . of death," Curtis, 
    195 N.J. Super. at 364-65
    , it cannot
    be said his plea was voluntary and knowing; as a result, it violated due process.
    Because an adequate factual basis was not elicited from defendant to support a
    guilty plea to first-degree aggravated manslaughter, "the analysis ends and the
    A-3448-18T4
    14
    plea must be vacated." Tate, 220 N.J. at 404. Therefore, without the necessity
    of reaching defendant's remaining arguments, we reverse the denial of PCR and
    vacate defendant's plea and conviction. Campfield, 213 N.J. at 232 (holding in
    the absence of an adequate factual basis, "the parties must be restored to their
    respective positions prior to the guilty plea" (citing Barboza, 
    115 N.J. at 420
    )).
    The matter is remanded to the Law Division for review of defendant's bail status
    pending further proceedings. The bail review shall be conducted within thirty
    days of our judgment.
    Reversed and remanded. We do not retain jurisdiction.
    A-3448-18T4
    15