STATE OF NEW JERSEY VS. ELMAN MARROQUIN (16-05-0284, SOMERSET COUNTY AND STATEWIDE) ( 2020 )


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  •                                 NOT FOR PUBLICATION WITHOUT THE
    APPROVAL OF THE APPELLATE DIVISION
    This opinion shall not "constitute precedent or be binding upon any court ." Although it is posted on the
    internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.
    SUPERIOR COURT OF NEW JERSEY
    APPELLATE DIVISION
    DOCKET NO. A-3139-18T4
    STATE OF NEW JERSEY,
    Plaintiff-Respondent,
    v.
    ELMAN MARROQUIN,
    Defendant-Appellant.
    _______________________
    Submitted October 6, 2020 – Decided December 28, 2020
    Before Judges Mawla and Natali.
    On appeal from the Superior Court of New Jersey, Law
    Division, Somerset County, Indictment No. 16-05-
    0284.
    Joseph E. Krakora, Public Defender, attorney for
    appellant (John J. Bannon, Designated Counsel, on the
    brief).
    Michael H. Robertson, Somerset County Prosecutor,
    attorney for respondent (Amanda Frankel, Assistant
    Prosecutor, of counsel and on the brief).
    PER CURIAM
    Defendant Elman Marroquin appeals from an October 5, 2018 order
    denying his petition for post-conviction relief (PCR) following an evidentiary
    hearing and his motion to withdraw his guilty plea. He also appeals from a
    December 20, 2018 order denying his motion for reconsideration.
    Defendant claims his trial counsel was constitutionally ineffective
    because he failed to: 1) discuss with him all available defenses; 2) review the
    State's discovery with him; 3) warn about his maximum sentencing exposure,
    including the immigration consequence of any plea; and 4) advise that he could
    accept pretrial intervention (PTI), or proceed to trial in lieu of his plea deal.
    Defendant also moved to vacate his plea primarily contending that it was neither
    voluntary nor knowing as he failed to provide a sufficient factual basis to support
    the charges. We disagree with all of these arguments and affirm.
    I.
    Defendant was arrested after he got into a drunken altercation with his
    brother and pulled out a box cutter.         After the fight was interrupted by a
    bystander, responding officers arrived and asked defendant to drop the box
    cutter but he did not immediately comply. Defendant was arrested and charged
    with:    1) third-degree aggravated assault, N.J.S.A. 2C:12-1(b)(2); 2) third-
    degree possession of a weapon for an unlawful purpose, N.J.S.A. 2C:39-4(d);
    A-3139-18T4
    2
    and 3) fourth-degree unlawful possession of a weapon, N.J.S.A. 2C:39-5(d). He
    was also issued a summons for resisting arrest, N.J.S.A. 2C:29-2(a)(1), a
    disorderly persons offense.
    Defendant applied for admission into the PTI program, a request that was
    initially recommended and not opposed by the State. As a condition of his
    admission to PTI, however, defendant was required to plead guilty to the
    charges. Although defendant completed the necessary plea forms, he did not
    plead guilty at the scheduled plea hearing. Instead, he maintained his innocence
    and requested the opportunity to consult with an immigration attorney.
    After defendant spoke with an immigration attorney, he resubmitted his
    plea forms and pled guilty to amended charges of: 1) simple assault, N.J.S.A.
    2C:12-1(a)(3); 2) disorderly conduct, N.J.S.A. 2C:33-2(a)(1); 3) fourth-degree
    unlawful possession of a weapon, N.J.S.A. 2C:39-5(d); and 4) resisting arrest,
    N.J.S.A. 2C:29-2(a).
    At the plea hearing, defendant admitted his guilt and no longer claimed he
    was innocent of the charges. He also stated that he was entering the plea
    voluntarily and that nobody "pressure[d him], coerce[d him], or place[d him]
    under duress, or und[ue] influence."
    A-3139-18T4
    3
    In addition, the following colloquy occurred regarding the immigration
    consequences of defendant's plea:
    COURT: Do you understand that as a result of your
    guilty plea that you are substantially likely to be
    deported?
    DEFENDANT: Yes.
    COURT: This court, as a state court, has no[] authority
    over immigration matters.
    DEFENDANT: I understand that.
    COURT: It will be up to [f]ederal immigration
    authorities to decide whether or not you should be
    deported, after you have a hearing.
    DEFENDANT: I understand that.
    COURT: Have you had an opportunity to speak with
    an immigration attorney, or do you wish to do so, prior
    to completing your guilty plea here today?
    DEFENDANT: I've spoken to one already.
    COURT: Therefore, you're ready to proceed at this
    time with your guilty plea, after you had the
    opportunity to already speak with an immigration
    lawyer, is that correct?
    DEFENDANT: Yes.
    COURT: While I do not know what, if any, action will
    be taken by the immigration authorities, any defendant
    who pleads in front of this court is always told that you
    A-3139-18T4
    4
    should assume that you will be deported as a result of
    your plea. Do you understand that warning, sir?
    DEFENDANT: Yes.
    With regard to the factual basis for defendant's plea, defendant's counsel
    and the court elicited the following facts:
    [TRIAL COUNSEL]: . . . [O]n April 7th, 2016[,] at
    approximately 11 p.m. were you in possession of an
    item that's depicted in the photograph marked as
    Exhibit D-1, that's here before you?
    DEFENDANT: Yes.
    [TRIAL COUNSEL]: And this photograph D-1 depicts
    a utility knife that you normally carried with you for
    work purposes?
    DEFENDANT: Yes.
    [TRIAL COUNSEL]: And at approximately 11 p.m. on
    April 7, 2016[,] you were in possession of that utility
    knife not for work purposes, is that correct?
    DEFENDANT: Yes.
    [TRIAL COUNSEL]: On the evening that we just
    mentioned did you have an argument with the victim at
    16 Clairmont Road in Bernardsville at the time we just
    described?
    DEFENDANT: Yes.
    [TRIAL COUNSEL]: At that time did you intend to
    frighten or scare the victim in this case?
    A-3139-18T4
    5
    DEFENDANT: I was trying to frighten him, yes.
    [TRIAL COUNSEL]: At that time, and at that place,
    did you cause a disturbance by having an argument with
    the victim?
    DEFENDANT: Yes.
    [TRIAL COUNSEL]: And at some point the police
    came, is that correct?
    DEFENDANT: Correct.
    [TRIAL COUNSEL]: And after the police came they
    requested that you approach them and you did not
    immediately comply, is that correct?
    DEFENDANT: Correct.
    ....
    COURT: . . . Mr. Marroquin, did you in the course of
    an argument with the victim on April 7th, 2016, in
    Bernardsville, . . . hold up a box cutter in a manner that
    you put the victim in fear of imminent serious bodily
    injury?
    ....
    DEFENDANT: Yes.1
    1
    We note that the transcript reveals that the interpreter initially incorrectly
    translated the court's question as to whether defendant put his brother in fear of
    imminent serious bodily injury by using the Spanish word for death. We are
    satisfied that the interpreter, upon immediate request from the court and trial
    counsel, rectified this mistake and posed the appropriate question to defendant.
    In this regard, the interpreter's statement, "I will rectify for the record," was
    followed by defendant's affirmative response.
    A-3139-18T4
    6
    Defendant was sentenced to two years of probation, community service,
    and ordered to participate in substance abuse, anger management and
    psychological evaluations, and complete any recommended treatment. He was
    credited with 204 days of jail credit and immediately released from custody.
    Upon his release, defendant was detained by United States Immigration and
    Customs Enforcement (ICE) representatives and eventually deported to
    Guatemala.
    Defendant never filed a direct appeal of his convictions or sentence.
    While in ICE's custody, defendant filed an initial and amended PCR petition
    which was supplemented by a supporting brief by appointed PCR counsel.
    Defendant alleged his counsel was constitutionally ineffective under Strickland
    v. Washington, 
    466 U.S. 668
    , 686 (1984), and State v. Fritz, 
    105 N.J. 42
    , 58
    (1987), based on the four separate bases previously noted. Defendant also filed
    a motion to vacate his plea.
    In a June 5, 2018 order, the PCR court granted defendant's request for an
    evidentiary hearing. The PCR court found that a limited hearing was necessary
    to further assess whether the advice counsel gave defendant regarding the
    immigration consequences of his plea "was negated by conversations that
    A-3139-18T4
    7
    occurred off the record" and whether trial counsel "pressured" defendant to take
    the plea agreement.
    On October 5, 2018, the PCR court denied defendant's PCR petition and
    his motion to withdraw his guilty plea. In a corresponding written opinion, the
    PCR court specifically rejected defendant's ineffective assistance of counsel
    claim based on counsel's alleged failure to warn about the immigration
    consequences of his plea. It "critically" found that defendant testified that he
    "was informed by immigration counsel that he would be deported if he accepted
    the plea deal, that he was fully aware of the immigration consequences of the
    plea, he understood that he would be deported if he accepted the plea, and that
    he decided to accept the plea nonetheless."         As a result, the court found
    "[defendant] was not given misleading advice about . . . deportation."
    The PCR court also found the factual basis for defendant's plea was
    sufficient and noted that the plea colloquy established defendant "was in
    possession of a utility knife and used it in a manner to cause the victim to fear
    imminent    bodily    injury."     Further,   the    PCR    court   found     "[t]he
    circumstances . . . make it apparent that [d]efendant knew he was being
    arrested" and thus satisfied the elements of the resisting arrest charge.
    A-3139-18T4
    8
    The court also concluded at the time of defendant's plea he "ha[d] not
    made a colorable claim of innocence."      Finally, the PCR court noted that
    defendant "gave sworn testimony that he was entering a free and voluntary plea"
    and concluded defendant did not establish that he was "misled or coerced into
    taking the plea deal."
    Defendant filed a motion for reconsideration relying on State v. Vasco,
    
    456 N.J. Super. 382
     (2017), rev'd on dissent, 
    235 N.J. 365
     (2018), which the
    Supreme Court decided shortly after the PCR court's October 5, 2018 decision.
    The court denied the motion after hearing oral arguments in a December 20,
    2018 order and corresponding opinion.      The PCR court found defendant's
    "reliance on [Vasco] misplaced as [defendant] did admit to the circumstances
    necessary to establish his guilt," which went "far beyond the defendant in
    Vasco."
    On appeal, defendant argues:
    POINT I
    BECAUSE        DEFENDANT      RECEIVED
    INEFFECTIVE ASSISTANCE OF COUNSEL, THE
    PCR COURT ERRED IN DENYING DEFENDANT'S
    PETITION FOR PCR.
    A.     [LEGAL    STANDARDS   GOVERNING
    APPLICATIONS FOR POST-CONVICTION
    RELIEF.
    A-3139-18T4
    9
    B.    TRIAL COUNSEL FAILED TO ADVISE MR.
    MARROQUIN OF HIS DEFENSES, FAILED
    TO REVIEW DISCOVERY WITH MR.
    MARROQUIN,      MISINFORMED    MR.
    MARROQUIN      OF   HIS   MAXIMUM
    EXPOSURE    IF    CONVICTED,  AND
    INAPPROPRIATELY      ADVISED   MR.
    MARROQUIN TO PLEAD GUILTY RATHER
    THAN ACCEPTING PTI OR PROCEEDING
    TO TRIAL].
    POINT II
    BECAUSE DEFENDANT DID NOT MAKE A
    KNOWING, INTELLIGENT, AND VOLUNTARY
    PLEA, THE PCR COURT ERRED IN DENYING
    DEFENDANT'S PETITION FOR PCR.
    A.    [LEGAL    STANDARDS   GOVERNING
    APPLICATIONS FOR POST-CONVICTION
    RELIEF.
    B.    DEFENDANT DID NOT MAKE A KNOWING,
    INTELLIGENT, AND VOLUNTARY GUILTY
    PLEA WITH A SUFFICIENT FACTUAL
    BASIS].
    II.
    "Post-conviction relief is New Jersey's analogue to the federal writ of
    habeas corpus." State v. Pierre, 
    223 N.J. 560
    , 576 (2015) (quoting State v.
    Preciose, 
    129 N.J. 451
    , 459 (1992)). It serves as a safeguard to ensure that a
    A-3139-18T4
    10
    criminal defendant was not unfairly convicted and is the "last line of defense
    against a miscarriage of justice." State v. Nash, 
    212 N.J. 518
    , 526 (2013).
    Our review of a PCR claim after a court has held an evidentiary hearing
    "is necessarily deferential to [the] PCR court's factual findings based on its
    review of live witness testimony." Nash, 212 N.J. at 540. Where an evidentiary
    hearing has been held, we should not disturb "the PCR court's findings that are
    supported by sufficient credible evidence in the record." Pierre, 223 N.J. at 576
    (citations omitted). We review any legal conclusions of the trial court de novo.
    Nash, 212 N.J. at 540-41; State v. Harris, 
    181 N.J. 391
    , 419 (2004).
    As relevant here, one ground for post-conviction relief asks whether there
    has been a "[s]ubstantial denial in the conviction proceedings of defendant's
    rights under the Constitution of the United States or the [c]onstitution or laws
    of the State of New Jersey." R. 3:22-2(a). A criminal defendant's right to
    counsel, under the Sixth Amendment of the United States Constitution and
    article I, paragraph 10 of the New Jersey Constitution, includes the right to
    adequate legal advice. Strickland, 
    466 U.S. at 686
    ; Fritz, 
    105 N.J. at 58
    .
    To establish a prima facie claim of ineffective assistance of counsel, the
    defendant is obliged to show not only the particular manner in which counsel's
    performance was deficient, but also that the deficiency prejudiced his right to a
    A-3139-18T4
    11
    fair trial. Strickland, 
    466 U.S. at 687
    ; Fritz, 
    105 N.J. at 58
    . The United States
    Supreme Court has extended these principles to a criminal defense attorney's
    representation of an accused in connection with a plea negotiation. Lafler v.
    Cooper, 
    566 U.S. 156
    , 162-63 (2012); Missouri v. Frye, 
    566 U.S. 134
    , 143-44
    (2012).
    There is a strong presumption that counsel "rendered adequate assistance
    and made all significant decisions in the exercise of reasonable professional
    judgment." Strickland, 
    466 U.S. at 690
    . Further, because prejudice is not
    presumed, Fritz, 
    105 N.J. at 52
    , the defendant must demonstrate "how specific
    errors of counsel undermined the reliability" of the proceeding. United States
    v. Cronic, 
    466 U.S. 648
    , 659 n.26 (1984).
    In order to establish the Strickland prejudice prong to set aside a guilty
    plea based on ineffective assistance of counsel, a defendant must also show
    "there is a reasonable probability that, but for counsel's errors, [defendant]
    would not have pled guilty and would have insisted on going to trial." State v.
    DiFrisco, 
    137 N.J. 434
    , 457 (1994) (quoting Hill v. Lockhart, 
    474 U.S. 52
    , 59
    (1985)). Moreover, "a [defendant] must convince the court that a decision to
    reject the plea bargain" and "insist on going to trial" would have been "rational
    under the circumstances." State v. Maldon, 
    422 N.J. Super. 475
    , 486 (App. Div.
    A-3139-18T4
    12
    2011) (quoting Padilla v. Kentucky, 
    559 U.S. 356
    , 372 (2010)).                That
    determination should be "based on evidence, not speculation." 
    Ibid.
    As noted, defendant points to four separate errors committed by his trial
    counsel that deprived him of his Sixth Amendment rights, "if not individually,
    then cumulatively." We discuss each claim separately and conclude defendant
    failed to satisfy either the performance or prejudice prong of the Strickland test.
    A.    Failure to discuss defenses.
    Defendant argues that his trial counsel was constitutionally deficient
    because he never discussed all available defenses with him.          Specifically,
    defendant contends discovery supported viable claims that he: 1) acted in self-
    defense; 2) did not possess the requisite criminal intent based on his
    intoxication; and 3) was in lawful possession of the boxcutter. In support,
    defendant points to his testimony before the PCR court and his statements to the
    police that his brother "broke [some beer] bottles and then . . . pushed [defendant
    a] couple times." Defendant also claims a bystander "came from nowhere" and
    threw him against a dumpster. Defendant argues these facts created a cognizable
    claim of self-defense because he pulled out the box cutter to defend against his
    drunken brother's actions and from an unknown assailant. We reject defendant's
    arguments for two reasons.
    A-3139-18T4
    13
    First, at the evidentiary hearing, defendant's trial counsel testified that he
    discussed with defendant his alleged "innocen[ce]" and "possible defenses" and
    decided to assert a "factual defense." Counsel further explained that he intended
    to focus on the fact that the box cutter "was not a deadly weapon that [defendant]
    was holding. That he had no intent. That it wasn't used in any of the incidents
    as alleged." We glean from the court's denial of defendant's petition that it
    rejected defendant's testimony and credited that of his trial counsel.
    Second, we conclude trial counsel's strategic decision to ultimately plead
    guilty exhibited "reasonable professional judgement." Strickland, 
    466 U.S. at 690
    . As the PCR court noted, defendant "fail[ed] to establish a colorable claim
    of self-defense." Indeed, use of the box cutter to put defendant's brother in fear
    of serious bodily injury was a disproportionate response to the altercation. See
    N.J.S.A. 2C:3-4.
    B.    Failure to review discovery.
    With respect to counsel's alleged failure to review discovery with him,
    defendant specifically claims that his trial counsel "never reviewed [the audio
    of his brother]'s statement to the police with him."2 Defendant asserts that the
    2
    Several weeks after defendant was arrested, the police conducted an interview
    of his brother in Spanish. This interview was summarized in English in the
    A-3139-18T4
    14
    paper discovery was not an "honest narrative of the statement of [his brother]"
    because it was "inaccurate, misleading, and self-serving."
    During the evidentiary hearing, however, trial counsel stated he did
    review all necessary discovery materials with defendant but that he was unable
    to play any audio recording for defendant because he was not permitted to bring
    his laptop to the jail where defendant was incarcerated. While trial counsel
    admitted to not translating the brother's statement to the police from Spanish to
    English, he did review with defendant the prosecutor's "paper discovery," which
    would have included the report from the State summarizing his brother's
    statement.
    Moreover, we note there is no material conflict between the summary in
    the investigation report and the translation of the brother's statement to the
    police in the record. While defendant's brother started the interview by denying
    the presence of a box cutter, he then recanted that statement at the end of the
    interview and stated defendant did possess the box cutter and that it was pointed
    at his throat.
    C.     Failure to advise about sentencing exposure.
    prosecutor's investigation report.      The audio recording was eventually
    transcribed into English for purposes of defendant's PCR petition and was
    available in the record for our review.
    A-3139-18T4
    15
    Defendant also asserts his trial counsel failed to inform him of his
    maximum sentencing exposure if convicted, including "the collateral
    immigration consequences." Defendant specifically argues that trial counsel
    "failed in his obligation to explain the matter [of deportation] to [defendant] t o
    the extent reasonably necessary to permit him to make informed decisions." See
    State v. Nuñez-Valdéz, 
    200 N.J. 129
    , 140-43 (2009) (holding counsel is
    ineffective where advice given to a defendant regarding the removal
    consequences of a guilty plea is "false," or "inaccurate" and affirmatively
    "misleading").
    As noted, the PCR court concluded "[defendant] was not given misleading
    advice about . . . deportation." This finding was fully supported by sufficient
    credible evidence in the record, particularly the colloquy from the plea hearing.
    See Pierre, 223 N.J. at 576. Indeed, defendant admitted to speaking with an
    immigration attorney and that she answered all his questions.          The record
    establishes that defendant was warned multiple times that deportation was
    substantially likely to occur based on his plea.
    D.    Failure to advise regarding PTI and ability to proceed to trial.
    Defendant's claim that his trial counsel failed to advise him regarding the
    availability of the PTI program or his ability to proceed to trial is also belied by
    A-3139-18T4
    16
    the record. Indeed, defendant was fully aware of the option of entering the PTI
    program as it was discussed at the first plea hearing, which did not conclude as
    defendant initially proclaimed his innocence and requested to speak with
    immigration counsel.
    In sum, we conclude defendant has failed to satisfy either the performance
    or prejudice prong under Strickland for all four of his ineffective assistance of
    counsel claims. Further, defendant has failed to show it would have been
    rational to forego his guilty plea and proceed to trial under the circumstances.
    Maldon, 
    422 N.J. Super. at 486
    .
    III.
    In his second argument, defendant claims that the court should have
    granted his petition and vacated his entire plea due to his failure to provide an
    adequate factual basis for the unlawful possession of a weapon and resisting
    arrest charges. Defendant also claims the court committed error when it denied
    his request to vacate his plea under State v. Slater, 
    198 N.J. 145
    , 150 (2009).
    We disagree with these arguments.
    Where, as here, the application to withdraw a guilty plea is made after
    sentencing, a defendant must demonstrate that a "manifest injustice" occurred.
    Slater, 
    198 N.J. at
    158 (citing R. 3:21-1). "[E]fforts to withdraw a plea after
    A-3139-18T4
    17
    sentencing must be substantiated by strong, compelling reasons." 
    Id. at 160
    .
    Courts considering post-sentencing motions apply "a more stringent standard"
    and "weigh[] more heavily the State's interest in finality." State v. McQuaid,
    
    147 N.J. 464
    , 487 (1997). Moreover, "[i]n the PCR context, to obtain relief from
    a conviction following a plea, 'a petitioner must convince the court that a
    decision to reject the plea bargain would have been rational under the
    circumstances.'" State v. O'Donnell, 
    435 N.J. Super. 351
    , 371 (App. Div. 2014)
    (quoting Padilla, 
    559 U.S. at 372
    ).
    In Slater, the Supreme Court delineated a four-factor balancing test to
    guide courts in exercising their discretion to set aside guilty pleas. 3 
    Id.
     at 157-
    58. The Court in State v. Tate, however, instructed "when the issue is solely
    whether an adequate factual basis supports a guilty plea, a Slater analysis is
    unnecessary." 
    220 N.J. 393
    , 404 (2015) (citations omitted). Such an issue is
    3
    These factors are:
    (1) whether the defendant has asserted a colorable
    claim of innocence; (2) the nature and strength of
    defendant's reasons for withdrawal; (3) the existence of
    a plea bargain; and (4) whether withdrawal would result
    in unfair prejudice to the State or unfair advantage to
    the accused.
    [Slater, 
    198 N.J. at 150
    .]
    A-3139-18T4
    18
    reviewed de novo, because "[a]n appellate court is in the same position as the
    trial court in assessing whether the factual admissions during a plea colloquy
    satisfy the essential elements of an offense." 
    Ibid.
    In recognition of a defendant's constitutional
    protections, when he or she decides to plead guilty and
    waive the right to a trial, the court "must be convinced
    that (1) the defendant has provided an adequate factual
    basis for the plea; (2) the plea is made voluntarily; and
    (3) the plea is made knowingly."
    [State v. Gregory, 
    220 N.J. 413
    , 418 (2015) (quoting
    State v. Lipa, 
    219 N.J. 323
    , 331 (2014)); see also R.
    3:9-2.]
    The factual basis for the plea can be established in either of two ways:
    "defendant may either explicitly admit guilt with respect to the elements or may
    'acknowledge[] . . . [underlying] facts constituting the essential elements of the
    crime.'" State v. Campfield, 
    213 N.J. 218
    , 231 (2013) (citation omitted); see
    also Gregory, 220 N.J. at 419-20. As the Supreme Court stated in State v. Sainz,
    
    107 N.J. 283
    , 292 (1987), "[t]he essential thing is that the defendant is in fact
    guilty of the crime for which he is being sentenced."
    A factual basis for unlawful possession of a weapon exists when: 1) there
    is a weapon; 2) that defendant possessed knowingly; and 3) "under
    circumstances not manifestly appropriate for such lawful uses." N.J.S.A. 2C:39-
    5(d). Circumstances that are not manifestly appropriate include a threat of harm
    A-3139-18T4
    19
    to persons. State ex rel. G.C., 
    179 N.J. 475
    , 480-81 (2004). Additionally, a
    factual basis for resisting arrest exists when: 1) there was a law enforcement
    officer; 2) effecting an arrest; 3) that defendant knew or had reason to know that
    the officer was effecting an arrest; and 4) defendant "purposely prevent[ed]" the
    officer from effecting the arrest. N.J.S.A. 2C:29-2(a); see also State v. Simms,
    
    369 N.J. Super. 466
    , 470 (App. Div. 2004).
    Here, defendant stated in his plea colloquy that it was his voluntary
    decision to enter the plea agreement, he was guilty of the charges, and nobody
    pressured, coerced, or placed him under duress or undue influence. Further,
    defendant admitted to facts that established a factual basis for a conviction of
    unlawful possession of a weapon. In the plea colloquy, defendant stated he was
    carrying a box cutter and that he was "in [its] possession . . . not for work
    purposes." Defendant also admitted he used the box cutter to "put [his brother]
    in fear of imminent serious bodily injury." These are circumstances that are not
    "manifestly appropriate for such lawful uses." See N.J.S.A. 2C:39-5(d).
    Defendant relies on State v. Blain, 
    221 N.J. Super. 66
    , 70 (App. Div.
    1987), State v. Riley, 
    306 N.J. Super. 141
    , 143-45 (App. Div. 1997), and Vasco,
    456 N.J. Super. at 395 (Espinosa, J., dissenting), for the proposition that mere
    possession of a weapon is not sufficient to support a factual basis for unlawful
    A-3139-18T4
    20
    possession. Unlike these cases, and as noted, defendant admitted to facts that
    show circumstances "not manifestly appropriate for such lawful uses" by using
    the box cutter to threaten his brother.
    We also conclude defendant provided a sufficient factual basis for the
    resisting arrest charges. Defendant admitted during his plea colloquy that the
    police arrived because of a fight with his brother and that "[the police] requested
    that [he] approach them and [that he] did not immediately comply."
    Further, we consider the plea colloquy as a whole. See Gregory, 220 N.J.
    at 420 (holding courts may look at "surrounding circumstances" from
    "stipulations and facts admitted or adopted by the defendant" (citations
    omitted)). In this regard, defendant possessed the box cutter when the officers
    arrived and admitted he failed to comply with their ensuing instructions after
    intentionally using the box cutter to threaten his brother. We can infer from
    these facts that defendant had reason to know the officers arrived to effectuate
    an arrest. See, e.g., State v. Branch, 
    301 N.J. Super. 307
    , 321 (App. Div. 1997)
    (noting "[t]he failure to announce that defendant was under arrest would only be
    A-3139-18T4
    21
    one factor to be considered in the overall sequence of events leading to " a
    resisting arrest charge), rev'd on other grounds, 
    155 N.J. 317
    , 319 (1998). 4
    Defendant's reliance on State v. Ashley, 
    443 N.J. Super. 10
    , 22-23 (App.
    Div. 2015), is misplaced.     Unlike the defendant in Ashley who sought to
    withdraw his plea on direct appeal, defendant seeks relief by way of a PCR
    petition, which requires defendant to show a substantial denial of his
    constitutional or legal rights. R. 3:22-2(a); see also O'Donnell, 435 N.J. Super.
    at 368-73 (reviewing distinctions between motion to withdraw plea and petition
    for PCR). Here, defendant did not assert a claim of innocence contemporaneous
    to his plea, and we conclude his conviction does not constitute a deprivation of
    his constitutional rights under the circumstances presented.
    Finally, defendant argues even if we find he provided a sufficient factual
    basis, the PCR court erred in refusing to vacate his plea under the Slater factors.
    4
    We observe that defendant relies on Vasco, 456 N.J. Super. at 395 (Espinosa,
    J., dissenting), for the proposition that a court reviewing a plea colloquy may
    not rely on information outside of the facts elicited at the plea hearing. In his
    merits brief, however, defendant inconsistently relies on the responding officers'
    investigation reports. These reports indicate defendant refused to put down the
    box cutter after a responding officer pointed a gun at him and defendant started
    to approach the officer. The reports also indicate defendant pulled away from
    officers when they attempted to handcuff him. As we have concluded that the
    plea colloquy provided a sufficient factual basis, we have not considered these
    reports in our analysis.
    A-3139-18T4
    22
    After balancing all four of the Slater factors, we determine under this record that
    defendant has not met his burden of substantiating his request with "strong,
    compelling reasons." Slater, 
    198 N.J. at 160
    . Defendant has not shown that the
    denial of his motion was manifestly unjust, overcoming the "formidable barrier"
    created by the acceptance of his guilty plea. 
    Id. at 156
     (quoting Blackledge v.
    Allison, 
    431 U.S. 63
    , 74 (1977)).
    To the extent we have not addressed any of defendant's remaining
    arguments, it is because we have determined they are without sufficient merit to
    warrant discussion in a written decision. R. 2:11-3(e)(2).
    Affirmed.
    A-3139-18T4
    23