State v. Smith , 2016 NMSC 7 ( 2016 )

I attest to the accuracy and
integrity of this document
New Mexico Compilation
Commission, Santa Fe, NM
'00'04- 11:22:59 2016.03.16
IN THE SUPREME COURT OF THE STATE OF NEW MEXICO
Opinion Number: 2016-NMSC-007Filing Date: February 15, 2016
Docket No. S-1-SC-34504
STATE OF NEW MEXICO,
Plaintiff-Appellee,
v.
DORALL SMITH,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF BERNALILLO COUNTY
Ross C. Sanchez, District Judge
Jorge A. Alvarado, Chief Public Defender
Nina Lalevic, Assistant Appellate Defender
Santa Fe, NM
for Appellant
Hector H. Balderas, Attorney General
Adam Hartley Greenwood, Assistant Attorney General
Santa Fe, NM
for Appellee
OPINION
VIGIL, Chief Justice.
{1} Defendant Dorall Smith appeals his convictions for first-degree murder, contrary to
NMSA 1978, Section 30-2-1(A)(1) (1994), and criminal damage to property, contrary to
NMSA 1978, Section 30-15-1 (1963). Defendant challenges his convictions on ten grounds,
arguing that: (1) there was insufficient evidence of deliberate intent to support a conviction
for first-degree murder; (2) the trial court abused its discretion by allowing the State to use
recalculated DNA results that were not disclosed to Defendant until the eve of trial,
necessitating that defense counsel retain its own expert midtrial to analyze the DNA
1
evidence; (3) the trial court abused its discretion by ordering defense counsel to obtain a
DNA expert midtrial, and then requiring that expert to expedite his analysis; (4) the trial
court improperly admitted autopsy photographs and the testimony of a supervising
pathologist in violation of the constitutional right to confrontation; (5) the trial court abused
its discretion by allowing evidence of prior bad acts contrary to its previous order in limine;
(6) the trial court abused its discretion by joining Defendant’s two cases; (7) a three-year
delay amounted to a violation of Defendant’s constitutional right to a speedy trial; (8)
Defendant received ineffective assistance of counsel; (9) the trial court abused its discretion
by denying Defendant’s motions for mistrial; and (10) his convictions should be reversed
based on a theory of cumulative error in light of the aforementioned.
{2} We reject each of Defendant’s claims of error and affirm his convictions for first-
degree murder and criminal damage to property. While settled New Mexico law squarely
controls nine of the ten issues Defendant raises on appeal, we proceed to render this opinion
to clarify New Mexico’s law regarding whether autopsy photographs of a murder victim’s
wounds are testimonial statements constituting hearsay banned under the Confrontation
Clause. We hold that the autopsy photographs at issue in this case, depicting a murder
victim’s wounds, are not testimonial statements and thus do not implicate Defendant’s Sixth
Amendment right to confront this evidence against him.
I. BACKGROUND
{3} In the afternoon of September 1, 2010, Defendant saw Victim and her boyfriend
Antonio Womack from across the street. Defendant walked towards them in a threatening
manner, saying “what’s up, bitch?” and “[y]eah, I’m going to get you.” Defendant had
previously been Victim’s boyfriend and lived with her for four months. Upon seeing
Defendant, Victim made a point of kissing Womack, presumably to make Defendant jealous.
{4} That night, Defendant planned to stay with childhood friend Electa Hart and her
boyfriend Ashante Roberts. Defendant was wearing jeans but asked to borrow a pair of
Roberts’ shorts. Sometime that evening Defendant left Hart’s apartment to hang out and
drink with friends at Hart’s brother’s apartment. Around midnight, Defendant returned to
Hart’s apartment and borrowed her phone. Using Hart’s phone, Defendant texted and called
Victim repeatedly.
{5} The last call to Victim’s phone came from Hart’s phone at 3:40 a.m. on September
2, 2010. It appears Victim hid her cell phone under a stuffed animal in her room before going
outside the apartment, presumably to meet Defendant. At around the same time a neighbor
heard faint screaming and calls for help but thought nothing of it. Victim was stabbed
approximately ninety times. The stab wounds included some to her cheek, sinus, ribs, and
neck. As she tried to defend herself, she suffered additional lacerations on her arm. Most of
the wounds were shallow and penetrated only the skin and underlying tissue, though some
penetrated straight to the bone and skull. The most significant injuries were to her trachea,
neck muscles, and external jugular vein. Victim bled significantly. And, as a detective
2
testified, the attack was prolonged enough for her to move around, evidenced by multiple
pools of blood. At one point the assailant may have walked away, only to return and attack
again. The assailant also slashed the tires of the vehicles in Victim’s driveway, and went
inside her home, dripping blood and leaving bloody shoe and hand prints along the way. At
trial, the DNA expert could not exclude Defendant as a donor to various blood samples taken
from the driveway, vehicles in the driveway, and Victim’s home.
{6} It was impossible for investigators to determine how long it took for Victim to bleed
to death, but early that morning, before 5:00 a.m., a man on a paper route discovered
Victim’s body and called the police. Meanwhile, Defendant had returned to Hart’s home,
staining the shower mat in her bathroom with blood. At trial, the DNA expert testified that
Victim could not be excluded as a donor to some of the blood samples taken from Hart’s
home.
{7} Later that morning, when Roberts asked Defendant what had happened to
Defendant’s jeans, Defendant said he had thrown them away. Defendant also had a large cut
on his hand—which he claimed happened while he was fooling around with a knife—so Hart
and Roberts took him to the hospital. On the way to the hospital, Defendant kept repeating,
“Why do I keep thinking about this girl named [Victim’s name]?” Just prior to his arrest,
Defendant told a stranger at a convenience store that he had hurt his hand when he “got into
it” with his girlfriend.
{8} Defendant was indicted on a first-degree murder charge and two charges of evidence
tampering. In a separate case rising from the same incident Defendant was charged with
aggravated burglary and criminal damage to property. The State moved to join the cases
pursuant to Rule 5-203 NMRA in December 2011, and the trial court joined the two cases
on September 17, 2013. The trial court dismissed the aggravated burglary charge and granted
a directed verdict on the two counts of evidence tampering. Defendant was ultimately found
guilty of the remaining charges of first-degree murder and criminal damage to property.
{9} Numerous issues arose at trial, stemming primarily from the State’s request to
recalculate DNA evidence results. At the pretrial hearing on September 17, 2013, the State
asked for a ten-day continuance of the trial because the State’s DNA expert Donna Manogue
had just informed the prosecutor that the DNA results for four samples from this case needed
to be recalculated with different statistical ratios. Although Manogue had been issued a
subpoena for this trial on August 19, 2013, she had not actually received it until September
16, 2013, resulting in the late notice. According to the prosecutor, Manogue believed that
a memorandum had been sent to some prosecutors in May regarding the need to recalculate
certain DNA results, but as of the date of the pretrial hearing this particular prosecutor had
not received the mass-email notification. The prosecutor later confirmed that a mass-email
was sent by another prosecutor concerning DNA recalculations, but she missed it.
{10} The trial court suggested commencing the trial and then delaying it for a couple of
days to allow Manogue to complete her reanalysis and obtain peer review. Defense counsel
3
considered whether she might need to consult an expert in order to completely understand
the recalculations of the DNA evidence results, and indicated that she would prefer to
proceed to trial with the original DNA calculations—but the trial court was concerned that
using the original DNA results would deny due process to Defendant. Defense counsel,
though, also indicated that if only the original DNA results were used at trial, she would use
the recalculations of the DNA results for impeachment. Regardless, the prosecutor responded
that Manogue was unwilling to testify based on the original, erroneous DNA calculations.
The trial court ordered the prosecutor to call Manogue about expediting her recalculation of
the DNA results so that a continuance of the upcoming trial would not be necessary. The
prosecutor complied, and Manogue agreed to expedite her recalculations.
{11} As a result of Manogue’s efforts, the State was able to provide the recalculated
results to Defendant that same day. At trial two days later, on September 19, 2013, defense
counsel asked to interview Manogue about the DNA results. The next day, September 20,
2013, the parties discussed the issue again. Defense counsel once again asked the trial court
to exclude the recalculated results because she needed the assistance of an expert to respond
to it. The State responded that Manogue simply could not testify to the original, less-accurate
calculations, and that the recalculations gave similar results to the originals—except the
chances of the DNA being a mistaken match to Defendant were now identified as being one-
in-millions, not one-in-billions. The trial court directed the State to inquire of Manogue once
again if she would be willing to testify as to the original erroneous figures because defense
counsel had now indicated that she “possibly wouldn’t impeach her as to the new stuff.”
Manogue would not. Defense counsel thus reiterated her inability to address the recalculated
results without consulting an expert.
{12} Upon discussing the matter with her supervisor over the weekend, Manogue
indicated that she might be willing to testify just as to the results, and not the need for
recalculating the original results—alleviating the problem by simply ignoring the four
samples with DNA results that required recalculation. The issue was taken up once again in
court on Monday, September 23, 2013. There, Manogue explained in detail why the results
from four samples had been recalculated, thereby resulting in more accurate and, in her
words, “conservative” results that favored Defendant. She also reiterated that she was
uncomfortable with ignoring the recalculations. The conclusions she drew from the original
and recalculated results, however, were the same—Defendant could be placed at the scene.
The prosecutor again indicated the State’s willingness to exclude those four recalculated
samples from testimony altogether, and the trial court said that it would nevertheless allow
defense counsel to continue to use the recalculations for impeachment at trial. Following
these concessions, defense counsel revealed that it was now apparent that she would
definitely need an expert, or else she might not be able to provide effective assistance of
counsel. The trial court then concluded that it would either have to effectively dismiss the
case by barring all the DNA evidence, or else put the case on standby while the defense had
an expert perform its review. It further concluded that the defense bore some responsibility
for the dilemma because it had vehemently opposed the State’s request for a ten-day pretrial
continuance.
4
{13} The following day, September 24, 2013, the parties reconvened to address the
defense’s progress in retaining an expert. Defense counsel had made efforts, but the only
available expert told her that he could not be ready for two weeks. The trial court asked for
the expert’s contact information and called him. The expert witness agreed to expedite the
review. The trial court placed on the record that in speaking to the expert the trial court
mentioned that “the accused had allegedly committed the crimes” and “the State’s DNA
evidence had to be challenged.” Defense counsel argued that the most appropriate remedy,
in light of the confusion, was still to exclude all DNA evidence.
{14} On September 25, 2013, the parties continued discussing the defense expert’s review
of the DNA evidence, at which point defense counsel objected to the trial court having
contacted the defense expert the previous day. The trial court, though, called the defense
expert one more time, and the expert indicated over speaker phone that his analysis of the
DNA evidence would be completed soon. On September 26, 2013, the trial court continued
the trial to allow the defense expert to review the recalculations, anticipating a delay of
approximately one week for the defense expert to be prepared.
{15} On October 2, 2013, the parties had yet another court conference on the matter, at
which point the trial court ordered defense counsel to contact the defense expert and find out
the status of his work. It was then determined that trial could resume in two days.
{16} Ultimately, defense counsel did not call her DNA expert witness to testify at trial.
The State’s expert, Manogue, testified that the recalculation made the DNA evidence slightly
more favorable to Defendant. Defense counsel was able to thoroughly cross-examine
Manogue about the recalculations.
II. DISCUSSION
{17} We now address each of Defendant’s ten claims of error.
A. There Was Sufficient Evidence of Deliberate Intent to Support a Rational
Jury’s Verdict of First-Degree Murder
{18} Defendant’s first argument on appeal is that there was insufficient evidence to
establish that he killed Victim deliberately. “Murder in the first degree is the killing of one
human being by another without lawful justification or excuse . . . by any kind of willful,
deliberate and premeditated killing.” Section 30-2-1(A)(1). Requisite deliberation and
premeditation for first-degree murder mean that a defendant’s conduct must have been
“arrived at or determined upon as a result of careful thought and the weighing of the
consideration for and against the proposed course of action.” State v. Cunningham,
2000-NMSC-009, ¶ 25, 128 N.M. 711, 998 P.2d 176 (internal quotation marks omitted)
(quoting UJI 14-201 NMRA). Defendant argues that the killing was rash and impulsive and
that “there [is] no evidence at all that [he] had deliberated before or during the acts charged.”
5
{19} Evidence is sufficient to sustain a conviction when there exists substantial evidence
of a direct or circumstantial nature “to support a verdict of guilt beyond a reasonable doubt
with respect to every element essential to a conviction.” State v. Flores, 2010-NMSC-002,
¶ 2, 147 N.M. 542, 226 P.3d 641 (internal quotation marks and citation omitted).
“Substantial evidence is relevant evidence that a reasonable mind might accept as adequate
to support a conclusion.” State v. Largo, 2012-NMSC-015, ¶ 30, 278 P.3d 532 (internal
quotation marks and citation omitted). “In reviewing whether there was sufficient evidence
to support a conviction, we resolve all disputed facts in favor of the State, indulge all
reasonable inferences in support of the verdict, and disregard all evidence and inferences to
the contrary.” Id. (internal quotation marks and citation omitted).
{20} “Deliberate intent may be inferred from the particular circumstances of killing as
proved by the State through the presentation of physical evidence.” State v. Duran, 2006-
NMSC-035, ¶ 8, 140 N.M. 94, 140 P.3d 515. Substantial evidence of deliberation can
include “earlier confrontation[s] . . . or other common areas of friction leading to violence,”
State v. Tafoya, 2012-NMSC-030, ¶ 52, 285 P.3d 604, or fleeing the scene, disposing of
evidence, or concocting false alibis, Flores, 2010-NMSC-002, ¶ 22. This Court has
previously determined deliberation in circumstances similar to those presented here. See,
e.g., State v. Rojo, 1999-NMSC-001, ¶ 24, 126 N.M. 438, 971 P.2d 829 (determining
deliberate intent from evidence that the method used to kill the victim took several minutes
combined with evidence concerning the defendant’s motive to kill the victim); State v. Sosa,
2000-NMSC-036, ¶ 14, 129 N.M. 767, 14 P. 3d 32 (determining that deliberate intent was
supported by evidence the defendant entered the victim’s home armed, waited for the victim
to arrive, shot the unarmed victim numerous times, and pursued the victim as he fled); State
v. Coffin, 1999-NMSC-038, ¶ 76, 128 N.M. 192, 991 P.2d 477 (determining that deliberate
intent to kill was supported by evidence that the defendant ordered the victim to get back in
the car and then proceeded to shoot the victim several times from behind); Cunningham,
2000-NMSC-009, ¶ 28 (determining that deliberate intent was supported by evidence the
defendant fired the fatal shot after the victim was incapacitated and defenseless). In Duran,
this Court determined that physical evidence of a defendant’s prolonged struggle with a
victim resulting in multiple stab wounds to the victim’s jugular veins and back, combined
with evidence of defendant’s animus towards the victim and pursuit of her as she tried to
escape, was sufficient to support the jury’s finding of deliberate intent. See 2006-NMSC-
035, ¶¶ 8-9. Similarly, in State v. Guerra, this Court concluded that evidence of a defendant
rendering a victim defenseless and then proceeding to stab that victim thirteen times, conduct
referred to by this Court as “overkill,” was sufficient to establish deliberate intent. See 2012-
NMSC-027, ¶ 27, 284 P.3d 1076; see also Flores, 2010-NMSC-002, ¶ 22 (determining that
a factor supporting deliberate intent was proof the defendant stabbed the victim “so many
times that it evidenced an effort at overkill”).
{21} Defendant argues that the controlling authority should be this Court’s opinion in
State v. Garcia, where we concluded that evidence was insufficient to support a rational
jury’s finding of deliberation. See 1992-NMSC-048, ¶ 28, 114 N.M. 269, 837 P.2d 862.
Defendant asserts that this was a crime of passion, much like the crime committed in Garcia.
6
However, we consider Garcia to be factually dissimilar. The defendant in Garcia stabbed
a victim during a fight. Id. ¶ 7. While that fight was the second between the combatants that
afternoon, and while the defendant could conceivably have formed a deliberate intent to kill
in between the two fights, there was no evidence that such deliberate intent had actually been
formed. See id. ¶ 30. Unlike Garcia, there is sufficient evidence in this case of Defendant’s
deliberate intent to kill Victim.
{22} First, here, Defendant had a motive to kill Victim given their past relationship and
the threatening confrontation the day before the murder. Cf. Rojo, 1999-NMSC-001, ¶ 24
(discussing that evidence concerning defendant’s motive for killing and method used to kill
provides adequate support of deliberate intent). The cell phone records reveal that Defendant
sought out Victim the same morning of the murder. Defendant also disposed of the murder
weapon and the jeans he wore during the attack. Cf. Flores, 2010-NMSC-002, ¶¶ 21-23
(discussing post-murder conduct, including disposal of evidence, as being probative of guilt).
The attack upon Victim spanned a prolonged period of time, as shown by the forensic
evidence and Victim’s extensive injuries. Cf. Duran, 2006-NMSC-035, ¶ 8 (discussing
influence of the extent of a victim’s injuries). Last but not least, the fact that Victim suffered
no less than ninety stab wounds over her body, including wounds to her back and jugular
veins, is compelling evidence of Defendant’s deliberate intent to murder Victim. See id.{23} Further, evidence of Defendant’s additional actions following the attack reveal
deliberation sufficient to support his conviction for first-degree murder. He slashed the tires
of the vehicles in Victim’s driveway to prevent a rescue or getaway, and he concocted a
story to explain his own knife wound. Cf. Flores, 2010-NMSC-002, ¶ 22 (discussing post-
murder conduct, including use of a false alibi, as being probative of deliberation). In
addition, the evidence in the instant case revealed that Defendant did not normally carry a
knife, suggesting that Defendant deliberated based on his false alibi for the knife wound, and
that he also entered Victim’s home after the attack, supporting an inference that he intended
to delete evidence from her cell phone. Id. Rather than establishing that the murder occurred
during a crime of passion, as in Garcia, we hold that the overwhelming evidence in this case
is consistent with what we have previously considered in Tafoya, Flores, and Duran to be
sufficient to support a rational jury’s determination that Defendant acted with deliberate
intent to kill Victim. See Tafoya, 2012-NMSC-030, ¶ 52; Flores, 2010-NMSC-002, ¶ 22;
Duran, 2006-NMSC-035, ¶ 8; but see Garcia, 1992-NMSC-048, ¶ 32.
B. Trial Court Did Not Abuse Its Discretion by Allowing the State’s Expert to
Testify Regarding Recalculations of DNA Results, Even Though They Were
Only Disclosed to Defendant the Day Prior to Trial
{24} A primary component of the State’s case against Defendant for first-degree murder
was forensic DNA evidence placing Defendant at the scene of Victim’s murder. As
mentioned, the State’s DNA expert had not recalculated the statistical ratios for four DNA
samples until the first day of trial. While the State’s DNA expert had initially thought she
could testify accurately by referring only to the DNA samples with results that did not need
7
recalculation—i.e., those results that had been timely disclosed—it became apparent during
trial that this was untenable. Not knowing the significance of the new DNA statistical ratios,
as compared to the pre-recalculation ratios, defense counsel argued that expert consultation
and potentially expert testimony at trial was now needed to make sense of those four
recalculations. The trial court allowed for defense counsel to effectively respond to the
recalculated DNA evidence by granting a week-long continuance of the trial to enable
Defendant’s expert an opportunity to review the recalculated statistical ratios. Ultimately,
despite the short notice and a bit of uncertainty, defense counsel was able to obtain expedited
expert consultation and chose not to use any DNA expert’s testimony at trial.
{25} Defendant argues that the late disclosure of the recalculated statistical ratios is in
violation of Rule 5-501 NMRA (2007). Rule 5-501 requires the State to disclose its evidence
within ten days of arraignment, or as ordered by the court. When the State discovers
additional evidence, Rule 5-505(A) requires prompt written notice be provided to a
defendant. To enforce Rule 5-505(A) the trial court has a number of remedies at its disposal
including granting a continuance, prohibiting a party from introducing the undisclosed
material evidence, or entering any other order deemed appropriate. See Rule 5-505(B).
{26} Defendant points to State v. Allison for this Court’s determination that
[t]he articles regulating discovery are intended to eliminate unwarranted
prejudice which could arise from surprise testimony. Discovery procedures
enable the defendant to properly assess the strength of the state’s case against
him [or her] in order to prepare his [or her] defense. If a defendant is lulled
into a misapprehension of the strength of the state’s case by the failure to
fully disclose, such prejudice may constitute reversible error.
2000-NMSC-027, ¶ 9, 129 N.M. 566, 11 P.3d 141 (second and third alterations in original)
(internal quotation marks and citation omitted). Defendant argued at trial that the appropriate
remedy for the late disclosure was to exclude all DNA evidence—recalculated or not. The
trial court disagreed. Instead it chose to delay the trial a week so that defense counsel could
address the recalculated DNA results with the guidance of an expert, whom defense counsel
might also choose to call to testify at trial.
{27} A trial court’s ruling on late discovery is reviewed for an abuse of discretion. State
v. Duarte, 2007-NMCA-012, ¶ 14, 140 N.M. 930, 149 P.3d 1027. “An abuse of discretion
occurs when the ruling is clearly against the logic and effect of the facts and circumstances
of the case.” State v. Moreland, 2008-NMSC-031, ¶ 9, 144 N.M. 192, 185 P.3d 363 (internal
quotation marks and citation omitted). An abuse of discretion is a ruling that is “clearly
untenable or not justified by reason.” Id. (internal quotation marks and citation omitted). If
there are reasons both for and against a court’s decision, there is no abuse of discretion. Id.It is a defendant’s burden to establish that the trial court abused its discretion. State v.
Torres, 1999-NMSC-010, ¶ 10, 127 N.M. 20, 976 P.2d 20. This Court’s standard for
evaluating the trial court’s decision to admit evidence disclosed for the first time at trial
8
considers: “(1) whether the State breached some duty or intentionally deprived the defendant
of evidence; (2) whether the improperly non-disclosed evidence was material; (3) whether
the non-disclosure of the evidence prejudiced the defendant; and (4) whether the trial court
cured the failure to timely disclose the evidence.” State v. Ortega, 2014-NMSC-017, ¶ 43,
327 P.3d 1076 (citing State v. Mora, 1997-NMSC-060, ¶ 43, 124 N.M. 346, 950 P.2d 789(addressing evidence disclosed for the first time during trial), abrogation on other grounds
recognized by Kersey v. Hatch, 2010-NMSC-060, ¶ 17, 148 N.M. 381, 237 P.3d 683).
{28} We assume—but do not conclude—that the State breached its obligation under Rule
5-505, and that the recalculated DNA evidence was material evidence. It is undisputed that
the recalculated DNA evidence did not prejudice Defendant and in fact was favorable to him.
In addition, the trial court cured any adverse consequences due to the untimely disclosure
of this evidence by allowing for a reasonable delay in the trial proceedings under Rule 5-
505(B).
{29} In support of a finding of prejudice from admission of the recalculated results,
despite their favorable impact on Defendant’s case, Defendant points to an Eighth Circuit
case, United States v. Davis, 244 F.3d 666, 671 (8th Cir. 2001), involving a scenario where
“[t]he government not only produced the DNA evidence a month late, but it did so almost
literally on the eve of trial, making it virtually impossible, absent a continuance, for
defendants to evaluate and confront the evidence against them.” In that case, though, the trial
court decided to exclude all DNA evidence after finding “that the government acted with
reckless disregard of the discovery deadline.” Id. at 670. The Eighth Circuit held that the trial
court did not abuse its discretion, stating “DNA evidence is scientific and highly technical
in nature,”and, as a result, that “it would have required thorough investigation by defense
counsel, including almost certainly retaining an expert witness or witnesses.” Id. at 671.
Such reasoning is valid but inapplicable here.
{30} First, there is no equivalent “reckless disregard,” making the analogy with Davis
tenuous. Instead, the State missed a listserv email, conduct defense counsel described as
prosecutorial negligence rather than recklessness. In the instant case, the recalculated DNA
data was provided to Defendant the same day the report was made, Defendant was allowed
to have expedited expert review of the data, and defense counsel had the opportunity to
thoroughly cross-examine the State’s DNA expert at trial after consulting with her own
expert.
{31} Second, the effect of the recalculation was seemingly in favor of Defendant. The only
difference postrecalculation was that some of the results had the probabilities of a mistaken
match to Defendant’s DNA changed from one-in-billions to one-in-millions. Defendant now
argues that had he been aware of the higher statistical probability that there was a mistaken
match, plea negotiations may have taken a different course, despite the fact that only four
of the recalculations exhibited the increased probability. Understandably, the recalculations
did not change the State’s view of the strength of its case.
9
{32} We also note that “when a party has acted with a high degree of culpability, the
severe sanctions of dismissal or the exclusion of key witnesses are only proper where the
opposing party suffered tangible prejudice.” State v. Harper, 2011-NMSC-044, ¶¶ 19-20,150
N.M. 745, 266 P.3d 25. Defendant does not make a plausible showing of prejudice by the
delay, particularly where defense counsel was given the recalculated DNA results on the
same day as the State. See id.{33} Finally, the trial court appropriately cured the consequences of the untimely
disclosure. When the trial court realized that there was no way around introducing the
recalculated DNA results, it continued the trial proceedings for one week—just enough time
to enable defense counsel to consult a DNA expert. Given that the defense expert’s
statements in an affidavit raised no concerns about short notice and expediting his review,
and given that there was no prejudice to Defendant by admitting the recalculated DNA
results, the trial court’s decision to admit the evidence was justified. We therefore conclude
that the trial court did not abuse its discretion in admitting the recalculated results at trial.
C. Trial Court Did Not Abuse Its Discretion by Communicating With the Expert
That It Ordered Defense Counsel Obtain Midtrial
{34} The obvious confusion and uncertainty as to whether defense counsel would need to
retain a DNA expert for trial was reasonable, given the late disclosure of the recalculated
DNA evidence and the last minute change of the State’s DNA expert’s testimony. Defense
counsel ultimately secured a DNA expert. By telephone outside the jury’s presence, the trial
court directly requested the expert to expedite his review of the evidence to minimize delay
in the trial proceedings and emphasized the importance of the trial by mentioning that Victim
suffered ninety stab wounds.
{35} Defendant takes issue with the trial court’s intervention in this regard as well as its
repeated requests for updates on the expert’s review. The trial court ultimately denied
Defendant’s motion to declare a mistrial based upon the aforementioned intervention.
{36} Defendant now argues on appeal that the trial court committed reversible error in
denying his motion for a mistrial, and that the conduct of the trial court unconstitutionally
deprived him of effective assistance of counsel. Defendant points to case law from California
holding that effective assistance of counsel includes the assistance of experts in preparing
a defense in a confidential manner. See Prince v. Superior Court, 10 Cal. Rptr. 2d 855, 857
(Ct. App. 1992).
{37} The cases upon which Defendant relies are distinguishable and thus inapplicable to
the facts before us. In Prince, at issue were a limited quantity of samples for DNA testing.
Id. The trial court in Prince ordered that the defendant and prosecution could each have half
of the samples to test, and that each party could observe the other’s tests of the physical
DNA samples and have access to those results. Id. The appellate court determined that the
defendant’s inability to independently and confidentially test and review the DNA results
10
was essentially court-ordered ineffective assistance of counsel, and issued an extraordinary
writ reversing the trial court order. Id. The other case upon which Defendant relies involved
court ordering of public funding of expert assistance to achieve effective assistance of
counsel for an indigent defendant. Corenevsky v. Superior Court, 682 P.2d 360, 366-67 (Cal.
1984) (en banc). Because the facts in both of these California cases are distinguishable from
the instant case their logic does not support Defendant’s argument. See also Smith v.
Halliburton Co., 1994-NMCA-055, ¶ 14, 118 N.M. 179, 879 P.2d 1198 (“[W]e are not
bound by the law of other jurisdictions.”). Defendant’s argument that the trial court’s
interference in the timing of his expert’s analysis during the trial deprived him of effective
assistance of counsel is without merit. The trial court in this case, unlike in Prince, had no
influence on the analysis of physical DNA samples and, unlike in Corenevsky, had no
influence on Defendant’s own access to the assistance of his expert.
{38} We now turn to Defendant’s alternative grounds for challenging the trial court’s
denial of his motion for a mistrial arising from its attempt to expedite the DNA expert’s
analysis during trial. Again, we review the trial court’s conduct for abuse of discretion. See
State v. Gallegos, 2009-NMSC-017, ¶ 21, 146 N.M. 88, 206 P.3d 993; State v. Saavedra,
1985-NMSC-077, ¶ 11, 103 N.M. 282, 705 P.2d 1133, abrogated on other grounds by State
v. Bellanger, 2009-NMSC-025, 146 N.M. 357, 210 P.3d 783. Contrary to Defendant’s
assertions, the trial court did not order defense counsel to not speak privately with the expert.
Here, the trial court urged defense counsel to timely consult and retain an expert. The trial
court played no part in the substance or process of the expert’s analysis. Instead, being
understandably concerned about the timeliness of the analysis, the trial court properly
inquired as to what documentation the expert might require from the State in order to
complete his analysis as promptly as possible. See Belser v. O’Cleireachain, 2005-NMCA-
073, ¶ 3, 137 N.M. 623, 114 P.3d 303 (discussing the inherent authority of the trial court to
efficiently manage trial proceedings). The efforts on the part of the trial court to facilitate
Defendant’s assessment of the recalculated DNA results through expert review were entirely
appropriate under the circumstances.
{39} In summary, the trial court’s communication with the expert witness was simply
procedural and not substantive, designed to assure compliance with quick deadlines so the
trial could resume as soon as possible, and it did not unduly interfere with Defendant’s right
to have independent and confidential expert services. The trial court’s decision to actively
ensure Defendant’s prompt—and private—consultation with an expert was justified by
reason and was not contrary to any relevant New Mexico law. In its exercise of discretion,
the trial court’s actions were not “obviously erroneous, arbitrary, or unwarranted” or “clearly
against the logic and effect of the facts and circumstances before [it].” State v. Alberico,
1993-NMSC-047, ¶ 63, 116 N.M. 156, 861 P.2d 192. We conclude that the trial court’s
conduct was not an abuse of discretion. See Gallegos, 2009-NMSC-017, ¶ 21; Saavedra,
1985-NMSC-077, ¶ 11.
D. Trial Court Did Not Err in Admitting Either the Testimony of the Supervising
Pathologist or the Autopsy Photographs
11
{40} Defendant next argues that the pathologist testimony of Dr. Clarissa Krinsky violated
his Sixth Amendment right “to be confronted with the witnesses against him,” U.S. Const.
amend. VI, because Dr. Krinsky had not personally performed Victim’s autopsy. We review
Confrontation Clause issues de novo. State v. Lasner, 2000-NMSC-038, ¶ 24, 129 N.M. 806,
14 P.3d 1282.
{41} Dr. Krinsky, a forensic pathologist and medical investigator for the New Mexico
Office of the Medical Investigator was qualified to testify in this case as an expert in forensic
pathology. Defendant takes issue with the fact that she testified but only supervised and
oversaw a trainee pathologist in the execution of the autopsy. Both Dr. Krinsky and the
trainee participated in generating the autopsy report, and both signed the report. Dr. Krinsky
had final responsibility for the content of the report as she confirmed all statements
originally drafted by the trainee and made significant changes to the report as needed. Thus,
testimony in connection to the autopsy report, including the opinions she rendered, was her
own, was made under oath, and was subject to cross-examination.
{42} Under the Confrontation Clause, U.S. Const. amend. VI, “an out-of-court statement
that is both testimonial and offered to prove the truth of the matter asserted may not be
admitted unless the declarant is unavailable and the defendant had a prior opportunity to
cross-examine the declarant.” State v. Navarette, 2013-NMSC-003, ¶ 7, 294 P.3d 435. The
United States Supreme Court held in Bullcoming v. New Mexico, 131 S. Ct. 2705 (2011),
that “[a] document created solely for an evidentiary purpose, . . . made in aid of a police
investigation, ranks as testimonial.” Id. at 2717 (internal quotation marks and citation
omitted). Consequently, an expert could not testify based on the contents of someone else’s
autopsy report, though “an expert witness may express an independent opinion regarding his
or her interpretation of raw data without offending the Confrontation Clause.” Navarette,
2013-NMSC-003, ¶ 22. That is not the case here. Instead, in reviewing the trial testimony
of Dr. Krinsky, the autopsy report—that was prepared in her office under her direction and
supervision, and was reviewed, altered, and approved in accordance with her professional
judgment—was the product of her own independent participation in the autopsy.
{43} This Court has previously held that under these circumstances a supervising
pathologist may properly offer autopsy testimony without violating the Confrontation
Clause. See State v. Cabezuela, 2011-NMSC-041, ¶ 52, 150 N.M. 654, 265 P.3d 705 (“[T]he
record before us supports a reasonable inference that [the expert] had personal knowledge
of and participated in making the autopsy report findings by virtue of her own independent
participation in the microscopic exam, examination of the body and the injuries, and
examination of all the photographs. Therefore, the record supports a conclusion that [the
expert] had sufficient personal knowledge to testify as to what [the other expert] discovered
through the autopsy.”). Other jurisdictions agree that a supervisor in the role of Dr. Krinsky
is sufficiently involved in the generation of an autopsy report to call it one’s own. See
Marshall v. Colorado, 2013 CO 51, ¶ 18, 309 P.3d 943, reh’g denied (Sept. 9, 2013), cert.
denied sub nom. Marshall v. Colorado, 134 S. Ct. 2661 (2014) (distinguishing Bullcoming,
where testifying witness had no connection with a particular laboratory report, in a scenario
12
where the testifying witness had supervised the performance of tests, reviewed the analysts’
work, and certified the laboratory report). We conclude that Defendant was not deprived of
his right to confront and meaningfully cross-examine the author of Victim’s autopsy report.
{44} Defendant also argues that autopsy photographs were testimonial and therefore
should not have been admitted because “[a] document created solely for an ‘evidentiary
purpose,’ . . . made in aid of a police investigation, ranks as testimonial.” Bullcoming, 131
S. Ct. at 2717 (internal quotation marks and citation omitted). But not all “material contained
within an autopsy file is testimonial.” Navarette, 2013-NMSC-003, ¶ 22 (using photographs
contained in an autopsy file as an example of materials on which an expert may provide
opinion testimony independent of having “performed the autopsy and t[aken] the
photographs”). It is well settled in other jurisdictions that photographs are not generally
testimonial statements. See United States v. Beach, 196 Fed. Appx. 205, 209 (4th Cir. Aug.
30, 2006) (unpublished) (per curiam) (“[The defendant] has failed to demonstrate how
photographs of seized evidence could conceivably constitute the ‘testimonial’ statements that
[federal precedent] bars.”); People v. Cooper, 56 Cal. Rptr. 3d 6, 17 (Ct. App. 2007)
(“Photographs and videotapes are demonstrative evidence, depicting what the camera
sees. . . . They are not testimonial and they are not hearsay.” (citations omitted)); Watson v.
State, 421 S.W.3d 186, 195-98 (Tex. Crim. App. 2013) (“[T]he silent videotaped recording
in question was neither testimonial nor a statement and, therefore, did not invoke the Sixth
Amendment.”). We agree that an autopsy photograph depicting a murder victim’s wounds
does not depict a person making an oral or written assertion or performing nonverbal
conduct intended as an assertion. See Rule 11-801(A) NMRA (“ ‘Statement’ means a
person’s oral assertion, written assertion, or nonverbal conduct, if the person intended it as
an assertion.”). As such, photographs of this nature are not statements and are thereby not
hearsay that could violate the Confrontation Clause. We hold that autopsy photographs of
this nature do not constitute testimonial statements and therefore do not invoke the Sixth
Amendment. In addition, the author of the report containing the autopsy photographs—Dr.
Krinsky—was available for Defendant to confront through cross-examination. Therefore,
the trial court’s admission of Dr. Krinsky’s testimony and the autopsy photographs did not
violate Defendant’s Sixth Amendment right to confront this evidence against him.
E. The State Did Not Elicit Prejudicial Bad-Acts Evidence
{45} We next address Defendant’s argument that the trial court erred by admitting bad-
acts evidence—with respect to prior domestic violence between Defendant and
Victim—despite an order in limine excluding such evidence. The State had agreed before
trial that it would not present evidence of the previous domestic violence incidents between
Defendant and Victim. Yet, at trial, the detective who investigated the murder and
apprehended Defendant, Detective Landavazo, testified that he spoke with Victim’s mother,
and she “relayed . . . that there was an incident.” The State also asked if the detective had
followed up on any leads regarding Defendant, and he replied that Victim’s mother had told
him “there was a report initiated.” The prosecutor said she was uninterested in a report. She
only wanted the detective to explain how he located Defendant, to which the detective
13
responded he had printed out a “picture of the only Dorall Smith there is in our system.”
Defense counsel objected as this was exactly the subject of the motion in limine. The trial
court was “concerned about Detective Landavazo’s testimony,” however, defense counsel
ultimately rejected a curative instruction because it would draw attention to the matter. The
trial court then denied defense counsel’s motion for mistrial on this issue.
{46} Rule 11-404(B)(1) NMRA precludes the admission of evidence of a person’s
character “to prove that on a particular occasion the person acted in accordance with the
character,” known as bad-acts evidence. An error committed by admitting inadmissible
evidence is generally cured by a ruling of the court striking the evidence and admonishing
the jury to disregard such evidence. State v. Simonson, 1983-NMSC-075, ¶¶ 19-21, 100
N.M. 297, 669 P.2d 1092. “An evidentiary ruling within the discretion of the court will
constitute reversible error only upon a showing of an abuse of discretion and a demonstration
that the error was prejudicial rather than harmless.” State v. Jett, 1991-NMSC-011, ¶ 8, 111
N.M. 309, 805 P.2d 78 (citation omitted).
{47} The content of the detective’s testimony concerned how he came to apprehend
Defendant, and the prosecutor attempted to steer him away from any reference to the prior
domestic violence incident. Here, the potential extrapolation from the detective’s testimony
to a juror’s inference of guilt by propensity was judged harmless even by the defense
counsel—hence her decision not to request a curative instruction. Defense counsel
considered that the slight chance the jury would assume domestic violence was not worth
the risk of drawing their attention to it by having a curative instruction given. Thus, any
potential error was harmless. Accordingly, we conclude that the trial court did not abuse its
discretion in choosing to deny Defendant’s motion for a mistrial based on the detective’s
testimony.
{48} Additionally, during closing argument, the prosecutor said “we also know that
[Victim] was sending mixed messages, and in a domestic violence relationship, sometimes
that happens,” to which defense counsel objected. The trial court overruled the objection. We
interpret the prosecutor’s comments as a reference to Defendant’s instant attack killing
Victim, rather than the alleged domestic violence incident happening months before. In
context, the prosecutor first told the jury: “The manner of the crime, 90 stab wounds was
someone that wanted it to be painful for her. It wasn’t stranger violence. It was domestic
violence.” The prosecutor then discussed the afternoon prior to Victim’s death, when
Defendant threatened her, and characterized their relationship as one of domestic violence.
As opposed to a propensity or bad-acts reference, it more likely was a reference to the failed
nature of the relationship between Victim and Defendant—a relationship that was a key
aspect of the facts surrounding the murder—in support of the State’s theory that it was a
deliberate act. Further, the reference could have been to the instant murder by the fact that
Defendant’s attack upon Victim, despite whatever relationship they once had, could now be
considered a relationship of domestic violence.
{49} We therefore conclude that there was no prejudicial abuse of discretion. Defendant
14
was neither prejudiced by the prosecutor’s characterization of the facts in closing argument,
nor did the trial court abuse its discretion in overruling the objection. We hold that there was
no error in admitting the evidence Defendant considers impermissible bad-acts evidence.
F. Trial Court Did Not Abuse its Discretion in Denying Motion for Mistrial Based
on Improper Joinder
{50} Defendant next takes issue with the trial court’s denial of his mistrial motion based
on joinder of the charges against him for first-degree murder and criminal damage to
property. We review the trial court’s denial of the motion for mistrial for abuse of discretion,
see Gallegos, 2009-NMSC-017, ¶ 21, and conclude there was no abuse of discretion because
joinder was both proper and mandatory.
{51} Defendant argues first that “one test for abuse of discretion [for improper joinder] is
whether prejudicial testimony, inadmissible in a separate trial, is admitted at a joint trial.”
State v. Jones, 1995-NMCA-073, ¶ 3, 120 N.M. 185, 899 P.2d 1139. “Thus the question is
whether the evidence of each episode would be admissible in a trial of the other.” Id. Here,
the specific question is whether evidence of Defendant’s slashing of tires of vehicles in
Victim’s driveway—the basis for the charge of criminal damage to property—would be
admissible in his murder trial, and vice versa in a criminal damage to property trial.
According to Defendant, evidence that Defendant slashed the tires, despite the blood on the
tires coming from both Victim and Defendant, was unrelated to the murder and thus
inadmissible bad-acts evidence, meaning the two cases should never have been joined.
{52} The New Mexico rules of criminal procedure require that similar offenses must be
joined in one prosecution and not be brought piecemeal by way of sequential trials. See State
v. Gonzales, 2013-NMSC-016, ¶ 25, 301 P.3d 380. Rule 5-203(A) states:
Two or more offenses shall be joined in one complaint, indictment or
information with each offense stated in a separate count, if the offenses,
whether felonies or misdemeanors or both:
(1) are of the same or similar character, even if not part of a single
scheme or plan; or
(2) are based on the same conduct or on a series of acts either connected
together or constituting parts of a single scheme or plan.
{53} The joinder rule is met on these facts. What has been joined, though, could still be
severed if a defendant would be prejudiced by testimony with respect to one charge that
would otherwise be inadmissible absent the joinder. Rule 5-203(C). And, as Defendant
essentially argues, “[a] defendant might [actually] be prejudiced if joinder of offenses
permit[s] the jury to hear testimony that would have been otherwise inadmissible in separate
trials.” State v. Jacobs, 2000-NMSC-026, ¶ 15, 129 N.M. 448, 10 P.3d 127. “Even when the
trial court abuses its discretion in failing to sever charges, appellate courts will not reverse
15
unless the error actually prejudiced the defendant.” State v. Gallegos, 2007-NMSC-007, ¶
18, 141 N.M. 185, 152 P.3d 828.
{54} Here, joinder was mandatory and Defendant was not thereby prejudiced. The State
argued that Defendant stabbed Victim and then slashed the tires on the vehicles in her
driveway. These were a connected series of acts. There was no evidence or argument that
a different person might have slashed the tires, or that these incidents occurred at different
dates or in different places. These acts were part of the same plan or scheme: Defendant
stabbed Victim and disabled her most immediate means of escape transportation. The
criminal damage evidence, that the tires were slashed, would have been cross-admissible in
a trial solely on the question of first-degree murder because it was evidence of deliberation:
a purely passionate, impulsive attacker would not ordinarily methodically slash nearly every
tire on the nearby vehicles. The tire slashing evidence explained Defendant’s blood spatters
on or near the vehicles, which helped to place Defendant at the scene of the murder and
show the intermingling of his and Victim’s blood. As well, in a separate trial for criminal
damage, the evidence of the homicide is evidence of Defendant’s motive for slashing the
tires. The stabbing evidence is also necessary background for why Defendant’s and Victim’s
DNA were mingled in blood spatter on or near the vehicles, crucial evidence placing
Defendant at the scene of the criminal damage.
{55} The homicide evidence is crucial to understanding both the crime scene and
explaining the activities of police, while the criminal damage evidence is crucial to
demonstrating deliberation. Since the evidence in either case would be cross-admissible, we
conclude that the evidence did not prejudice Defendant and the trial court did not abuse its
discretion by refusing to sever the two cases under Rule 5-203(C).
G. Defendant’s Right to a Speedy Trial Was Not Violated
{56} Defendant next argues that the three-year delay, from indictment to trial, violated his
constitutional right to a speedy trial. Defendant was indicted on September 21, 2010.
Defendant was tried on September 17, 2013, approximately three years after his indictment.
The State and Defendant agree that there were continuances granted to them jointly from
July 5, 2011, to October 24, 2011, and from April 30, 2012, to June 25, 2012, approximately
five months. Defense counsel received a continuance from January 9, 2012, until April 30,
2012, approximately four months. Then, in mid-June, defense counsel received another
continuance of approximately one month, until July 23, 2012. The case was also stayed
pending a competency determination from July 23, 2012, to March 18, 2013, approximately
eight months. Trial was eventually set for September 16, 2013. Out of the thirty-six total
months of delay, approximately seventeen were Defendant-caused or neutral, and eighteen
were caused by the State. Defendant argues only eight months were Defendant-caused or
neutral, and the State argues it was twenty-two months. Regardless of the difference in the
length of delay the sides argue is Defendant-caused or neutral, we conclude there was no
prejudice to Defendant resulting from the delay attributable to the State, which our review
of the record shows was approximately eighteen months. Thus, Defendant cannot prevail on
16
his speedy trial claim. We explain.
{57} Defendant initially raised the speedy trial claim pro se after the trial was continued
to allow for a competency evaluation. Though, defense counsel did not ultimately raise a
speedy trial violation claim at trial because, other than the time for determination of
competency, the delay of approximately two years was “fairly standard among these kinds
of cases.” This issue is thus raised on appeal as a fundamental error. See Rule 12-216(B)(2)
NMRA (providing appellate court discretion, as an exception to the preservation rule, to
review questions involving fundamental error).
{58} In determining whether a defendant’s speedy trial right was violated, this Court has
adopted the United States Supreme Court’s balancing test in Barker v. Wingo, 407 U.S. 514(1972). State v. Garza, 2009-NMSC-038, ¶¶ 9, 13, 146 N.M. 499, 212 P.3d 387. Under the
Barker framework, courts weigh “the conduct of both the prosecution and the defendant”
under the guidance of four factors: (1) the length of the delay; (2) the reasons for the delay;
(3) the timeliness and manner in which the defendant asserted his speedy trial right; and (4)
the particular prejudice that the defendant actually suffered. Garza, 2009-NMSC-038, ¶¶ 13,
32, 35 (internal quotation marks and citation omitted). “Each of these factors is weighed
either in favor of or against the State or the defendant, and then balanced to determine if a
defendant’s right to a speedy trial was violated.” State v. Spearman, 2012-NMSC- 023, ¶ 17,
283 P.3d 272.
{59} Relying on Garza, Defendant argues that the delay in this case of “intermediate
complexity” is “presumptively prejudicial.” See 2009-NMSC-038, ¶¶ 2, 48 (establishing that
a trial delay of fifteen months or more “may be presumptively prejudicial,” triggering a
speedy trial inquiry in a case of intermediate complexity). Garza, though, “abolish[ed] the
presumption that a defendant’s right to a speedy trial has been violated based solely on the
threshold determination that the length of delay is ‘presumptively prejudicial.’” Id. ¶ 21.
Instead, Defendant must still show particularized prejudice cognizable under his
constitutional right to a speedy trial and demonstrate that, on the whole, the Barker factors
weigh in his favor. See Garza, 2009-NMSC-038, ¶ 21. Here, the scale of that balance weighs
in favor of the State because there was no actual prejudice from the delay incurred to address
concerns of the defense about the recalculations of some of the DNA statistical probabilities.
{60} As stated, the prejudice factor weighs heavily against Defendant and is outcome
determinative. We analyze prejudice to a defendant in a speedy trial case in light of three
defense interests: “(i) to prevent oppressive pretrial incarceration; (ii) to minimize anxiety
and concern of the accused; and (iii) to limit the possibility that the defense will be
impaired.” Id. ¶ 35. The third interest addresses the most serious type of prejudice,
impairment of the defense. Barker, 407 U.S. at 532. In this case, Defendant’s case was
strengthened by the delay. New methods of DNA statistical analyses were implemented that
increased the statistical probability that the DNA match to Defendant was mistaken for four
of the samples. We conclude that the delay in this case, approximately half of which was
attributable to neutral causes or to Defendant for the benefit of his case, was not
17
unconstitutionally prejudicial to Defendant.
H. Defense Counsel Was Not Ineffective
{61} Defendant next argues that defense counsel should have argued the aforementioned
speedy trial violation with more vigor and obtained a DNA expert prior to trial, and thus
counsel’s failure to so do constitutes ineffective assistance.
{62} In order to establish a successful claim of ineffective assistance of counsel, a
defendant is required to “first demonstrate error on the part of counsel, and then show that
the error resulted in prejudice.” State v. Bernal, 2006-NMSC-050, ¶ 32, 140 N.M. 644, 146
P.3d 289. A prima facie case of ineffective assistance of counsel is made on appeal where:
“(1) it appears from the record that counsel acted unreasonably; (2) the appellate court
cannot think of a plausible, rational strategy or tactic to explain counsel’s conduct; and (3)
the actions of counsel are prejudicial.” State v. Herrera, 2001-NMCA-073, ¶ 36, 131 N.M.
22, 33 P.3d 22 (internal quotation marks and citation omitted); see also Bernal, 2006-
NMSC-050, ¶ 32. “[A] prima facie case is not made when a plausible, rational strategy or
tactic can explain the conduct of defense counsel.” State v. Richardson, 1992-NMCA-112,
¶ 12, 114 N.M. 725, 845 P.2d 819, abrogated on other grounds by Allen v. LeMaster, 2012-
NMSC-001, 267 P.3d 806.
{63} Defendant filed a pro se speedy trial motion, but defense counsel chose not to argue
such a motion because she considered the delay to be “fairly standard among these kinds of
cases.” Given the lack of prejudicial delay, and the potential benefit to Defendant from the
recalculations that caused the delay, defense counsel cannot be said to have acted
unreasonably in determining that a speedy trial motion was inappropriate at this point.
{64} Regarding failure to obtain an expert before trial, the record reveals that defense
counsel believed that the State’s expert would not testify as to the recalculated results since
the other DNA results would have been sufficient to make the State’s case. This did not
happen, but it was by no fault of defense counsel. Defense counsel’s decision not to seek a
DNA expert prior to trial was reasonable based on her estimation that the State’s expert
would only testify to the results of the original DNA evidence calculations. Further,
Defendant was not prejudiced because defense counsel ultimately obtained an expert midtrial
when it became clear the State’s expert would testify about the recalculation results. At this
time, we are not persuaded by Defendant’s arguments that his defense counsel was
ineffective, but we allow that claim to be further developed in postappeal habeas corpus
proceedings.
I. Trial Court Did Not Abuse its Discretion in Denying Defendant’s Multiple
Motions for Mistrial
{65} Over the course of the trial, Defendant alleged numerous errors on the part of the trial
court by filing two motions for a mistrial, and then a renewed motion for mistrial after the
18
original two motions were denied. We have specifically addressed some of the merits of
those motions in subsections B, C, D, and F of this opinion. We distill that there remain three
additional issues raised in Defendant’s motions for mistrial, and conclude that they are
likewise without merit because they do not constitute an abuse of discretion by the trial
court. Regarding the wholesale denial of his mistrial motions, Defendant generally argues
on appeal on three grounds: (1) “[t]he trial court’s failure to grant a mistrial . . . [when] the
trial had reached a point where it was ‘out of control’ . . . [because] the prosecutor was
making comments about defense counsel,” (2) “the trial court ha[ving] recessed the jury for
a lengthy time,” and (3) judicial impropriety by failure of the trial court to maintain decorum.
We proceed to address each of these additional claims of error.
{66} A brief recitation of the relevant facts is necessary for thorough review. On
September 23, 2013, defense counsel filed a motion for mistrial and for barring retrial of
Defendant. The motion alleged facts regarding a joinder issue and facts regarding a
Confrontation Clause issue, both of which we previously addressed. The same day, defense
counsel filed a motion to strike “comments and conduct by the [p]rosecutor which
improperly influence the jury and shift the burden of proof against the Defendant.” The
motion listed a number of comments made by the prosecutor, including the comment to a
witness, after he was unable to identify Defendant: “But he is a Black man?” As well, it
listed several other comments, including a detective’s statement that he knew of Defendant’s
prior relationship with Victim by reference to the police database.
{67} On September 24, 2013, defense counsel filed a second motion for mistrial and for
barring retrial of Defendant. The new motion involved the DNA recalculations addressed in
subsections B and C of this opinion. The motion argued that dismissal of the case or
exclusion of the DNA evidence was the appropriate remedy for those alleged errors. It also
urged the trial court to admonish the prosecutor “regarding her asides and unprofessional
comments.” In arguing her mistrial motions to the trial court, defense counsel noted that the
State had failed to provide to her a PowerPoint it had used for direct examination of a
witness when she cross-examined the same witness, forcing her to use the photographs
contained in the slides. Next, defense counsel raised the issue of prosecutorial misconduct,
giving examples: (1) the prosecutor told the court that there are five attorneys in the
courthouse “who are very difficult and hard to get along with” and said that defense counsel
was one of those attorneys; (2) the prosecutor, after defense counsel objected and a
discussion was held at the bench, went back to the podium and said, “Now, before she
interrupted you”; (3) the prosecutor made use of Defendant being African American to try
to assist a witness in identifying Defendant; (4) the prosecutor made improper use of
refreshing witnesses’ memories; (5) the prosecutor elicited bad-acts evidence that had been
the subject of a motion in limine, addressed in subsection F of this opinion; and (6) the
prosecutor failed to inform defense counsel of last-minute witness changes. Defense counsel
also referenced the trial court’s alleged interference with the DNA expert and raised the
duration of the jury recess, stating that the New Mexico Constitution’s assurance of the right
to a fair and impartial jury is compromised by the delay. Defense counsel then cited Rule
21-300(B)(3) NMRA (2009), arguing that the trial so far—based on the aforementioned
19
facts—had been “out of control,” despite the requirement that the judge maintain order and
decorum.
{68} Ultimately, defense counsel filed a renewed motion for mistrial and demand for
recusal. The motion reiterated prior arguments and noted that the trial court had expressed
‘open irritation’ with defense counsel and involved itself with defense witnesses, intimating
judicial impropriety and bias. The trial court denied each defense motion.
{69} “A motion for a mistrial is addressed to the sound discretion of the trial court and is
only reviewable for an abuse of discretion.” Saavedra, 1985-NMSC- 077, ¶ 11. “[T]he
power to declare a mistrial should be exercised with the greatest caution.” State v. Sutphin,
1988-NMSC-031, ¶ 18, 107 N.M. 126, 753 P.2d 1314. An argument for mistrial must show
that the error committed constituted legal error, and the error was so substantial as to require
a new trial. See State v. Ferguson, 1990-NMCA-117, ¶ 4, 111 N.M. 191, 803 P.2d 676(stating that legal error requiring a new trial must be “substantial enough to warrant the
exercise of the trial court’s discretion”). We hold that the trial court did not err in denying
these motions for the reasons that follow.
{70} Taking the facts surrounding these motions cumulatively, we distill Defendant’s
residual arguments to be premised on alleged trial court error by allowing the trial to grow
out of control, primarily due to prosecutorial misconduct and lengthy delay, thereby resulting
in an atmosphere of judicial impropriety. Defendant argues that the trial grew so out of
control that the trial court erred in denying his motions, see State v. Vallejos,
1974-NMCA-009, ¶ 26, 86 N.M. 39, 519 P.2d 135 (determining that the cumulative impact
of a prosecutor’s improper comments was so prejudicial that it deprived the defendants of
a fair trial). The facts of this case do not reflect the level of prosecutorial misconduct in
Vallejos, where (1) one defendant charged with battery on a police officer had no weapon,
but a codefendant charged with aggravated assault on a police officer allegedly used a
straight razor, and the prosecution displayed a butcher knife that could not be connected to
either defendant; (2) the district attorney referred to an irrelevant shooting of a United States
Senator to raise a conspiracy theory; and (3) the prosecutor in effect told the jury that
defendants were guilty or he would not have brought them to trial. 1974-NMCA-009, ¶¶ 1,
8-17, 24. There, the cumulative impact was so prejudicial it deprived defendants of a fair
trial. Id.{71} Here, the trial court appropriately managed the trial and minimized the impact of a
midtrial delay that was needed to benefit the defense. When viewing the three residual events
Defendant urges this Court to deem as cumulative error under Vallejos—the prosecutor’s
comments about the defense counsel, the trial court recess, and the alleged overall judicial
impropriety—we cannot come to the same conclusions as Defendant. Considering all the
matters raised by Defendant in his motions for mistrial, the trial court’s denial of said
motions does not constitute an abuse of discretion. The prosecutor’s comments that the
defense counsel was difficult and hard to work with are, at most, unprofessional comments.
And, where motions for mistrial are filed by Defendant on the basis of a trial recess granted
20
for the sole purpose of benefitting Defendant, there can be no error. The recess lasted only
ten days, and it was properly within the scope of the trial court’s “inherent authority to
control and manage [trial] proceedings and preserve the integrity of the trial process.” State
v. Wyrostek, 1994-NMSC-042, ¶ 19, 117 N.M. 514, 873 P.2d 260 (alteration in original)
(internal quotation marks and citation omitted). It follows that, even when taken
cumulatively, Defendant’s allegations fall well short of the conduct demanding mistrial in
Vallejos. We conclude that the trial court properly denied Defendant’s numerous motions
for mistrial and did not abuse its discretion in doing so.
J. Defendant Did Not Suffer Cumulative Error Requiring Reversal
{72} Finally, since the trial court’s denials of Defendant’s motions for mistrial were made
within its sound discretion, sufficient evidence exists for a jury’s finding of first-degree
murder, Defendant was able to confront all evidence against him, trial delay did not
constitute a speedy trial violation, and defense counsel was not ineffective on this record,
there is no cumulative error requiring reversal under State v. Roybal, 2002-NMSC-027, ¶ 33,
132 N.M. 657, 54 P.3d 61 (“The doctrine of cumulative error applies when multiple errors,
which by themselves do not constitute reversible error, are so serious in the aggregate that
they cumulatively deprive the defendant of a fair trial.”).
III. CONCLUSION
{73} For the foregoing reasons, we affirm Defendant’s convictions.
{74} IT IS SO ORDERED.
____________________________________
BARBARA J. VIGIL, Chief Justice
WE CONCUR:
____________________________________
PETRA JIMENEZ MAES, Justice
____________________________________
EDWARD L. CHÁVEZ, Justice
____________________________________
CHARLES W. DANIELS, Justice
JUDITH K. NAKAMURA, Justice, not participating
21