Daryl Sampson v. Village of Mackinaw City , 685 F. App'x 407 ( 2017 )

NOT RECOMMENDED FOR FULL-TEXT PUBLICATION
File Name: 17a0205n.06
CASE NO. 16-1919
UNITED STATES COURT OF APPEALS
FOR THE SIXTH CIRCUIT
DARYL SAMPSON, ) FILED
) Apr 06, 2017
Plaintiff-Appellant, ) DEBORAH S. HUNT, Clerk
)
v. ) ON APPEAL FROM THE
) UNITED STATES DISTRICT
VILLAGE of MACKINAW CITY, et al., ) COURT FOR THE EASTERN
) DISTRICT OF MICHIGAN
Defendants-Appellees. )
)
Before: KEITH, BATCHELDER, and McKEAGUE, Circuit Judges.
ALICE M. BATCHELDER, Circuit Judge. In this appeal, plaintiff Daryl Sampson
challenges the district court’s grant of summary judgment to defendants Robert Klave (a
Mackinaw City Police Officer) and the Village of Mackinaw City, on Sampson’s claims of false
arrest, malicious prosecution, and municipal liability. We AFFIRM.
I.
According to Sampson, on March 13, 2013, his friend Darryl Duncan offered him $150
to drive them from Detroit to Mackinaw City that evening so that Duncan could collect some
personal property. When Sampson agreed, he did not know that Duncan was bringing heroin
with him, and he testified that had he known, he would not have agreed.
Upon arriving at a hotel in Mackinaw City at about 3:00 a.m., Duncan entered a room
while Sampson waited in the car. Duncan returned 10 minutes later and had Sampson follow a
car leaving the hotel. While Sampson was following, Officer Klave initiated a traffic stop and
Sampson pulled over. Officer Klave accused Sampson of running a stop sign, which Sampson
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
denied. Officer Klave arrested Duncan on an outstanding arrest warrant and, after placing
Duncan in the patrol car, asked Sampson for permission to search his car. Sampson consented.
When Officer Klave discovered two small baggies of heroin on the floor behind the
passenger’s seat, Sampson denied that the heroin was his and claimed that he had not known that
there was any heroin in his car. Duncan, on the other hand, claimed ownership of the heroin,
saying it was for his personal use. Officer Klave nonetheless arrested both Duncan and Sampson
on two charges: possession with intent to deliver four grams of heroin in violation of M.C.L.
§ 333.7401(2)(a)(iv); and maintaining a drug vehicle in violation of M.C.L. § 333.7405(1)(d).
Officer Klave took both men to the county jail and impounded the car. But this was not a chance
traffic stop; this was a hastily arranged sting operation, to orchestrate the traffic stop and the
arrests.
At about 9:30 p.m. on the prior evening, Detective Jon Supernault of a multi-
jurisdictional task force, contacted Officer Klave and told him that Duncan was suspected of
drug-trafficking, would be arriving in Mackinaw City that night to meet with a confidential
informant (CI), and would be in possession of drugs. At about 3:15 a.m., Officer Klave spoke
with the CI, who told him that Duncan had heroin to sell and would be following him from the
hotel in a white Dodge Intrepid, accompanied by an unknown African-American male. Officer
Klave instructed the CI to disregard a certain stop sign in the hope that Duncan would do
likewise and that Klave could execute a traffic stop without revealing the CI’s involvement.
After arresting Duncan and Sampson at the traffic stop, Officer Klave prepared an
affidavit of probable cause for an arrest warrant, which included, in pertinent part:
I was advised by CI that within the vehicle was a Darryl Duncan. I was advised
by CI that they would be going to a different location so that DUNCAN could sell
CI heroin. CI stated to me that there was heroin within the suspect vehicle.
… I observed the suspect vehicle following CI West on Central Ave. I noticed
that the suspect vehicle … did not come to a complete stop at the intersection of
2
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
Huron and Central Ave. I conducted a traffic stop on the above vehicle…. Upon
contact with the driver who was identified as a DARYL LAMONT SAMPSON
… I advised the reason for the traffic stop as running the stop sign….
… I asked SAMPSON if I could search the vehicle and he stated that I could.
Upon searching the vehicle I noticed Two small baggy type containers in the back
seat of the vehicle believed to be heroin. Since the items were located within the
vehicle the driver and owner of the vehicle … SAMPSON was also placed under
arrest.… DUNCAN stated to me that the two baggy’s located within the vehicle
were his … that there was about 4 grams of heroin … for personal use.…
Note: Suspects were never advised about CI information given, for CI’s own
protection.
R. 23-11 at 2 (sic throughout). The following day, March 15, 2003, the Cheboygan County
prosecutor (relying on Officer Klave’s affidavit as well as his own independent knowledge of the
CI) authorized arrest warrants; a magistrate judge signed the arrest warrants; and the Michigan
89th District Court, Cheboygan County (the “state court”), arraigned Duncan and Sampson.
A month later, April 15, 2013, the state court conducted a “probable cause conference
and preliminary examination,” M.C.L. § 766.4, for Duncan and Sampson together, though they
were represented separately, at which Officer Klave and the CI testified. The CI admitted on
cross-examination that while he knew Duncan and that Duncan had drugs to sell, he did not
know Sampson or that Sampson knew anything. In testifying about the stop, Officer Klave said:
At that time I wanted to leave [the CI] completely out of this. I had a rolled stop.
Based on what [the CI] described to me, I had enough reason for a traffic stop,
regardless. But the initial stop was for a rolled traffic stop.
R. 23-8 at 38-39 (emphasis added).
I approached the vehicle. I had a good idea that Mr. Duncan was within the
vehicle before I even approached the vehicle. Once I approached the vehicle I
observed Mr. Sampson behind the wheel of the vehicle.
R. 23-8 at 40.
I looked over at Mr. Duncan. I asked him to provide some identification to--at that
time I already knew who Mr. Duncan was. I was aware that we ha[d] a valid
warrant for his arrest. I advised Mr. Duncan that we did have--in fact have a
warrant and I asked him to exit the vehicle.
3
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
R. 23-8 at 41. Officer Klave also testified about the arrests and his reasons for them. The
testimony fully described these events, and included facts not in the affidavit.
The state court found probable cause to bind Duncan over for trial on the charge of
“possession with intent to deliver,” but not on the charge of maintaining a drug vehicle, because
Duncan did not own the car—Sampson did. But the court dismissed both charges against
Sampson and released him from custody, holding that the prosecutor had no proof that Sampson
knew of Duncan’s heroin. In dismissing the drug-vehicle charge against Sampson, the court
made no mention of the heroin found in the vehicle. Nor did the court expressly consider or
analyze the validity of the traffic stop.
Sampson filed this § 1983 action in federal district court, raising claims of false arrest and
malicious prosecution against Officer Klave, and municipal liability against Mackinaw City
under Monell v. Department of Social Services of New York, 436 U.S. 658 (1978), for failure to
train and failure to supervise. Ultimately, the district court granted the defendants’ motion for
summary judgment. Sampson v. Village of Mackinaw City, No. 15-cv-10704, 2016 WL 3125205
(E.D. Mich., June 3, 2016). The court rejected Sampson’s claim that the traffic stop had been
illegal, explaining that “the information provided by a known CI on multiple occasions, Klave’s
corroborating observations, the location of the events, and the fact that all events occurred in the
middle of the night together gave rise to at least reasonable suspicion that the vehicle’s occupants
were involved in a drug transaction.” Id. at *5. Next, the court rejected Sampson’s claim of
false arrest, finding that Officer Klave was entitled to qualified immunity, regardless of the state
court’s “finding of no probable cause,” id. at *6, “[b]ecause [Officer] Klave acted reasonably in
believing that there was probable cause to arrest Sampson,” specifically:
In the context of a drug case, … an officer may reasonably infer a common
enterprise between the driver of a vehicle and a passenger under certain
circumstances. … [Here,] Klave knew that Sampson had driven Mr. Duncan for
around five hours from Detroit in Sampson’s car, knew the suspects did not arrive
4
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
until around 3:00 AM, knew Sampson had waited at the hotel for around ten
minutes before following the CI in his vehicle, and ultimately discovered heroin
in Sampson’s vehicle … in a location accessible to Sampson…. This was
bolstered by Detective Supernault’s statement to Klave that Sampson was also
somehow a subject of the SANE investigation. Whether that claim was ultimately
proved true is irrelevant to the question of what Klave reasonably believed at the
time of the arrest. Similarly, Defendant Klave was not required to believe
Sampson’s statement that the drugs did not belong to him. Finally, the fact that
the judge ultimately determined that the arrest lacked probable cause does not
change the fact that Klave’s actions were not unreasonable in light of clearly
established legal rules.
Id. at *7 (citations and paragraph break omitted). The court granted qualified immunity to
Officer Klave on the malicious prosecution claim as well, “because he did not make any false
representations in his affidavit that were deliberate or in reckless disregard of the truth.” Id. at
*9. The court granted summary judgment to Mackinaw City because Sampson “provided no
evidence in support of his Monell claim”; specifically, Sampson presented no proof that the lack
of formal performance evaluations was a deliberate custom or policy, no proof that Mackinaw
City was deliberately indifferent to Sampson’s constitutional rights, and no proof that any policy
or indifference was the cause of Sampson’s alleged injury. Id. at *10. Finally, the court declined
to exercise supplemental jurisdiction over Sampson’s state law claims and dismissed them
without prejudice. Id. In granting summary judgment to the defendants, the court denied
Sampson summary judgment on these same claims for these same reasons.
II.
We review the grant of summary judgment de novo, construing facts and inferences in
the light most favorable to the non-moving party. Brown v. Battle Creek Police Dep’t, 844 F.3d
556, 565 (6th Cir. 2016). Summary judgment is proper when “there is no genuine dispute as to
any material fact and the movant is entitled to judgment as a matter of law.” Stryker Corp. v.
Nat’l Union Fire Ins., 842 F.3d 422, 426 (6th Cir. 2016) (quoting Fed. R. Civ. P. 56(a)). But we
5
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
may affirm on any basis supported by the record. Sanders v. Jones, 845 F.3d 721, 731 (6th Cir.
2017) (citing Angel v. Kentucky, 314 F.3d 262, 264 (6th Cir. 2002)).
Although Sampson’s claims are not clearly articulated in his complaint, he accuses
Officer Klave of three distinct federal constitutional violations: illegal vehicle stop, false arrest,
and malicious prosecution. He also alleges corresponding state law violations and accuses
Mackinaw City of various federal constitutional violations. We address each individually.
A.
Sampson argues vigorously that he did not run the stop sign, so there was no traffic
violation and, therefore, Officer Klave cannot justify the traffic stop. This argument misses the
point. The district court did not rely on the traffic violation and neither do we.
A traffic stop is a “seizure” and it must therefore conform to the requirements of the
Fourth Amendment, but “to justify this type of seizure, officers need only ‘reasonable
suspicion’—that is, a particularized and objective basis for suspecting the particular person
stopped of breaking the law.” Heien v. North Carolina, 574 U.S. --, 135 S. Ct. 530, 536 (2014)
(quotation marks and citations omitted).1 As the district court explained, see Sampson, 2016 WL
3125205 at *5, Officer Klave had reasonable suspicion of drug activity to prompt the traffic stop:
Detective Supernault had forewarned Klave that Duncan was under task-force investigation for
drug trafficking, would be traveling to Mackinaw City that evening to meet a known CI, and
would have drugs to sell; the CI alerted Klave at 3:15 a.m. that Duncan had arrived, that Duncan
and another man would be following the CI in a white Dodge Intrepid when they departed the
hotel momentarily, and that Duncan had heroin; minutes later, Klave observed the two men in
1
Moreover, reasonable suspicion can arise from reasonable mistakes. Heien, 135 S. Ct. at 536. “[T]he
ultimate touchstone of the Fourth Amendment is ‘reasonableness.’ To be reasonable is not to be perfect, and so the
Fourth Amendment allows for some mistakes on the part of government officials, giving them fair leeway for
enforcing the law in the community’s protection.” Id. (quotation marks and citations omitted).
6
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
the white Dodge Intrepid following the CI, as predicted. Officer Klave had reasonable suspicion
of criminal activity to justify the initial traffic stop.2
B.
Sampson contends that his arrest was illegal—giving rise to a false-arrest claim—because
Officer Klave did not have probable cause to justify the arrest, insisting specifically that: “Klave
did not have one shred of evidence to believe that [Sampson] was responsible for any possession
of narcotics,” Apt. Br. at 19; and “the state district court judge determined that there was
absolutely no probable cause for the arrest,” Apt. Br. at 22. But the record reflects that Officer
Klave did have some reason to suspect Sampson, and the state court, based on sworn testimony
in the preliminary examination, determined only that the prosecutor lacked sufficient proof that
Sampson necessarily knew of Duncan’s heroin to justify further prosecution. R. 23-8 at 66.
“To prevail on a false arrest claim brought under 42 U.S.C. § 1983, ‘a plaintiff must
prove that the arresting officer lacked probable cause to arrest the plaintiff.’” Id. (quoting
Voyticky v. Village of Timberlake, 412 F.3d 669, 677 (6th Cir. 2005) (editorial mark omitted).
An arrest … is constitutionally problematic only in the absence of probable cause.
Probable cause to make an arrest exists if the facts and circumstances within the
arresting officer’s knowledge were sufficient to warrant a prudent man in
believing that the arrestee had committed or was committing an offense. We have
defined probable cause as reasonable grounds for belief, supported by less than
prima facie proof but more than mere suspicion.
Hoover v. Walsh, 682 F.3d 481, 499 (6th Cir. 2012) (quotation marks and citations omitted).
Sampson argues here—as he did in the district court—that Officer Klave is not entitled to
summary judgment; rather, Sampson contends that he is entitled to summary judgment,
“automatically,” based on the state court’s preliminary-examination finding that the evidence
2
Duncan’s outstanding warrant could also have justified the stop. See United States v. Shields, 519 F.3d
836, 837 (8th Cir. 2008) (“The deputies were attempting to execute a valid arrest warrant …, which justified the stop
of the truck.”); United States v. Cortez, 449 U.S. 411, 417 n.2 (1981) (“Of course, an officer may stop and question a
person if there are reasonable grounds to believe that person is wanted for past criminal conduct.”).
7
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
was insufficient to bind him over for trial. See Apt. Br. at 18. But the record does not support
Sampson’s argument that the state court determined that Officer Klave lacked probable cause to
arrest him. Rather, based on the record made in the preliminary examination, the state court held
merely that the county prosecutor lacked the evidence necessary to make out a prima facie case
against Sampson sufficient to bind him over for a trial. The state court was not asked to and
therefore did not reach the question of whether Officer Klave lacked probable cause at the time
of the arrest. In any event, we, like the district court, need not address the question of whether
Officer Klave had probable cause for the arrest because Sampson still cannot overcome Klave’s
entitlement to qualified immunity. See Sampson, 2016 WL 3125205 at *6.
Qualified immunity shields government officials from standing trial for civil liability in
their performance of discretionary functions unless their actions violate clearly established rights.
Mullenix v. Luna, 577 U.S. --, 136 S. Ct. 305, 308 (2015). Otherwise stated, as pertinent here:
[Q]ualified immunity shields [an arresting officer] from [a] suit for damages if a
reasonable officer could have believed [the arrest] to be lawful, in light of clearly
established law and the information the arresting officers possessed. Even law
enforcement officials who reasonably but mistakenly conclude that probable
cause is present are entitled to immunity. …
... [T]he court should ask whether the agents acted reasonably under settled law in
the circumstances, not whether another reasonable, or more reasonable,
interpretation of the events can be constructed [] after the fact.
...
The qualified immunity standard gives ample room for mistaken judgments by
protecting all but the plainly incompetent or those who knowingly violate the law.
This accommodation for reasonable error exists because officials should not err
always on the side of caution because they fear being sued.
Hunter v. Bryant, 502 U.S. 224, 227-29 (1991) (quotation marks and citations omitted). The
plaintiff in a § 1983 action bears the burden of overcoming the qualified immunity defense.
Thompson v. City of Lebanon, 831 F.3d 366, 369–70 (6th Cir. 2016). At the summary judgment
8
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
stage, the plaintiff must show that (1) the defendant violated a constitutional right and (2) that
right was clearly established. Wood v. Moss, 572 U.S. --, 134 S. Ct. 2056, 2067 (2014).
The term “clearly established” in this standard “does not require a case directly on
point…, [but] existing precedent must have placed the statutory or constitutional question
beyond debate.” White v. Pauly, 580 U.S. --, 137 S. Ct. 548, 551 (2017) (quotation marks,
editorial mark, and citations omitted). That is, “‘clearly established law’ should not be defined at
a high level of generality[,] [but rather] must be particularized to the facts of the case.” Id. at 552
(quotation marks and citations omitted). “Otherwise, plaintiffs would be able to convert the rule
of qualified immunity into a rule of virtually unqualified liability simply by alleging violation of
extremely abstract rights.” Id. (quotation marks, editorial mark, and citations omitted).
Sampson offers Ahlers v. Schebil, 188 F.3d 365, 371-72 (6th Cir. 1999), which says “that
officers, in the process of determining whether probable cause exists, cannot simply turn a blind
eye toward potentially exculpatory evidence known to them in an effort to pin a crime on
someone,” (emphasis omitted), and refers to “hasty, unsubstantiated arrest[s] [made] with
impunity,” arising from “incomplete, poorly conducted investigations.” Sampson contends that
Officer Klave ignored exculpatory evidence when conducting his probable-cause evaluation,
specifically: (1) Klave did not have a personal established history with the CI; (2) the CI did not
know Sampson; (3) Sampson denied any knowledge of the heroin; and (4) Duncan admitted full
ownership of the heroin. This, according to Sampson, establishes that Officer Klave lacked
probable cause for the arrest, that Klave’s assertion of probable cause was unreasonable, and that
this unreasonable assertion violated Sampson’s clearly established rights, per Ahlers.
But we have repeatedly been warned away from applying just this type of precedent—
“defined at a high level of generality” rather than “particularized to the facts of [our] case.” See
White, 137 S. Ct. at 551. Consider that, in Ahlers, 188 F.3d at 367-69, a county jail detainee
9
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
accused a corrections officer (CO) of sexually assaulting her, the investigating detective asserted
probable cause to arrest the CO based on the detainee’s accusation while ignoring readily-
available exculpatory evidence, and after dismissal, the CO sued the detective for arresting him
without probable cause. Despite the language we just quoted in the foregoing paragraph about
ignoring exculpatory evidence, we actually determined that the victim’s eye-witness statement
alone provided “ample probable cause”; held that “[o]nce probable cause is established, an
officer is under no duty to investigate further or to look for additional evidence which may
exculpate the accused”; explained that the officer “is under no obligation to give any credence to
a suspect’s story or alibi”; and added that “a plausible explanation” does not “in any sense
require the officer to forego arrest pending further investigation if the facts as initially discovered
provide probable cause.” Id. at 371 (quotation marks, editorial mark, and citations omitted).
Also, upon finding that the detective had probable cause, we passed on the question of qualified
immunity, concluding that the “[d]efendants have no need for a qualified immunity defense.” Id.
at 374. Therefore, even if Ahlers were sufficiently on point with the present case—which it is
not—its legal propositions actually counter, rather than aid, Sampson’s argument.
In Maryland v. Pringle, 540 U.S. 366 (2003), the Court opined that because “a car
passenger … will often be engaged in a common enterprise with the driver, and have the same
interest in concealing the fruits or the evidence of their wrongdoing,” “it was reasonable for the
officer [in Pringle] to infer a common enterprise.” Id. at 373 (quoting Wyoming v. Houghton,
526 U.S. 295, 304-05 (1999)). Sampson argues that the facts here distinguish it from Pringle,
which raises Pringle’s own distinction from United States v. Di Re, 332 U.S. 581 (1948).
In Pringle, 540 U.S. at 367-68, a police officer executed a traffic stop of a speeding car
carrying three men, obtained consent to search the car, discovered five baggies of cocaine hidden
in the back seat, and—when none of the men admitted ownership—arrested all three for cocaine
10
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
possession. Pringle, the front seat passenger, challenged the officer’s assertion of probable cause.
Id. at 370. Because “the three men failed to offer any information with respect to the ownership
of the cocaine,” however, the Court thought it “an entirely reasonable inference … that any or all
three of the occupants had knowledge of, and exercised dominion and control over, the cocaine,”
such that “a reasonable officer could conclude that there was probable cause to believe Pringle
committed the crime of possession of cocaine, either solely or jointly.” Id. at 372. The Court
rejected “Pringle’s attempt to characterize th[e] case as a guilt-by-association case,” id., and held
that—lacking any other information concerning individualized ownership or non-ownership—it
was “reasonable for the officer to infer a common enterprise” because car passengers “have the
same interest in concealing the fruits or the evidence of their wrongdoing.” Id. at 373 (quoting
Wyoming, 526 U.S. at 304-305). The Court then turned to Di Re. Id. at 373-74.
In Di Re, 332 U.S. at 593, an informant alerted an investigator that he was about to buy
counterfeit gasoline ration coupons from a man named Buttitta and the investigator arrived to
find three men in a car: the informant in the rear seat, holding counterfeit coupons; Buttitta in the
driver’s seat; and Di Re in the front passenger’s seat. The informant told the investigator that he
got the coupons from Buttitta; he did not implicate Di Re in any way. Id. Nonetheless, the
investigator arrested all three men. Id. Di Re argued that the investigator lacked probable cause
for his arrest because the investigator had no reason, other than his mere presence in the car, to
suspect him of having counterfeit coupons. The Court agreed. Id. at 592. Although recognizing
the possibility of an “inference of participation in [a] conspiracy” under different facts, id. at 593,
the Court held that “[a]ny inference that everyone on the scene of a crime is a party to it must
disappear if the Government informer singles out the guilty person,” id. at 594.
In distinguishing these two cases, the Court explained in Pringle, 540 U.S. at 373-74, that
“[n]o such singling out occurred in [Pringle]; none of the three men provided information with
11
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
respect to the ownership of the cocaine or money.” In our case, arguably, this singling out did
occur: the CI identified Duncan but not Sampson, Sampson denied knowledge, and Duncan
admitted possession. This does not mean, however, that Officer Klave’s assertion of probable
cause to arrest Sampson necessarily violated clearly established law as found in Di Re, because
clearly established law is not defined at such “a high level of generality”; “it must be
particularized to the facts of the case.” White, 137 S. Ct. at 552. The fundamental question
remains: Did Officer Klave have cause for a reasonable—even if mistaken—belief that
Sampson had committed a crime based on the totality of the facts and circumstances within his
knowledge? The record here establishes that he did.
Officer Klave had been forewarned that Duncan, a suspected drug-trafficker, was
travelling to Mackinaw City that night to sell drugs to a CI; was alerted by the CI that Duncan
actually had the drugs and was in Sampson’s white Dodge Intrepid; and had personally identified
Duncan in the car and arrested him on an outstanding warrant. Officer Klave knew that
Sampson had driven Duncan the five-hour trip from Detroit, arriving at 3:00 a.m. without any
specific destination other than the rendezvous with the CI, had waited in the car at least
10 minutes while Duncan entered the hotel and returned, and then followed the CI in his car.
Officer Klave discovered a small amount of heroin (four grams) stashed behind the passenger
seat of Sampson’s car—a location also accessible to Sampson. While these facts establish that
the purpose of this would-be 10-hour round trip was an illegal drug sale, they also support a
reasonable suspicion that Sampson was the owner and driver of the vehicle in which the heroin
was found.
While the CI had not recognized or incriminated Sampson when he saw him waiting in
the car in the hotel parking lot (through the 3:00 a.m. darkness), the CI did alert Officer Klave to
Sampson’s presence as a putative accomplice. Also, while Duncan eventually claimed ownership
12
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
of the heroin, he had not done so immediately nor did he keep it in his personal possession; he
had stashed it in the backseat of Sampson’s car. And, while Sampson denied knowledge of the
heroin, Klave was not required to believe him in light of the surrounding circumstances, such as
the duration and purpose of the trip, that it was 3:00 a.m., and that Detective Supernault had told
him that Sampson was, in some way, also a subject of the drug task force investigation.
Finally, Officer Klave arrested Sampson on a charge of possession with intent to deliver,
but also a charge of maintaining a drug vehicle, which does not require personal possession. On
this latter charge, “[a] person shall not … [k]nowingly keep or maintain a … vehicle… that is
frequented by persons … for the purpose of using controlled substances or … for keeping or
selling controlled substances.” M.C.L. § 333.7405(1)(d). Sampson could violate this statute by
having Duncan and the heroin in the car, even if the heroin remained in Duncan’s possession at
all times. A finding of probable cause for this charge would render harmless any insufficiency of
evidence on the possession charge.
Even were we to accept that these facts and circumstances did not establish probable
cause for Sampson’s arrest, they nonetheless establish that Officer Klave’s mistaken belief
otherwise was not unreasonable under clearly established law. Consequently, Officer Klave is
entitled to qualified immunity.
C.
Sampson contends that his detention was illegal—and thus malicious prosecution—
because Officer Klave did not have probable cause to recommend the charges to the prosecutor.
See Apt. Br. at 24 (“there was clearly a lack of probable cause based on the fact that the charges
against [Sampson] were dismissed at the preliminary examination hearing as there was no
probable cause to bind [Sampson] over”).
13
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
Because malicious prosecution is “entirely distinct” from false arrest, the claim invokes a
different test with different elements. Sykes v. Anderson, 625 F.3d 294, 308 (6th Cir. 2010). We
have established a four-element test for a malicious-prosecution claim under § 1983, under
which the plaintiff must prove the following:
First, … that a criminal prosecution was initiated against the plaintiff and that the
defendant made, influenced, or participated in the decision to prosecute.
Second, … that there was a lack of probable cause for the criminal prosecution.
Third, … that, as a consequence of a legal proceeding, the plaintiff suffered a
deprivation of liberty, as understood in our Fourth Amendment jurisprudence,
apart from the initial seizure.
Fourth, [that] the criminal proceeding … [was] resolved in the plaintiff’s favor.
Sykes, 625 F.3d at 308-09 (quotation marks, editorial marks, citations, and footnotes omitted;
paragraph breaks added). Under the first element, an investigating officer does not escape
liability just because someone else (e.g., the prosecutor) made the actual decision to prosecute, so
long as the plaintiff can show that the officer “influenced or participated in the decision to
prosecute.” Id. at 311-12. But an officer’s “participation must be marked by some kind of
blameworthiness, something beyond mere negligence or innocent mistake.” Johnson v. Moseley,
790 F.3d 649, 655 (6th Cir. 2015). And we have made “absolutely clear” our holding “that an
officer will not be deemed to have commenced a criminal proceeding against a person when the
claim is predicated on the mere fact that the officer turned over to the prosecution the officer’s
truthful materials.” Sykes, 625 F.3d at 314 (emphasis in original). Such is the claim here.
Simply put, Officer Klave provided truthful information to the county prosecutor, who
made the decision to authorize the arrest warrant and commence criminal proceedings. See
R. 33-4 (prosecutor’s affidavit). Sampson points to five items that Officer Klave omitted from
his probable-cause affidavit, and argues that this omission is tantamount to active falsehood,
misleading to the prosecutor. We disagree. First, Klave did not name the CI or provide
14
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
information about the CI’s background, criminal history, or reliability; but the prosecutor was
already familiar with the CI, see R. 33-4, and even called him to testify at the preliminary
hearing, see R. 23-8. Second, Klave did not explain that the CI had never met Sampson or
mentioned Sampson to him; but the CI had accurately identified the car, Duncan, and the heroin
—implicating Sampson was unnecessary. Third, Klave did not reveal that the baggies were
behind the passenger seat, stating only that they were “in the back seat”; but either way, the
baggies were within Sampson’s reach. Fourth, Klave did not relay that Sampson had denied
ownership of the baggies, but that is unremarkable: a suspect in these circumstances would be
expected to disclaim ownership, whereas it is noteworthy—as Klave did report—that Duncan
admitted ownership. Fifth, Klave asserted that the CI had told him “that there was heroin within
the suspect vehicle,” but the CI had actually told him only that Duncan had heroin on his person;
but this inescapable inference is neither untrue nor misleading—Duncan had heroin on his
person, his person was in the suspect vehicle, ergo heroin was in the suspect vehicle. All told,
none of these five omissions was material to the decision, or even necessarily exculpatory.
Moreover, Sampson has not persuaded us that these omissions, taken together, falsely
implied his guilt and misled the prosecutor into the decision to pursue the criminal charges. We
find it likely that this omitted information was immaterial to the decision and its inclusion would
not have changed the prosecutor’s view in any meaningful way. But even if we assume
otherwise—that this information might have had some effect—and that Officer Klave should
have included this information in his report to the prosecutor, we nonetheless must conclude that
these particular omissions were, at most, merely mistaken or negligent, and do not rise to the
level of “blameworthiness” necessary to establish Officer Klave’s participation under the first
element of the malicious prosecution standard. See Johnson, 790 F.3d at 655.
15
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
Because Officer Klave is not responsible for commencing the criminal proceeding
against Sampson, he is entitled to summary judgment on this malicious prosecution claim.
D.
Sampson contends that he has cognizable state law claims for false arrest and malicious
prosecution based on the same facts and circumstances. See Apt. Br. at 24-26. But the district
court declined to exercise supplemental jurisdiction over Sampson’s state law claims.
We review for an abuse of discretion a district court’s decision concerning the exercise of
supplemental jurisdiction over state law claims. Musson Theatrical, Inc. v. Fed. Exp. Corp.,
89 F.3d 1244, 1254 (6th Cir. 1996). The dismissal of the federal claims, however, generally
creates a presumption in favor of dismissing, without prejudice, any remaining state-law claims.
Id. at 1254-55 (citing United Mine Workers v. Gibbs, 383 U.S. 715, 726 (1966)).
Because we affirm the district court’s grant of summary judgment to Officer Klave on
each of Sampson’s federal-law claims, effectively dismissing them, we also affirm the court’s
decision to decline supplemental jurisdiction over the corresponding state-law claims.
E.
Sampson contends that Mackinaw City was deliberately indifferent in its failure to
supervise its police officers because it does not conduct formal performance evaluations, and that
such failure subjects Mackinaw City to liability pursuant to Monell v. Department of Social
Services of New York, 436 U.S. 658 (1978). Apt. Br. at 28-29. But, as the district court found,
Sampson pointed to no evidence that the lack of performance evaluations was a deliberately
chosen custom, much less an official departmental policy, see Pembaur v. City of Cincinnati,
475 U.S. 469, 483 (1986); that a lack of performance evaluations led to Sampson’s alleged
constitutional injury, see Garner v. Memphis Police Dept., 8 F.3d 358, 364 (6th Cir. 1993);
16
No. 16-1919
Sampson v. Village of Mackinaw City, et al.
or that the lack of performance evaluations meant that Mackinaw City was deliberately
indifferent to his constitutional rights, see City of Canton v. Harris, 489 U.S. 378, 390 (1989).
Because Sampson lacked evidence to support his Monell claim, the district court was
correct to award summary judgment to Mackinaw City on this claim.
III.
For the foregoing reasons, we AFFIRM the judgment of the district court.
17