State v. Chavez ( 2010 )

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5 IN THE SUPREME COURT OF THE STATE OF NEW MEXICO
6 STATE OF NEW MEXICO,
7 Plaintiff-Appellee,
8 v. NO. 31,585
9 ELIAS CHAVEZ,
10 Defendant-Appellant.
11 APPEAL FROM THE DISTRICT COURT OF VALENCIA COUNTY
12 William A. Sanchez, District Judge
13 Hugh W. Dangler, Chief Public Defender
14 J.K. Theodosia Johnson, Assistant Appellate Defender
15 Santa Fe, NM
16 for Appellant
17 Gary K. King, Attorney General
18 Nicole Beder, Assistant Attorney General
19 Santa Fe, NM
20 for Appellee
21 DECISION
22 BOSSON, Justice.
1 Following a bench trial, Defendant Elias Chavez was convicted of two counts
2 of murder in the first degree, NMSA 1978, § 30-2-1(A) (1994), one count of
3 aggravated battery, NMSA 1978, § 30-3-5 (1969), one count of abuse of a child,
4 NMSA 1978, § 30-6-1 (1973) (amended 2009), and one count of tampering with
5 evidence, NMSA 1978, § 30-22-5 (1963) (amended 2003). Defendant appeals his
6 convictions on grounds that (1) his speedy trial rights were violated, (2) aggravated
7 stalking was an improper predicate felony for felony murder, and (3) the admission
8 of expert testimony from a pathologist violated the Confrontation Clause. We
9 review Defendant’s appeal pursuant to Article VI, Section 2 of the New Mexico
10 Constitution and Rule 12-102(A)(1) NMRA. See State v. Trujillo, 2002-NMSC-005,
11 ¶ 8, 131 N.M. 709, 42 P.3d 814 (“Our mandatory appellate jurisdiction is
12 constitutional and is limited to appeals from a judgment of the district court
13 imposing a sentence of death or life imprisonment.” (internal quotation marks and
14 citation omitted)).
15 BACKGROUND
16 Defendant has an extensive history of spousal abuse. Given his violent
17 behavior, courts have entered numerous restraining orders prohibiting Defendant
18 from having any contact with his ex-wife Elaine Artiaga. However, Defendant
2
1 frequently ignored court orders and incidents of domestic violence continued for
2 over a decade.
3 On the night of April 2, 2003, Defendant entered the Artiaga family home
4 armed with a knife. Defendant had apparently planned on confronting Elaine about
5 an upcoming child custody hearing. Once inside, Defendant attacked Elaine as she
6 lay in bed, stabbing her in the head. When her father, Paul Artiaga, and her brother,
7 Jerome Artiaga, responded to Elaine’s screams, Defendant attacked them.
8 Defendant repeatedly stabbed Paul and Jerome Artiaga, killing them both.
9 Defendant was subject to a two-year order of protection at the time. Defendant was
10 prosecuted for these murders along with other offenses.
11 Defendant was Brought to Trial in a Timely Manner
12 Defendant contends his rights to a speedy trial under the Sixth Amendment
13 to the United States Constitution were violated because the Grand Jury issued its
14 indictment on April 10, 2003, and Defendant’s criminal trial did not commence until
15 October 28, 2008.
16 “We apply the speedy trial analysis established in [Barker v. Wingo, 407 U.S.
17 514 (1972)] and subsequent cases in the federal courts.” State v. Maddox, 2008-
18 NMSC-062, ¶ 6, 145 N.M. 242, 195 P.3d 1254. In Barker, the United States
3
1 Supreme Court created “a balancing test, in which the conduct of both the
2 prosecution and the defendant are weighed.” 407 U.S. at 530. The Court identified
3 four factors: (1) the length of delay, (2) the reasons for the delay, (3) the defendant’s
4 assertion of his right, and (4) the actual prejudice to the defendant that, on balance,
5 determines whether a defendant’s right to a speedy trial has been violated. Id.; see
6 also Zurla v. State, 109 N.M. 640, 642, 789 P.2d 588, 590 (1990) (adopting the
7 Barker balancing test). A district court weighing these factors must necessarily
8 make certain factual determinations and legal conclusions. When reviewing a
9 district court’s denial of a motion to dismiss on speedy trial grounds, we give
10 deference to the court's factual findings. Maddox, 2008-NMSC-062, ¶ 8; State v.
11 Urban, 2004-NMSC-007, ¶ 11, 135 N.M. 279, 87 P.3d 1061. Weighing and
12 balancing the Barker factors is a legal determination that we review de novo.
13 Maddox, 2008-NMSC-062, ¶ 8; Urban, 2004-NMSC-007,¶ 11.
14 While the over five-year delay in this case is sufficient to trigger an inquiry
15 by this Court, the remaining Barker factors make clear that Defendant’s rights to a
16 timely trial were not violated. Maddox, 2008-NMSC-062, ¶ 9 (“[A] minimum of
17 nine months delay is necessary to trigger further inquiry into the claim of a violation
18 of the right to speedy trial in simple cases, twelve months in cases of intermediate
4
1 complexity, and fifteen months in complex cases.” (internal quotation marks and
2 citation omitted)). The reason for the delay here is simple. Almost all of the time
3 Defendant spent in pretrial custody stems from his competency proceedings, which
4 Defendant initiated. Competency proceedings began on January 28, 2004, and were
5 not resolved until this Court issued its mandate on December 20, 2007, a period of
6 almost four years. As we have previously noted, the “period of delay resulting from
7 examination of [the] defendant’s competence should be excluded from speedy trial
8 computation.” State v. Mendoza, 108 N.M. 446, 452, 774 P.2d 440, 446 (1989)
9 (citing ABA Standards for Criminal Justice § 12-2.3(a) (2d ed. 1980)). Following
10 our mandate, Defendant was brought to trial within ten months. A ten-month delay
11 in a relatively complicated case involving two counts of first-degree murder hardly
12 merits much scrutiny from this Court for speedy trial purposes.
13 Defendant has also failed to identify any prejudice. See Maddox, 2008-
14 NMSC-062, ¶ 32 (“With respect to a showing of prejudice, we have held that
15 ‘[a]lthough the State bears the ultimate burden of persuasion, Defendant does bear
16 the burden of production on this issue, and his failure to do so greatly reduces the
17 State’s burden.’” (quoting Urban, 2004-NMSC-007,¶ 18)). While Defendant claims
18 to have suffered anxiety and concern over the outcome of his case, he has not set
5
1 forth any cognizable facts to support this allegation. Moreover, while we have stated
2 that an impaired defense is the most serious form of prejudice associated with an
3 untimely prosecution, Defendant has not shown that his ability to defend himself at
4 trial suffered because of his pretrial confinement. See id. We therefore reject
5 Defendant’s speedy trial claim as lacking merit.1
6 Aggravated Stalking Properly Served as the Predicate Felony for Felony
7 Murder
8 Defendant next argues that aggravated stalking cannot serve as the predicate
9 felony for felony murder because the crime is neither inherently dangerous nor was
10 it committed under circumstances that were inherently dangerous to human life.
11 In State v. Harrison, we held that “in a felony murder charge, involving a
12 collateral lesser-degree felony, that felony must be inherently dangerous or
13 committed under circumstances that are inherently dangerous.” 90 N.M. 439, 442,
14 564 P.2d 1321, 1324 (1977). In making this determination, “both the nature of the
1
15 To the extent Defendant’s reply brief asserts a violation of Rule 5-604
16 NMRA, or “the six-month rule,” that argument is not properly before the Court,
17 since it was neither part of Defendant’s brief in chief, nor was it directed to an
18 argument raised by the State in its answer brief. See Mitchell-Carr v. McLendon,
19 1999-NMSC-025, ¶ 29, 127 N.M. 282, 980 P.2d 65 (“[W]e do not address issues
20 raised for the first time in a reply brief [unless it is] directed only to new arguments
21 or authorities presented in the answer brief.” (internal quotation marks and citations
22 omitted)).
6
1 felony and the circumstances surrounding its commission may be considered.” Id.2 This is a factual matter left to the jury, subject to appellate review under a
3 sufficiency of the evidence standard. Id.; State v. Mora, 1997-NMSC-060, ¶¶ 26-27,
4 124 N.M. 346, 950 P.2d 789, abrogated on other grounds as recognized by Kersey
5 v. Hatch, 2010-NMSC-020, ¶ 17, 148 N.M. 381, 237 P.3d 683.
6 Aggravated stalking is defined by statute to include any “stalking perpetrated
7 by a person: (1) who knowingly violates a permanent or temporary order of
8 protection issued by a court . . .; [or] (3) when the person is in possession of a deadly
9 weapon.” NMSA 1978, § 30-3A-3.1(A)(1), (3) (1997). The evidence produced at
10 trial shows that when Defendant committed the crime of stalking he possessed a
11 deadly weapon—a nine- to ten-inch blade attached to brass knuckles—and violated
12 a court issued protection order.
13 The circumstances under which Defendant committed aggravated stalking
14 undoubtedly created an inherent danger to human life. At trial, the jury heard
15 evidence of Defendant’s ten-year history of violence directed towards his ex-wife.
16 To cite several examples, Defendant severely beat Elaine while she was pregnant,
17 hit her with a closed fist, kicked her in the face, choked her, slammed her head into
18 the side of a truck, and “bust[ed]” her nose with a remote control. Defendant was
7
1 subject to protection orders when many of these incidents occurred.
2 Defendant constantly threatened Elaine and various members of her family
3 with violence. Only one day before the attack, Defendant told the Artiaga’s next-
4 door neighbor that he was “going to kill all of you.” The record also contains
5 evidence that Defendant was an avid knife collector and was quite skilled at knife
6 throwing. Defendant even boasted that he learned to throw knifes in order “[t]o
7 sever arteries, to know where all the organs were in the body.”
8 Based on this evidence, a rational jury could have easily concluded that
9 Defendant committed the crime of aggravated stalking under circumstances that
10 were inherently dangerous to human life. For that reason, we need not consider
11 Defendant’s alternative position that aggravated stalking is not inherently dangerous
12 without regard to the underlying circumstances of the crime.
13 The Testimony of the Pathologist had No Reasonable Possibility of Affecting
14 the Verdict
15 At trial, the State proffered the expert testimony of Dr. Rebecca Irvine, a
16 pathologist, regarding the autopsies of Paul and Jerome Artiaga. Dr. Irvine
17 supervised the autopsy of Jerome Artiaga, but she did not take part in the autopsy
18 of Paul Artiaga. Dr. Irvine testified about the autopsy results of both decedants,
19 including offering her opinion as to cause and manner of death. To supplement Dr.
8
1 Irvine’s testimony, the state admitted into evidence portions of Paul Artiaga’s
2 autopsy report. This included sketches of knife wounds made by the non-testifying
3 pathologist who participated in Paul Artiaga’s autopsy, along with photographs of
4 the body.
5 Defendant challenges the admission of Dr. Irvine’s testimony concerning Paul
6 Artiaga’s autopsy. Defendant also challenges the portions of Paul Artiaga’s autopsy
7 report that were received into evidence. Defendant claims that the admission of this
8 evidence violated his right to confront witnesses under the Sixth Amendment to the
9 United States Constitution.
10 Under the Confrontation Clause, “testimonial hearsay is barred . . . unless the
11 declarant is unavailable and the defendant had a prior opportunity for
12 cross-examination.” State v. Aragon, 2010-NMSC-008, ¶ 6, 147 N.M. 474, 225
13 P.3d 1280. If evidence is not “testimonial,” it does not present a Confrontation
14 Clause issue because “only testimonial statements cause the declarant to be a witness
15 within the meaning of the Confrontation Clause.” Id. (internal quotation marks and
16 citation omitted).
17 In Melendez-Diaz v. Massachusetts, the United States Supreme Court held
18 that the admission of certificates prepared and sworn to by analysts at a state crime
9
1 laboratory, identifying a substance as cocaine, were “testimonial” and triggered the
2 procedural safeguards of the Confrontation Clause. 557 U.S. __, 129 S. Ct. 2527,
3 2531-32 (2009). We have subsequently applied the holding of Melendez-Diaz to
4 the admission of a laboratory report showing blood alcohol content (BAC) results
5 from a gas chromatograph machine. See State v. Bullcoming, 2010-NMSC-007, ¶
6 1, 147 N.M. 487, 226 P.3d 1, cert. granted, U.S. [No. 09-10876, 2010 WL
7 2008002, at *1 (N.M. Sept. 28, 2010)]. We determined that the laboratory BAC
8 report, “like the certificates in Melendez-Diaz, are ‘formalized testimonial materials’
9 in that they were made ‘for the purpose of establishing or proving some fact.’”
10 Bullcoming, 2010-NMSC-007, ¶ 18 (quoting Melendez-Diaz, 557 U.S. at __, 129 S.
11 Ct. at 2532). The unsworn laboratory BAC report “was ‘functionally identical to
12 live, in-court testimony, doing precisely what a witness does on direct
13 examination.’” Id. (quoting Melendez-Diaz, 557 U.S. at __, 129 S. Ct. at 2532).
14 We, nevertheless, held in Bullcoming that the admission of the laboratory
15 BAC report did not violate the Sixth Amendment. Id. ¶ 19. We reasoned that the
16 analyst who prepared the report was a “mere scrivener” and defendant’s “true
17 accuser” was the gas chromatograph machine itself. Id. (internal quotation marks
18 omitted). Unlike Melendez-Diaz, where the laboratory certificates were introduced
10
1 without the benefit of live, in-court testimony, the state presented testimony from a
2 forensic analyst who was qualified as a gas chromatograph machine expert. Id. ¶ 20.
3 The witness was available to be cross-examined “about whether the operation of the
4 . . . machine required specialized skill that the operator did not possess, involved
5 risks of operation that might influence the test results, and required the exercise of
6 judgment or discretion, either in the performance of the test or the interpretation of
7 the results.” Id. The United States Supreme Court has recently granted
8 Bullcoming’s petition for writ of certiorari, and the case remains pending. See
9 Bullcoming v. N. M., __ U.S. __, __ S. Ct. __, 177 L. Ed. 2d 1152 (Sept. 28, 2010).
10 We issued Aragon, 2010-NMSC-008, on the same day we issued Bullcoming.
11 In Aragon, the police recovered two plastic bags containing unknown substances
12 from a crime scene. 2010-NMSC-008, ¶ 3. The two bags were analyzed by
13 different forensic chemists at the same crime laboratory. Id. ¶ 4. Each forensic
14 chemist prepared a separate report regarding the contents of the two bags. Id. At
15 trial, the state offered testimony from only one of the forensic chemists who testified
16 to the report he had produced. Id. He also testified to the findings of the report
17 produced by the non-testifying chemist, of which he had no personal knowledge.
18 Id. Both reports were admitted into evidence. Id. ¶ 4.
11
1 On appeal, we held that the non-testifying forensic chemist’s report and the
2 “ testimony about her report were not admissible,” absent the opportunity to conduct
3 meaningful cross-examination. Id. ¶ 19. To determine whether the defendant had
4 a meaningful opportunity for cross-examination, we focused on whether the
5 testimony of the forensic chemist “was an expression of his own opinion or whether
6 he was merely parroting [the non-testifying forensic chemist’s] opinion.” Id. ¶ 26.
7 We concluded that the testifying expert had not “formed an independent conclusion
8 from the underlying facts or data, but [was] merely restat[ing] the hearsay opinion
9 of a non-testifying expert.” Id. ¶ 32.
10 At the same time, we suggested that the admission of either the forensic
11 chemist’s testimony or the report might have been proper under certain
12 circumstances. Id. ¶ 33. Had the testifying forensic chemist “unequivocally” stated
13 that the contents of the report were his opinion, and had the report contained the
14 “types of facts or data reasonably relied upon by chemical forensic experts in
15 forming opinions,” a Confrontation Clause violation may not have occurred. Id.
16 Defendant cites two cases, one from the Missouri Court of Appeals and one
17 from the North Carolina Supreme Court, for the proposition that the admission of
18 such evidence violates the Confrontation Clause. See State v. Davidson, 242 S.W.3d
121 409, 417 (Mo. Ct. App. 2007) (“When an autopsy report is prepared for purposes of
2 criminal prosecution, as this one was, the report is testimonial. The court may not
3 admit the report without the testimony of its preparer unless he or she is unavailable
4 and the defendant had a prior opportunity for cross-examination. Those requirements
5 were not met here. Admission of the report and another medical examiner's
6 testimony in lieu of the testimony of the medical examiner who prepared the report
7 violated the defendant’s Confrontation Clause rights.” (citations omitted)); State v.
8 Locklear, 681 S.E.2d 293, 305 (N.C. 2009) (“Here, the State sought to introduce
9 evidence of forensic analyses performed by a forensic pathologist and a forensic
10 dentist who did not testify. The State failed to show that either witness was
11 unavailable to testify or that the defendant had been given a prior opportunity to
12 cross-examine them. The admission of such evidence violated defendant's
13 constitutional right to confront the witnesses against him . . . .”).
14 We have not yet applied the holdings of Melendez-Diaz, Bullcoming, and
15 Aragon to the admission of a pathologist’s opinion based on an autopsy report
16 prepared by a non-testifying pathologist. Nor have we have determined whether the
17 autopsy report itself may be admitted into evidence under Rule 11-703 NMRA. We
18 are aware that the California Supreme Court has recently granted a petition for
13
1 review on an related legal question. See People v. Dungo, 220 P.3d 240, 240 (Cal.
2 2009) (“Was defendant denied his right of confrontation under the Sixth
3 Amendment when one forensic pathologist testified to the manner and cause of
4 death in a murder case based upon an autopsy report prepared by another
5 pathologist?”).
6 These are novel issues of federal constitutional law that will require
7 thoughtful analysis in an appropriate case. The case before us, however, is not such
8 a vehicle. The record on appeal makes clear that evidence relating to Paul Artiaga’s
9 autopsy had no reasonable possibility of affecting the verdict. See Aragon, 2010-
10 NMSC-008, ¶ 35 (“‘A reviewing court should only conclude that a constitutional
11 error is harmless when there is no reasonable possibility it affected the verdict.”
12 (alterations, internal quotation marks, and citation omitted)). Accordingly, we can
13 assume arguendo that evidence from Paul Artiaga’s autopsy report should not have
14 been admitted into evidence and the pathologist should not have been allowed to
15 offer an opinion about the cause of death. Assuming all that to be the case, any error
16 was harmless.
17 Reviewing courts consider three factors when determining whether an error
18 is harmless: “[W]hether there is: (1) substantial evidence to support the conviction
14
1 without reference to the improperly admitted evidence; (2) such a disproportionate
2 volume of permissible evidence that, in comparison, the amount of improper
3 evidence will appear minuscule; and (3) no substantial conflicting evidence to
4 discredit the State’s testimony.” State v. Barr, 2009-NMSC-024, ¶ 56, 146 N.M.
5 301, 210 P.3d 198 (footnote omitted). No one factor is determinative; rather, they
6 are considered in conjunction with one another. Id. ¶ 55.
7 “[W]hen assessing the harmfulness of error, it is not the role of the
8 appellate court to reweigh the evidence against a defendant[.]” [Barr,
9 2009-NMSC-024, ¶ 57.] Therefore, “[t]he harmless error analysis does
10 not center on whether, in spite of the error, the right result was reached.
11 Rather, the focus is on whether the verdict was impacted by the error.”
12 Id. “Weighing these factors, a court must decide if it can conclude with
13 the requisite level of certainty that an error did not contribute to the
14 jury's verdict.” State v. Macias, 2009-NMSC-028, ¶ 39, 146 N.M. 378,
15 210 P.3d 804.
16 Aragon, 2010-NMSC-008, ¶ 35.
17 Dr. Irvine testified that the cause of Paul Artiaga’s death was stabbing.
18 Without Dr. Irvine’s testimony, however, substantial evidence in the record
19 demonstrates that Defendant caused Paul Artiaga’s death. Multiple witnesses
20 testified concerning the attack on the Artiaga family. For example, Gabriel Artiaga
21 testified that he watched Defendant repeatedly stab Paul Artiaga. Brandy Chavez,
22 the daughter of Defendant and Elaine, testified that before being apprehended by the
15
1 police, Defendant admitted to stabbing Paul and Jerome Artiaga.
2 The State also introduced testimony from first responders who treated Paul
3 and Jerome Artiaga on the night of their death. One witness, Michael Ortega, from
4 the Los Lunas Fire Department, explained that he arrived at the scene and found
5 Paul Artiaga lying face down in a pool of blood, barely breathing, with a “sucking”
6 stab wound in his chest. Mr. Ortega explained that because Paul Artiaga’s heart rate
7 was steadily declining, “we terminated our care with him and moved on to more
8 viable patients.”
9 Nothing in the record, substantial or otherwise, discredits the State’s evidence
10 that Paul Artiaga died from his knife wounds. Not only did the State present
11 voluminous evidence to prove that Defendant stabbed Paul Artiaga, but the cause
12 and manner of his death were never contested. At trial, Defendant did not suggest
13 that Paul Artiaga died from something other than a stab wound. Nor did Defendant
14 suggest that he did not stab Paul Artiaga. Instead, Defendant acknowledged that he
15 killed both Paul and Jerome Artiaga, but claimed that he was not capable of forming
16 the mental state for murder due to a traumatic brain injury. Therefore, Paul
17 Artiaga’s cause of death—the very reason the autopsy report and expert opinion are
18 now being challenged—was never in doubt at trial. Because the admission of
16
1 portions of Paul Artiaga’s autopsy report and Dr. Irvine’s testimony about the report
2 were constitutionally harmless, Defendant’s Confrontation Clause challenge fails.
3 We affirm Defendant’s convictions.
4 IT IS SO ORDERED.
5
6 RICHARD C. BOSSON, Justice
7 WE CONCUR:
8
9 CHARLES W. DANIELS, Chief Justice
10
11 PATRICIO M. SERNA, Justice
12
13 PETRA JIMENEZ MAES, Justice
14
15 EDWARD L. CHÁVEZ, Justice
17