State v. Chavez ( 2017 )

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. No. 33,989
5 DION CHAVEZ,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF SAN JUAN COUNTY
8 William C. Birdsall, District Judge
9 Hector H. Balderas, Attorney General
10 Santa Fe, NM
11 M. Victoria Wilson, Assistant Attorney General
12 Albuquerque, NM
13 for Appellee
14 Bennett J. Baur, Chief Public Defender
15 Kathleen T. Baldridge, Assistant Appellate Defender
16 Santa Fe, NM
17 for Appellant
18 MEMORANDUM OPINION
19 FRENCH, Judge.
1 {1} Dion Chavez (Defendant) appeals a district court judgment and order revoking
2 probation. On appeal, Defendant argues (1) that the district court’s conclusion that
3 Defendant willfully violated a condition of his probation is not supported by
4 substantial evidence, and (2) that Defendant’s due process rights were violated during
5 the probation revocation hearing. We affirm.
6 BACKGROUND
7 {2} Defendant appeals the judgment and order revoking probation entered by the
8 district court on March 5, 2014. On February 4, 2013, Defendant entered into a joint
9 repeat offender plea and disposition agreement whereby he pleaded guilty to two
10 counts of possession of a controlled substance (methamphetamine), contrary to NMSA
11 1978, Section 30-31-23(E) (2011); and one count of possession of drug paraphernalia,
12 contrary to NMSA 1978, Section 30-31-25.1 (2001). On February 14, 2013, the
13 district court sentenced Defendant to a total term of three years imprisonment less
14 eleven days credit for time served but suspended the sentence and placed Defendant
15 on supervised probation. As part of his conditions of probation Defendant was ordered
16 to “[e]nter and successfully complete a treatment program as approved by the [o]ffice
17 of [a]dult [p]arole and [p]robation.”
18 {3} Between February, 2013 and August, 2013, Defendant violated his probation
19 twice—first, by testing positive for methamphetamine, and second, by failing to
2
1 complete drug court. Unable to gain acceptance into the Salvation Army treatment
2 program, and having admitted that he violated his probation, Defendant requested that
3 the court place him in the Four Winds treatment program, which the court granted. On
4 December 11, 2013, the State filed a second motion to revoke Defendant’s probation
5 alleging that Defendant failed to complete the treatment program at Four Winds
6 Recovery Center (Four Winds). The district court held an adjudicatory hearing on the
7 alleged probation violation on January 16, 2014. The State relied on a letter regarding
8 Defendant’s behavior written by Defendant’s treatment counselor, who was not
9 present at the probation revocation hearing, as evidence of his failure to complete the
10 treatment program. At the conclusion of the hearing, the district court found that
11 Defendant had violated the terms of his probation. The sole ground for revoking
12 Defendant’s probation was Defendant’s failure to complete his treatment at Four
13 Winds.
14 {4} On appeal, Defendant challenges the sufficiency of the evidence supporting the
15 district court’s conclusion that Defendant willfully violated the terms of his probation.
16 Defendant further argues that the district court violated his right to confront the author
17 of the letter used to prove Defendant violated the terms of his probation.
18 SUFFICIENCY OF THE EVIDENCE
3
1 {5} When determining whether a district court’s conclusion is supported by
2 substantial evidence, “we view the evidence in a light most favorable to the [state],
3 indulging all reasonable inferences and resolving all conflicts to uphold the [district]
4 court’s decision.” In re Bruno R., 2003-NMCA-057, ¶ 9, 133 N.M. 566, 66 P.3d 339.
5 “[W]e apply a two-step process, reviewing the evidence first in accordance with the
6 standard just stated, and determining next whether the evidence, viewed in this
7 manner, could persuade a rational trier of fact” that the Defendant violated the terms
8 of his probation. Id. A violation of probation need not be proved beyond a reasonable
9 doubt. See State v. Martinez, 1989-NMCA-036, ¶ 4, 108 N.M. 604, 775 P.2d 1321.
10 “The proof necessary is that which inclines a reasonable and impartial mind to the
11 belief that a defendant has violated the terms of probation.” Id.12 {6} A district court may revoke a defendant’s probation after a hearing if the state
13 establishes that the defendant failed to comply with a condition of probation. See State
14 v. Parsons, 1986-NMCA-027, ¶ 19, 104 N.M. 123, 717 P.2d 99. The state must prove
15 a violation of a condition of the defendant’s probation to a reasonable certainty. See
16 id. Defendant argues that the State failed to prove that Defendant violated his
17 probation by merely relying on the testimony of his probation officer and the letter
18 from Four Winds, and, more specifically, that the State failed to demonstrate that
19 Defendant’s conduct was willful.
4
1 {7} We begin by examining the testimony at the probation revocation hearing.
2 Arthur Martinez, Defendant’s probation officer, was the only witness to testify.
3 Defendant did not testify or present any rebuttal testimony or evidence. Martinez
4 testified that he had received a call from Four Winds indicating that he should retrieve
5 Defendant because Defendant was being “disruptive.” Martinez subsequently received
6 a letter from Four Winds written by Robert Harris, Defendant’s treatment counselor
7 at the facility. The State moved to introduce the letter into evidence. When asked if
8 Defendant had any objection to the letter, counsel responded “No, Your Honor.” The
9 court admitted the letter. The letter from Four Winds stated in material part:
10 [Defendant] was unsuccessfully discharged from the residential program
11 here at Four Winds . . . . Due to his choice of behaviors that continued
12 despite our efforts to redirect or point them out in hopes of him changing
13 them. [Defendant] was given multiple opportunities to choose to include
14 redirection by staff and being placed on a behavioral contract.
15 [Defendant’s] choice to continue these behaviors had a negative impact
16 on his peers’ ability to get the help they needed. It was decided at that
17 time that his probation officer be contacted and asked to remove him
18 from this program.
19 {8} Defendant’s counsel cross-examined Martinez, specifically asking about the
20 length of time allotted for Defendant to complete his treatment and whether Harris,
21 the author of the letter, was in fact Defendant’s treatment counselor. The State rested.
22 Defendant then rested without presenting any testimony or evidence.
5
1 {9} Based on the evidence before it, the district court ruled that it had, “no doubt
2 that [Defendant] violated [the terms of probation] by not completing Four Winds.”
3 Only after the district court had ruled on the probation violation did Defendant raise
4 the issues upon which he bases this appeal. In closing argument, Defendant argued
5 that the State had not presented evidence of a willful violation to a reasonable
6 certainty and that Harris’s absence at the hearing violated Defendant’s right to
7 confront adverse witnesses.
8 {10} Viewing the testimony and the letter in a light most favorable to the State, the
9 evidence supports a finding that Defendant failed to complete his treatment program
10 and therefore violated his probation. See Bruno R., 2003-NMCA-057, ¶ 9. Defendant
11 himself noted: “The evidence is undisputed that [Defendant] received an unsuccessful
12 discharge from the Four Winds recovery program—the successful completion of
13 which was a condition of probation.”
14 {11} Defendant further argues that assuming the State presented sufficient evidence
15 that Defendant violated a term of his probation by failing to complete the drug
16 program, the State failed to prove that Defendant’s violation was willful as mandated
17 by Parsons, 1986-NMCA-027, ¶ 25 and Bruno R., 2003-NMCA-057, ¶ 13. We
18 conclude that the evidence in this regard is sufficient to show that Defendant willfully
19 violated his probation. The district court did not err in finding that Defendant willfully
6
1 violated the conditions of his probation. See Parsons, 1986-NMCA-027, ¶ 25 (“In a
2 probation revocation proceeding, if a defendant fails to present evidence [to excuse
3 his non-compliance], evidence establishing his non-compliance is sufficient to justify
4 a finding that his failure was willful or without lawful excuse. Once the state offers
5 proof of a breach of a material condition of probation, the defendant must come
6 forward with evidence to excuse non-compliance by showing . . . that the failure to
7 [comply with the condition of probation] was not willful.” (citation omitted)).
8 DUE PROCESS
9 {12} Defendant argues that the district court violated Defendant’s due process rights
10 under Guthrie, requiring the due process inquiry “to focus more on the need for, and
11 the utility of, confrontation of a live witness in the context of [probation revocation
12 hearings].” State v. Guthrie, 2011-NMSC-014, ¶ 2, 150 N.M. 84, 257 P.3d 904.
13 Courts should determine “whether confrontation of the witness is essential to the
14 truth-finding process.” Id. The State contends that Defendant failed to preserve this
15 argument by not objecting to the use of the letter at the time of its introduction.
16 {13} “To preserve a question for review it must appear that a ruling or decision by
17 the district court was fairly invoked[.]” Rule 12-216(A) NMRA (1993, recompiled and
18 amended as Rule 12-321 NMRA, effective Dec. 31, 2016). In order to fairly invoke
19 a ruling, “an objection must be made with sufficient specificity to alert the mind of the
7
1 trial court to the claimed error[.]” State v. Riley, 2010-NMSC-005, ¶ 24, 147 N.M.
2 557, 226 P.3d 656 (internal quotation marks and citation omitted), overruled on other
3 grounds by State v. Montoya, 2013-NMSC-020, ¶ 54, 306 P.3d 426. It is undisputed
4 that Defendant did not object to the letter or the testimony of his probation officer at
5 the time of their introduction or at any time throughout the proceedings. We fail to
6 see how a closing argument, made after the close of the evidence, can fairly alert the
7 district court to the confrontation issue raised by Defendant. See State v. Onsurez,
8 2002-NMCA-082, ¶ 20, 132 N.M. 485, 51 P.3d 528 (holding that a defendant failed
9 to preserve his objection when he waited until closing argument to point out the error).
10 Defendant did not object to the State’s evidence on any ground—due process,
11 confrontation, or otherwise. Defendant therefore failed to preserve this argument, and
12 we will not address it now on appeal. See State v. Sandoval, 2003-NMSC-027, ¶ 16,
13 134 N.M. 453, 78 P.3d 907 (refusing to address an unpreserved argument on appeal).
14 {14} We affirm the district court’s decision to revoke Defendant’s probation.
15 {15} IT IS SO ORDERED.
16 ______________________________
17 STEPHEN G. FRENCH, Judge
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1 WE CONCUR:
2 ___________________________________
3 MICHAEL E. VIGIL, Judge
4 ___________________________________
5 J. MILES HANISEE, Judge
9