State v. Flores ( 2009 )

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please
2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions.
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6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
7 STATE OF NEW MEXICO,
8 Plaintiff-Appellant,
9 v. NO. 27,647
10 DANA FLORES,
11 Defendant-Appellee.
12 APPEAL FROM THE DISTRICT COURT OF TAOS COUNTY
13 Sam B. Sanchez, District Judge
14 Gary K. King, Attorney General
15 Santa Fe, NM
16 Jacqueline R. Medina, Assistant Attorney General
17 Albuquerque, NM
18 for Appellant
19 Albright Law & Consulting
20 Jennifer R. Albright
21 Albuquerque, NM
22 for Appellee
23 MEMORANDUM OPINION
24 VANZI, Judge.
1 The State appeals from a pretrial order of the district court granting Defendant’s
2 motion to suppress the evidence. Although the State does not challenge the district
3 court’s ultimate legal determination to suppress, it nevertheless argues that “[t]he error
4 in granting the suppression motion occurred as a result of the district court’s erroneous
5 exclusion of the out-of-court statements the arresting officer relied on to form his
6 reasonable suspicion and probable cause.” The State’s position is that the out-of-court
7 statements were relevant, not inadmissible hearsay, and that the district court
8 wrongfully precluded the State from fully arguing its case and making a record. The
9 State does not argue that consideration of the excluded evidence would have resulted
10 in a denial of the motion to suppress, nor does the State list the evidence that it would
11 have presented had the district court allowed it to make a record, nor does the State
12 request that we reverse the district court. Rather, the sole remedy the State seeks on
13 appeal is remand for a full and fair opportunity to present its case. This remedy is not
14 available to the State under New Mexico law as applied to the facts of this case.
15 Accordingly, we affirm.
16 I. BACKGROUND
17 Defendant was charged with aggravated driving while under the influence of
18 alcohol. Prior to trial, Defendant filed a motion to suppress all evidence stemming
19 from what she alleged was an unlawful arrest. Defendant claimed that the arrest was
20 unlawful because there were no facts indicating that a misdemeanor offense occurred
2
1 in the presence of an officer. The State’s position was that Defendant had not been
2 initially arrested but instead that she was the subject of an investigatory detention for
3 which reasonable suspicion existed.
4 At the hearing on the motion to suppress, Officer Robert Salazar testified on
5 behalf of the State. Officer Salazar did not witness the accident, and much of his
6 testimony was based on what he was told by dispatch. The facts surrounding Officer
7 Salazar’s testimony and the objections made therein are discussed more fully in
8 conjunction with the issues below.
9 The district court ruled that the stop was an arrest and not an investigatory
10 detention. The State appeals.
11 II. STANDARD OF REVIEW
12 Citing to State v. Rivera, 2008-NMSC-056, ¶ 10, 144 N.M. 836, 192 P.3d 1213,
13 the State argues that we review the evidentiary rulings in this case under a de novo
14 standard. Rivera, however, deals with a violation of the confrontation clause, an issue
15 not present in this case. Defendant asserts that the proper standard for evidentiary
16 questions is abuse of discretion, and we agree. See State v. Sarracino, 1998-NMSC-
17 022, ¶ 20, 125 N.M. 511, 964 P.2d 72 (“We review the admission of evidence under
18 an abuse of discretion standard and will not reverse in the absence of a clear abuse.”).
19 Additionally, we observe that this appeal deals with evidentiary rulings in the context
20 of a motion to suppress.
3
1 III. DISCUSSION
2 The narrow scope of this opinion is based on the limited arguments made by the
3 State. In its docketing statement, the State raised issues that challenged the district
4 court’s legal conclusion that the officer did not have probable cause to arrest
5 Defendant. On the general calendar, however, the State has failed to brief these
6 issues.
7 We agree that on the first page of the State’s brief in chief, there is some general
8 language that might be interpreted as requesting reversal based on evidentiary error:
9 “[t]he error in granting the suppression motion occurred as a result of the district
10 court’s erroneous exclusion of the out-of-court statements the arresting officer relied
11 on to form his reasonable suspicion and probable cause.” The State’s briefs do argue
12 that the out-of-court statements were admissible. However, instead of arguing that
13 had the statements been admitted, the district court should have properly denied the
14 motion, the State argues that the erroneous exclusion of evidence precluded the State
15 from fully arguing its case and making a record. As a remedy, the State requests
16 remand. There is no challenge to the district court’s ultimate legal determination to
17 suppress. “[The appellant’s] arguments on appeal frame our analysis.” State v.
18 Lucero, 2007-NMCA-127, ¶ 12, 142 N.M. 620, 168 P.3d 750. As a result, the State
19 has abandoned any legal argument it may have indicating that the facts—be they
20 presented or excluded—would establish a lawful arrest. See State v. Cearley,
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1 2004-NMCA-079, ¶ 7, 135 N.M. 710, 92 P.3d 1284 (“Once a case is assigned to the
2 general calendar, the appellant must brief all the issues that he or she wishes the court
3 to review. . . . issues listed in the docketing statement but not briefed are deemed
4 abandoned.”). We begin with the claimed error.
5 Evidentiary Error
6 The portions of the officer’s testimony that the State argues were erroneously
7 excluded were (1) the officer’s statements relaying the information given to him by
8 dispatch; (2) the officer’s testimony that Defendant’s male companion, Mr. Griego,
9 identified Defendant as the driver of the vehicle involved in the accident; and (3) the
10 officer’s testimony describing the statements made by an eye witness, Ms. Shiley,
11 about the accident.
12 While there is disagreement as to the extent of the excluded evidence, we agree
13 with the State that to the extent certain statements by Officer Salazar were excluded
14 as inadmissible hearsay or as irrelevant, such evidentiary rulings were error. See
15 Rivera, 2008-NMSC-056, ¶¶ 15-16 (stating that “[a]t a suppression hearing, the court
16 may rely on hearsay and other evidence, even though that evidence would not be
17 admissible at trial,” and noting that the Confrontation Clause does not apply at a
18 pretrial hearing to prohibit the State from introducing hearsay statements of an
19 informant); see also Rule 11-801(C) NMRA (“‘Hearsay’ is a statement, other than one
20 made by the declarant while testifying at the trial or hearing, offered in evidence to
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1 prove the truth of the matter asserted.”); Rule 11-401 NMRA (“‘Relevant evidence’
2 means evidence having any tendency to make the existence of any fact that is of
3 consequence to the determination of the action more probable or less probable than
4 it would be without the evidence.”); State v. Martinez, 2007-NMSC-025, ¶ 21, 141
5 N.M. 713, 160 P.3d 894 (stating that the district court is not bound by the rules of
6 evidence when deciding pretrial admissibility questions, except rules concerning
7 privileges, and may consider hearsay to establish preliminary facts).
8 However, we do not end our analysis with our holding that the district court
9 improperly excluded this evidence. We must evaluate the consequences of the error.
10 No Prejudice
11 As we have explained, the State has not argued that the excluded facts would
12 have supported a denial of the motion to suppress. While the State has demonstrated
13 error in evidentiary rulings, it has failed to show that correcting them would change
14 the result. See In re Estate of Heeter, 113 N.M. 691, 695, 831 P.2d 990, 994 (Ct. App.
15 1992) (“On appeal, error will not be corrected if it will not change the result.”). We
16 do not examine evidentiary rulings in isolation; we evaluate the impact the rulings
17 have had on a case. Even with all of the constitutional protections afforded criminal
18 defendants, we will nevertheless refuse to reverse erroneous evidentiary rulings where
19 the defendant has not demonstrated prejudice. See, e.g., State v. Glasgow,
20 2000-NMCA-076, ¶ 14, 129 N.M. 480, 10 P.3d 159 (stating that “even if the
6
1 evidentiary rules are not properly applied, the right to a fair trial is not impaired unless
2 the defendant can show prejudice”).
3 Instead of explaining why the officer’s full testimony would have changed the
4 result, the State simply asserts that suppression was granted because of the evidentiary
5 rulings and its inability to make a record and argues that it should be given another
6 opportunity to present its case. The State, however, fails to detail what caused its
7 inability to make a record and, further, what testimony it expects to be presented that
8 would require a denial of the motion to suppress. “An assertion of prejudice is not a
9 showing of prejudice.” In re Ernesto M., Jr., 1996-NMCA-039, ¶ 10, 121 N.M. 562,
10 915 P.2d 318. Without this showing, there is no reversible error. See State v.
11 Bonham, 1998-NMCA-178, ¶ 24, 126 N.M. 382, 970 P.2d 154 (holding that because
12 the defendant asked us to presume, but did not show, that the prosecutor’s improper
13 question changed the outcome of the case, there was no reversible error), abrogated
14 on other grounds by State v. Traeger, 2001-NMSC-022, ¶¶ 19-26, 130 N.M. 618, 29
15 P.3d 518.
16 Remedy Requested and Due Process
17 In this case, the State does not request reversal of suppression for the existence
18 of probable cause, but instead requests remand for a full and fair opportunity to
19 present its argument and the facts. This remedy seems to presume the right to due
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1 process. The State does not possess this constitutional right. See N.M. Const., Art.
2 II, § 18. Rather, it is Defendant who is tried by the State, and it is she who enjoys that
3 protection. Here, the State seeks reversal for the process afforded it without
4 possessing the right to due process and without attempting to establish prejudice.
5 Further, the State appears to contend that it can obtain relief from the erroneously
6 excluded testimony without arguing that the excluded testimony would have
7 established a lawful arrest. The State provides this Court with no support for such a
8 position. See In re Adoption of Doe, 100 N.M. 764, 765, 676 P.2d 1329, 1330 (1984)
9 (stating that where a party cites no authority to support an argument, we may assume
10 no such authority exists and need not review it).
11 Effect of the State’s Position on Appeal
12 The State stops short of attacking the merits of suppression and only seeks
13 remand based on a review of the evidentiary rulings. The specific errors the State asks
14 us to correct are in the nature of sub-interlocutory review of evidentiary rulings made
15 within a pretrial hearing. Such interlocutory review is not given as a matter of right.
16 Cf. State v. Griego, 2004-NMCA-107, ¶¶ 3, 5-6, 136 N.M. 272, 96 P.3d 1192 (holding
17 that the state did not have the statutory right to appeal the district court’s order
18 denying the state’s motion in limine to prevent Griego from impeaching the state’s
19 witness by using extrinsic evidence of conduct). In Griego, we denied the State the
20 right to appeal where the appeal did not conform procedurally or substantively to the
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1 statutory right to seek review from orders suppressing or excluding evidence. Id. ¶
2 6. Similarly, in this case, the State’s appeal is based on the district court’s evidentiary
3 rulings at the suppression hearing, rather than the district court’s ultimate legal
4 conclusion to suppress the evidence. To illustrate our concern with the interlocutory
5 nature of the review that the State seeks, we note that if we were to reverse and grant
6 the State another suppression hearing, it could appeal again and raise the same issues
7 against suppression that it raised in the docketing statement, which could have been
8 raised at this stage in its briefs. It is a strong and well-established policy that we
9 disfavor such piecemeal review. See, e.g., State v. Heinsen, 2005-NMSC-035, ¶ 14,
10 138 N.M. 441, 121 P.3d 1040 (refusing to permit an immediate appeal of a magistrate
11 court ruling suppressing evidence, stating that “[t]he purpose of finality is to prevent
12 piecemeal appeals”); see also Executive Sports Club, Inc. v. First Plaza Trust,
13 1998-NMSC-008, ¶¶ 8, 11, 125 N.M. 78, 957 P.2d 63 (noting the judicial economy
14 involved in reserving related and material issues for future determination and
15 emphasizing the “strong policy in New Mexico disfavoring piecemeal appeals”
16 (internal quotation marks and citation omitted)).
17 We also note that the Legislature’s allowance for an interlocutory appeal from
18 a district court’s order of suppression is not automatic; it is permitted only where “the
19 district attorney certifies to the district court that the appeal is not taken for purpose
20 of delay and that the evidence is a substantial proof of a fact material in the
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1 proceeding.” NMSA 1978, § 39-3-3(B)(2) (1972). There is no such certification in
2 the record. Because certification would have most likely been properly accepted in
3 this case, however, we overlook this defect. In the future, the State should follow its
4 obligations under the statute more closely.
5 At this point, we are more concerned with how the present structure of the
6 State’s appeal meets the requirements of Section 39-3-3(B)(2). In its docketing
7 statement, the State did challenge the district court’s granting of the motion to
8 suppress. Section 39-3-3(B)(2) allows interlocutory appeals of motions to suppress.
9 Now, however, the State is not requesting that we reverse the denial of the motion to
10 suppress but rather that we remand the matter for presentation of additional evidence.
11 Because we are denying the relief requested by the State and because the parties have
12 not briefed the suppression issue, we will leave consideration of that question until
13 another day.
14 IV. CONCLUSION
15 On the narrow basis explained above, we affirm the district court’s order of
16 suppression.
17 IT IS SO ORDERED.
18 _________________________________
19 LINDA M. VANZI, Judge
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1 WE CONCUR:
2 _________________________________
3 CELIA FOY CASTILLO, Judge
4 _________________________________
5 TIMOTHY L. GARCIA, Judge
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