City of Farmington v. Pinon-Garcia , 2012 NMCA 79 ( 2012 )

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integrity of this document
New Mexico Compilation
Commission, Santa Fe, NM
'00'04- 14:35:20 2012.08.15
Certiorari Granted, August 3, 2012, No. 33,650; Certiorari Granted, August 3, 2012,
No. 33,676
IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
Opinion Number: 2012-NMCA-079
Filing Date: May 14, 2012
Docket No. 30,888
CITY OF FARMINGTON,
Plaintiff-Appellee,
v.
JUAN A. PINON-GARCIA,
Defendant-Appellant.
APPEAL FROM THE DISTRICT COURT OF SAN JUAN COUNTY
Karen L. Townsend, District Judge
William Cooke, Deputy City Attorney
Jennifer Breakell, Assistant City Attorney
Farmington, NM
for Appellee
Jacqueline L. Cooper, Chief Public Defender
Mary Barket, Assistant Appellate Defender
Santa Fe, NM
for Appellant
OPINION
GARCIA, Judge.
{1} In this case, we address both the standard and scope of review by the district court
when a de novo appeal is taken from a lower court case that is not of record. The municipal
court dismissed Defendant’s charges with prejudice because the arresting officer was
unavailable for trial in the lower court. The City of Farmington (City) then filed an appeal
to the district court pursuant to Rule 8-703(A) and (J) NMRA. The record indicates that the
district court conducted the de novo trial without properly considering the propriety of the
municipal court’s dismissal. Defendant was convicted in the district court and filed this
appeal. We reverse and remand to the district court for a de novo hearing.
BACKGROUND
{2} The City charged Defendant with various traffic violations, including driving while
intoxicated (DWI), contrary to NMSA 1978, Section 66-8-102 (2008) (amended 2010).
Defendant was arraigned in municipal court. On the day set for trial, the City’s main
witness, the arresting officer, failed to appear. As a result, the municipal court dismissed
Defendant’s charges with prejudice.
{3} The City filed an appeal in district court seeking a de novo trial. See Rule 8-703(A)
and (J). At a pretrial hearing, Defendant sought to have the case dismissed contending that
the municipal court did not abuse its discretion in dismissing the charges. The City
responded, contending that it had the right to appeal and that it was entitled to a de novo
trial. The district court instructed Defendant to file a motion to dismiss.
{4} Defendant filed his motion to dismiss claiming that the district court could only
consider the propriety of the municipal court’s dismissal and arguing that the municipal court
did not abuse its discretion in dismissing the charges. The City responded claiming that it
was entitled to a trial de novo in district court. The City also contended that, given the need
for a de novo trial, the district court need not be concerned with the propriety of the
municipal court’s dismissal so long as Defendant’s right to be free from double jeopardy is
not violated. The district court denied Defendant’s motion and set the matter for trial on the
merits. Defendant was convicted, and this appeal timely followed his conviction.
DISCUSSION
{5} The parties agree that the City was entitled to appeal to the district court in this
matter. See Rule 8-703(A) (allowing “[a] party who is aggrieved by the judgment or final
order of the municipal court” to appeal to the district court); City of Las Cruces v. Sanchez,
2007-NMSC-042, ¶ 20, 142 N.M. 243, 164 P.3d 942. They disagree, however, as to the
proper scope of the district court’s review, and to what extent the district court should
consider the propriety of a municipal court’s dismissal.
{6} Defendant makes three arguments, contending: (1) the district court should have
conducted some review of the propriety of the dismissal; (2) the district court’s review
should have been for abuse of discretion; and (3) the district court abused its discretion
because dismissal was appropriate in light of the municipal court’s needs and the City’s
failures. The City contends that the district court’s standard of review is de novo and also
claims that the district court adequately considered the propriety of the municipal court’s
dismissal before denying Defendant’s motion to dismiss.
{7} We agree with the City that de novo review is appropriate on all issues but remand
so that the district court can conduct a de novo hearing on whether the municipal court erred
in dismissing the charges with prejudice and to insure that Defendant’s right to be free from
double jeopardy is not violated. Because we are remanding, we will not consider
Defendant’s third contention that the municipal court was justified in dismissing the charges.
A. Standard of Review
{8} The questions of whether the City was entitled to a de novo trial in district court and
whether the district court was required to consider the propriety of the municipal court’s
dismissal are questions of law which we review de novo. State v. Foster, 2003-NMCA-099,
¶ 6, 134 N.M. 224, 75 P.3d 824 (“We review de novo questions of law concerning the
interpretation of Supreme Court rules and the district court’s application of the law to the
facts of [the] case.”).
B. De Novo Review of Municipal Court Decisions
{9} It is well-established that, except as otherwise provided by law, appeals from lower
courts, including the municipal court, are subject to de novo review. See e.g., N.M. Const.
art. VI, § 27 (“Appeals shall be allowed in all cases from the final judgments and decisions
of . . . inferior courts to the district courts, and in all such appeals, trial shall be had de novo
unless otherwise provided by law.”); NMSA 1978, § 39-3-1 (1955) (“All appeals from
inferior tribunals to the district courts shall be tried anew in said courts on their merits, as
if no trial had been had below, except as otherwise provided by law.”); Rule 8-703(J)
(“Trials upon appeals from the municipal court to the district court shall be de novo.”);
Sanchez, 2007-NMSC-042, ¶ 7. Despite this constitutional, statutory, and case authority that
mandates de novo review, Defendant claims that the district court should have reviewed the
municipal court’s dismissal of his case under an abuse of discretion standard of review. He
further argues that the municipal court’s actions were supported by law because dismissal
is an appropriate sanction when the prosecution fails to secure the presence of a witness at
trial and, therefore, its ruling should be upheld absent an abuse of discretion. We disagree.
{10} As Defendant acknowledges in his reply brief, there are no rules, statutes, or case
authorities supporting his position that abuse of discretion is the proper standard. Cf. State
v. Begay, 2010-NMCA-089, ¶¶ 16-24, 148 N.M. 685, 241 P.3d 1125 (rejecting the state’s
contention that the district court should apply a deferential standard when reviewing the
magistrate court’s decision regarding a probation revocation); State v. Garcia,
2003-NMCA-045, ¶ 5, 133 N.M. 444, 63 P.3d 1164 (observing that “[t]he only law of which
we are aware indicates that magistrate court appeals to district court are to be heard by trial
de novo”). Additionally, the authorities Defendant does cite in support of his position are
inapplicable because they all relate to the standard of review when a court sits as an appellate
court in review of proceedings from a court of record. See State v. Candelaria, 2008-
NMCA-120, ¶¶ 10, 12, 144 N.M. 797, 192 P.3d 792 (reviewing proceedings of record from
the metropolitan court in the district court); see also Sims v. Ryan, 1998-NMSC-019, ¶ 4,
125 N.M. 357, 961 P.2d 782 (reviewing the discretionary act of the district court); Rest.
Mgmt. Co. v. Kidde-Fenwal, Inc., 1999-NMCA-101, ¶¶ 1, 8, 127 N.M. 708, 986 P.2d 504
(reviewing a district court’s decision). In this case, however, the district court is not being
asked to review a matter of record. As a result, de novo review is necessary. See Begay,
2010-NMCA-089, ¶¶ 19-24 (reviewing prior case law that recognized and established the
need for de novo review when reviewing a decision from a court that is not of record);
Foster, 2003-NMCA-099, ¶ 9 (observing that “[w]hether a lower court is of record
determines whether a trial will be de novo” and observing that “[t]he magistrate court . . .
is not a court of record [and] [t]herefore, appeals from magistrate courts are de novo”
(citations omitted)).
{11} We rely in part on this Court’s opinion in State v. Hicks, 105 N.M. 286, 731 P.2d 982
(Ct. App. 1986) to reject Defendant’s contention that abuse of discretion is the proper
standard for the district court to apply. In Hicks, the metropolitan court dismissed the
complaint filed against the defendant because it had not been filed in a timely manner. Id.
at 287, 731 P.2d at 983. The district court affirmed the dismissal after finding that the
metropolitan court did not abuse its discretion. Id. On appeal, this Court agreed with the
state that the district court erred in applying an appellate standard of review. Id. We applied
Article VI, Section 27 to reject the defendant’s argument that de novo review did not apply
merely because the proceedings below were not a “trial” and held that the district court
should have made an independent determination of whether dismissal was proper. Hicks,
105 N.M. at 287, 731 P.2d at 983; see also Foster, 2003-NMCA-099, ¶¶ 19-20 (explaining
that a district court must not accord deference to a magistrate court’s grant of mistrial on the
basis of manifest necessity, but that a district court may review the events that transpired in
the magistrate court to the extent necessary to make a meaningful, independent
determination).
{12} While acknowledging the holding in Hicks, Defendant asks us to overturn our
previous decisions as out of step with the standard of review normally applied to
discretionary decisions. We decline to do so and disagree with Defendant’s assertion that
recent case law suggests applying a different standard of review even if the lower court is
not of record. To the contrary, this Court’s decision in Begay is a recent conformation of the
long-held position that review from lower courts that are not courts of record must be done
on a de novo basis. See Begay, 2010-NMCA-089, ¶¶ 19-24. Therefore, the district court
was required to review de novo whether it was appropriate to dismiss the charges against
Defendant.
C. Adequacy of the District Court’s Review
{13} Having determined that the district court should have reviewed the municipal court’s
dismissal of Defendant’s charges de novo, we next address Defendant’s contention that the
district court did not adequately address the propriety of the municipal court’s dismissal of
his case before conducting trial de novo. Defendant contends that the language of Article
VI, Section 27 of the New Mexico Constitution requiring de novo trials applies to both a de
novo trial and to a hearing on the issues appealed. We agree and hold that before it
conducted a new trial on the charges against Defendant, the district court was required to
conduct de novo pretrial proceedings and review all preliminary matters raised by the
parties, including Defendant’s motion to dismiss. See Begay, 2010-NMCA-089, ¶¶ 16-24
(rejecting the state’s contention that Rules 6-703(J) and 6-802(D) NMRA should be
interpreted as only applying to de novo trials, and holding that the defendant was entitled to
a de novo probation revocation hearing in district court); Hicks, 105 N.M. at 287, 731 P.2d
at 983 (remanding to the district court to independently determine the propriety of a
metropolitan court’s decision to dismiss a complaint filed against a defendant because the
complaint was not timely filed).
{14} Without ever explicitly addressing whether the district court should have considered
the propriety of dismissing the charges based on the officer’s failure to appear, the City cites
to Article VI, Section 27 of the New Mexico Constitution for the proposition that “[t]he only
type of appeal allowed . . . shall be by trial de novo . . . .” To whatever extent the City is
implicitly asserting that our constitution limits de novo proceedings to a new trial as opposed
to review of other dispositive issues raised in either the district court or in the lower court
proceedings, we disagree. Our appellate courts have interpreted Article VI, Section 27 of
the New Mexico Constitution as requiring that all appeals to district court, not just trials, are
reviewed de novo unless some rule or provision of law specifically states otherwise. See
Sanchez, 2007-NMSC-042, ¶ 15 (noting that a municipalities right to de novo appeal remains
subject to a defendant’s right to be free from double jeopardy); Foster, 2003-NMCA-099,
¶ 7 (“We conclude that the double jeopardy defense is available to [a d]efendant in [a] de
novo appeal.”); Begay, 2010-NMCA-089, ¶¶ 16-24 (entitling defendant to a de novo
probation revocation hearing in the district court); Hicks, 105 N.M. at 287, 731 P.2d at 983
(“[T]he right of appeal [from courts not of record] is the right to a trial or hearing de novo
in the district court.” (emphasis added)).
{15} In response to Defendant’s arguments, the City also asserts that it “cannot state with
certainty” whether the district court refused to conduct any review of the dismissal. It
further suggests that the district court “considered and reconsidered [Defendant’s]
arguments” regarding the propriety of the municipal court’s dismissal. After reviewing the
record and transcripts from the district court hearings and trial, we are unpersuaded.
{16} In support of its contention that the district court considered the propriety of the
municipal court’s ruling to dismiss the charges with prejudice, the City cites to the briefs
filed by both parties, the district court’s September 10, 2009 order denying the motion to
dismiss, and Defendant’s final pretrial arguments on November 10, 2009. Our review of
these materials indicates that they merely address whether the district court should conduct
a trial de novo and, if so, whether the standard of review was abuse of discretion. The
materials contain no consideration, findings, or conclusions by the district court as to the
propriety of the municipal court’s dismissal of the charges with prejudice.
{17} To the contrary, in the City’s written response to Defendant’s motion to dismiss, the
City specifically argued that the district court did not need to review the legal issue of the
propriety of the municipal court’s dismissal of the charges with prejudice, and it made no
arguments regarding whether the dismissal was improper under a de novo standard of
review. Without taking any additional evidence or holding a hearing, the district court
simply entered a ruling and denied Defendant’s motion to dismiss. In its order, the district
court did not address the propriety of the lower court’s dismissal with prejudice or whether
a second trial de novo was appropriate. See State v. Lizzol, 2007-NMSC-024, ¶ 24, 141
N.M. 705, 160 P.3d 886 (recognizing the specific need for an appropriate double jeopardy
review when an appeal is taken by the state from a lower court’s dismissal of the criminal
charges). The district court only stated that it was not persuaded that Candelaria authorized
it to conduct a review for abuse of discretion. Finally, there is nothing in the parties’ pretrial
arguments, or the district court’s other pronouncements, indicating that the district court
conducted any other de novo review of the propriety of the municipal court’s dismissal with
prejudice before it conducted a second de novo trial on the charges against Defendant.
Based upon the foregoing, we conclude that the district court failed to adequately conduct
a de novo review of the propriety of the municipal court’s dismissal with prejudice and only
indirectly addressed the double jeopardy issue by actually conducting a new de novo trial.
CONCLUSION
{18} We reverse and remand this matter to the district court in order to conduct a de novo
review of Defendant’s motion to dismiss based upon the municipal court’s dismissal of
Defendant’s charges with prejudice arising from the arresting officer’s failure to appear for
trial. In addition, the district court must directly address any double jeopardy implications
arising from the failure of the State’s prosecuting officer to appear for the first trial, thereby
resulting in the municipal court’s dismissal of Defendant’s charges with prejudice. Given
our decision to remand and conduct a proper de novo review of the matters pending before
the district court, we decline to consider Defendant’s additional arguments regarding the
propriety of the district court’s dismissal of the charges.
{19} IT IS SO ORDERED.
____________________________________
TIMOTHY L. GARCIA, Judge
WE CONCUR:
____________________________________
CELIA FOY CASTILLO, Chief Judge
____________________________________
JAMES J. WECHSLER, Judge
Topic Index for City of Farmington v. Pinon-Garcia, Docket No. 30,888
APPEAL AND ERROR
Standard of Review
CRIMINAL LAW
Driving While Intoxicated
JURISDICTION
District Court
Municipal Court