State v. Herrera ( 2012 )

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1 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
2 STATE OF NEW MEXICO,
3 Plaintiff-Appellee,
4 v. No. 31,725
5 CARLOS HERRERA,
6 Defendant-Appellant.
7 APPEAL FROM THE DISTRICT COURT OF CHAVES COUNTY
8 Steven L. Bell, District Judge
9 Gary K. King, Attorney General
10 Nicole Beder, Assistant Attorney General
11 Santa Fe, NM
12 for Appellee
13 Jacqueline Cooper, Chief Public Defender
14 Eleanor Brogan, Assistant Appellate Defender
15 Santa Fe, NM
16 for Appellant
17 MEMORANDUM OPINION
18 BUSTAMANTE, Judge.
1 In this appeal, Defendant initially contended that the district court erred in
2 revoking Defendant’s probation after a second violation and sentencing him as an
3 habitual offender. Defendant raised his initial issues pursuant to State v. Franklin, 78
4 N.M. 127, 129, 428 P.2d 982, 984 (1967) and State v. Boyer, 103 N.M. 655, 658-60,
5 712 P.2d 1, 3-4 (Ct. App. 1985). [DS 6-7] Our first calendar notice proposed to
6 affirm.
7 In his memorandum and motion to amend, Defendant raised two new issues,
8 contending that the district court also erred: (1) in failing to properly credit Defendant
9 with time spent on probation (Issue 2); and (2) in failing to provide Defendant with
10 an opportunity to contest the convictions included in the supplemental criminal
11 information (Issue 3). [MIO1 1] In a second calendar notice, we granted Defendant’s
12 motion to amend, proposing to affirm on Issues 1 and 3, and proposing to reverse on
13 Issue 2. [Ct. App. File, CN2] The State filed a response to the second calendar
14 notice, indicating its agreement with the proposed disposition. [Ct. App. File, State’s
15 Response1] Defendant filed a second memorandum in opposition and an amended
16 second memorandum in opposition. [Ct. App. File, AMIO2] In a third calendar
17 notice, we proposed to affirm on Issue 1 and to reverse on Issues 2 and 3. [Ct. App.
18 File, CN3] The State has responded to the third calendar notice. [Ct. App. File,
2
1 State’s Response2] After due consideration, however, we affirm on Issue 1; we
2 reverse and remand on Issues 2 and 3.
3 1. Whether the State proved that Defendant violated his probation
4 conditions. We affirm the district court’s decision to revoke Defendant’s probation
5 based on the analysis set forth in this Court’s first and second calendar notices.
6 2. Proper Credit for Time Served on Probation. Defendant agrees with
7 proposed reversal and remand on this issue. [AMIO2 1] The State does not oppose
8 reversal on this issue. [Ct. App. File, Response 3-4] For the reasons set forth in this
9 Court’s second and third calendar notices, we reverse and remand for the district court
10 to amend the judgment to grant Defendant pre-sentence credit of 495 days for time
11 spent in custody and on probation.
12 3. The Supplemental Criminal Information. The terms of Defendant’s plea
13 agreement allow for habitual offender sentence enhancement and for Defendant’s
14 sentence to be modified should he violate his probation. [RP 75, 76, 77] Cf. State v.
15 Trujillo, 2007-NMSC-017, ¶ 12, 141 N.M. 451, 157 P.3d 16 (stating that a “plea
16 agreement’s silence on the subject of habitual-offender charges cannot inure to [a
17 defendant’s] benefit”). In addition, Defendant acknowledged in his motion to quash
18 the criminal supplemental information that existing case law allows the State to pursue
19 habitual offender sentence enhancement against Defendant for the first time upon a
3
1 second probation violation. [RP 209; see RP 213-17] See also State v. Leyba,
2 2009-NMCA-030, ¶ 22, 145 N.M. 712, 204 P.3d 37 (discussing that the State’s
3 exercise of its discretion not to pursue habitual offender sentence enhancement upon
4 the first probation violation, but to pursue it after the second violation is not a waiver
5 of the State’s right to assert habitual offender sentence enhancement).
6 The State is required, however, to prove a defendant’s habitual offender status
7 by a preponderance of the evidence. State v. Simmons, 2006-NMSC-044, ¶ 10, 140
8 N.M. 311, 142 P.3d 899 (stating that the standard of proof for the State’s evidence is
9 a preponderance of the evidence). In order to make a prima facie case that a defendant
10 is an habitual offender, the State must offer proof of all three elements: identity,
11 conviction, and timing. Id. ¶ 11.
12 In this appeal, Defendant has consistently asserted that he did have the
13 opportunity to contest the two prior felonies set forth in the State’s supplemental
14 criminal information. Defendant states that his new attorney at sentencing, Mr.
15 Patterson, told the trial judge that Defendant admitted to having two prior felony
16 convictions, when, Defendant contends, he did not do so:
17 Mr. Patterson told [Defendant] on the day of sentencing that he would be
18 receiving his habitual offender time. Mr. Patterson told the trial judge
19 that [Defendant] had two prior felony convictions. [Defendant] disputes
20 Mr. Patterson’s assertions that he admitted to having two prior felony
21 convictions at the sentencing hearing.
4
1 [AMIO2 2]
2 Whether or not Defendant actually admitted to his attorney that he had two
3 prior felony convictions is not a matter of record for this Court’s review on direct
4 appeal. See, e.g., State v. Roybal, 2002-NMSC-027, ¶ 19, 132 N.M. 657, 54 P.3d 61.
5 When an ineffective assistance claim is first raised on direct appeal, we
6 evaluate the facts that are part of the record. If facts necessary to a full
7 determination are not part of the record, an ineffective assistance claim
8 is more properly brought through a habeas corpus petition, although an
9 appellate court may remand a case for an evidentiary hearing if the
10 defendant makes a prima facie case of ineffective assistance.
11 Id. Nevertheless, as discussed above, it is the State’s burden to prove the allegations
12 in a supplemental information by a preponderance of the evidence. Moreover, NMSA
13 1978, Section 31-18-20(A) (1983) requires the district court to hold a hearing that
14 informs Defendant of: (1) the allegations of the information; and (2) his right to be
15 tried as to the truth thereof according to law. Further, NMSA 1978, Section 31-18-
16 20(B) (1983) requires a defendant:
17 to say whether or not he is the same person as charged in the
18 information. If the defendant denies being the same person or refuses to
19 answer or remains silent, his plea or the fact of his silence shall be
20 entered in the record and the court shall then conduct a hearing to
21 determine if the offender is the same person.
22 (Emphasis added).
23
24 The record proper indicates that Defendant’s prior counsel had moved to quash
25 the supplemental criminal information and that a hearing on it was scheduled and
5
1 rescheduled several times, but never held during that counsel’s tenure. [AMIO2 2]
2 Defendant also asserts that only one prior felony is usable, if any. [AMIO2 2-3]
3 Under these circumstances, we hold that Defendant’s new counsel’s representations
4 to the sentencing court that Defendant had admitted to two prior felonies cannot be
5 considered a clear waiver of Defendant’s right to contest the supplemental information
6 and to require the State to prove, at a hearing, the allegations in the supplemental
7 information by a preponderance of the evidence. To the extent that the State asserts
8 that Defendant had his opportunity by citing this Court to RP 255 [Ct. App. File,
9 State’s Response 2], we are not persuaded. At RP 255, which is part of the judgment
10 entered after sentencing, these sentences appear: “The Court held a sentencing
11 hearing on October 5, 2011. (sic) State brings habitual proceedings, the Court FINDS
12 two (2) prior felonies, enhancing sentence by four (4) years.” [RP 255, top 2nd and 3rd
13 lines] These sentences of the judgment merely state that there was a sentencing
14 hearing; they do not demonstrate that Defendant had an opportunity to contest the
15 supplemental criminal information. We reverse on this issue and remand for the
16 district court to hold a hearing on the State’s supplemental criminal information that
17 allows Defendant to contest it and requires the State to prove by a preponderance of
18 the evidence that Defendant committed two prior usable felonies for purposes of
19 enhancing Defendant’s sentence.
6
1 CONCLUSION
2 For the reasons set forth in the first, second, and third calendar notices, and in
3 this memorandum opinion, we affirm the district court on Issue 1; we reverse and
4 remand to the district court on Issues 2 and 3.
5 IT IS SO ORDERED.
6
7 MICHAEL D. BUSTAMANTE, Judge
8 WE CONCUR:
9
10 CELIA FOY CASTILLO, Chief Judge
11
12 MICHAEL E. VIGIL, Judge
7