Audette v. City of Truth or Consequences , 2012 NMCA 11 ( 2011 )


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    New Mexico Compilation
    Commission, Santa Fe, NM
    '00'05- 14:43:02 2012.11.16
    Certiorari Denied, December 21, 2011, No. 33,321
    IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
    Opinion Number: 
    2012-NMCA-011
    Filing Date: September 27, 2011
    Docket No. 30,988
    KIM AUDETTE and SOPHIA PERON,
    Petitioners-Appellants,
    v.
    CITY OF TRUTH OR CONSEQUENCES
    COMMISSIONERS LORI MONTGOMERY,
    FRED TORRES, EVELYN RENFRO, JERRY
    STAGNER, STEVE GREEN; HOT SPRINGS
    LAND DEVELOPMENT, LLC; and HOT
    SPRINGS MOTORPLEX DEVELOPMENT, LLC,
    Respondents-Appellees.
    APPEAL FROM THE DISTRICT COURT OF SIERRA COUNTY
    Edmund H. Kase, III, District Judge
    Kim Audette
    Truth or Consequences, NM
    Pro Se Appellant
    Sophia Peron
    Truth or Consequences, NM
    Pro Se Appellant
    Jaime F. Rubin, LLC
    Jaime F. Rubin
    Truth or Consequences, NM
    for Appellee City of Truth or
    Consequences/Commissioners
    1
    Modrall, Sperling, Roehl, Harris & Sisk, P.A.
    John J. Kelly
    Emil J. Kiehne
    Albuquerque, NM
    for Appellees Hot Springs Land
    Development, LLC and Hot Springs
    Motorplex Development, LLC
    OPINION
    VANZI, Judge.
    {1}      Kim Audette and Sophia Peron seek appellate review of two district court orders in
    an administrative appeal from the decision of a city zoning commission. Rather than filing
    a petition for writ of certiorari in this Court as required by the relevant statutes and Rule 12-
    505 NMRA, Audette and Peron filed a notice of appeal and a docketing statement. Because
    the docketing statement substantially complies with the content requirements of Rule 12-
    505(D)(2), we accept their docketing statement as a non-conforming petition. Also, because
    they requested an extension of time to file their docketing statement within the thirty-day
    deadline of Rule 12-505(C), and this Court granted the extension, we conclude that their
    non-conforming petition was timely. However, as the non-conforming petition does not
    demonstrate that discretionary review is warranted, we deny the petition.
    BACKGROUND
    {2}     The commissioners of the City of Truth or Consequences (Commissioners) passed
    an ordinance granting Hot Springs Land Development, LLC, a/k/a Hot Springs Motorplex
    Development, LLC, (Hot Springs) a zoning change for 8,200 acres near the municipal
    airport. Audette and Peron appealed to the district court in accordance with NMSA 1978,
    Section 3-21-9 (1999), and NMSA 1978, Section 39-3-1.1(C) (1999), which permit a person
    aggrieved by a decision of a municipal zoning agency to appeal as of right to the district
    court.
    {3}     The district court issued a non-final decision containing its findings of fact and
    conclusions of law and explaining its reasoning for concluding that the appeal was without
    merit. See Curbello v. Vaughn, 
    76 N.M. 687
    , 687, 
    417 P.2d 881
    , 882 (1966) (stating that
    where the district court had entered findings and conclusions but had not entered an order
    or judgment carrying out the findings and conclusions, no final order had been entered in the
    case for purposes of appeal); High Ridge Hinkle Joint Venture v. City of Albuquerque, 
    119 N.M. 29
    , 37, 
    888 P.2d 475
    , 483 (Ct. App. 1994) (stating that a final order must contain
    decretal language). Audette filed a motion for reconsideration of the district court’s
    decision. On May 10, 2010, the district court filed a final order affirming the zoning
    2
    decision, as well as an order denying Audette’s motion for reconsideration. Later that
    afternoon, the Commissioners and Hot Springs filed a motion to sanction Audette for the
    frivolous filing of her motion for reconsideration. The Commissioners and Hot Springs
    sought reasonable attorney fees for defending the motion. On December 10, 2010, the
    district court entered an order granting the motion for sanctions but postponed a decision on
    the amount of attorney fees to be awarded pending submission of a cost bill and any
    objections to the bill.
    {4}      On December 13, 2010, Audette and Peron filed a notice of appeal with the district
    court clerk. Audette and Peron then filed a docketing statement on February 18, 2011,
    raising claims of error directed at both the order affirming the underlying zoning decision
    and the order for sanctions. The Commissioners and Hot Springs moved to dismiss that
    portion of the appeal directed at the order affirming the zoning decision. The motion
    asserted that Audette and Peron were not entitled to an appeal as of right from the zoning
    decision since Section 39-3-1.1(E) only permits a party who has appealed as of right to the
    district court to seek discretionary review in this Court by way of a petition for writ of
    certiorari. We requested supplemental briefing on the question whether the notice of appeal
    and docketing statement should be accepted in lieu of a petition for writ of certiorari.
    DISCUSSION
    Audette’s and Peron’s Non-Conforming Document Will Be Accepted as a Petition for
    Writ of Certiorari
    {5}      Although Audette and Peron failed to file a petition for writ of certiorari, we have
    held that a docketing statement that substantially complies with the content requirements for
    a petition for writ of certiorari will be accepted as a petition despite the fact that its form and
    content do not precisely comply with the requirements of Rule 12-505. See Wakeland v.
    N.M. Dep’t of Workforce Solutions, 
    2012-NMCA-021
    , ¶ 16, 
    274 P.3d 766
     (No. 31,031, Sept.
    27, 2011). Because Audette’s and Peron’s docketing statement contains information
    sufficient to determine whether the issues they raise meet the requirements for granting a
    petition for writ of certiorari, we construe their docketing statement as a petition. See 
    id.
    Audette’s and Peron’s Non-Conforming Petition Was Timely Because They Sought an
    Extension of Time to File the Document Prior to the Expiration of the Thirty Days for
    Filing a Petition and the Extension Was Granted
    {6}     Audette’s and Peron’s non-conforming petition was not filed within thirty days of
    the district court’s order as required by Rule 12-505(C). In such circumstances, this Court
    would generally only excuse the late filing if it was due to unusual circumstances beyond
    Audette’s and Peron’s control. See Gulf Oil Corp. v. Rota-Cone Field Operating Co., 
    85 N.M. 636
    , 636, 
    515 P.2d 640
    , 640 (1973) (per curiam) (holding that, as with the time
    requirement for a notice of appeal, the timely filing of a petition for writ of certiorari is a
    mandatory precondition to the exercise of an appellate court’s jurisdiction that will not be
    3
    excused absent unusual circumstances). Here, however, Audette and Peron requested an
    extension of time to file the docketing statement and, because they did so on January 7,
    2011, prior to the thirty-day deadline imposed by Rule 12-505(C), we conclude that their
    non-conforming petition was timely.
    {7}     In previous cases, we have held that a showing of unusual circumstances is required
    in order to warrant an extension of time to file a petition for a writ of certiorari. See
    Cassidy-Baca v. Bd. of Cnty. Comm’rs of Cnty. of Sandoval, 
    2004-NMCA-108
    , ¶ 3, 
    136 N.M. 307
    , 
    98 P.3d 316
     (declining to grant an extension of time to file a petition for writ of
    certiorari where there was no showing of unusual circumstances); Hyden v. N.M. Human
    Servs. Dep’t, 
    2000-NMCA-002
    , ¶ 17, 
    128 N.M. 423
    , 
    993 P.2d 740
     (requiring a showing of
    unusual circumstances in order to grant an extension). However, in those cases, the
    extension was sought after the mandatory time for filing such that, in essence, the parties
    were asking the Court to excuse their failure to file the petition by the mandatory date. We
    do not believe that the rule requiring unusual circumstances is intended to apply when a
    party seeks an extension of time to file a petition for writ of certiorari prior to the expiration
    of the deadline. In fact, this Court routinely grants such requests for extensions when the
    motion demonstrates good cause.
    {8}     Because this Court often grants extensions of time to file petitions for writ of
    certiorari when the request for the extension is made prior to the date that the petition is due,
    the same rule should be applicable to non-conforming petitions such as the docketing
    statement filed here. Therefore, because Audette and Peron sought an extension of time to
    file their docketing statement before their petition was due under Rule 12-505(C) and
    because this Court granted the extension, we conclude that their petition is timely.
    {9}      We emphasize, however, that when a party mistakenly files a notice of appeal and,
    after the time for filing a petition has passed, the party seeks an extension of time to file the
    docketing statement, an order from this Court extending the time to file the docketing
    statement will not automatically excuse the untimely filing of the non-conforming document
    that is to be construed as a petition. Extensions of time to file the docketing statement in this
    Court are routinely granted, as the timely filing of a docketing statement is not a mandatory
    precondition to the exercise of this Court’s jurisdiction. Although the party may not realize
    that they have employed the wrong procedures in bringing an appeal before this Court, a
    party cannot rely on their own mistake in presenting their case as if it were an appeal as of
    right and in obtaining a routine extension to file the docketing statement as a basis for
    claiming that the non-conforming petition was timely. An extension that this Court would
    not have granted if it were clear that what was actually being requested was that the Court
    excuse the untimely filing of a non-conforming petition will not itself excuse the late filing.
    Therefore, when the request for an extension of time to file the docketing statement is made
    after the time for filing a petition for writ of certiorari has passed, and if we have granted the
    motion for the extension, we will excuse the late filing only when the party’s motion or other
    documents filed in this Court demonstrate the kind of unusual circumstances warranting the
    acceptance of an untimely filing.
    4
    {10} Although we conclude that Audette’s and Peron’s non-conforming petition was
    timely as to the December order on sanctions, Hot Springs and the Commissioners argue that
    the petition was not timely as to the May order on the merits of the zoning decision, such that
    this Court should not consider any issues related to the zoning decision. Our Supreme Court
    has held that when a district court issues a decision on the merits and then later issues a
    decision on a collateral issue, such as whether to grant attorney fees, a party may choose to
    wait until the collateral matter is resolved to file the notice of appeal as to all issues. Exec.
    Sports Club, Inc. v. First Plaza Trust, 
    1998-NMSC-008
    , ¶ 14, 
    125 N.M. 78
    , 
    957 P.2d 63
    .
    Under such circumstances, the appellant can file the notice of appeal within thirty days of
    the order on the collateral matter, and the notice will be effective as to the judgment on the
    merits. See 
    id.
     An order granting attorney fees but not setting the amount, such as the order
    in this case, constitutes a final, appealable order. See id. ¶ 13.
    {11} However, in San Juan 1990-A, L.P. v. El Paso Production Co., 
    2002-NMCA-041
    ,
    ¶ 21, 
    132 N.M. 73
    , 
    43 P.3d 1083
    , we held that an order sanctioning a party for discovery
    violations and awarding attorney fees was not the sort of collateral post-judgment order that
    would toll the time for filing a notice of appeal from the judgment on the merits, and when
    the appellants failed to file a timely notice of appeal from the order on the merits and instead
    waited for the entry of the sanctions order to file their notice of appeal, their appeal of the
    merits was untimely. San Juan distinguishes cases like Executive Sports Club by stating that
    the award of attorney fees in those cases was for the whole litigation and may have involved
    a “substantive evaluation of legal and factual issues involved in the case[,]” whereas in San
    Juan, the sanction was just for a discovery violation, and the parties stipulated to the order
    on sanctions such that the district court did not have to make any substantive decisions. San
    Juan, 
    2002-NMCA-041
    , ¶¶ 19, 21 (internal quotation marks and citation omitted).
    {12} San Juan does not control this case. Here, unlike the circumstances in San Juan, the
    parties did not enter into a stipulation regarding the sanctions, and the question decided by
    the district court—whether Audette had taken a frivolous position in her motion to
    reconsider—involved a substantive decision regarding the legal and factual issues in the
    case. Therefore, in accordance with Executive Sports Club, Audette and Peron could wait
    to file a notice of appeal from the sanctions order, and the notice was effective as to both the
    sanctions order and the order on the merits.
    The Petition Is Denied
    {13} We have reviewed Audette’s and Peron’s non-conforming petition. Because this
    case was erroneously presented to this Court as an appeal as of right, the entire record proper
    has been filed in this Court. However, with respect to the underlying zoning decision, we
    have only considered those documents in the record that should have been attached to a
    petition for writ of certiorari. See Rule 12-505(D)(3) (stating that a petition shall have
    attached the final order or judgment of the district court and any findings or decisions
    leading to the order or judgment, a copy of the administrative decision, and a copy of the
    statements of appellate issues filed in the district court). With respect to the order on
    5
    sanctions, we have considered all of the documents in the record proper on that issue. After
    reviewing the petition and the relevant material in the record, we deny the petition, as it does
    not present a question meriting discretionary review pursuant to Rule 12-505(D)(2)(d).
    CONCLUSION
    {14} Audette and Peron were required to file a timely petition for writ of certiorari in order
    to seek discretionary appellate review in this Court. Because their docketing statement is
    sufficient to constitute a non-conforming petition for writ of certiorari, and because they
    timely sought an extension of time to file the non-conforming petition, we have considered
    the petition on the merits. The petition is denied.
    {15}    IT IS SO ORDERED.
    ____________________________________
    LINDA M. VANZI, Judge
    WE CONCUR:
    ____________________________________
    CELIA FOY CASTILLO, Chief Judge
    ____________________________________
    CYNTHIA A. FRY, Judge
    Topic Index for Audette v. City of Truth or Consequences, No. 30,988
    AE                     APPEAL AND ERROR
    AE-AF                  Attorney Fees
    AE-CF                  Certiorari
    AE-DS                  Docketing Statements
    GV                     GOVERNMENT
    GV-MU                  Municipalities
    GV-ZL                  Zoning Law
    CP                      CIVIL PROCEDURE
    CP-CO                   Collateral Order
    CP-PS                   Pro Se or Self Represented Litigant
    CP-TL                   Time Limitations
    6