State v. Diaz ( 2010 )

1 This memorandum opinion was not selected for publication in the New Mexico Reports. Please
2 see Rule 12-405 NMRA for restrictions on the citation of unpublished memorandum opinions.
3 Please also note that this electronic memorandum opinion may contain computer-generated
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6 IN THE COURT OF APPEALS OF THE STATE OF NEW MEXICO
7 STATE OF NEW MEXICO,
8 Plaintiff-Appellee,
9 v. No. 30,351
10 BERNIE DOMINGUEZ DIAZ,
11 Defendant-Appellant.
12 APPEAL FROM THE DISTRICT COURT OF DOÑA ANA COUNTY
13 Lisa C. Schultz, District Judge
14 Gary K. King, Attorney General
15 Santa Fe, NM
16 for Appellee
17 Kieran F. Ryan
18 Las Cruces, NM
19 for Appellant
20 MEMORANDUM OPINION
21 SUTIN, Judge.
1 Defendant appeals the district court’s denial of his motion to withdraw his
2 guilty plea to trafficking cocaine and possession of drug paraphernalia. We issued a
3 calendar notice proposing to summarily affirm Defendant’s conviction. Defendant
4 filed a timely memorandum in opposition. After due consideration, we affirm.
5 DISCUSSION
6 Defendant argues that the district court abused its discretion when it failed to
7 conduct a hearing on whether Defendant’s guilty plea was knowing and voluntary.
8 [DS 4; MIO 2-4] We review a district court’s denial of a motion to withdraw a guilty
9 or no-contest plea for abuse of discretion. See State v. Hunter, 2006-NMSC-043,
10 ¶¶ 10-11, 140 N.M. 406, 143 P.3d 168.
11 A court abuses its discretion when it is shown to have acted unfairly,
12 arbitrarily, or committed manifest error. A denial of a motion to
13 withdraw a guilty plea constitutes manifest error when the undisputed
14 facts establish that the plea was not knowingly and voluntarily given.
15 Id. ¶ 11 (internal quotation marks and citation omitted). This standard applies to all
16 motions to withdraw a plea, even those made prior to sentencing. Id.
17 On January 4, 2010, Defendant entered a plea agreement with the State, which
18 was approved by the district court. [RP 56-62] According to the plea and disposition
19 agreement, Defendant agreed to plead guilty to trafficking and possession of drug
20 paraphernalia in exchange for the State agreeing not to bring habitual offender
21 proceedings against Defendant. [Id.] The agreement provided that Defendant waived
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1 the right to any motions, defenses, objections, or requests that Defendant could have
2 raised. [Id. 57] After a hearing, the change of plea was accepted by the district court.
3 [Id. 70]
4 On February 2, 2010, prior to sentencing, new counsel for Defendant filed a
5 motion to withdraw the guilty plea. [RP 72-77] Defendant argued that during the plea
6 process he became aware of discrepancies on various documents with respect to the
7 amount of cocaine that was found in his possession and placed into evidence. [Id. 72-
8 73] Defendant argued that the discrepancies created questions about the chain of
9 custody and evidence tampering. [Id. 73] Defendant acknowledged that the district
10 court addressed Defendant in open court to determine whether the guilty plea was
11 voluntary, but claimed that it was inconceivable that Defendant would willfully agree
12 to the plea when he was not informed that the evidence against him had been lost or
13 tampered with. [Id. 76] Claiming manifest error, Defendant requested that he be
14 allowed to withdraw his “misinformed plea” so that matters of lost evidence and his
15 guilt or innocence could be addressed. [Id. 77]
16 The district court reviewed the motion and denied it. [RP 87-89] The court
17 found that it had conducted the plea colloquy required by Rule 5-303(F) and (G)
18 NMRA at the plea hearing and determined that the plea was voluntary and not the
19 result of force, threats, or promises. [Id. 87] The court found that Defendant was
3
1 advised of the consequences of his plea and that by entering a voluntary plea with a
2 full understanding of the consequences, he waived any objections to any prior defects
3 in the proceedings including evidentiary objections. [Id. 88] Finding that Defendant
4 had not demonstrated that withdrawal of the plea was necessary to correct a manifest
5 injustice, the district court denied the motion. [Id.]
6 In our calendar notice, we discussed why we were not persuaded that the district
7 court abused its discretion in determining that the plea was voluntary and willing. In
8 his motion, Defendant did not dispute that the district court properly inquired about
9 the voluntariness of his plea. [RP 76] Instead, Defendant suggested that the court did
10 not inquire into whether his willingness to plead resulted from prior discussions
11 between the prosecutor and Defendant or his attorney. [Id.] Defendant argued that
12 he could not enter into “a willful agreement to the charges when he was not informed
13 that the evidence against him had been lost or tampered with.” [Id.] In denying the
14 request, the district court noted that it had conducted the required plea colloquy, which
15 included inquiring about whether Defendant’s willingness to plead resulted from prior
16 discussions between the prosecutor and Defendant or his attorney. See Rule 5-303(G).
17 [RP 87] In addition, Defendant signed the plea agreement, which included a statement
18 that his defense attorney had advised him of his constitutional rights and possible
19 defenses. [Id. 59] The district court presided over the hearing and clearly found that
4
1 the requirements of Rule 5-303(G) were met. [Id. 87-88] The court found that
2 Defendant entered his plea knowingly and that he had waived any evidentiary
3 objections. [Id.] We presumed that there was no indication at the plea hearing that
4 Defendant’s plea was not voluntary or unwilling. Thus, we proposed to hold that
5 there was no abuse of discretion in the district court’s determination that Defendant
6 entered his plea knowingly and that he had waived any evidentiary objections.
7 Defendant’s response to our calendar notice does not challenge our understanding that
8 there is nothing on record in the pleadings or plea hearing to indicate that the district
9 court would have reason to believe that the plea was anything but voluntary and
10 willing. [MIO 3] We therefore remain persuaded that the district court did not err in
11 finding the plea was voluntarily entered.
12 We further are not persuaded that the district court abused its discretion in
13 finding that Defendant did not demonstrate manifest error based on the allegations in
14 the motion and its attachments. Although the documents attached to the motion
15 appear to list different weights of the cocaine at different stages of the proceedings,
16 they do not establish that evidence was missing or had been tampered with as
17 Defendant now asserts. It is entirely unclear what the weights mean, and it is unlikely
18 that a hearing on a motion to suppress would have clarified matters. Thus, we remain
19 persuaded that the district court did not err in finding that Defendant was not able to
5
1 demonstrate that the discrepancies in the documents constituted undisputed facts that
2 established that his plea was not knowing or voluntary.
3 On appeal, Defendant claims that he sought to withdraw his plea based on
4 ineffective assistance of counsel. [DS 5; MIO 2-6] Defendant argues that he did not
5 enter the plea voluntarily or willingly because his attorney failed to advise him of the
6 possibility of challenging the chain of custody and other matters. [Id.] In his
7 memorandum in opposition, Defendant claims that his motion to withdraw his plea
8 was not due to a change of heart but to “a situation wherein an uninformed defendant
9 has a plea agreement forced on him by his counsel.” [MIO 2] Defendant complains
10 that he was not given the opportunity to make a record that he received ineffective
11 assistance of counsel. [MIO 2-4]
12 We reject this claim. As noted in our calendar notice, Defendant’s motion did
13 not clearly raise a claim of ineffective assistance of counsel. Defendant presented no
14 facts in his motion that would support a claim of ineffective assistance of counsel such
15 as a claim that trial counsel (and not the State) failed to inform him about the
16 discrepancies in the evidence and his choices for challenging the evidence. Contrary
17 to the assertions in the docketing statement and memorandum in opposition, the
18 motion did not assert that trial counsel just wanted to get the case over with, that
19 Defendant was surprised to learn at the change of plea hearing about the discrepancies
6
1 and expressed his concerns to counsel who told him not to worry about it, or that
2 counsel failed to show him the police reports or discuss them with him. [DS 3; MIO
3 3-4] Although Defendant now claims that trial counsel was not given the opportunity
4 to testify about the extent of his investigation and conferences with law enforcement
5 [MIO 5], the motion made no request concerning these matters. We further note that
6 if Defendant sought to assert a claim of ineffective assistance of counsel as a basis for
7 his motion to withdraw his plea, Defendant could have attached an affidavit from trial
8 counsel. For these reasons, we are not persuaded that this case is like State v.
9 Kincheloe, 87 N.M. 34, 528 P.2d 893 (Ct. App. 1974), in which among other things
10 trial counsel suffered from lung cancer and there were indications that he just wanted
11 to get the case over with. [MIO 3-4] Based on the facts in support of the motion, we
12 remain persuaded that the district court would have no basis for holding a hearing to
13 determine whether Defendant’s plea was involuntary due to ineffective assistance of
14 counsel. We therefore remain persuaded that the district court did not abuse its
15 discretion in not holding a hearing and in denying the motion to withdraw the plea.
16 Moreover, we are not persuaded that Defendant demonstrated manifest error
17 based on receiving improper advice from his attorney about his prospects for
18 succeeding on possible motions to suppress. “The voluntariness of a plea entered on
19 the advice of counsel depends on whether counsel’s advice was within the range of
7
1 competence demanded of attorneys in criminal cases.” Hunter, 2006-NMSC-043,
2 ¶ 12 (internal quotation marks and citation omitted). To establish ineffective
3 assistance of counsel, a defendant must show (1) that counsel’s performance fell
4 below that of a reasonably competent attorney and (2) that the defendant was
5 prejudiced by the deficient performance. State v. Hester, 1999-NMSC-020, ¶ 9, 127
6 N.M. 218, 979 P.2d 729. The burden of proof is on Defendant to prove both prongs.
7 Id.8 Based on the record before us, we are not persuaded that Defendant made a
9 prima facie case of ineffective assistance of counsel. There is no indication in the
10 record that defense counsel misadvised Defendant about his alternatives, including the
11 chance of prevailing on any evidentiary challenges or the advantages of taking a plea
12 in exchange for the State not pursuing habitual offender proceedings. We presume
13 that Defendant’s prospects for making evidentiary challenges were known to defense
14 counsel before Defendant entered the plea. However, it appears that defense counsel
15 made a strategic decision not to challenge the evidence. We are not persuaded that the
16 documents presented to the district court demonstrate that defense counsel’s decision
17 was wrong. Based on the documents submitted with his motion, Defendant can only
18 suggest that there might be a problem with the evidence; the documents do not
19 establish that Defendant could have prevailed on an evidentiary challenge. Given that
8
1 the State agreed not to pursue habitual offender proceedings in exchange for a guilty
2 plea, we cannot say that defense counsel gave Defendant bad advice if he
3 recommended taking the plea. In addition, the record does not establish that but for
4 counsel’s failure to advise him of other options, Defendant would not have taken the
5 plea. Thus, there is no indication that defense counsel’s performance was deficient
6 or that Defendant was prejudiced by his defense. To the extent Defendant now seeks
7 to raise an ineffective assistance of counsel claim based on matters not of record, he
8 should raise it in a petition for habeas corpus. See State v. Telles, 1999-NMCA-013,
9 ¶ 25, 126 N.M. 593, 973 P.2d 845 (filed 1998); State v. Martinez, 1996-NMCA-109,
10 ¶ 25, 122 N.M. 476, 927 P.2d 31 (stating that “[t]his Court has expressed its
11 preference for habeas corpus proceedings over remand when the record on appeal
12 does not establish a prima facie case of ineffective assistance of counsel”).
13 For these reasons, we hold that no abuse of discretion exists in the district
14 court’s decision not to conduct a hearing on Defendant’s motion to withdraw his plea.
15 As the district court presided over the change of plea hearing and conducted the
16 required plea colloquy, it had personal knowledge of whether Defendant entered a
17 knowing and voluntary plea. See State v. Guerro, 1999-NMCA-026, ¶ 28, 126 N.M.
18 699, 974 P.2d 669. Thus, it was within its discretion to decline to hold an evidentiary
19 hearing. See id. ¶ 24.
9
1 In addition, although Defendant appears to be claiming on appeal that his
2 attorney misadvised him on several matters and that he received ineffective assistance
3 of counsel as a result [DS 5], Defendant did not clearly raise these claims before the
4 district court. Accordingly, we conclude that the district court did not abuse its
5 discretion by not holding a hearing to determine whether Defendant received improper
6 advice from defense counsel.
7 On the record before us, Defendant has not persuaded us that the plea was not
8 knowing and voluntary, that Defendant did not act upon the advice of competent
9 counsel, or that withdrawal of his plea was necessary due to manifest error. We
10 therefore hold that the district court did not abuse its discretion in denying
11 Defendant’s motion to withdraw his plea and affirm the district court.
12 IT IS SO ORDERED.
13 __________________________________
14 JONATHAN B. SUTIN, Judge
15 WE CONCUR:
16 _____________________________
17 JAMES J. WECHSLER, Judge
18 _____________________________
19 LINDA M. VANZI, Judge
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